1. Introduction
General relativity was the model proposed by Einstein in response to the need to make the constancy of the velocity of light and the Newtonian theory of gravity compatible [
1]. The equations of gravitational interaction, described as a field theory for the metric tensor field, were presented almost simultaneously by Einstein and Hilbert [
2]. However, the latter obtained the field equations based on an optimisation problem aligned with the Lagrangian formalism of classical mechanics. Within the following months, the first (nontrivial) exact solution to these equations was obtained by Schwarzschild [
3], but also the first phenomenological predictions of the model were derived: (i) the Perihelion precession of Mercury’s orbit; (ii) the deflection of light by the Sun; and (iii) the gravitational redshift of light. A modern comparison between the predictions of general relativity and experimental observations can be found in Refs. [
4,
5]. The amount of evidence supporting the validity of general relativity is vast; however, nowadays, it is presumed that Einstein’s theory is an effective model, mostly due to the unsuccessful attempts to renormalise and quantise the model [
6,
7,
8,
9,
10,
11,
12,
13,
14,
15] and the necessity of hypothesising the existence of an extensive dark sector to commensurate the cosmological observations with the predictions from the model [
16,
17,
18]. Such a belief encourages the inquiry of models of gravity that extend general relativity.
Einstein formulated the theory of general relativity under the following precepts: the fundamental field is the metric tensor field, the theory is covariant under the group of diffeomorphism, and the field equations are second-order differential equations. Lovelock showed the uniqueness of general relativity [
19]; in addition, he proposed gravitational models in diverse dimensions that satisfy the same axioms [
20]
1. These models are known as Lanczos–Lovelock models of gravity. In order to build extensions of general relativity, one needs to relax the axioms stated above.
One of the most interesting formulations of gravitational models comes with the independence of the connection from the metric tensor. These are dubbed metric-affine models of gravity (for a review, see Ref. [
22]). The first metric-affine models of gravity were proposed by Weyl [
23,
24] and Cartan [
25,
26,
27,
28], who consider connections with nonmetricity and torsion, respectively. There were other formulations of gravity, for example, based on projective transformations [
29] or affine formulations [
30,
31,
32,
33,
34,
35,
36]; other formulations consider non-symmetric metrics [
37,
38] and models with extra dimensions [
39,
40,
41]. Extensions that consider additional fields involved in the mediation of gravitational interaction are known as TeVeS (Tensor-Vector-Scalar) gravities. For contemporary presentations of different modifications of gravity, see Refs. [
42,
43].
In the past decades, interest in different formulations of general relativity and its extensions has increased, with the aspiration that some models could remediate the remaining issues of general relativity. The teleparallel and symmetric teleparallel equivalent formulations of general relativity (see, for example, Refs. [
44,
45,
46]) have been fertile soil for building extended gravitational models
2, originating a huge amount of theories [
48,
49,
50,
51,
52,
53,
54,
55,
56].
In the same spirit, there are modern proposals of affine gravity that extend the Einstein–Eddington–Schrödinger model. This renewed interest in affine models of gravity started with the foundational work of J. Kijiowsky [
57,
58,
59,
60,
61], followed by reformulations of general relativity by Krasnov [
62,
63,
64,
65,
66,
67], the affine proposal by Poplawski [
68,
69,
70], and the polynomial affine model of gravity (the target of this review) [
71,
72]. The cosmological solutions and some phenomenological aspects of these models have been examined in Refs. [
73,
74,
75,
76,
77,
78,
79].
The affine formulations of gravity, due to the lack of a fundamental metric tensor field, do not have the flexibility of building invariant quantities offered in metric models of gravity. We call this property the rigidity of affine gravity. Moreover, the affine connection, which, in general, has 64 components in four dimensions (much more than the 10 components of the metric tensor field), has more room to accommodate additional fields associated with the geometrical nature of the manifold, which could be interpreted as additional degrees of freedom to explain the dark sector of the Universe.
Invariants built with the affine connection do not refer to any length scale, and therefore, the group of symmetries could be naturally enhanced to the group of conformal or projective transformations. Some applications of these groups in gravitational models are found in Refs. [
80,
81,
82].
The aim of this article is to present the state of the art with regard to the development of the polynomial affine model of gravity in four dimensions.
Section 2 gives a brief overview of the polynomial affine model of gravity, highlighting the method used to obtain the action of the model (see Equation (
16)) and listing the remarkable features of the model. Next, in
Section 3 (complemented with the content of
Appendix A), we find the covariant field equations of the model. We have included the field equations in the particular scenario of the torsion-less sector in
Section 3. In order to search for solutions to the field equations, as in any other gravitational model, we need the ansatz of the affine connection. We build the ansatz of a spherical and cosmological connection in
Section 4. In
Section 5, we scan the space of solutions to the field equations of the model in the cosmological context, and we present a model to analyse cosmological perturbations in affine models of gravity in
Section 6. Issues regarding the perspectives of the model are discussed in
Section 7. The content of that section is a road map of our current research interest and the reach of the model. We end the article with a brief set of concluding remarks in
Section 8.
2. Purely Polynomial Affine Gravity
Polynomial affine gravity is a model of gravitational interactions for which the fundamental field is the affine connection, and this does not require the existence of a (fundamental) metric tensor field to build its action functional, with the requirement of covariance under the group of diffeomorphism. In order to define an action functional on a four-dimensional manifold
, we write a linear combination of all possible 4-forms that can be made that are linearly independent. When choosing a coordinate system,
, there is an induced basis on the tangent and cotangent bundles,
and
, respectively, and on other tensor bundles. Using this notation, 4-form integrals can be written in components as follows [
83]:
defined with
where the skew-symmetric tensor density of weight,
, is invariant under coordinate transformations [
84]. Note that the term
is independent of the fields but has the role of an integration measure and has a weight of
.
The affine structure is an additional structure that could be added to the differential manifold, and its purpose is to allow for the comparison of geometric objects placed at different points of the manifold
. Such a structure is determined by the affine connection, the components of which are defined as
where
represents the basis vectors at a given point,
. Generically, an affine connection in four dimensions has 64 components.
