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Mathematics
  • Article
  • Open Access

24 May 2024

Methodology for Transient Stability Enhancement of Power Systems Based on Machine Learning Algorithms and Fast Valving in a Steam Turbine

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1
Department of Automated Electrical Systems, Ural Federal University, 620002 Yekaterinburg, Russia
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College of Engineering and Technology, American University of the Middle East, Kuwait
3
Department of Electrical Engineering, Canadian University Dubai, Dubai 117781, United Arab Emirates
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Artificial Intelligence Techniques Applications on Power Systems

Abstract

This study presents the results of the development and testing of a methodology for selecting parameters of the characteristics of fast valving in a steam turbine for emergency power system management to maintain dynamic stability based on machine learning algorithms. Modern power systems have reduced inertia and increased stochasticity due to the active integration of renewable energy sources. As a result, there is an increased likelihood of incorrect operation in traditional emergency automation devices, developed on the principles of deterministic analysis of transient processes. To date, it is possible to increase the adaptability and accuracy of emergency power system management through the application of machine learning algorithms. In this work, fast valving in a steam turbine was chosen as the considered device of emergency automation. To form the data sample, the IEEE39 mathematical model was used, for which benchmark laws of change in the position of the cutoff valve during the fast valving of a steam turbine were selected. The considered machine learning algorithms for classifying the law of change in the position of the steam turbine’s cutoff valve, k-nearest neighbors, support vector machine, decision tree, random forest, and extreme gradient boosting were used. The results show that the highest accuracy corresponds to extreme gradient boosting. For the selected eXtreme Gradient Boosting algorithm, the classification accuracy on the training set was 98.17%, and on the test set it was 97.14%. The work also proposes a methodology for forming synthetic data for the use of machine learning algorithms for emergency management of power systems and suggests directions for further research.

