Abstract
A vector modified Yajima–Oikawa long-wave–short-wave equation is proposed using the zero-curvature presentation. On the basis of the Riccati equations associated with the Lax pair, a method is developed to construct multi-fold classical and generalized Darboux transformations for the vector modified Yajima–Oikawa long-wave–short-wave equation. As applications of the multi-fold classical Darboux transformations and generalized Darboux transformations, various exact solutions for the vector modified long-wave–short-wave equation are obtained, including soliton, breather, and rogue wave solutions.
1. Introduction
The resonance of a long wave and a short wave occurs in many physical environments. For example, it is a model of the interaction between long gravity waves and capillary waves on the surface of shallow water, and the resonant interaction of ion sound with Langmuir waves in plasma [,,,]. In 1976, Yajima and Oikawa [] studied the long-wave–short-wave resonance equation
which appear in fluid mechanics as well as plasma physics and also describe a resonant interaction between a long wave and short wave when the group velocity of the short wave matches the phase velocity of the long wave [,]. The inverse scattering transformation method was used to discuss the long-wave–short-wave resonance equations, by which multisoliton solutions are obtained [,,]. The Darboux transformation of the long-wave–short-wave resonance equations was constructed in []. In 1978, Newell [] proposed a solvable long-wave–short-wave model
which was investigated by employing the inverse scattering transformation method [,], where q represents the envelope (complex-valued) of the short wave and r represents the amplitude (real-valued) of the long wave. In [], Chowdhury and Chanda constructed a Bäcklund transformation by means of the Weiss–Tabor–Carnevale approach to the Painlevé analysis. Liu [] established a Miura transformation between (1) and (2). It was showed that long-wave–short-wave resonance can be achieved in a second-order nonlinear negative refractive index medium when the short wave lies on the negative index branch []. Some exact solutions for the solvable long-wave–short-wave model (2) are derived by resorting to the Darboux transformation []. Recently, algebro-geometric solutions of the Newell hierarchy have been obtained on the basis of the theory of trigonal curves [].
On the other hand, the long-wave–short-wave equations are different in different physical contexts. Albert and Bhattarai [] discussed the existence and stability of solitary-wave solutions to the system
Guo and Miao [] studied the Cauchy problem for the coupled system
and established its global well-posedness, the first and second components of which correspond to the electric field of the Langmuir oscillations and the low-frequency density perturbation, respectively. Albert and Angulo Pava [] showed the existence of ground-state solutions to a coupled Schrödinger–KdV system:
and discuss their stability properties. The coupled Schrödinger–KdV system can model interactions between long and short waves in several physical situations. Corcho and Linares [] considered the Cauchy problem of
and obtained the local well-posedness. Guo and Chen [] studied the orbital stability of solitary waves of the long-wave–short-wave resonance equations
from which they extended the abstract stability theory and used the detailed spectral analysis to obtain the stability of the solitary waves.
In the present paper, we first derive a Lax pair of the vector modified Yajima–Oikawa long-wave–short-wave (vmYOLS) equation
and construct its multi-fold classical Darboux transformations and generalized Darboux transformations, where is a column vector of n potentials, , and r is a scalar real potential. Equation (8) is equivalently written in the multi-component form
which can describe the interaction among one long wave and several short waves. It is easy to see that the first two members in (9) are a two-component mYOLS equation
and a three-component mYOLS equation