The starting point for building our model would be a generic affine connection,
. Without the aid of a (fundamental) metric tensor field, a connection can be decomposed into its symmetric and anti-symmetric parts,
In the second line of Equation (
5), we have denoted with
the symmetric part of the affine connection, and with
, the torsion of the affine connection
3. In the third line, we have decomposed the torsion into its traceless and trace parts, proportional to
and
, respectively.
In four dimensions, a covariant theory of the affine connection requires that it enters into the functional action as a covariant derivative, ∇. For simplicity, let us focus on the symmetric affine connection, , because the extension to asymmetric affine connections would be straightforward.
Schematically, a generic action functional for the (symmetric) affine connection has the symbolic form of
The action in Equation (
6) can be rewritten in terms of those that are quadratic in the curvature tensor due to the contraction of the covariant derivative with the skew-symmetric tensor density
.
A typical term of the quadratic action would be of the form
where the dots represent indices that have to be contracted in every possible (but inequivalent) way. A consequence of the algebraic Bianchi identity,
is that each curvature tensor has to have two of it lower indices contracted with the skew-symmetric tensor density.
Using the identity in Equation (
8), also written as
and its contracted version,
one can work out all the possible contractions admissible in the action functional, and only two of these terms are inequivalent,
which are Pontryagin terms that, in the notation of Refs. [
85,
86,
87], are denoted as
and
, which are topological terms
4. Therefore, the model built in this way is not very interesting from a dynamic point of view.
In order to build up more interesting models, instead of considering the whole connection, we would use the decomposition shown in Equation (
5). We shall engage in forming the most general action that contains the fields
and
and the symmetric connection
through the covariant derivative ∇. To keep track of all possible terms that might be included in the action functional, we used a sort of dimensional analysis of the index structure. Let us define the operator
, which counts the net number of indices (upper indices count
and lower indices count
) of a term, and also define the operator
, which counts the weight of a tensor density.
The action of the operators on the basic ingredients of the model is
A polynomial action contains powers of the basic fields, i.e., a generic term has the form
Since the action has to be a scalar, the action of the operators
and
on the term in Equation (
14) yield the restrictions
Table 1 shows all the solutions to the constraints in Equation (
15). Using the symmetries of the fields and the Bianchi identities (both algebraic and differential), the most general action, up to boundary and topological terms, is
In the above equation, the covariant derivative, ∇, and the curvature,
, are associated with the symmetric connection,
.
The action in Equation (
16) is much more complex than the action of Einstein–Hilbert; however, it possesses very interesting features: (i) The lack of a metric tensor field endows the action with the property of rigidity since it contains all possible combinations of the fields and their derivatives; (ii) all the coupling constants are dimensionless, which might be a sign of conformal (or projective) invariance and also ensures that the model is power-counting renormalisable; (iii) the model has no explicit three-point graviton vertices since all graviton self-interactions are mediated by non-Riemannian parts of the connection, allowing to bypass the general postulates supporting the no-go theorems stated in Refs. [
88,
89], where it was proven that generic three-point graviton interactions are highly constrained by the causality and analyticity of the
S-matrix; (iv) the field equations are second-order differential equations for the fields, and the Einstein spaces are a subset of their solutions; (v) the supporting symmetry group is the group of diffeomorphisms, desirable for the background independence of the model; (vi) it is possible to obtain emergent (connection-descendent) metric tensors in the space of solutions; (vii) the cosmological constant appears in the solutions as an integration constant, changing the paradigm concerning its nature
5; (viii) the model can be extended to be coupled with a scalar field, and the field equations are equivalent to those of general relativity interacting with a massless scalar field; (ix) the action possesses just first-order derivative of the fields, yielding second-order differential equations, and this might avoid the necessity of terms analogous to the Gibbons–Hawking–York boundary term in general relativity.
Before moving forward to the analysis of the dynamical aspects of the model, let us inspect some general facets of the model.
Firstly, note that all the terms in the action of the model, Equation (
16), contain powers of the torsional fields, that is,
and
. Therefore, it is not possible to take a torsion-free limit at the level of the action. Nevertheless, at the level of the field equations, such a limit exists. The field equations of this sector can easily be found varying the action restricted to the linear terms of the torsion field with respect to these fields [
72], i.e., the terms with coefficients
and
in Equation (
16). A quick look at these terms of the action shows that the restricted field equations for the torsion-free sector would be
Note that the field equations for the symmetric affine connection are obtained, varying with respect to the
-field, which raises a mismatch between the number of equations (generically, this would be
) and unknowns (
). As mentioned in previous articles, this characteristic might arise from the non-uniqueness of the Lagrangian describing the system [
72,
92].
The quantity
in the second term of Equation (
17), called homothetic curvature or second Ricci curvature, vanishes in Riemannian geometries (and, therefore, in general relativity) and also in (metric-)affine geometries with constant volume form [
84,
93]. In either case, the above field equations would be simplified to
The above equation is the condition for the Ricci tensor to be a Codazzi tensor [
94,
95], and it is a well-known generalisation of Einstein’s field equations. In addition, Equation (
18) is equivalent (via the differential Bianchi identity) to the condition of harmonic curvature,
which has been considered in the literature [
96,
97,
98].
The field equations in Equation (
18) are also obtained from the variation with respect to the affine connection of the gravitational Yang–Mills action,
where
is the two-form curvature, and
represents the Hodge operator; the trace is taken over the indices on the bundle
. This model was considered by Stephenson, Kilmister, and Yang [
99,
100,
101] in the context of a metric model of gravity. Although the Stephenson–Kilmister–Yang model is known to possess nonphysical solutions to the field equations [
102,
103], the arguments to declare those solutions nonphysical come from the field equations for the metric tensor field [
104]. The absence of a metric in our model allows one to bypass the arguments.
The Codazzi condition of the Ricci tensor has very recently gained interest due to the novel formulation of gravity proposed by Harada [
105,
106,
107,
108]. In Harada’s model, the geometrical contribution to the field equations comes through the Cotton tensor [
109], defined as
Note that a projective version
6 of a vanishing Cotton tensor would be equivalent to the field equations in Equation (
18).
