Protocol for a Trial to Assess the Efficacy and Applicability of Isometric Strength Training in Older Adults with Sarcopenia and Dynapenia
Abstract
1. Introduction
- To assess the reduction of sarcopenia and dynapenia by increasing muscle mass and strength following the application of an IST protocol in older adults.
- To analyse the improvement in quality of life following the application of the IST protocol.
- To assess the applicability of the IST in terms of safety for, and acceptability and perceived difficulty by older adults.
- To determine the influence of genetic factors on the response to IST, considering variables related to muscle type, fibre damage and regeneration, vascularisation, inflammation, resistance to oxidative damage, and fat and carbohydrate metabolism.
2. Methodology
2.1. Design of the Intervention Study
Study Phase | Main Activities | Approximate Timing |
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Recruitment | Identification of potential participants, initial contact through the collaborating organisations (BAIGENE S.L., Judizmendi Civic Centre, Fundación Estadio Vital Fundazioa). | Prior to the start of the study |
1st Meeting (Information and Consent): Detailed explanation of the study, objectives, exercises; signing of the informed consent form. | Approx. 2–3 weeks before baseline assessment | |
2nd Meeting (Criteria Evaluation): Questionnaire (sociodemographic, habits, pathologies, medication); Comprehensive Geriatric Assessment (CGA); Review of analytical data; Anthropometric measurements and Body Composition (height, weight, BMI, InBody for SMM/ASMM); Diagnostic tests for sarcopenia (gait speed, grip strength, and confirmation of low muscle mass with ASMM/ASMI) according to EWGSOP criteria. | Approx. 1–2 weeks before baseline assessment | |
Baseline Assessment | (Pre-Intervention Assessment): Measurement of physiological variables (BP, HR, SpO2), functional capacity (MVIC of 8 muscle groups, static posture), quality of life (EQ-5D-5L), saliva sampling for genetic analysis. | Week 0 (one week before the start of the IST) |
Intervention | IST Programme: 2 sessions/week, 30 min/session, supervised. Progression according to Table 2 | Weeks 1 to 16 |
Continuous monitoring: Record of attendance, protocol compliance, adverse events (see Section 2.4.3), medication and lifestyle changes (see Section 2.1.3). | Weeks 1 to 16 | |
Final Evaluation | (Post-Intervention Evaluation): Repetition of all baseline measurements (except genetic analysis), repetition of sarcopenia diagnostic tests to assess changes; applicability questionnaires (safety, acceptability, difficulty). | Week 17 (one week after the end of the 16-week IST) |
Closing of the Study | Final data analysis, preparation of reports and scientific publications. | After Week 17 |
Weeks | Total Working Time | Part 1 | Part 2 | Part 3 | |||
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Time | %MVIC | Time | %MVIC | Time | %ME | ||
1–4 | 45″ | 15″ | 20 | 15″ | 40 | 15″ | 100 |
5–8 | 60″ | 20″ | 22 | 20″ | 42 | 20″ | 100 |
9–12 | 75″ | 25″ | 24 | 25″ | 44 | 25″ | 100 |
13–16 | 90″ | 30″ | 26 | 30″ | 46 | 30″ | 100 |
2.1.1. Criteria for Inclusion/Exclusion in Research
Sampling Method
Recruitment Strategies
Stage One: Information and Consent
Consent for Ancillary Studies with Biological Samples
Stage Two: Evaluation Criteria
- Questionnaires and Clinical Information: Data on sociodemographic variables (age, sex), toxic habits (alcohol consumption), history of previous/current pathologies (reviewed by the team doctor to identify contraindications according to the exclusion criteria) and medication consumed will be collected. A Comprehensive Geriatric Assessment (CGA) will be conducted, evaluating key domains with brief, validated instruments. These will include: functional status for basic Activities of Daily Living (ADL) using the Katz Index of Independence in ADL; nutritional status using the Mini Nutritional Assessment—Short Form (MNA-SF); cognitive function using the Mini-Cog©; and depressive symptoms by means of the 5-item or 15-item Geriatric Depression Scale (GDS-5 or GDS-15). If available, parameters of interest (e.g., complete blood count, glucose, urea, creatinine with estimated GFR, serum electrolytes, total protein, albumin, C-reactive protein (CRP), Vitamin D, lipid profile) will be extracted from recent analyses.
- Anthropometric Measurements and Body Composition: Height will be recorded (in metres, to the nearest 0.01 m) using a stadiometer, with the participant barefoot and in light clothing. Weight (kg) and Body Mass Index (BMI) (kg/m2) will be obtained directly from the InBody 230 bioimpedance analyser (Biospace Co., Ltd., Seoul, Republic of Korea). The same device will be used to determine Skeletal Muscle Mass (SMM) and Appendicular Skeletal Muscle Mass (ASMM), following the manufacturer’s recommendations. The Appendicular Skeletal Muscle Mass Index (ASMMI), calculated as ASMM (kg)/height (m)2, will be used as a key component for the diagnosis of sarcopenia.