1. Introduction

One of the basic principles of electrical power systems (EPS) management is to ensure standard static stability (SSS) and dynamic stability (TS) margins under normal and post-emergency operating conditions. Ensuring SSS and TS by introducing restrictions on the amount of active power flows, on the one hand, is an effective measure, and on the other hand, leads to a significant impact on the functioning of the electricity market [1]. The economic distribution of active load power between EPS synchronous generators (SG) is based on the optimization problem [2], which affects the total cost of electricity generation and transmission. Considering additional restrictions on the flow of active capacities inevitably leads to an increase in the cost of electricity for the end consumer. An alternative way to ensure EPS SSS and TS is to use emergency control (EC), which allows one to select and implement the necessary amount of control actions (CA) to maintain the stability of the EPS [3]. The most common CAs for storing TS include the following:
  • Load disconnection [4];
  • SG shutdown [5];
  • Use of fast valving (FV) in a steam turbine (ST) [6].
The above-mentioned ways are generally used and have proven effective in EPS with traditional high-inertia SGs.
Today, the general development of EPS is the transition to low-carbon electricity production with flexible digital control systems and the monitoring of the processes of production, transmission, and consumption of active and reactive power [7]. The introduction of renewable energy sources (RES) is a global practice to reduce the level of fossil fuel generation sources [8]. A wide use of RES in EPS allows us to reduce the total inertia and increases the stochasticity of the electricity generation process. Thus, in modern EPS there is a fundamental change in the characteristics of transient processes [9,10]. A decrease in the total inertia of the EPS leads to an increase in the speed of transient processes and increased requirements for the speed of EC systems. In addition, the current stage of development of EPS includes the development of systems for measuring electrical mode parameters based on synchronized phasor measurement units (PMU) [11,12], the development of digital signal processing (DSP) methods [13], increasing the productivity and speed of computing systems, and accumulating large volumes of data characterizing the operation of EPS.
In EPS EC practice, the CA selection for maintaining SSS and TS is typically divided into local and centralized categories. The former ensures the stability of individual power plants, load nodes, or selected energy districts, while the latter secures the stability of large energy networks. Algorithms for local EPS EC complexes often use a method involving the creation of a logical matrix to correlate anticipated accidents with the required CA values. This compliance matrix is formed through a series of calculations of steady-state and transient electrical modes using a pre-prepared mathematical model of EPS, considering the most likely emergency scenarios. To develop centralized EPS EC systems, a method is employed that involves calculating a compliance matrix in a cyclic mode for the current EPS mode, also considering the most likely emergency processes.
For existing local and centralized EPS EC complexes, the following features exist:
  • CA selection is performed for predefined emergency processes, i.e., EPS stability may not be ensured in the event of an unplanned disturbance or cascading accident;
  • When choosing CA, mathematical EPS models are used, the parameters of which may differ from the actual ones, which helps to reduce the accuracy of emergency control;
  • The use of a pre-prepared matrix of correspondence between an accident and the required CA value leads to an increase in the likelihood of the implementation of unnecessary CAs due to the consideration of the worst scenarios for the development of the emergency process.
The disadvantages of traditional EPS EC systems are compensated by means of using redundancy and echelon construction of the emergency control structure [14]. However, as the speed of transient processes increases, existing EPS EC systems may become ineffective or contribute to the development of cascading accidents.
Considering the characteristics of modern EPS, including developed monitoring systems, large data volumes, and the need to significantly enhance the speed and adaptability of EPS EC systems, a promising approach is the use of machine learning (ML) algorithms [15,16,17,18] for EPS EC. ML algorithms offer high performance and adaptability, owing to their lack of procedural logic, which is typical of deterministic approaches to transient analysis in EPS. This study explores the use of ML algorithms for tuning ST FV parameters. This CA is employed to maintain the TS of both individual SGs and the entire EPS [19].
This study proposes an adaptive methodology for determining the parameters of the ST FV characteristic for emergency control of the power system to maintain EPS TS. The main contribution of the article is the development of a comprehensive methodology for determining the parameters of the ST FV process based on ML algorithms to ensure the adaptability and speed of the EPS EC process. The adaptability of the proposed methodology ensures the selection of the optimal ST FV law for any emergency process leading to the loss of EPS TS.
The article is organized as follows: Section 2 provides an overview of the research involved in the development of adaptive algorithms for selecting EPS TS performance parameters. It discusses the advantages and disadvantages of existing algorithms, as well as the main benefits for research in the subject area. Section 3 provides a methodology for setting the ST FV process parameters based on ML algorithms. Section 4 presents the results of a numerical experiment on the mathematical model of the IEEE39 EPS test system. In the conclusion the results of the proposed methodology and directions for future research are indicated.

3. Methodology

The methodology for introducing ML algorithm into the EPS management process to ensure sustainability can be described as follows:
  • Data collection. In this stage, physical or synthetic data obtained during the modeling of transient processes on a mathematical model of the EPS under consideration can be used;
  • Data pre-processing. This stage includes the elimination of gaps, noise, and outliers in the data, correlation analysis, processing of features, and identification of the main components in the data;
  • Training several ML algorithms to analyze the accuracy, time efficiency, and fault tolerance;
  • Testing of algorithms. During this stage the ML algorithm that provides optimal results in terms of accuracy and speed is determined;
  • Testing the selected ML algorithm in real time;
  • Development and implementation of digital infrastructure that ensures the correct operation of the trained algorithm;
  • Monitoring and possible correction of parameters of ML algorithm during use in the EPS control loop.
Figure 3 shows a graphical interpretation of the proposed methodology.
Figure 3. Proposed mythology flowchart.
This article covers steps 1–4. The study of steps 5–7 is a task for future research; this work discusses the complete list of stages of the methodology to provide a complete picture of the study.