There are other projective quantities of interest; for example, the Weyl projective curvature tensor (in
n dimensions) is defined by [
84,
93,
110,
111]
and it is a curvature tensor invariant under projective transformations. Note that if the trace of the curvature vanishes, the above expression reduces to the well-known definition of the Weyl conformal curvature, where the terms containing the metric tensor have been removed.
Equation (
18) has three levels of solutions: (1) the vanishing Ricci tensor; (2) the parallel Ricci tensor; and (3) the Ricci tensor as a Codazzi tensor. Solutions to the field equations at certain levels include the solutions at previous levels; however, there might exist proper solutions at the level of interest. In addition, at the second and third levels of solutions, the Ricci could be either degenerated or nondegenerated. When the Ricci is nondegenerate, its symmetric part might be interpreted as a metric tensor. Note that such a metric tensor, or similar, is not fundamental from the point of view of building the model, and therefore, we call it an emergent metric (see
Section 7.2).
In those cases where the Ricci tensor, evaluated at the space of solutions, is symmetric and nondegenerate, the condition of being parallel with respect to the connection is equivalent to restricting to a Riemannian geometry. Similarly, nontrivial solutions to the Codazzi condition on the Ricci tensor are equivalent to focusing on non-Riemannian manifolds with completely symmetric nonmetricity, i.e.,
. These types of manifolds are subjects of interest in Information Geometry, which are known as statistical manifolds and provide a geometrical framework for understanding and analysing statistical models [
112,
113,
114].
3. Covariant Field Equations
In order to obtain the field equations of the model, the action of Equation (
16) has to be varied with respect to the fields
,
, and
, leading to the Euler–Lagrange equations,
Although explicit equations (in terms of the component of the fields) can be obtained from here, it turns out to be more convenient to find a covariant version of them. To this end, from the equation for
, the canonical conjugated momentum is defined as
Since the derivative of the field
only appears in the curvature terms, the chain rule can be used, and we write
where the second factor can be directly computed,
By defining the auxiliary variable
, the canonical conjugated momentum can be written as
Similarly, the second term in the Euler–Lagrange equation can be expressed as
However, this is only valid for the terms in the action that contain the curvature tensor.
By using the result,
it can be obtained that
These two results can be replaced in the Euler–Lagrange equation for
, and it can be expressed in a covariant form:
where the asterisk indicates that the partial derivative is only in the terms that do not contain the curvature. In obtaining this expression, the fact that the conjugate momentum is a density was used, so its covariant derivative is
where contracting
with
makes the second and last terms cancel each other.
Following the same procedure, the covariant version of the equations for
and
can be found:
It is important to note that, in this case, the variation with respect to
is given by
in order to count the traceless character of the field,
. The explicit covariant field equations for the action of the model are shown in
Appendix A.
Torsion-Less Sector
The field equations can be analysed in different sectors. One such sector is the torsion-free sector, in which both torsional tensors vanish, i.e., and . The field equations cannot be obtained by setting the torsion to zero in the action because it would vanish, but this can be carried out at the covariant equation level.
In this case, the only nontrivial equation comes from the variation of the action with respect to
, which results in
where
. However, the contraction of three indices of the tensor density,
, with the curvature tensor and the covariant derivative ensures, via the Bianchi identities and their contractions, that the second and fourth terms in Equation (
32) vanish identically. Therefore, the field equations of the polynomial affine model of gravity in its torsion-free sector are
which can be rewritten as in Equation (
17).
Moreover, if the affine connection preserves the volume, this type of geometry is called equi-affine, where the trace of the curvature () vanishes, and the Ricci tensor is symmetric. In this scenario, the field equations simplify further to the condition that the Ricci tensor is a Codazzi tensor.
4. Building Ansatz for the Connection
In gravitational theories, the field equations are, in general, a very complicated system of nonlinear partial differential equations, the unknown functions of which are the components of the fundamental geometrical objects, e.g., in general relativity, the unknown functions of Einstein equations are the components of the metric tensor field. The unknown functions in our model are the components of the affine connection
7.
The general strategy to tackle the problem of finding solutions to the field equations is to propose an ansatz for the geometrical object. For that, one demands our object be compatible with the symmetries of the system one wants to model, e.g., spherical symmetry for modelling a round astronomical body, axial symmetry for rotating bodies, isotropy and homogeneity for cosmological evolution, plane-parallelism for domain walls, etc.
The set of transformations preserving the symmetry of the system forms a group; in particular, for continuous transformations, they form a Lie group, G. The local structure of a Lie group is determined by a set of generators and their (Lie) algebra, . The set of generators forms a vector basis for the tangent space of the symmetry group based on the identity. Each of these vectors generates a flow on the manifold, , in the sense that they form one-parametric subgroups of the symmetry group, G, which act on the manifold, .
A geometrical object,
, is said to be compatible with the symmetry (Lie) group,
G, if its variation along the integral curves generated by the set of generators of the Lie algebra,
, vanishes; in mathematical terms,
Although the explicit formulas for the Lie derivative of tensor expressions can be found in almost any textbook on differential geometry or general relativity, the expression of the Lie derivative of an affine connection is much less known, and it is given by (see, for example, Ref. [
84])
or, in covariant form,
In concordance with the above, it is possible to restrict the form of the connection even further by requiring discrete symmetries in the system, such as time-reversal or parity (which are of utmost importance in quantum field theory). In the following, we shall denote by
T and
P the time and azimuthal angle
reversal operators, the action of which on the base vectors is
denotes the simultaneous action of both operators. For example, the tensor
is odd under the action of
P or
T, but it is invariant under the action of
.
In gravitational physics, one usually analyses configurations with lots of symmetries since they simplify the form of the geometrical objects and, hence, the field equations driving the dynamics of the system. A brief (and incomplete) list of customary symmetry conditions is presented in
Table 2.