It should be pointed out that the two-component mYOLS Equation (10) is different from the long-wave–short-wave resonance Equation (1), and the two-component mYOLS Equation (10) is equivalent to the long-wave–short-wave model (2) under some transformation []. Then, with the help of Riccati equations for the Lax pair associated with the vmYOLS Equation (8), we construct multi-fold classical and generalized Darboux transformations for the vmYOLS Equation (8), by which various exact solutions of the vmYOLS Equation (8) are obtained, including soliton, breather, and rogue wave solutions. Although the corresponding Riccati equations are nonlinear, it is more convenient to derive multi-fold classical and generalized Darboux transformations by employing the Riccati equations. Before turning to the contents of each section, we first review the existing literature on the subject. In general, it is difficult to find exact solutions of nonlinear evolution equations. Toward this end, several effective methods have been developed, such as the inverse scattering transformation [,,], Bäcklund transformation [,], Darboux transformation [,,,,,,,,,,,,], and others [,,,,,,,,,,,]. Some interesting explicit solutions have been found, the most important among which are pure-soliton solutions, quasi-periodic solutions, and rogue waves solutions. The phenomenon of rogue waves is one of the hot issues in recent years. Rogue waves [,] in oceans always appear from nowhere and disappear without a trace. Rogue waves are observed in many fields [,,] other than oceanography. A wide range of authors [,,,,,] have devoted their efforts to finding rogue-wave solutions.
This paper is organized as follows. In Section 2, utilizing the zero-curvature representation, we propose vmYOLS equations associated with a matrix spectral problem. The Lax pair for the vmYOLS equation is converted to the corresponding Riccati equations for convenience. The relation between solutions of Riccati equations and the solution vector of the Lax pair is established. In Section 3, resorting to the Riccati equations and the gauge transformation between spectral problems, we construct a classical Darboux transformation of the vmYOLS equation. on the basis of the one-fold Darboux transformation, we deduce multi-fold classical and generalized Darboux transformations for the vmYOLS equation. A rigorous proof is given with respect to the existence of multi-fold classical and generalized Darboux transformation. In Section 4, with the help of computer algebra, some exact solutions—including soliton solutions, breather solutions, and rogue-wave solutions—of the vmYOLS equation are obtained using the multi-fold and generalized Darboux transformation.
2. Lax Pair and Riccati Equations
In this section, we first deduce the Lax pair associated with the vmYOLS Equation (8),
with
where is an matrix, is a spectral parameter, r is a scalar potential, is a row-vector potential, and is a column-vector potential. A direct calculation shows that the zero-curvature equation, yields the vmYOLS Equation (8).
In what follows, we shall deduce Riccati equations associated with the Lax pair of the vmYOLS equation (8), from which one-fold Darboux transformation is constructed. We first introduce the notation on submatrices. Let be an arbitrary matrix. A submatrix of X consisting of the entries on the th, th, …, th rows and on the th, th, …, th columns is denoted by ; that is
For example, if is a matrix, then we have
Let us consider the Riccati equations in correspondence to the Lax Equation (12),
where , and are n-component column vectors. Then, it is not difficult that the compatibility condition of the Riccati Equation (15), and , derives also the vmYOLS Equation (8). For convenience, we denote , which is an matrix. Then is a more compact way to write the solution of the Riccati Equation (15).
Let be a fundamental solution matrix of the Lax Equation (12), where is the first two columns of and is the latter n columns of . To reveal the relation between the Lax Equation (12) and the Riccati Equation (15), we write (12) as
A direct calculation shows that
satisfy the same Riccati Equation (15). Then, we can arrive at the following result.
Lemma 1.
Proof.
Assume that is a solution of the Riccati Equation (15). Then we define an auxiliary matrix by
with
Suppose that and satisfy the conditions (19) and (20), and set
A direct calculation shows that
and
Through tedious calculations, we arrive at and in terms of the Lax Equations (16) and (17). Noting , we deduce . From
we can obtain and
Finally, we arrive at
3. Darboux Transformations
