APOE ε4 Allele Dose and Time to Clinical Conversion from Mild Cognitive Impairment to Alzheimer’s Disease Dementia: An ADNI Survival Analysis
Abstract
1. Introduction
2. Materials and Methods
2.1. Data Source and Study Population
2.2. Exposure Variables
2.3. Outcome Variable
2.4. Covariates
2.5. Statistical Methods
2.5.1. Kaplan–Meier Analysis
2.5.2. Cox Proportional Hazards Regression
2.5.3. Interaction Analysis
2.5.4. Sensitivity Analyses
2.5.5. Software
3. Results
3.1. Baseline Characteristics
3.2. Missing Data
3.3. Kaplan–Meier Survival Analysis
3.4. Cox Model Results
3.5. Proportional Hazards Assumption
3.6. APOE ε4 × Hippocampal Volume Interaction Results
3.7. Sensitivity and Robustness Results
4. Discussion
4.1. APOE ε4 as an Adjusted Statistical Predictor
4.2. Carrier-Dominant Separation with Increasing APOE ε4-Associated Risk
4.3. Non-Significant Interaction Between APOE ε4 Dose and Hippocampal Volume
4.4. Comparison with Prior Survival Analyses
4.5. Limitations
4.6. Clinical Implications
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| AD | Alzheimer’s Disease |
| ADAS-Cog | Alzheimer’s Disease Assessment Scale, Cognitive Subscale |
| ADNI | Alzheimer’s Disease Neuroimaging Initiative |
| AIC | Akaike Information Criterion |
| ANOVA | Analysis of Variance |
| APOE | Apolipoprotein E |
| CDR-SB | Clinical Dementia Rating, Sum of Boxes |
| CI | Confidence Interval |
| C-index | Concordance Index |
| FreeSurfer | Freesurfer Image Analysis Suite |
| GDS | Geriatric Depression Scale |
| HR | Hazard Ratio |
| ICV | Intracranial Volume |
| LRT | Likelihood Ratio Test |
| MCI | Mild Cognitive Impairment |
| MMSE | Mini-Mental State Examination |
| MRI | Magnetic Resonance Imaging |
| PH | Proportional Hazards |
| SD | Standard Deviation |
| UCSF | University of California, San Francisco |
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| Criterion | N |
|---|---|
| Total participants in ADNI master dataset | 3761 |
| Baseline MCI diagnosis | 1600 |
| Excluded: missing APOE ε4 genotype | 455 |
| Excluded: no follow-up visit beyond baseline | 30 |
| Final analytic sample | 1115 |
| Model | Covariates Included | Rationale |
|---|---|---|
| Model 1 (unadjusted) | APOE4_DOSE | Crude genetic effect |
| Model 2 (partial) | APOE4_DOSE, HIPPO_ICV_ADJ, MMSCORE, CDRSB | Adjustment for structural and cognitive biomarkers |
| Model 3 (primary) | APOE4_DOSE, HIPPO_ICV_ADJ, MMSCORE, CDRSB, AGE, SEX, PTEDUCAT | Full adjustment including demographic confounders |
| Label | Description | Rationale |
|---|---|---|
| S1 | Exclude APOE ε4 homozygotes | Tests whether the result depends on the smallest dose group |
| S2 | Complete cases only, no imputation | Assesses effect of minimal covariate imputation |
| S3 | Add GDS to the primary Cox model | Tests whether depressive symptoms affect the APOE ε4 estimate |
| S4 | Restrict to participants with at least 2 follow-up visits | Excludes participants with minimal observation time |