Notice that for vectors with constant components, such as
or
in our coordinate system (explained below), the vanishing Lie derivative of the connection is equivalent to the independence of the component of the connection on that coordinate. For example, a stationary solution is invariant under translations along the time-like coordinate, i.e., the connections satisfy that
and, therefore, none of the components of the connection depend on the time-like coordinate,
Equation (
38) restricts the dependence on the coordinates but does not restrict the number of components of the connection. The same is true if one wants par-axisymmetry (the prefix “par” means “partially” in the sense that the symmetry group does not contain discrete transformations, such as
P).
The effect of the discrete transformations cannot be seen at the level of the Lie derivative, but it can be seen using the definition of the connection coefficients. For example, let us consider the variation of the time-like base vector for a stationary connection,
By applying the time-reversal transformation
, one obtains
In order for the covariant derivative to remain invariant under time reversal, the
component of the connection must vanish,
A similar analysis of the behaviour of the variation of other vector bases under time-reversal reveals that the components of the connection with an odd number of time-like indices must vanish.
The same type of analysis can be applied if we require invariance under reversal of the azimuthal angle , say, by transforming . The conclusion is analogous; the components of the affine connection with an odd number of -indices must vanish.
Interesting cases, usually considered in gravitational physics, are spherically symmetric and isotropic-homogeneous spaces. Note that isotropy and homogeneity refer to the spacial section of spacetime. We emphasise the names space and spacetime because, without an explicit metric on the manifold, we cannot distinguish between a coordinate similar to time and one similar to space. However, we treat t as a time-like coordinate that is not equivalent to the remaining coordinates under the symmetry transformations.
In the remaining part of this section, we shall review the general ansätze of the affine connection compatible with the isotropic (or spherical) and cosmological symmetries. The results below were found in Ref. [
115]
8. Note, however, that one can treat the symmetric affine connection separately from the torsional fields
and
, as suggested in Ref. [
120].
4.1. Par-Spherically Symmetric Connections
The isotropy group in three (real) dimensions is
, which has the dimension of
. In spherical coordinates (
), its generators are the following vectors:
4.1.1. Par-Spherical -Field
A par-spherical vector has the following functional form:
4.1.2. Par-Spherical -Field
The nontrivial components of the
-field can be found with some ease. The par-spherical ansatz is parameterised by six functions:
4.1.3. Par-Spherical Symmetric Connection
The par-spherical (symmetric) connection can be obtained by solving the differential equations determined by the vanishing Lie derivative of the connection, Equation (
35).
After a straightforward but long manipulation, one finds that the nontrivial components of the par-spherical symmetric connection are
The symmetric connection is determined by 12 functions of the coordinates
t and
r.
4.2. Cosmological Connections
In order to obtain the cosmological connection, we could start from the results of the previous section and require, in addition, the invariance (in the sense of a vanishing Lie derivative) under the generators of translations. However, such an extension is not unique and depends on whether or not the generators of translations commute.
The dimension of the symmetry group compatible with the cosmological principle is six, and therefore, its algebra could be homomorphic to
,
, or
. The Lie algebras of these groups can be written in terms of the generators
as
with
for
,
, and
, respectively.
The generators
can be expressed in spherical coordinates as
In practice, since we require isotropy and homogeneity simultaneously, if the ansatz is compatible with par-spherical symmetry and we add homogeneity along a single direction, the geometrical object would be symmetric along the other directions.
The homogeneity implies that none of the functions characterising the spherical connection defined in
Section 4.1 would depend on the radial coordinate.
4.2.1. Cosmological Field
Requiring the vanishing Lie derivative of the isotropic
along the vectors,
, has the consequence of
Hence, a vector compatible with the cosmological symmetries is determined by a single function depending on the time-like coordinate,
t, which we have called
.
4.2.2. Cosmological Field
Similar to what happened for the
field, the invariance of the
field along the vectors,
, would restrict the functions that characterise the par-spherical field. In this particular case, the cosmological
-field would be determined by
Interestingly, the cosmological field,
, is defined by a single function of the time-like coordinate,
. In the following, this function would be renamed as
4.2.3. Cosmological Symmetric Connection
Interestingly, since the group of cosmological symmetries is six-dimensional, acting on the three-dimensional (spacial) submanifold, the group determines a nondegenerated symmetric
-tensor on the submanifold, i.e., a spacial metric:
which shall be used to characterise the nontrivial components of the symmetric connection
.
Starting with the par-spherical ansatz and requiring the vanishing Lie derivative along the symmetry generators,
, the symmetric cosmological affine connection is characterised by the following components:
with
being the Levi-Civita connection associated with the three-dimensional metric
, i.e.,
In the following sections, we discuss the functions determining the cosmological connection; Equation (
52) will be renamed
In addition, it is important to notice that one might reparameterise the coordinate
t to require that
[
121], so we shall use this parameterisation.
6. Cosmological (Affine) Perturbations
In order to build a method to analyse cosmological perturbations of affine models of gravity, we shall follow the same steps as in metric models of gravitation. Hence, let us first review the perturbation technique in these theories (additional details can be found in Refs. [
17,
18,
122,
123]).
The algorithm for cosmological perturbations in metric gravities can be summarised as follows: (i) Take an isotropic and homogeneous (background) metric,
, solution of the cosmological field equations; (ii) assume the physical metric,
g, is a deformation of the background version,
with
representing the perturbation
10; (iii) Split the perturbation in a
-decomposition, e.g.,
; (iv) the decomposition of the fields into longitudinal and transversal components, following the Helmholtz algorithm, see, for example, Ref. [
124]; (v) define the composite fields that are invariant under coordinate transformations and express the field equations in gauge-invariant form. The dynamics of the perturbation fields can be analysed after this gauge analysis.
The perturbation technique could be implemented in our affine theory with a similar treatment. The results reported in the following are a summary of the method described in Ref. [
125]
11.
As in the metric theory, we consider the generic physical connection as the sum of a background cosmological connection,
, like the ones found in
Section 5, and a small perturbation
,
As the perturbation,
C, results from the difference between two connections, it is a tensor field, i.e.,
.
From the point of view of group theory, the affine perturbation, C, behaves as a third-order tensor under the (local) group , and in four dimensions, it has 64 components. However, in the cosmological scenario, where three dimensions are equivalent, the components of the perturbation obtained after the -decomposition are tensors of .