Diagnostic Tests for Sarcopenia (According to EWGSOP Criteria)
- Running speed: This will be measured with a Newtest Powertimer system (Model 3000). Two series of 4 m will be performed, with the best result being chosen. Inclusion criteria: <0.8 m/s.
- Manual grip strength: This will be obtained with a Jamar dynamometer (Model 5030 J1) following a standardised protocol [3,77]. The dominant hand (or the contralateral hand if this is not possible) shall be used, with the participant seated and their elbow at 90°. The highest value of the three measurements (1-min interval) will be recorded. Inclusion criteria: males < 30 kg; females < 20 kg.
- Skeletal Muscle Mass: The acquisition of Skeletal Muscle Mass (ASMM or ASMMI using InBody 230) was described in the previous section (‘Anthropometric Measurements and Body Composition’). Inclusion criteria: men < 8.31 kg/m2 (ASMMI); women < 6.68 kg/m2 (ASMMI).
Inclusion Criteria
- Age 70 years or older.
- Diagnosis of sarcopenia according to EWGSOP criteria.
Exclusion Criteria
- Inability to make autonomous decisions (e.g., inability to give valid informed consent) or to understand and consistently follow exercise instructions, due to significant cognitive impairment (assessed by Mini-Cog© and clinical judgement that precludes safe and autonomous participation) or other conditions that severely impair comprehension or communication.
- Presence of active, unstable or severe medical conditions that, in the judgement of the study’s doctor, restrict effective participation or significantly increase the risk of injury associated with the programme, including, but not limited to:
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- Cardiovascular: Conditions leading to exclusion include uncontrolled arterial hypertension, defined as a resting Systolic Blood Pressure (SBP) > 180 mmHg or a resting Diastolic Blood Pressure (DBP) > 110 mmHg. Other exclusion criteria are a recent major cardiovascular event (within the last 6 months), such as unstable angina, myocardial infarction or cardiac surgery; decompensated congestive heart failure (New York Heart Association [NYHA] Class III–IV); uncontrolled, clinically significant ventricular arrhythmias; or symptomatic severe aortic stenosis.
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- Neuromuscular: Advanced or rapidly progressive degenerative neuromuscular diseases (e.g., Amyotrophic Lateral Sclerosis [ALS]) that preclude safe and effective exercise performance or could be exacerbated by IST.
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- Musculoskeletal: Active/severe multi-joint inflammatory arthritis, recent unconsolidated fractures in involved areas, major orthopaedic surgery < 6 months that contraindicates exertion, or severe chronic musculoskeletal pain significantly exacerbated by IST despite adjustments.
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- Respiratory: Severe Chronic Obstructive Pulmonary Disease (COPD), defined as stage III-IV according to the Global Initiative for Chronic Obstructive Lung Disease (GOLD) guidelines, with significant limiting symptoms, or severe, poorly controlled asthma.
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- Other severe or unstable medical conditions: Exclusion criteria also include advanced Chronic Kidney Disease (CKD), such as patients on dialysis or those with an estimated Glomerular Filtration Rate (GFR) < 30 mL/min/1.73 m2 without explicit approval from their nephrologist; uncontrolled diabetes mellitus with severe acute or chronic complications (e.g., untreated proliferative retinopathy, severe peripheral neuropathy with risk of ulceration); or any other pathology deemed an absolute contraindication to participation by the study’s doctor.
- Inability to commit to attending at least 90% of the scheduled training sessions during the 16 weeks of the study.
2.1.2. IST Programme
- First phase: Isometric contraction to 20% of the MVIC determined in the pre-intervention assessment (see Section 2.2.2).
- Second phase: Consecutive increase of the intensity to 40% of the MVIC.
- Third phase: Maximal isometric effort (100% ME). The durations of these three phases are identical within a full contraction and are detailed in Table 2.
- Assessment of Active and Comfortable Range of Motion (ROM): The participant’s active and pain-free ROM for the main joint will be assessed at the beginning of the exercise, avoiding extreme ranges that generate discomfort, pain or instability, considering their ‘specific motor restrictions’.
- Selection of the Intermediate Angle within the Safe Range: An intermediate angle within the comfortable ROM will be selected that seeks to avoid joint locking or excessive passive tension, and allows the participant to generate a stable and effective Maximal Voluntary Isometric Contraction (MVIC). Although the peak torque angle will not be exhaustively sought, the practitioner will guide the participant to a position in the middle zone of their safe ROM where they subjectively report that they feel comfortable exerting force, favouring optimal actin and myosin overlap.
- Prioritisation of Safety and Tolerability: If in doubt, the angle that warrants the greatest perceived safety and comfort will be prioritised, even if it is not the theoretically ’optimal’ angle for maximal force production.