| S5 | Hippocampal volume as binary median-split variable | Tests hippocampal operationalization |
| S6 | Add HIPPO_SOURCE to the primary Cox model | Tests imaging-source heterogeneity |
| S7 | Restrict to UCD_WMH-derived hippocampal values only | Tests robustness within primary hippocampal source |
| S8 | Replace HIPPO_ICV_ADJ with source-wise hippocampal z-score | Removes source-scale differences |
| S9 | Restrict to MRI within ±6 months of baseline | Tests temporal alignment of hippocampal MRI |
| S10 | Restrict to amyloid-positive CSF subgroup | Exploratory amyloid-positive CSF subgroup analysis |
| S11 | Exclude MCI-to-CN reverters | Tests effect of diagnostic reversion |
| S12 | PH-robust model with time-varying or stratified AGE/CDRSB handling | Tests robustness to proportional hazards diagnostics |
| Variable | Dose 0 (n = 567) | Dose 1 (n = 432) | Dose 2 (n = 116) | Test | p-Value |
|---|---|---|---|---|---|
| Age, years | 77.03 ± 8.32 | 75.72 ± 7.35 | 72.76 ± 7.11 | ANOVA | <0.0001 |
| Education, years | 16.07 ± 2.71 | 15.84 ± 2.82 | 16.06 ± 2.71 | ANOVA | 0.391 |
| MMSE | 27.73 ± 2.15 | 26.95 ± 2.53 | 27.14 ± 2.29 | ANOVA | <0.0001 |
| CDR-SB | 1.53 ± 1.20 | 1.84 ± 1.37 | 1.62 ± 0.90 | ANOVA | 0.0004 |
| ADAS-Cog | 15.03 ± 6.57 | 17.61 ± 6.94 | 18.02 ± 6.26 | ANOVA | <0.0001 |
| HIPPO_ICV_ADJ | 2.98 ± 1.17 | 2.75 ± 1.22 | 2.55 ± 1.18 | ANOVA | 0.0002 |
| GDS | 1.90 ± 1.80 | 1.89 ± 1.87 | 1.79 ± 1.44 | ANOVA | 0.825 |
| Follow-up, years | 4.27 ± 3.68 | 3.24 ± 2.98 | 2.90 ± 2.72 | ANOVA | <0.0001 |
| Female, N (%) | 237 (41.8%) | 177 (41.0%) | 51 (44.0%) | Chi-square | 0.843 |
| Converted, N (%) | 148 (26.1%) | 193 (44.7%) | 58 (50.0%) | Chi-square | <0.0001 |
| Comparison | N (A) | N (B) | Log-Rank Statistic | p-Value | Significant |
|---|---|---|---|---|---|
| Dose 0 vs. Dose 1 | 567 | 432 | 54.06 | <0.0001 | Yes |
| Dose 0 vs. Dose 2 | 567 | 116 | 46.74 | <0.0001 | Yes |
| Dose 1 vs. Dose 2 | 432 | 116 | 1.95 | 0.163 | No |
| Statistic | Dose 0 (n = 567) | Dose 1 (n = 432) | Dose 2 (n = 116) |
|---|---|---|---|
| Events (converters) | 148 | 193 | 58 |
| Conversion rate (%) | 26.1 [22.7, 29.9] | 44.7 [40.1, 49.4] | 50.0 [41.0, 59.0] |
| Median survival (years) | 18.47 | 4.32 | 3.41 |
| S(2 yr) | 0.890 | 0.741 | 0.751 |
| S(4 yr) | 0.757 | 0.552 | 0.464 |
| S(6 yr) | 0.676 | 0.423 | 0.324 |
| S(8 yr) | 0.633 | 0.356 | 0.259 |
| S(10 yr) | 0.569 | 0.325 | 0.185 |
| RMST 0–10 yr | 7.41 | 5.39 | 4.75 |
| Model | HR (per Allele) | 95% CI | p-Value | C-Index | AIC |
|---|---|---|---|---|---|
| Model 1 (unadjusted) | 1.754 | 1.531 to 2.009 | <0.0001 | 0.608 | 4942.54 |
| Model 2 (partial) | 1.599 | 1.382 to 1.848 | <0.0001 | 0.803 | 4554.71 |
| Model 3 (primary) | 1.580 | 1.362 to 1.834 | <0.0001 | 0.805 | 4556.19 |
| Predictor | HR | 95% CI | p-Value | Interpretation |
|---|---|---|---|---|
| APOE4_DOSE | 1.580 | 1.362 to 1.834 | <0.0001 | Higher ε4 dose was associated with higher conversion hazard in the ordinal Cox model |