The -decomposition of the perturbation, C, yields the following fields: , , , , , , , and , comprehending a scalar field, three vector fields, three 2-tensor fields, and one 3-tensor field, all defined under (local) transformations.
It is worthwhile to introduce the notation
where, because the isotropy and homogeneity symmetries can induce (spatial) metric structures
emerging from the background connection fields, we can relate the perturbation
-decomposition fields with lower indices as
12
considering that the components can be parameterised by unrelated objects in the former equation and they could be related by the
object in the other equation. The contributions to the components of the symmetric part of the affine connection or to the torsion (anti-symmetric part) are shown in
Table 3.
The existence of a metric tensor (induced by the cosmological symmetries imposed on the spatial sector of our spacetime) allows for an additional decomposition of the irreducible representations of
into those of
[
127,
128].
For example, the generic 3-tensor splits into irreducible representations as
which decomposes onto
as follows:
A similar analysis decomposition can be made to the other components of the
C-field in
Table 3.
Table 4 summarises the results of that decomposition.
In order to obtain the Helmholtz decomposition of the affine perturbation, it is convenient to see this process as the decomposition of representations of
into irreducible representations of
, given that fixing a longitudinal direction still leaves a transverse plane of symmetry [
125]. Therefore, all the objects in
Table 4 can be decomposed into a trivial longitudinal one-dimensional representation and a family of non-equivalent two-dimensional (irreducible) representations of
, labelled by the winding number, as is summarised in
Table 5.
With these considerations, and taking account of the index symmetries in each object, we have the Helmholtz decomposition of the fields in
Table 4, which can be written as
where the tensor objects are symmetric, traceless, and transverse. A summary of the fields obtained in the Helmholtz decomposition of
C can be found in
Table 6.
Now, the infinitesimal gauge transformation of the perturbation field,
C, is given by the relation
Next, we (Helmholtz) decompose the spacial component of the generator of the transformation,
, as
which allows us to obtain the transformation rules of the fields under the coordinates’ infinitesimal transformations:
From this analysis, we can see that 24 of the 64 components of C are invariant under infinitesimal coordinate transformations, and the following conditions are satisfied:
affects the fields
affects the fields
affects the fields
A total of 4 out of the 64 components of the perturbation can be disregarded with a particular choice of , , and (or gauge) since they can be associated with a particular coordinate frame. Therefore, only the remaining 60 components can be associated with gravitational interactions. Under these circumstances, a combinatorial factor allows us to count 165 different possible gauge choices.
7. Perspectives of the Models
The content in the preceding sections has been extensively explored by our research group, and the presented results today have a solid ground and well-understood interpretation.
The purpose of this section is to overview some additional edges, which we have explored in a yet non-exhaustive way. The content can be seen as a compendium of preliminary results of our ongoing investigations.
7.1. Metric Independence of the Model
While it is not strictly necessary to use a metric for achieving diffeomorphism invariance when discussing gravitational phenomena, it frequently offers a more intuitive framework. In the polynomial affine model of gravity, the symmetric connection can be described using a metric, although this approach is subject to gauge symmetries that relate different metric choices through nonmetricity transformations
13.
To make this clearer, let us break down the connection
into two components: the Riemannian part corresponding to a reference metric
and the non-Riemannian part related to nonmetricity:
where
and
.
In terms of the connection, we have
For the connection
to remain invariant under infinitesimal transformations of the metric, we have
where
is symmetric; the nonmetricity components must transform as follows:
and
Although the polynomial affine model of gravity is generally invariant under changes in the metric, using a metric simplifies the comparison with Einstein’s gravity and helps in understanding the solutions of the polynomial affine model. In this sense, there is an absolute sense in which we can affirm the total background independence of the model, where, by background, we choose to refer to the metric on which we perform an expansion of the field equations
14.
On many symmetric subspaces of solutions, the description of the connection can be more familiarly described by a metric instead of using non-metricity. For instance, in cosmological and spherically symmetric spaces. To show this, we are going to decompose the non-metricity into its traceless and trace parts:
The introduction of a metric relates the representation of the connection to a specific choice of the full set of geodesics of the spacetime regardless of the full set of autoparallels associated with the specific connection. Moreover, it can be shown that in the cosmological scenario, there is a metric for which geodesics are the autoparallels of the connection according to the criteria in Refs. [
129,
130].
7.1.1. Autoparallels and Geodesics in Cosmology
In order to represent the split between the dimensions of homogeneous space and time, in this section, we use Greek letters for the full space and Latin letters from the beginning of the alphabet for spacial coordinates such that .
We propose the cosmological metric
, where
, with
. The split of the connection reveals that the only symmetric components of the connection are
where
is the connection
. As the reader may have noticed, there are three equations to relate
to
, but there is some ambiguity left to the reader’s choice to find unique solutions to these equations. An additional condition may impose the condition that geodesics are also autoparallels; thus, we set
.
The system of equations for
,
can be used to obtain
, the solution of which is
We also obtain
, from which we obtain
which can be used, together with the previous solution, to obtain
N. Finally, we obtain
using any of the equations where we find it.
One concludes that any set of specific solutions in polynomial affine model of gravity cosmology can be expressed in terms of a metric for which the geodesics are the autoparallels and a vector, which is a combination of projective transformations of the connection and the Weyl connection.
7.1.2. Autoparallels and Geodesics in Spherically Symmetric Spacetimes
In this section, we propose a splitting of the indices, corresponding to the coordinates , as , where the letters of the initial part of the alphabet take values, , while mid-alphabetic letters correspond to the angular coordinates, . This will allow us to establish a naming convention that will be useful when we further restrict the model.
From a general decomposition of the connection such that it is parity invariant and spherically symmetric, we use the metric
where
As in two dimensions, some of the nonmetricity components in Equation (
124) can be expressed in terms of the metric connection; thus, we can set the traceless parts of the nonmetricity to
and
while
and
.