3.1. Dataset Generation

The data collection stage is a key component when developing an EPS management methodology based on ML algorithms [49]. Sources of input data can include physical changes and synthetic data obtained from modeling a series of transients in EPS. Each data source has its advantages and disadvantages associated with the presence of noise, gaps in the data, inaccuracy in the representation of EPS parameters in the mathematical model, the impossibility of considering the entire list of accidents, etc. [50]. As a result, the most optimal way to generate a data sample is a combination of physical and synthetic data.
When using synthetic data, an important issue is the modeling of changes in the parameters of the EPS electrical mode and the list of considered disturbances. The loads in the nodes are considered as variable parameters when changing the EPS operating mode. Voltages, flows of active and reactive powers, current loads of the electrical network, and SG loads are dependent parameters determined by the requirement to ensure a balance of active power in the EPS. EPS load variations can be modeled considering intra-daily and seasonal variations [51]. In the simplest cases, load changes are modeled using a probabilistic approach.
In this study, a probabilistic approach of load deviation from the base value with a normal distribution was used to model the load change of the test EPS. To obtain the reference laws of IV position change during the ST FV process, the algorithm given in [38] was used. Voltage values at the nodes of the EPS model flow of active and reactive powers across the elements of the electrical network, active and reactive powers of SG, and load angles of SG are used as features.

3.2. Dataset Preparation

One of the key stages of using ML algorithms is collecting and preparing source data. In this study, the results of mathematical modeling were used to generate a data sample. The loads in the nodes of the EPS test model, the node, and the type of simulated disturbance was selected as varied parameters during modeling. The data generation technique used in this article is as follows:
  • Formation of a dynamic model of the test EPS in Python3 free software in consideration of the SG parameters, electrical network elements, and loads;
  • Specifying a list of accidents to be considered in the form of three-phase, two-phase, and single-phase short circuits (SC) in electrical network nodes;
  • For the selected SG, the optimal law of IV variation is calculated to maintain TS;
  • The loads in the test EPS nodes are changed by adding a random variable with a normal distribution to the basic load values;
  • The calculation of the optimal law of change of IV for maintaining TS is performed;
  • A cyclic calculation is performed until the end of the load search in the EPS nodes.
Figure 4 shows a flowchart for generating data samples.
Figure 4. Dataset preparation flowchart.
The features in the sample are active and reactive powers SG, load angles SG, flows of active and reactive power through the elements of the electrical network, voltage modules, and phases in the nodes of the electrical network. The target indicator is the law of IV position change in the ST FV process.