- Recording and Consistency: The individualised intermediate angle, once determined and accurately measured (HALO© digital goniometer), will be recorded and used consistently across all training sessions and MVIC assessments, ensuring standardised stimulus presentation. The aim of this process is to select a joint angle that represents a significant muscular challenge and allows for high fibre activation, within a zone that is biomechanically safe, personalised and well tolerated by each older adult.
Adherence to and Compliance with the Protocol
- Each participant will attend individually, with a pre-established, adapted timetable.
- The sessions will be supervised and led by a qualified personal trainer and the principal investigator, who will provide ongoing support and motivation.
- If a participant misses two or more consecutive excused sessions, the intervention period may be extended by up to four additional weeks to allow time for recovery.
- Complete at least 90% of the scheduled sessions.
- Carry out all scheduled assessments within 20 weeks.
- Do not make significant changes in their daily lives that could interfere with the results or safety of the study. Specifically, participants will be instructed:
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- To maintain their usual dietary habits and not to start any special diets or significant nutritional supplementation without consulting the research team.
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- To refrain from starting new intense physical exercise programmes or substantially increasing their usual physical activity beyond the IST programme.
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- Continue with their usual medical care and prescribed treatments, as long as they do not directly interfere with the objectives and safety of the IST (as assessed by the research team). Any relevant new medication or treatment initiated will be recorded (see Section 2.1.3).
Criteria for Discontinuation or Withdrawal of Participants During the Study
- Voluntary withdrawal by the participant: Participants may withdraw at any time and for any reason, as informed in the consent, without penalty or impact on the participant’s medical care.
- Development or worsening of medical conditions: If, based on the medical judgement of the team or staff, a new condition or the worsening of a pre-existing condition contraindicates continuation with the IST or significantly increases the risk, participants may withdraw from the programme.
- Adverse events (AEs): Occurrence of a Serious Adverse Event (SAE) or persistent/considerable AE related to participation, which, based on the medical judgement of the principal investigator or study doctor, makes it inadvisable to continue. All these occurrences will be recorded and evaluated according to the safety protocol.
- Non-compliance with protocol:
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- Failure to complete a minimum of 90% of the sessions, even after considering the extension of the period.
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- Persistent inability or refusal to perform exercises according to instructions and proper technique, compromising safety or validity, despite supervision and correction.
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- Failure to complete scheduled assessments within 20 weeks.
- Significant lifestyle changes or concomitant treatments: Initiation of unrelated intense exercise, drastic unsupervised dietary changes, or medical treatments that significantly interact with outcomes or safety, as assessed by the research team.
- Failure to engage in follow-up sessions: If the participant becomes unresponsive and does not attend sessions/assessments, despite reasonable attempts at contact, discontinuation will be considered.
2.1.3. Control Mechanisms for Field Protocol Standardisation
- Training of Research Staff: All staff directly involved in the intervention and evaluation (principal investigator, evaluation professionals, qualified personal trainer) will receive specific and detailed training on all study procedures. The ‘qualified personal trainer’ should have a degree in Physical Activity and Sports Science or Physiotherapy, with demonstrable experience in working with older adults and strength training. Training will cover: consistent application of inclusion/exclusion criteria; accurate technique for individualised determination of joint angles (HALO© digital goniometer); correct instruction, supervision and progression of IST exercises (CIEX System machine, Chronojump software with feedback); standardised administration of questionnaires; and accurate performance of all assessment tests. Recalibration sessions or periodic team meetings may be held to ensure consistency.
- Standardisation of the Intervention (IST Programme): The application of the IST will strictly follow the set progressive 16-week design (single set per muscle group, gradual increase of total stimulus duration and intensity of submaximal phases), as detailed in Table 2. The correct technical performance of the 8 specific exercises will be guided by the standards provided in Figure 1 and Table 3. The use of the CIEX SYSTEM machine with real-time feedback is essential in ensuring that target intensities are met. All sessions will be held individually and will be directly supervised by qualified personnel.
- Standardisation of Assessment Procedures and Minimisation of Bias: To minimise potential bias during assessments, standardised protocols for each test and data collection (detailed in Section 2.2) will be strictly followed, including specific recommendations (e.g., EWGSOP, InBody manufacturer). All assessment personnel shall be trained. Calibrated instruments and objective measures (CIEX System, InBody 230, Newtest Powertimer) shall be used. As far as possible, assessors will not have access to the previous results of participants to avoid expectation bias. If the analysis of the static posture photographs is conducted by a different individual, an effort will be made to blind them to the time point (pre/post) during the assessment. Although complete blinding of primary assessors at the time point is difficult in this design, strict adherence to protocols and the use of objective measures are the primary strategies to reduce observer bias.