| HIPPO_ICV_ADJ | 0.620 | 0.566 to 0.680 | <0.0001 | Each unit increase reduces hazard by 38% |
| MMSCORE | 0.858 | 0.822 to 0.895 | <0.0001 | Each additional MMSE point reduces hazard by 14% |
| CDRSB | 1.358 | 1.287 to 1.434 | <0.0001 | Each additional CDR-SB point increases hazard by 36% |
| AGE | 0.995 | 0.981 to 1.009 | 0.475 | Not independently significant |
| SEX | 1.168 | 0.947 to 1.440 | 0.147 | Not independently significant |
| PTEDUCAT | 1.027 | 0.989 to 1.066 | 0.163 | Not independently significant |
| Analysis | N | Events | APOE ε4 HR | 95% CI | p-Value | C-Index |
|---|---|---|---|---|---|---|
| Primary reference | 1115 | 399 | 1.580 | 1.362–1.834 | <0.0001 | 0.8047 |
| S1: Exclude homozygotes | 999 | 341 | 1.625 | 1.299–2.034 | <0.0001 | 0.8083 |
| S2: Complete cases only | 1108 | 398 | 1.579 | 1.361–1.833 | <0.0001 | 0.8046 |
| S3: GDS-adjusted | 1115 | 399 | 1.585 | 1.365–1.840 | <0.0001 | 0.8049 |
| S4: Minimum 2 follow-up visits | 1001 | 394 | 1.597 | 1.376–1.855 | <0.0001 | 0.8010 |
| S5: Hippocampal binary median split | 1115 | 399 | 1.558 | 1.345–1.806 | <0.0001 | 0.8050 |
| S6: Source-adjusted | 1108 | 398 | 1.449 | 1.272–1.651 | <0.0001 | 0.8080 |
| S7: UCD_WMH only | 768 | 206 | 1.489 | 1.252–1.770 | <0.0001 | 0.8102 |
| S8: Source z-score | 1108 | 398 | 1.447 | 1.271–1.647 | <0.0001 | 0.8043 |
| S9: MRI within ±6 months | 682 | 258 | 1.403 | 1.189–1.655 | <0.0001 | 0.8299 |
| S10: Amyloid-positive CSF subgroup | 443 | 226 | 1.179 | 0.982–1.416 | 0.0768 | 0.7786 |
| S11: Exclude MCI-to-CN reverters | 1011 | 399 | 1.393 | 1.222–1.587 | <0.0001 | 0.7886 |
| S12a: Time-varying AGE/CDRSB | 1115 | 399 | 1.471 | 1.271–1.703 | <0.0001 | Not directly comparable |
| S12b: Stratified AGE/CDRSB | 1115 | 399 | 1.575 | 1.364–1.820 | <0.0001 | Not directly comparable |
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Khan, F.F.; Kwon, G.-R. APOE ε4 Allele Dose and Time to Clinical Conversion from Mild Cognitive Impairment to Alzheimer’s Disease Dementia: An ADNI Survival Analysis. Biomedicines 2026, 14, 1280. https://doi.org/10.3390/biomedicines14061280
Khan FF, Kwon G-R. APOE ε4 Allele Dose and Time to Clinical Conversion from Mild Cognitive Impairment to Alzheimer’s Disease Dementia: An ADNI Survival Analysis. Biomedicines. 2026; 14(6):1280. https://doi.org/10.3390/biomedicines14061280
Chicago/Turabian StyleKhan, Faizaan Fazal, and Goo-Rak Kwon. 2026. "APOE ε4 Allele Dose and Time to Clinical Conversion from Mild Cognitive Impairment to Alzheimer’s Disease Dementia: An ADNI Survival Analysis" Biomedicines 14, no. 6: 1280. https://doi.org/10.3390/biomedicines14061280
APA StyleKhan, F. F., & Kwon, G.-R. (2026). APOE ε4 Allele Dose and Time to Clinical Conversion from Mild Cognitive Impairment to Alzheimer’s Disease Dementia: An ADNI Survival Analysis. Biomedicines, 14(6), 1280. https://doi.org/10.3390/biomedicines14061280