In this section, we construct a multi-fold generalized Darboux transformation of the vmYOLS Equation (8) with the help of the solution for the Riccati Equations (15). The multi-fold generalized Darboux transformation generalizes both multi-fold Darboux transformations and generalized Darboux transformations. In the classic context, an N-fold Darboux transformation is derived from N different spectral parameters , where if . By using Taylor series and the limit technique, the limit of such an N-fold Darboux transformation when is called a generalized Darboux transformation. Intuitively, we may view the generalized Darboux transformation as the multi-fold Darboux transformation derived from equal spectral parameters, . In general, a multi-fold generalized Darboux transformation is constructed from freely-chosen parameters which may or may not be equal to each other. For the convenience of notation, we assume that
where , and are positive integers.
Suppose that is given by (29), and all the have positive real parts. For each given , we shall find a polynomial Darboux matrix by
and two potential functions and , such that
where are independent of , and .
For convenience, we introduce some auxiliary variables , and by
and write as
A direct calculation shows that and are related by a simple algebraic relation,
where is the -entry of . Therefore, as long as and are determined, the Darboux matrix is also determined by (34). To seek and , we choose a solution of the Riccati Equation (15), and then consider a system of linear equations,
where , , and satisfy the condition (18), and , , and are related by (29), and
It is not difficult to verify from Equation (36) that functions
are all analytic at the points . In terms of , (36) can be written as
for all and .
By mathematical induction, we can prove that are uniquely determined by (36), and the corresponding is a Darboux matrix. Because the proof is lengthy, we divide the proof into two theorems. In Theorem 1, we prove the case. In Theorem 2, we prove the case on the basis of induction assumption.
When , we have . Noting and are zeroth-order polynomials in , we write simply , , , and for short.
Theorem 1.
Suppose that is a known solution of the vmYOLS Equation (8). Let be a constant, . Assume that is a solution of the Riccati Equation (15), and are solutions of the Lax Equations (16) and (17) with the initial condition (18). Then a one-fold Darboux matrix
is determined by
where
The transformation formulae from old solutions and r of the vmYOLS Equation (8) into its new ones by the Darboux matrix are as follows:
where and are given by
Proof.
By using , (41) is reduced to
Noting , we have
A direct calculation shows
where is defined as . If is a vector such that , then
implies . This means that is invertible. Resorting to (37), it is easy to see that
Through direct calculations, we deduce that satisfy
Noting that is a -matrix, and
we obtain through direct calculations that
and
Then (44) and (45) are proved.
Set . It is apparent that
and hence
On the other hand, can also be constructed from the following procedure. Set
and . Then we have
and
From
we deduce
Similar to , we have . From
we obtain
Using , we have
Noting , we arrive at
From (56), it is easy to see that
and hence
This is a very important relation because of the symmetry in the spectral problem (12).
To prove , we set
In the following, we shall prove that . Because and are linear polynomials in and is a quadratic polynomial in , D is at most a cubic polynomial in . Therefore, we assume that . Through direct calculations, we have
where
Resorting to (34), (43), and (67), it is easy to see that is a diagonal matrix:
From (43), (64), and (65), we obtain
By using (63), we have
On the basis of (27), we arrive at
and hence
A direct calculation shows that . Consequently, is a removable singularity of . For the same reason, is also removable. Similarly, and are also removable. This means is a polynomial in . Noting and are both quadratic polynomials in , we find from (74) that is independent of . Using the limit of (74) as , we arrive at , and hence
Resorting to (73), we achieve , and . The proof for the spatial part is completed.
To show , we set and aim at showing . Set . Similar to , is a polynomial in . Because , , and are quadratic polynomials in , is at most a quartic polynomial in . Hence, we denote
Through direct calculations, we obtain from the definition of that
where
Since , is at most a quadratic polynomial, and has to be independent of . Using and , we obtain that
Substituting into (84) and noting , we have
Evidently, the left-hand side of (85) is at most a linear polynomial in , and the right-hand side is independent of . Comparing the coefficients of in (85), we find that M has the form
The lower-left -submatrix (i.e., the entries ) of (85) is . Therefore, we have
and
Using (81) and (82), we immediately see and , and hence . The proof for the temporal part is completed. □
Theorem 2.