Static Black Hole-Like Connections
Stationary black holes can be studied by imposing time-independent variables, and static solutions additionally have time-reversal symmetry; thus,
and
From the general autoparallel equation, we obtain
Here, the presence of
makes it improbable for us to be able to choose a metric for which geodesics coincide with autoparallels. We can concentrate our efforts on studying radial geodesics. In such a case, transformations of the metric make it possible to rewrite these equations into geodesic equations with a different choice of the affine parameter. Thus, by using radial geodesics, black holes can be defined as regions of spacetime where radial null geodesics (the paths followed by massless particles such as photons) that enter the region cannot escape back to infinity.
7.2. Emerging Metrics in the Space of Solutions
In order to provide a physical interpretation of the solutions of the field equations, we explore the descendant metric structures that emerge from the fundamental fields of the connection. Hence, it is convenient to revisit the definition of a metric tensor.
Definition 1. Let be an n-dimensional smooth manifold. A section, , is said to be a metric tensor field in if its action on vector fields satisfies the following: (i) it is symmetric, ; (ii) it is -bilinear, ; (iii) it is nondegenerate, i.e., if at a point for all implies .
All three points must always be satisfied simultaneously in order to have a proper metric tensor; however, the last point plays a crucial role because it allows us to ensure the existence of the inverse tensor of denoted by . The metric structure allows us to provide a notion of distance.
In gravitational physics, the signature of the metric tensor is mainly required to be Lorentzian () or Euclidean (). In the former, there is a notion of light-cone and causal structure, while the latter is useful for analysing soliton configurations.
In the literature, there are examples of derived metric tensors in affinely connected manifolds [
70,
78,
84,
111], but these emergent metrics are defined on the space of solutions of the field equations of the gravitational model.
A first example of an emergent metric is the symmetrised Ricci tensor,
, defined by the contraction of the Riemann curvature tensor
A second metric structure comes from the contraction of the product of two torsion tensors. This idea was first introduced by Poplawski, and the metric structure is defined as follows:
15
Finally, the third candidate of metric tensor comes from the covariant derivative (symmetrised) of the vectorial part of the torsion tensor, defined by the
field as follows:
By using the cosmological ansatz for the symmetric part of the connection, defined in
Section 4.2, the nontrivial components of the symmetrised Ricci tensor are
The Poplawski metric is computed using the ansatz for the anti-symmetric part of the affine connection (see
Section 4.2)
The final emergent metric coming from
is
Notice that, from the definition of a metric tensor, we have provided three different metric candidates that do not match each other, and that is because they are built from different/combined parts of the affine connection. Moreover, from the definition, since the tensor must be invertible and, in the space of solutions, we have found that , then we can discard and as suitable candidates (due to degeneracy). For that reason, the only viable candidate is the Ricci tensor.
If this Ricci tensor can be identified with a homogeneous and isotropic metric, we should have and , and is some constant with curvature dimensions used to obtain a dimensionless metric. From the above analysis, it can be deduced that the signature of the metric would depend on the explicit form of the functions, g and h, and the values of the coupling constants of the model.
7.3. Coupling Scalar Matter
The simplest (fundamental) type of matter to couple with gravity is a scalar field,
. An essential term for the matter field is kinetic energy. In the absence of a metric, one can only write the term
16, so we need a symmetric
-tensor for which transvection with the former yields a scalar.
Due to the nature of the fields, we have to include the skew-symmetric tensor density,
, to obtain the aforementioned tensor. Hence, the resulting quantity would be a symmetric
-tensor density. Using the analysis of the indices structure explained in
Section 2, it is easily demonstrable that the expected tensor has the form
where the parameters
,
, and
are arbitrary constants.
The action of the scalar field would be a kinetic term,
Although one could add the term in Equation (
144) with the complete action of polynomial affine gravity, Equation (
16), it is interesting that the restriction to the torsion-less sector is well-defined, giving us the opportunity to focus our attention on a simplified model.
The only two terms that would contribute to the field equations in the torsion-free sector are those that are linear in the
-field,
The variation of the action in Equation (
145) with respect to the
-field yields the field equations:
while the variation with respect to either the symmetric connection (
) or the scalar field (
) turns into identities in the torsion-free sector,
.
The coupling of the scalar field via its kinetic term is not enough to introduce nontrivial effects on the simplified, torsion-free sector of the polynomial affine model of gravity and does not allow self-interaction of the scalar field. Since the scalar field does not have an index structure, it would be possible to include non-minimal couplings, e.g., multiplying the terms of the action by functions of the scalar field.
An interesting proposal was considered by Kijowski in Ref. [
61] and was implemented further by Azri and collaborators in Refs. [
74,
75,
76] is the scaling of the action terms by the function
. This scaling—which might be thought of as analogous to the substitution,
, used to obtain nonlinear
-models from the standard kinetic term of the scalar field action—is implemented through the substitution
The consequence of the scaling in Equation (
147) is the inclusion of a scalar field self-interaction potential,
, in the model field equations
17.
In our simplified coupled model, Equation (
145) has the scaling included; the field equations are just a modification of the ones derived in the torsion-free sector,
with
In particular, if we restrict our focus to cosmological scenarios, the compatibility of the scalar field with the cosmological principle requires that , and therefore, the -tensor (up to the scaling) differs from the Ricci tensor by a deformation of its -component.
The solutions to the field equations in Equation (
148) can be classified into three types: (i) a vanishing
-tensor,
; (ii) a covariantly constant
-tensor,
; and (iii) a tensor,
, that is a Codazzi tensor,
.
The field equations in the
-flat cosmological scenario are
the solutions to which are parameterised by the
h-function,
In accordance with the interpretation of the component of the affine connection,
, from the autoparallel equation, the
h-function takes the role of the Hubble function
18.
Although Equation (
151) has a lack of predictability due to the arbitrariness of the
h-function, if one could determine the Hubble function from the observations (e.g., from the latest observations of the DESI Collaboration [
132,
133]), the cosmological model would be completely determined.