3.3. ML Algorithm Selection

The problem of synthesizing the law of IV position change in the ST FV process is a multidimensional classification problem in which various combinations of parameters μmin, μinf, and TFV act as classes. In this study, the parameters μmin and TFV are used to form classes, the value of μinf is taken equal to 1.
In this work, to synthesize the ST FV law, classification algorithms were used that are actively used for problems of process analysis in EPS [52]: k-nearest neighbors (KNN), support vector machine (SVM), decision tree (DT), random forest (RF), extreme gradient boosting (XGBoost), and ANN. The choice of these algorithms is determined by a combination of their performance, accuracy, and ease of use. These algorithms are widely used to solve problems in EPS control, analysis, and diagnostics.
The KNN algorithm is one of the simplest classification algorithms, which simply consists of sequentially performing the following operations [53]:
  • Calculation of the distance to each of the objects in the training sample;
  • Determination of k objects of the training set with the smallest distance;
  • Calculate the most frequently encountered class for k objects, which will be the result of the classification.
The algorithm parameter is n_neighbors—the number of objects with a minimum distance. The advantages of the algorithm include resistance to outliers in the data, interpretability of the results, and ease of implementation of the algorithm.
The SVM algorithm [54] uses the technique of constructing a separating hyperplane, which is determined because of training, to classify data. The parameters of the algorithm are C—soft constraint weight, kernel—kernel function, in this work the radial basis function (RBF) kernel is used, and gamma—kernel coefficient. The advantages of the algorithm include a high accuracy, the ability to efficiently process high-dimensional data, and a small number of hyperparameters.
DT [55] is a flexible classification algorithm based on the construction of logical rules. The DT algorithm can be represented as a hierarchical structure, the purpose of which is to split the data sample in order to optimize a pre-determined criterion (Gini coefficient, entropy value, or logistic error function). Training the DT algorithm consists of sequentially performing the following steps:
  • Enumerate all the features, and search for the feature with the best separation;
  • Dividing the sample into two parts, enumerating the features, and dividing each of the resulting subsamples;
  • The division of subsamples continues until subsamples of unit dimension are obtained, which are called DT leaves.
The parameters of the algorithm are as follows: criterion—a function for assessing the quality of data splitting, splitter—a strategy used to select a split at each node, and max_depth—the maximum depth of DT. The advantages of the algorithm include interpretability due to the visual representation capabilities of a trained DT, and efficiency of work on untrained data. As a way to improve the DT algorithm, the RF algorithm [56], which is an ensemble ML algorithm, is used. During the training process of the ensemble algorithm, several DTs are created, which reduces the probability of overfitting.
The classification result of the RF algorithm is an aggregation of the classification of each of the RFs included in the ensemble. Each RF algorithm is trained independently, allowing efficient use of parallel computing. The parameters of the algorithm are as follows: n_estimators—the number of trees in the algorithm, criterion—a function for assessing the quality of data partitioning, and max_depth—the maximum depth of DT. The advantages of the algorithm include a high degree of use of parallel calculations when training and testing the algorithm, high resistance to overtraining, and to assess the importance of each feature for classification.
Further development of the RF algorithm led to the development of the XGBoost algorithm [57]. This algorithm uses gradient boosting to iteratively train weak classifiers. The parameters of the algorithm are as follows: criterion—the function for assessing the quality of data dividing, learning_rate, n_estimators—the number of iterations in boosting, max_depth—the maximum depth of the tree, and max_features—the number of features considered by the algorithm to construct splitting in the tree. The advantages of the algorithm include resistance to overtraining due to the use of L1 and L2 regularizes, a high degree of parallelization, and a high optimization in the use of computing resources.
The following configurable parameters for the ANN algorithm are used: batch_size—the number of records processed together before updating the model parameters, learning_rate—the learning rate, and epochs—the number of epochs. For this study, the ANN is built using a series of fully connected linear layers followed by rectified linear unit (ReLU) activation functions. The input dimension corresponds to the number of features in the processed data set, and the output dimension equals the number of classes in the classification problem.

3.4. ML Algorithm Training and Testing

After generating a data sample, it is processed using statistical analysis methods, a detailed description of which is given in the study [58]. Table 2 summarizes the methods used to determine the hyperparameters in the used ML algorithms. For the SVM, DT, RF and XGBoost algorithms, the main training method is stochastic gradient descent (SGD). For the KNN algorithm, the training is the procedure for calculating the distance between classes.
Table 2. Methods for determining hyperparameters of selected ML algorithms.
To estimate the performance of the trained algorithm the following metrics are used: accuracy, precision, recall, F1 score, and the area under the receiver operating characteristic (AUC) [59].

4. Case Study

This section presents the results of generating a data sample for the IEEE39 mathematical model. The calculation of transient processes was performed in a Python3 free software, and the training and testing of the ML algorithms were carried out in a Python 3 program using the scikit-learn and pandas libraries.