- Monitoring of Adherence, Compliance and Concomitant Variables: Attendance to training sessions and assessments will be recorded in detail, and adherence to protocol criteria will be continuously monitored (e.g., ≥90% sessions, assessments on time). Changes in usual medication (by asking at assessments and training visits) will be recorded by referring to the baseline information in Section 2.1.1. Participants will be instructed to maintain their usual dietary and physical activity habits, not initiating new diets or intense exercise programmes; compliance will be monitored informally, and significant changes will be recorded. Standardised Case Report Forms (CRFs) will be used and made available for ethical consultation or audit if required.
- Strategies to Promote Retention and Completion of Follow-up: Individualised and flexible scheduling, close supervision with motivational support, regular communication, and the possibility of extending the intervention period to make up for excused absences will be used to promote retention. The importance of completing all phases will be explained. If a participant discontinues the IST, they will be encouraged to complete the post-intervention assessment (week 17) if feasible, to collect outcome data from as many participants as possible (providing intention-to-treat analysis). Data collected until withdrawal will be retained and managed according to the Section 2.3 (‘Statistical Analysis’).
2.1.4. Data Management
- Standardised Case Report Forms (CRFs): Standardised (physical or digital) CRFs, designed specifically for this study, will be used for all variables. These CRFs will be available for ethical or audit consultation if necessary.
- Data Entry: Data from physical CRFs will be entered into a Microsoft Excel database. To ensure data quality, a second team member will thoroughly double-check all entered data against the original forms.
- Data Coding: Variables will be coded according to a pre-established data dictionary to ensure consistency. Personally identifiable data will be excluded from the analysis database, using anonymised participant identification codes instead.
- Data Quality: In addition to input verification, range and logical consistency checks will be performed to identify errors or outliers. Any inconsistencies will be reviewed and corrected in consultation with the original CRFs or measurement staff. Periodic data quality reviews shall be performed.
- Data Security and Storage: All data (physical forms and electronic database) will be stored securely. Electronic data will be stored in password-protected institutional computers, with access restricted to the principal investigator’s team. Regular encrypted backups will be performed and placed in a secure, locked external hard drive. Paper forms and informed consents will be stored under lock and key at Baigene S.L. In compliance with institutional regulations, good research practice, the EU General Data Protection Regulation (GDPR) and applicable Spanish legislation, all study data will be securely stored for a minimum of 15 years following the completion of the trial.
2.1.5. Assignment of Intervention and Blinding
- Assignment of Intervention: This study employs a single-arm design where all participants receive the IST intervention. Therefore, no randomisation procedures, allocation concealment or implementation mechanisms will be applied to assign participants to different groups, as there is only one intervention group to which all eligible consenting participants will be assigned.
- Blinding:
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- Participants and Intervention Staff: Given the design and nature of the intervention (physical exercise), neither the participants nor the staff administering the IST (qualified trainer, principal investigator) will be blinded.
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- Outcome Evaluators and Data Analysts: Measures will be implemented to minimise evaluator bias (detailed in Section 2.1.3). Although complete blinding of lead assessors at the time point (pre/post) is difficult, attempts will be made to ensure that they do not access previous results when making subsequent measurements. For the analysis of static posture photographs, blinding of the analyst at the time of assessment will be attempted. Where possible, the primary statistical analysis shall be performed by a team member not involved in direct data collection; otherwise, the team will seek to analyse the primary data without knowledge of the temporal coding until preliminary analyses are completed, if feasible.
- Unblinding Procedure: Since there is no blinding of participants or staff to different treatment arms and the intervention is known, formal unblinding procedures are not applicable. In case of a serious adverse event, its relationship to the known IST intervention will be assessed according to safety protocols.
2.2. Assessment
2.2.1. Study Outcome Variables (Outcomes)
- A.
- Primary Outcome Variables (Assessment of reversal of dynapenia and sarcopenia):
- 1.
- Change in MVIC Knee Extensors:
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- Specific measurement variable: MVIC of the knee extensors, measured in Newtons (N) with the CIEX SYSTEM machine.
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- Analysis metric: Absolute change (MVICweek17–MVICweek0)
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- Method of aggregation: Mean and Standard Deviation (SD) of the change. The percentage change will also be calculated.
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- Time point(s): Baseline (week 0) and post-intervention (week 17) assessments.
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- Clinical Relevance: Knee extensor strength is key to functionality and independence in older adults; its improvement indicates reversal of dynapenia.
- 2.
- Change at ASMMI:
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- Specific measurement variable: ASMMI (ASMM in kg/height2 in m2), measured by bioimpedance (InBody 230).
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- Analysis metric: Absolute change (ASMMIweek17–ASMMIweek0)
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- Method of aggregation: Mean and SD of change.
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- Time point(s): Baseline (week 0) and post-intervention (week 17) assessments.
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- Clinical Relevance: Fundamental diagnostic criterion for sarcopenia (EWGSOP2); an increase indicates improvement in the amount of muscle, essential for metabolic health and reduced frailty.