In Ref. [
134], we show that the case of a parallel
-tensor is (somehow) equivalent to the minimally coupled Einstein–Klein–Gordon system. The equivalence is ensured by the existence of a symmetric, nondegenerate, and parallel
-tensor, say,
. Hence, the field equations of the polynomial affine model of gravity might be written as follows:
with
being an arbitrary constant and
. A key point to be highlighted is that the field equation for the scalar field is a consequence of the symmetries of the system (not of a least-action principle), following the method proposed in Ref. [
135].
In the case of
being a Codazzi tensor, there is a single field equation, say,
Therefore, one has to complement Equation (
153) with additional equations to search for solutions
19.
7.4. Toward the Spherically Symmetric Solutions
In this section, we shall inquire about the space of solutions of the field equations of the polynomial affine model of gravity; this is carried out by using the static spherical connection starting from the ansatz found in
Section 4.1. The requirement of invariance under the action of the time and
reversal operators (
T and
P, respectively) eliminate seven of the functions characterising the stationary par-spherical connection; see Equation (
46).
With all these considerations, we rename the nonzero components of the static spherical symmetric connection in Equation (
46), as follows:
The system of equations will categorise (as before) into three groups: Ricci flat, parallel Ricci, and Ricci as a Codazzi tensor.
In the Ricci flat case,
, the corresponding set of equations is
For the case where the Ricci tensor is parallel,
, the field equations are as follows:
Finally, in the case where the Ricci is a Codazzi tensor,
, the system of equations reduces to
From the above, we observe that, in general, the number of field equations is not enough to solve the whole set of unknown functions. Interestingly, the case of parallel Ricci is the case which could allow us to solve all the unknowns, but an analysis like the one presented in Ref. [
134] shows that this would be a spherically symmetric metric tensor (if nondegenerated).
Hence, it is interesting to analyse the case where the Levi-Civita connection is associated with a symmetrically spherical metric.
Let us then consider the spherically symmetric line element,
Therefore, the five functions in Equation (
154) reduces to solve only for the
p-function,
By inserting the functions in Equation (
164) into the Codazzi field equations, Equations (
161)–(
162), yield
the solution of which is
Hence, the geometry is a Schwarzschild–(Anti-)de-Sitter Riemannian spacetime.
For the parallel Ricci case, we also obtain Schwarzschild–(Anti-)de-Sitter geometry, while for the Ricci flat case, there is a restriction on the parameters, and, consequently, the solution is restricted to Schwarzschild spacetime.
7.5. Affine Foliations and Dimensional Reduction
A formalism that allows for defining foliations in an affine theory is crucial for advancing in the incorporation of matter and the study of symmetries and degrees of freedom in the model.
In general relativity, the Arnowitt–Deser–Misner (ADM) formalism, based on the foliation of spacetime into three-dimensional hypersurfaces, facilitates the development of the Hamiltonian formalism that enables a detailed analysis of these aspects. Similarly, the Kaluza–Klein theory provides a way to incorporate bosonic matter, such as electromagnetic fields, through the process of dimensional reduction, which should be understood as a local projection of the higher-dimensional space onto a reduced space.
In the case of an affine theory of gravity, which relies solely on an affine connection and lacks a metric, incorporating matter and analysing symmetries becomes significantly more challenging. In particular, the absence of a metric prevents the use of canonical orthogonal projections, which are a common tool in metric spaces.
A possible solution to these challenges is to decompose the space locally using the direct product of subspaces. This approach could provide a basis for defining projections and foliations in the context of affine gravities.
In this section, we shall use the modern language of differential geometry, incorporating the formalism of fibre bundles into our discussion [
136,
137,
138,
139,
140]. Our aim would be to resolve the dimensional reduction in the manner of Kaluza–Klein in geometrical terms using the notion of projection.
The standard setup of the Kaluza–Klein model consists of a higher-dimensional space, , and a lower-dimensional space, , which could be thought of as embedded in the higher-dimensional one. However, as a bundle, the space, , would be the total space based in ; the bundle projection, , defines the fibre as the preimage of a point , i.e., .
The original Kaluza–Klein model has a –fibre () so that . Hence, the setup is a -principal bundle based on .
On each manifold of the Kaluza–Klein-bundle, one can define their tangent bundles, and the projection,
, induces the derived projection on the tangent bundles denoted by
20,
A 1-form field
induces a natural splitting of the tangent bundle
into two sub-bundles, vertical (
) and horizontal (
), defined as vectors along the directions of the fibre and the base manifold, respectively. The 1-form
is known as the Ehresmann connection.
A vector field
is said to be a horizontal lift of a vector field
if, at each point,
, the map
projects
into
v, and, in addition,
belongs to the horizontal sub-bundle, i.e.,
Let
be the unique vertical vector field (
) such that
For illustrative purposes, we shall introduce the downward arrow operation (↓), which represents the induced map of the
projection,
. The downward arrow operator acts by removing the hat to the tensor fields, i.e.,
for
and
.
Similarly, we shall define the lifting operator, denoted with the upward arrow, ↑, as the unique linear map (up to the action of an element of the Lie group
G) that satisfies
Its action should be understood as the addition of the tilde, i.e.,
for
and
. Moreover, this map generates a point-wise isomorphism,
, so we can locally identify the reduced space as part of the total space.
The above isomorphism allows us to identify the action of operators,
, over the sections of the lifted sub-bundle with that of projected operators
on the unlifted bundle, as follows:
with
.
In the remainder of this section, we shall use the described setup to reproduce the metric Kaluza–Klein decomposition of the metric, as a warming up of the affine Kaluza–Klein decomposition of the connection, which would be detailed in a future article.
Consider a bundle,
, with projection
and fibre
G. Let
be a metric on
, i.e., a section,
. The metric
naturally induces a metric
on the reduced space
, defined as
Additionally, we define the module of a vector lying on the fibre
G as
, and the one-form
,
such that
.
Assuming that, at each point, the vertical sub-bundle is orthogonal to the horizontal lifting , then . This implies that and .
Since every vector field
admits a decomposition of the form
it follows that the metric
acts as follows,
In free index notation,
21.
Finally, by projecting in a basis
, we recover
The above is the ansatz usually employed in Kaluza–Klein theory, which has been obtained using our geometric formalism. Although we initially assumed that was independent of the metric, we found a relationship between them.