4.1. Dataset Generation

To form a data sample, the mathematical model of the IEEE39 EPS test was used [59]. This model is standard for transient studies in EPS and consists of 10 SGs and 39 nodes. The model graphics are shown in Figure 5. The SG parameters are given in Table 3, and Table 4 shows the base loads at the EPS nodes.
Figure 5. IEEE39 test system.
Table 3. SG parameters.
Table 4. The basic values of loads in the nodes of the EPS test model.
To form a data sample, three-phase, two-phase, and single-phase faults in EPS nodes 1 to 29 were considered. The change in loads in the EPS nodes was performed by adding a random uniformly distributed value to the base loads. Figure 6 shows the load distributions in the nodes of the IEEE39 model. The ordinate axes show the numbers of nodes with loads and the abscissa shows the active powers of the loads.
Figure 6. The graphs of load distributions in the nodes of the IEEE39 model.
The total volume of the data sample was 300 transient processes, for which one of six classes was selected, describing the laws of IV position change in the ST FV process. The considered laws of change in the IV position are described by the following combinations:
C l a s s μ m i n , T F V = C l a s s   1 C l a s s   2 C l a s s   3 C l a s s   4 C l a s s   5 C l a s s   6 = 0.2 0.1 0.2 0.2 0.4 0.1 0.4 0.2 0.6 0.1 0.6 0.2 .
Table 5 provides a description of the of the data sample features.
Table 5. The description of features in the data sample.
For a more visual representation of the training set, Figure 7 shows a graph of the distribution of classes in the sample from the first (PC1) and second (PC2) principal components of the data [60].
Figure 7. Principal component dataset analyses.
Figure 7 illustrates the clustering of data between the six considered classes of the IV position change law during the ST FV process.

4.2. Feature Selection

A two-step procedure was used to select significant features in the generated data sample [61]:
  • Analysis of the Spearman correlation coefficient of each feature related to the class;
  • Analysis of the mutual Spearman correlation coefficient between features.
Table 6 shows the feature selection results. When analyzing the Spearman correlation coefficient of each feature concerning the class, features with a correlation coefficient value below 0.4 were removed. When analyzing the mutual correlation coefficient between features, features with a correlation coefficient value higher than 0.8 were removed.
Table 6. Results of feature selection.
The following designations are used in Table 6: “Feature set number” corresponds to the “№” column in Table 5, and “Analyzes step” corresponds to the step of the feature selection procedure. After deletion, the individual features are renumbered. The “—” symbol in the “Removed features” column indicates the absence of features to be removed.
During the analysis of features in the data sample, in the first stage of processing, 76 features were removed, and the largest number of features were removed from the group of features of current loads of electrical network elements. In the second stage of feature selection, 11 features were removed.

4.3. Algorithms Training and Testing

To train and test the selected ML algorithms, the data sample was divided into training and testing with a ratio of 80/20.
Figure 8 shows the dependence of the accuracy coefficient on the n_neighbors parameter in the training and test selections of the KNN algorithm. Figure 9 shows the dependence of the accuracy coefficient on the epoch parameter in the training and test selections of the DT algorithm. Figure 10 shows the dependence of the accuracy coefficient on the epoch parameter in the training and test selections of the RF algorithm.
Figure 8. Changing the value of the accuracy coefficient for the KNN algorithm in training and test samples.
Figure 9. Changing the value of the accuracy coefficient for the DT algorithm in training and test samples.
Figure 10. Changing the value of the accuracy coefficient for the RF algorithm in training and test samples.
Table 7 shows the quality metrics of the considered ML algorithms in the training data set. Table 8 shows the quality metrics of the considered ML algorithms on the test data set. Table 9 shows the obtained values of the hyperparameters of the considered ML algorithms.
Table 7. Quality metrics of the considered algorithms in the training data sample.
Table 8. Quality metrics of the considered algorithms in the test data sample.
Table 9. Methods for determining hyperparameters of selected ML algorithms.
One of the main parameters in the EPS EC algorithm is performance, which is expressed in the time delay required to select the optimal CA value to ensure TS or SSS. In the algorithm presented in [38], the delay value of the algorithm was 200 ms, which makes it possible to use it for SGs with a constant inertia value of 2.5 s. Table 10 shows the results of determining the delay in the considered ML algorithms when determining the CA value for one transient process. Calculations were performed on a computer with an Intel (R) Core (TM) i7-7700T CPU @ 2.90 GHz, 16 GB of RAM.
Table 10. Time delays of the considered ML algorithms.
The use of ML algorithms can significantly increase the speed of selecting the optimal CA for saving EPS TS or SSS. The largest time delay corresponds to the KNN algorithm, which is explained by the need to store the entire volume of the training sample in the computer’s RAM. The minimum time delay on the test and training set corresponds to the XGBoost algorithm. Also, the highest classification accuracy corresponds to the XGBoost algorithm.