- B.
- Secondary Outcome Variables
- 1.
- Other Indicators of Sarcopenia and Dynapenia:
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- Handgrip Strength: Specific measurement variable: Maximal handgrip strength, measured in kilograms (kg) (Jamar Dynamometer). Analysis metric: Absolute change from baseline to week 17. Method of aggregation: Mean and SD. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical Relevance: A component of the sarcopenia diagnosis and a predictor of functionality and mortality.
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- Gait Speed: Specific measurement variable: Usual gait speed over a 4 m course, measured in meters/second (m/s) (Newtest Powertimer). Analysis metric: Absolute change from baseline to week 17. Method of aggregation: Mean and SD. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical Relevance: A measure of physical performance, a component of the sarcopenia diagnosis, and a predictor of adverse outcomes.
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- MVIC of other muscle groups: Specific measurement variable: MVIC for the peck deck, pull over, lateral shoulder elevation, leg curl, low back, hip abduction and hip adduction, measured in Newtons (N) (CIEX SYSTEM). Analysis metric: Absolute change from baseline to week 17. Method of aggregation: Mean and SD of the change per exercise. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical Relevance: Assesses the training response across different body regions.
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- Sarcopenia Status: Specific measurement variable: Diagnostic status of sarcopenia according to EWGSOP2 criteria (based on muscle strength, muscle mass, and physical performance). Analysis metric: Change in the proportion of participants meeting the diagnostic criteria from baseline to week 17. Method of aggregation: Frequencies and percentages. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical Relevance: Quantifies the overall impact of the intervention on the diagnostic status of the condition.
- 2.
- Health-Related Quality of Life (HRQoL):
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- Specific measurement variable: The index score derived from the EQ-5D-5L descriptive system and the Visual Analogue Scale (VAS) score of the same questionnaire. Analysis metric: absolute change from baseline to week 17 for both the index score and the VAS score. Method of aggregation: Mean and SD of the changes. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical Relevance: Measures the overall self-perceived health and the impact of the intervention on multiple dimensions of participant well-being.
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- Applicability of the IST Protocol:
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- Perceived Safety: Specific measurement variable: Score on a 5-point Likert scale for perceived safety. Analysis metric: Mean score post-intervention. Method of aggregation: Mean and SD. Time point(s): Post-intervention (week 17). Relevance: Assesses the participant’s subjective perception of safety, providing data to test hypothesis H1.
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- Acceptance/Satisfaction: Specific measurement variable: (1) Adherence rate (% of completed sessions); (2) Score on a 5-point Likert scale for overall satisfaction. Analysis metric: Percentage for adherence; Mean score post-intervention for satisfaction. Method of aggregation: Percentage for adherence; Mean and SD for satisfaction score. Time point(s): Adherence monitored continuously during the intervention (weeks 1–16); Satisfaction assessed post-intervention (week 17). Relevance: Measures the feasibility and appeal of the intervention to participants, providing data to test hypothesis H2.
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- Perceived Difficulty: Specific measurement variable: Score on a 5-point Likert scale for perceived difficulty. Analysis metric: Mean score post-intervention. Method of aggregation: Mean and SD. Time point(s): Post-intervention (week 17). Relevance: Evaluates the perception of technical simplicity, providing data to test hypothesis H3.
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- Adverse events: Specific measurement variable: Incidence, type, severity and causality (relationship to IST). Analysis metric: Frequencies and descriptive summary. Method of aggregation: Counts and percentages. Time point(s): Monitored continuously during the intervention period (weeks 1–16). Relevance: Assesses the objective safety profile of the protocol, providing data to test hypothesis H1.
- 4.
- Static Posture Parameters:
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- Specific measurement variable: Key angular and alignment parameters of static posture (e.g., craniovertebral angle, shoulder symmetry, pelvic tilt), assessed from photographs using Kinovea® software. Analysis metric: Absolute change from baseline to week 17, measured in degrees or centimetres. Method of aggregation: Mean and SD of the change for each parameter. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical relevance: Improvements in postural alignment may be associated with reduced musculoskeletal pain and better overall physical function.
- 5.
- Physiological Variables at Rest:
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- Specific measurement variable: Resting systolic blood pressure (SBP) and diastolic blood pressure (DBP) in mmHg, heart rate (HR) in bpm, and peripheral oxygen saturation (SpO2) in %. Analysis metric: Absolute change from baseline to week 17. Method of aggregation: Mean and SD of the changes for each variable. Time point(s): Baseline (week 0) and post-intervention (week 17). Clinical relevance: These variables are monitored primarily for participant safety. Additionally, based on evidence that isometric training may positively influence resting blood pressure (BP) over the medium term [79,80], changes in SBP and DBP will be analysed as a secondary outcome of clinical interest.
- C.