We can highlight that this formalism does not require a metric a priori, so it can be applied to decompose the connection in purely affine models of gravity.
8. Conclusions
This article examines the progress and advancements in the polynomial affine model of gravity that have taken place over a decade since its introduction.
The model presents an alternative, or a generalisation, to the affine model introduced by Einstein and Eddington, distinguished by its polynomial action. The action, as shown in Equation (
16), encompasses numerous terms, especially when compared to other alternative models. The characteristics discussed in detail in
Section 2 motivate a thorough investigation into the model’s dynamic properties.
We showed that the space of solutions of polynomial affine gravity contains the space of Einstein manifolds, and, in general, the affine generalisations of Einstein manifolds are parametric families that contain the solutions of pure general relativity as points of those families. Interestingly, the restriction to the torsion-free sector is still well-defined, and for equiaffine connections, the space of solutions is equivalent to the space of statistical manifolds. This indicates that such a space of solutions can be seen as a projective manifold.
We have found diverse ansatz for the affine connection, especially for the par-spherical and cosmological symmetries, and determined the role of the discrete symmetries
P and
T by constraining their components. We used those ansatz to analyse the explicit cosmological models, even when the polynomial affine model of gravity is coupled with a scalar field, and note that even if completely determined exact solutions can be obtained, the most interesting solution (proper solutions of the Ricci as a Codazzi tensor) is parameterised by an undetermined function, e.g.,
h. Even if this type of solution is not suitable as a physical model, we believe that this scenario provided a unique possibility to test our model. For example, the latest observations reported by the DESI collaboration favour a modification of the
CDM over the standard model of cosmology [
132,
133]; we could use those results to determine the function
h and then compare other cosmological observables with the predictions derived from our fitted model. We also have all the ingredients to consider scenarios with affine inflation.
Even though our model is based on the lack of a fundamental metric structure, metric structures might emerge in the space of solutions. The emergence of metric structures allows us to define distances on the manifold and provide a tool to discriminate between time-like and space-like geodesics (or autoparallel curves) or even analyse the causal structure of the model (on-shell).
We built up the method of cosmological affine perturbations with the aim of analysing the phenomena of structure formation and the stability of the cosmological models. We are pointing toward the use of the tools from dynamical systems to obtain qualitative information about the model. These ideas are currently under development.
In affine models, although there is no necessity to consider a fundamental metric structure, one could choose to use a metric in the model, inducing a splitting of the affine information into a Levi-Civita connection, nonmetricity, and torsion. Based on the criteria analysed in Refs. [
129,
130], we enquire about the condition of metric independence of an affine model of gravity. In this context, we found that cosmological models in polynomial affine gravity differ from metric cosmological formulations by a vector that encodes the projective transformation of the connection. A similar analysis was made for connections with spherical symmetry, but the equation of autoparallel curves contains terms that might make the task of identifying autoparallels with geodesics impossible.
Despite the discussion above, metrics could emerge in the space of solutions of affine models. We show that in our model, there are three possible emergent metric tensors: the symmetric component of the Ricci tensor, the Poplawski tensor (there is a variation if the contribution of the -field is ignored), or the symmetrisation of the covariant derivative of the -field.
Even in those cases where the space of solutions admits emergent metrics, due to their being defined in terms of the components of the connection, using those metrics (or their inverse) to couple matter to the model would spoil the polynomial property. However, it is possible to build up a sort of inverse metric density using the strategy of index structure analysis (called dimensional analysis in our earlier articles), which allows us to couple scalar fields to polynomial affine gravity. The study of coupling to other matter fields is a subject of great interest but is still under development by our research group.
It is worth highlighting that the field equations of polynomial affine gravity coupled with a scalar field are an affine generalisation of the Einstein–Klein–Gordon equations, and we could use this coupled system to enquire inflationary scenarios within the context of affine gravity.
Another interesting subject is the study of the space of solutions with spherical symmetry. In Ref. [
72], we used a metric ansatz to try to say something about the spherical solutions in the polynomial affine model of gravity, concluding that, starting from a static Schwarzschild-like metric (with a single undetermined function), the sole solution was the Schwarzschild (-Anti)-de Sitter solution
22.
In this opportunity, we started to enquire about the most basic affine static spherical solutions to the field equations of polynomial affine gravity (without torsion) and found that the affine solutions were parameterised by five functions that determine the connection. Interestingly, the number of field equations coming from the condition of parallel Ricci, , is five, and the connection could be integrated exactly. We conjecture that the solution to this interesting case is given by an affine generalisation of Schwarzschild geometry with a cosmological constant. In the Ricci flat case, the number of field equations is three, and therefore, generically, the solutions would be parameterised by two arbitrary functions. Although those functions might be fixed by observations or restricted by boundary conditions, in a future article, we shall consider that this pair of functions coincides with two of the functions determining the components of the Levi-Civita connection. However, finding proper solutions to the field equations coming from the Codazzi condition for the Ricci tensor is very difficult since the system has a third arbitrary function parameterising the connection.
In order to extend the richness of our model, we would like to be able to define conserved charges in or (as mentioned) coupling matter to the polynomial affine model of gravity. The foliation of affinely connected manifolds becomes an interesting tool for solving both problems. On the one hand, the foliation of the manifold is the starting point of the Arnowitt–Deser–Misner formalism, which allows us to define conserved charges in general relativity; so an analogous affine would be the initial place to develop a similar programme. On the other hand, dimensional reduction (in the manner of Kaluza–Klein) could shed light on the sort of couplings between polynomial affine gravity and matter fields in the same way the standard Kaluza–Klein model yields general relativity coupled with gauge fields and scalars.
Clearly, some of the formal and phenomenological aspects of the model are still under development, but during these 10 years, we have been able to carry the idea of a polynomial affine gravity onto a viable model of gravitational interactions; this encloses the successes of general relativity but allows for the flexibility of accommodating additional geometrical effects that might be helpful in unveiling the current mystery of the dark sector of the Universe and possibly hinting toward a (consistent) quantum theory of gravity.