Suppose that is a known solution of the vmYOLS Equation (8). Let be defined by (29). Assume that is a solution of the Riccati Equation (15), and are solutions of the Lax Equations (16) and (17) with the initial condition (18). Then, a multi-fold generalized Darboux matrix , cf. (34), is uniquely determined by the relations (35) and (36). The old solutions and r of the vmYOLS Equation (8) are mapped into its new ones and accroding to the multi-fold generalized Darboux transformation
Proof.
When , we set
By Theorem 1, we can arrive at a one-fold Darboux matrix that is well-defined by and . Set
Then and are analytic functions at .
On one hand, in terms of , we introduce a new variable by
Then we have the following three properties:
(i) From (63), we have
In a similar way (cf. (74)) to and , we can prove that is a polynomial in . A direct calculation shows that . This means that has the form of
(ii) Equating the coefficients of in , we find
From (48) it yields
Therefore, implies
and hence
This means and are related by
(iii) In view of (38) and
it is easy to see that functions
are analytic at the points .
On the other hand, if satisfies the three properties (95), (100), and (102), and is given by Theorem 1, then satisfies the conditions in Theorem 2.
The system (where ) of (34), (35), and (36) is uniquely solvable if and only if the system (where ) of (95), (100), and (102) is uniquely solvable. By mathematical induction, we can prove the unique solvability for the system of (34), (35), and (36). By the induction and the assumption, it is also clear that is a product of N iterated one-fold Darboux matrices. Therefore, itself is a Darboux matrix. Then, comparing the coefficients of in , we can obtain (90). The proof is completed. □
When , Equation (39) is reduced to
We here introduce some matrices:
where . Then, we can write (103) in a compact form
and then solve and ,
Especially, when and , we have
On the basis of and given by (106), it is easy to obtain new solutions and of the vmYOLS Equation (8) from the N-fold generalized Darboux transformation (90).
When , Equation (36) is reduced to
We define the following matrices by
where is a small parameter. Equation (108) can be written in a compact form:
or
Especially, when and , we have
where , . Using and given by (111), it is easy to obtain new solutions and of the vmYOLS Equation (8) from the -fold generalized Darboux transformation (90).
4. Exact Solutions
In this section, we give some examples for application of the various Darboux transformations. For the sake of simplicity, we only consider the cases and , that is, we construct explicit solutions of the two-component mYOLS Equation (10) and the three-component mYOLS Equation (11). Looking into the exact solutions to two-component Equation (10) derived from one- and two-fold Darboux transformations, we discover many interesting nonlinear phenomena, including: (i) solitons (Solution 1), (ii) two waves merging into a single wave (Solution 2), (iii) two-solitons (Solution 3), (iv) breathers (Solution 4), (v) two oscillatory waves merging into a single wave (Solution 5), (vi) kink-like waves (Solution 6), (vii) other unclassified nonlinear interactions (Solutions 7–9), (viii) two-soliton interaction where the two solitons travel at asymptoticly the same velocity (Solution 10), and (ix) rogue waves (Solution 11). The solutions (Solutions 12–16) of the three-component Equation (11) reveal many more interesting nonlinear phenomena.
4.1. Case 1. Solutions of the Two-Component mYOLS Equation (10)
Substituting the trivial solution and of the two-component mYOLS Equation (10) into the Riccati Equations (15), we have
of which the general solution is
where and are two constants of integration related to , and and are written as and , which are scalars. Substituting (114) into (43), we readily obtain one-fold Darboux transformation. Similarly, resorting to (107) or (112), we can arrive at two-fold or generalized Darboux transformations, correspondingly.
Solution 1. Let and , . Then, we have from (114) that and , where
and , . By using one-fold Darboux transformations (43), (44), and (45), we obtain a one-soliton solution to the two-component mYOLS Equation (10):
Choosing , we have (cf. Figure 1)
Solution 2. Choose , and . Then we have
By using the one-fold Darboux transformations (43), (44), and (45), we obtain a solution (cf. Figure 2a,b) to the two-component mYOLS Equation (10):
From Figure 2a,b (or from and as ), we see that and travel like a one-soliton solution when . Therefore, this solution illustrates the merging of two solitons.