- Exploratory Outcome Variables
- Genetic Association: Analysis of the association between selected genetic polymorphisms and the magnitude of the IST response in primary and secondary outcomes. This will be explored using regression models or genotype group comparisons.
- Other Descriptive Variables: Baseline data from the CGA and laboratory analyses will be used to characterise the sample and to explore other potential factors associated with the training response.
2.2.2. Pre-Intervention Assessment
- Physiological Variables: BP and heart rate HR (Omron M3 Comfort® blood pressure monitor, HEM-7134-E, Omron Healthcare Co., Kyoto, Japan) and O2 saturation (OXYM4000 pulse oximeter, Quirumed S.L.U., Valencia, Spain) will be measured. Three resting measurements will be taken per participant, using the mean as the final data.
- Functional Capacity:
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- MVIC: The MVIC of each muscle group of the IST programme will be assessed at individualised intermediate angles (determined according to anatomical structure and motor restrictions, recorded with a HALO© digital goniometer). The CIEX SYSTEM machine (Ciex Systems©, Durango, Spain) with sensors and Chronojump software (Chronojump Boscosystems®, Barcelona, Spain) will be used for instantaneous measurement and visualisation of strength, tools also used in all IST sessions and for monitoring purposes.
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- Static Posture Assessment: Participants will be photographed in anatomical position (frontal and sagittal planes) with a Casio Exilim Pro EX-F1 camera (configuration: level tripod, lens at umbilical height, at 4 m, optical zoom, aperture priority, focal length 50 mm, f5.6, ISO 200) [81]. An analysis of documented validity and reliability for postural analysis will be performed with Kinovea® software (v.0.9.x+) [82,83]. Adhesive markers or direct image identification may be used for key anatomical points [84] (sagittal: tragus, C7, acromion, greater trochanter, lateral femoral epicondyle, peroneal malleolus; frontal: acromions, anterior superior iliac spine (ASIS), posterior superior iliac spine (PSIS), patellar centre, tibial malleoli). Postural parameters will be calculated from these points (sagittal: head-neck alignment (HNA) [82], shoulder alignment, estimated spinal curvatures, pelvic tilt [84], knee alignment; frontal: head tilt/symmetry, shoulder height, pelvic symmetry [81], lower limb alignment [82]). Angles (degrees) and distances (cm/mm, after calibration if size reference is used) shall be recorded. Pre-post change will be an outcome of interest. Image analysis shall be performed, if possible, by a blinded assessor (see Section 2.1.3) [83].
- HRQoL: The EuroQol EQ-5D-5L questionnaire (5 items, 5 dimensions, 5 response levels) will be used [85,86]. This instrument includes two parts: a descriptive system comprising five dimensions (mobility, self-care, usual activities, pain/discomfort, anxiety/depression), each with five response levels, and a VAS where participants rate their overall health.
- Applicability of the IST Protocol (scales administered post-intervention):
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- Safety (H1): Assessed by: (1) Analysis of Adverse Events (AEs) (incidence, type, severity, relationship to IST) over 16 weeks (procedures detailed in Section 2.4.3); ‘low risk’ if the incidence of IST injuries is minimal. (2) Perceived Safety: 5-point Likert scale (1 = extremely unsafe, 5 = extremely safe) post-programme, with face validity and based on similar approaches [87]; a mean score ≥ 4 will be expected.
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- Acceptability (H2): Assessed by compliance rates (≥90% sessions) and overall satisfaction (5-point Likert scale: 1 = extremely dissatisfied, 5 = extremely satisfied) post-programme, using validated measures [88]; a mean satisfaction score ≥ 4 will be expected.
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- Difficulty (H3): Assessed with a 5-point Likert scale on perceived challenge (1 = not challenging at all, 5 = extremely challenging) post-programme, validated approach [89]; a mean score ≤ 2 will be expected.
- Genetic Analysis: Saliva samples will be collected using buccal swabs (4N6FLOQSwab, Life Technologies, Waltham, MA, USA). DNA will be extracted from these samples (QIAmp DNA Mini kit, Qiagen, Venlo, The Netherlands) and subsequently quantified (Qubit, Life Technologies). Genetic polymorphisms, specifically Single Nucleotide Polymorphisms (SNPs) and Insertions/Deletions (INDELs), will be analysed in genes associated with the response to strength training, hypertrophy, and strength gains [63,64,65,66,67,68,69,71,72,73]. Specifically, genes linked to the following will be analysed:
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- Muscle fibre damage and regeneration: genes such as IGF2, MLCK, CASP [72], MMP3 [72], TNC and GDF5 [73], which influence the response to exercise microtrauma and its repair. Moderate exercise-induced muscle damage (EIMD), potentially triggered by IST at long angles, is considered to contribute to remodelling and adaptation.
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- Oxidative damage response capacity: SOD2 [71], CAT and GPX, crucial for muscle recovery and adaptation to training stress.