5. Conclusions

The development of modern EPS significantly impacts the accuracy and adaptability of EPS EC algorithms. With the introduction of a considerable amount of RES, the nature of the transition processes in EPS is undergoing radical changes. An increase in the speed of transient processes, along with a rise in the stochasticity of EPS operation, necessitates a revision of the operating principles in EPS EC devices. The advantages of the proposed method include high adaptability and performance. One of the difficulties of the technique is the process of matting the data sample and re-training the model when the configuration in the protected EPS is changed. However, this feature can be mitigated by developing an automatic approach for generating data during the operation of the EPS.
The problem of implementing an adaptive selection of the ST FV law based on an ML algorithm has been considered in the study. To form a data sample, the EPS IEEE39 mathematical model was used. A total of 300 transient processes were considered, of which 196 features were identified. After statistical analysis, the number of features was reduced to 109.
Next, the procedures for training and testing the KNN, SVM, DT, RF, XGBoost, and ANN algorithms were performed on the generated data samples. The highest accuracy on the training and test samples corresponds to the XGBoost algorithm (98.17% on the training set and 97.14% on the test set). The smallest computational delay for classifying one transient process also corresponds to the XGBoost algorithm (4.2 ms on the training set and 3.8 ms on the test set).
The following can be considered as directions for further research on the topics discussed in this article: development of a methodology for selecting CAs based on ML algorithms for storing TS and SSS in combined EPS; CA selection based on ML algorithms to maintain voltage stability and maintain a required frequency level; testing the developed methods on a real-time modeling complex; and development of an architecture for implementing the ESP EC methodology based on ML algorithms in the operational control loop of an EPS operation.

Author Contributions

All authors have made valuable contributions to this paper. Conceptualization, M.S. (Mihail Senyuk), S.B., M.S. (Murodbek Safaraliev), M.N., I.O. and F.K.; methodology, I.O. and M.S. (Murodbek Safaraliev); software, I.O., M.N. and S.B.; validation, M.S. (Mihail Senyuk) and F.K.; formal analysis, F.K. and S.B.; investigation, M.S. (Mihail Senyuk), M.S. (Murodbek Safaraliev), M.N., I.O. and F.K.; writing—original draft preparation, S.B., M.S. (Mihail Senyuk) and M.N.; writing—review and editing, M.S. (Mihail Senyuk), S.B., M.S. (Murodbek Safaraliev), M.N., I.O. and F.K.; supervision, M.S. (Mihail Senyuk), M.S. (Murodbek Safaraliev) and S.B. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

The original contributions presented in the study are included in the article material, further inquiries can be directed to the corresponding author.

Acknowledgments

The reported study was supported by the Russian Science Foundation, research project No. 23-79-01024.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

ANNArtificial neural network
AUCArea under the receiver operating characteristic
CAControl action
CVControl valve
DSPDigital signal processing
DTDecision tree
EACEqual area criterion
EACEqual area criterion
ECEmergency control
FLFeedback linearization
FVFast valving
HPHigh pressure
IBInfinite bus
IPIntermediate pressure
IVIntercept valve
KNNk-nearest neighbors
LFOLow-frequency oscillation
LPLow pressure
LSTLyapunov stability theory
MLMachine learning
MPMaximum principle
MASMulti-agent system
PMUPhasor measurement unit
RBFRadial basis function
RBFNNRadial basis function neural network
ReLURectified Linear Unit
RESRenewable energy sources
RFRandom forest
RHReheater
SCShort circuit
SGSynchronous generator
SGDStochastic gradient descent
SSSSmall signal stability
STSteam turbine
SVMSupport vector machine
TEFTransient energy function
TSTransient stability
XGBoostExtreme gradient boosting

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