Figure 1.
A one-soliton solution given by a one-fold Darboux transformation.

Figure 2.
Inelastic (a,b) and elastic (c,d) collisions.
Solutions 3–9. By using (90), (106), (107), and (35), we can obtain two-fold Darboux transformations, from which we construct some examples of interesting solutions for the two-component mYOLS Equation (10) (see Table 1). In Figure 3, we present the density-plot of Figure 2c,d and the auxiliary lines (the red dashed lines). At least from the numerical results, the collision of the two solitons does not cause a space shift. The solutions in Figure 4g,h have similar properties. Their density plots with auxiliary lines are omitted.

Table 1.
Examples of exact solutions for (10) by two-fold Darboux transformations.

Figure 3.
Density plot of (c,d) in Figure 2, with the auxiliary lines .

Figure 4.
Some nonlinear interactions.
Solution 10. Assume that , , and . By using (90), (111), (112), and (35), we obtain the first-order generalized Darboux transformations, from which a solution (cf. Figure 5) for the two-component mYOLS Equation (10) is derived. The solution has a particular property because it looks like a soliton (see Figure 5a,b), but behaves differently from solitons in a classic sense. In fact, the velocities of the two waves in this solution tend to the same magnitude in the same direction (i.e., 2 in positive direction) as , whereas the two waves in a typical two-soliton solution always travel at different velocities. For comparison, we draw (i) the peaks (the orange solid lines) of and , and (ii) the curves (the red dashed lines) in Figure 5c,d.

Figure 5.
Solution obtained from generalized Darboux transformation.
Solution 11. When the seed solution is nonzero, the calculations are even more tedious. Therefore, we fix our attentions on a particular seed solution and spectral parameter:
To find a new solution for the two-component mYOLS Equation (10), we first have to determine solutions and of the Riccati Equation (15) with according to Theorem 1. Consider the Riccati Equation (15), a system of first-order ODEs, with the conditions
Then, the solution to the Riccati Equation (15) is uniquely determined. Therefore, by using the one-fold Darboux transformations (43), (44), and (45), we obtain a rogue-wave solution (cf. Figure 6) to the two-component mYOLS Equation (10).

Figure 6.
A rogue-wave solution.
4.2. Case 2. Solutions of Three-Component mYOLS Equation (11)
In the following, we apply the Darboux transformation to give explicit solutions of three-component mYOLS Equation (11). Substituting the trivial solutions and of the three-component mLS Equation (11) into the Riccati Equation (15), we arrive at a system of linear equations
which possess the general solution:
where and are two constant two-component column vectors of integration.
Solution 1. Assume and choose , and . From (123), we deduce an exact solution of the linear Riccati Equation (122)
Using the one-fold Darboux transformations (43), (44), and (45), we obtain explicit solutions of the three-component mYOLS Equation (11) (cf. Figure 7, ),

Figure 7.
A soliton given by one-fold Darboux transformation.
Solutions 2–5. Similarly, on the basis of (106), (107), and (35), we can obtain explicit solutions of the three-component mYOLS Equation (11) from the two-fold generalized Darboux transformation (90). The results are listed in Table 2.

Table 2.
Exact solutions for (11) by the two-fold Darboux transformations.
5. Conclusions
In the foregoing sections, we derived the Lax pair of a vmYOLS equation. It is difficult to construct a Darboux transformation for the vmYOLS equation because the spectral structure of its Lax pair is too complicated. On the basis of the Riccati equations related to the Lax pair and the gauge transformations between the Lax pairs, a systematic method was developed to construct general N-fold Darboux transformations for the vmYOLS equation. It is worth noting that the general N-fold Darboux transformations of the vmYOLS equation given in Theorem 2 can be reduced to classical N-fold Darboux transformations when , and can be reduced to generalized N-fold Darboux transformations without taking limits when . Because we do not have to take the limit when we construct the generalized N-fold Darboux transformations, this simplifies the calculation enormously. Resorting to computer algebra, some exact solutions—including soliton solutions, breather solutions, and rogue-wave solutions—of the vmYOLS equation were obtained using the multi-fold and generalized Darboux transformation.
Author Contributions
All authors contributed equally to this work. All authors read and approved the final manuscript.
Funding
This work is supported by the National Natural Science Foundation of China (Grant Nos. 11871440 and 11931017).
Conflicts of Interest
The authors declare no conflicts of interest.
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