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2.2.3. Post-Intervention Evaluation
2.3. Statistical Analysis
2.3.1. Sample Size Calculation
- Left quadriceps: 224.78 ± 64.49 N vs. 296.55 ± 89.38 N; Cohen’s d (paired samples) = 1.22.
- Right quadriceps: 263.53 ± 84.66 N vs. 306.24 ± 106.74 N; Cohen’s d (paired samples) = 0.51. Effect sizes were calculated with the mean and SD of the pre-post differences. Given the expected greater improvement with feedback in this protocol, the more specific population (≥70 years with sarcopenia/dynapenia) and the longer duration of the current intervention, a (conservative) d = 0.80 was adopted for the calculation. With G*Power v3.1.9.7, for a related samples t-test, detecting d = 0.80 with 80% power and α = 0.05 (bilateral) requires N = 15. Adjusting for 15% losses, 18 participants will be recruited, an adequate number for this pilot exploratory study.
2.3.2. Analysis Strategy
2.4. Monitoring of the Trial
2.4.1. Data Monitoring Committee (DMC)
2.4.2. Interim Analyses and Trial Stopping Guidelines
2.4.3. Collection, Assessment, Reporting and Management of Adverse Events (AEs)
- Collection: In each training session, the trainer will actively ask about unusual complaints or symptoms (requested AEs). Participants will be instructed to spontaneously report any AEs between sessions to the principal investigator or trainer. All AEs will be systematically recorded.
- Assessment: The description, dates, intensity (mild, moderate, severe), seriousness (if Serious Adverse Event—SAE), measures taken and causality (relationship to SAE) of each AE will be documented by the principal investigator and the study doctor. A SAE will be defined as one that results in death, is life-threatening, requires hospitalisation/prolongation of life, results in significant disability/incapacity, or is a congenital anomaly.
- Reporting: All AEs will be recorded in each participant’s CRF. AEs will be reported to the Research Ethics Committee of the University of Deusto according to its regulations and deadlines.
- Management: Care will be provided in the event of an AE. If the AE is mild and related to the intervention, a temporary break may be considered (although progression is standardised). If the AE is moderate, severe, or considered a SAE, or if deemed necessary for participant safety by the principal investigator or study doctor, discontinuation of the participant’s involvement will be considered (as detailed in Section 2.1.2). Any participant who suffers harm as a result of trial participation will receive appropriate medical treatment.
2.4.4. Audit of Trial Conduct
3. Discussion
4. Limitations and Strengths of the Study
5. Conclusions
6. Protocol Administrative Information and Trial Governance
6.1. Trial Identification and Protocol
6.2. Funding and Support
6.3. Roles and Responsibilities
- Iker López: Conception of the study, design of the intervention, principal investigator, and writing the original draft.
- Juan Mielgo-Ayuso: Thesis direction, substantial contribution to the conception and design of the study, methodological design, supervision of protocol development and critical review of the manuscript.
- Juan Ramón Fernández-López: Methodological design, critical review.
- Jose M. Aznar: Contribution to the design of genetic analysis, critical review.
- Arkaitz Castañeda-Babarro: Co-direction of the thesis, statistical advice, contribution to the methodological design and critical revision of the manuscript.
Confidentiality and Data Protection
7. Ethical and Regulatory Considerations
7.1. Research Ethics Approval
7.2. Informed Consent Process
7.3. Biological Samples: Collection, Analysis, Storage and Future Use:
7.4. Ancillary Care, Post-Trial and Compensation:
- Ancillary Care: Participants will continue with their usual medical care for any pre-existing or new conditions, independent of the trial, without participation in the study altering their access to health services.
- Post-Trial Care: After the end of participation (week 17), the IST intervention will not be continued as part of this protocol. General information on the importance of an active lifestyle and the benefits of strength training will be provided; continuation of exercise will be the responsibility of the individual or managed through health/community services.
- Compensation for Injury: If a participant suffers any injury as a direct result of their participation, they will receive appropriate medical treatment (see Section 2.4.3). No additional financial compensation beyond the coverage of the public health system or institutional insurance is foreseen. This will be reported in the informed consent.
8. Protocol Management and Dissemination
8.1. Protocol Modifications
8.2. Access to Data
8.3. Data Dissemination, Authoring and Access Policy
- Communication of Results: The main results will be communicated to the scientific community through publication in peer-reviewed journals (seeking open access) and presentations at relevant conferences (geriatrics, sports medicine, exercise physiology, rehabilitation). Participants will be provided with an accessible summary of the main findings after publication. Avenues for communicating results to the general public and health professionals through institutional channels will be explored. There are no publication restrictions by the sponsor or collaborators.
- Authorship Guidelines: Authorship of publications will be determined according to the criteria of the International Committee of Medical Journal Editors (ICMJE). The use of professional editors is not foreseen.
- Access to the Protocol, Data and Statistical Code: This protocol will be made publicly available, ideally through publication. Following publication of the main results, sharing of the anonymised dataset and main statistical code will be considered, upon justified request and in accordance with institutional policies and data protection regulations, to promote transparency and reproducibility, while ensuring confidentiality.
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Acknowledgments
Conflicts of Interest
References
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Exercise | Reference Figure | Main Muscle Group(s) | Positioning of the Participant | Key Joint Angle(s) | Instructions for Isometric Contraction | Key Monitoring Points/Common Pitfalls to Avoid |
---|---|---|---|---|---|---|
Peck Deck | a | Pectoralis major and anterior deltoid | Sitting on the CIEX machine with back against the backrest, 60° shoulder abduction, 60° horizontal shoulder adduction, 120° elbow flexion, forearms in neutral position and hands resting against the support. | * | Pushing the grips towards the centre of the body without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid trunk offsets, do not perform the Valsalva manoeuvre, and ensure there is no visible joint movement. |
Pull Over | b | Broad dorsal | Sitting on the CIEX machine with back against the backrest, shoulders bent at 90°, elbows resting on the supports and forearms in neutral position. | * | Push down on the supports without movement. Hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid trunk flexion, prevent the back from moving away from the backrest, do not perform the Valsalva manoeuvre, and ensure that there is no visible joint movement. |
Lateral Shoulder Elevation | c | Middle deltoid | Sitting on the CIEX machine with the back against the backrest and 90° abduction of the shoulders. | * | Push the supports up without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid trunk compensations, avoid trapezius contractions, do not perform the Valsalva manoeuvre, and ensure that there is no visible joint movement. |
Leg Extension | d | Quadriceps | Sitting on the CIEX machine with back against the backrest, hips flexed 90°, and knees flexed 90°. | * | Push the supports forward without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid hip extension, avoid lumbar spine extension, do not perform the Valsalva manoeuvre, and ensure there is no visible joint movement. |
Leg Curl | e | Hamstrings | Sitting on the CIEX machine with back against the backrest, hips flexed 90°, and knees flexed 90°. | * | Push the supports back without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid hip flexion, avoid trunk flexion, do not perform the Valsalva manoeuvre, and ensure there is no visible joint movement. |
Low Back | f | Square lumbar | Sitting on the CIEX machine with 60° hip flexion and shoulder blades resting on the support. | * | Push the support backwards, extending the lumbar spine without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid trunk offsets, do not perform prolonged Valsalva manoeuvres, and ensure that there is no visible joint movement. |
Hip Abduction | g | Gluteus maximus, gluteus medius and gluteus minimus. | Sitting on the CIEX machine with back against the backrest, with 45° hip extension, full knee extension and the inside of the feet resting on the supports. | * | Push the supports inwards without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid hip and trunk extension, do not perform the Valsalva manoeuvre, and ensure there is no visible joint movement. |
Hip Adduction | h | Adductor magnus, adductor magnus, adductor longus, pectineus and gracilis. | Sitting on the CIEX machine with back against the backrest, with 45° hip extension, 100° knee flexion and the outside of the knees resting on the supports. | * | Push the supports out without movement, hold the contraction for the specified time in the three phases of progressive intensity while breathing continuously. | Avoid hip and trunk flexion, do not perform prolonged Valsalva manoeuvre, ensure that there is no visible joint movement. |
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López, I.; Mielgo-Ayuso, J.; Fernández-López, J.R.; Aznar, J.M.; Castañeda-Babarro, A. Protocol for a Trial to Assess the Efficacy and Applicability of Isometric Strength Training in Older Adults with Sarcopenia and Dynapenia. Healthcare 2025, 13, 1573. https://doi.org/10.3390/healthcare13131573
López I, Mielgo-Ayuso J, Fernández-López JR, Aznar JM, Castañeda-Babarro A. Protocol for a Trial to Assess the Efficacy and Applicability of Isometric Strength Training in Older Adults with Sarcopenia and Dynapenia. Healthcare. 2025; 13(13):1573. https://doi.org/10.3390/healthcare13131573
Chicago/Turabian StyleLópez, Iker, Juan Mielgo-Ayuso, Juan Ramón Fernández-López, Jose M. Aznar, and Arkaitz Castañeda-Babarro. 2025. "Protocol for a Trial to Assess the Efficacy and Applicability of Isometric Strength Training in Older Adults with Sarcopenia and Dynapenia" Healthcare 13, no. 13: 1573. https://doi.org/10.3390/healthcare13131573
APA StyleLópez, I., Mielgo-Ayuso, J., Fernández-López, J. R., Aznar, J. M., & Castañeda-Babarro, A. (2025). Protocol for a Trial to Assess the Efficacy and Applicability of Isometric Strength Training in Older Adults with Sarcopenia and Dynapenia. Healthcare, 13(13), 1573. https://doi.org/10.3390/healthcare13131573