1. Introduction
The human gastrointestinal tract harbors a complex and dynamic community of microorganisms, collectively known as the gut microbiota. This microbial ecosystem plays a pivotal role in various physiological processes, including digestion, immune modulation, and metabolic regulation [
1]. Recent research has illuminated the significant influence of gut microbiota on the development and progression of metabolic disorders, notably type 2 diabetes mellitus.
Located primarily in the intestines, the gut microbiota influences not only local digestive functions but also distant organs such as the brain, liver, heart, and skin [
2]. Through its interaction with the immune system, metabolic pathways, and the enteric nervous system, the microbiota can contribute to a wide spectrum of conditions ranging from neurodegenerative diseases (like Parkinson’s and Alzheimer’s) to metabolic disorders including diabetes, obesity, and insulin resistance [
3]. It also plays a critical role in modulating emotional health, with links to depression, anxiety, stress, and even addiction—underscoring the gut–brain axis.
Figure 1 highlights the role of dysbiosis (microbial imbalance) in chronic inflammation, liver and cardiovascular disease, and autoimmune conditions such as eczema and arthritis. These connections emphasize that gut microbes are not isolated to gastrointestinal health but are fundamental to whole-body physiology. The bidirectional arrows reflect the complex feedback loops where microbiota composition both influences and is influenced by host health, diet, environment, and behavior.
One of the most important first-line treatments for type 2 diabetes is metformin [
5]. It has many pleiotropic impacts on systems and processes in addition to being an antihyperglycemic drug. AMPK activation in cells and hepatic glucose reduction are its main effects [
6]. It reduces endothelial advanced glycation end products and reactive oxygen species formation and regulates cardiomyocyte glucose and lipid metabolism, reducing cardiovascular risks [
7].
Sodium-glucose co-transporter type 2 inhibition is a novel diabetic treatment that has garnered significant interest. For the first time, an insulin-independent approach achieves glucose-lowering effects by targeting an organ that is crucial to glucose metabolism but has been overlooked in T2DM medication development [
8].
SGLT2 inhibitors gained popularity after the EMPA-REG OUTCOME research revealed a reduced risk of major CV events or mortality in high-risk T2DM patients with empagliflozin added to their conventional treatment [
9].
DPP-4 inhibitors have antidiabetic effects by boosting insulin production through selective inhibition of the enzyme, which inactivates incretins such glucagon-like peptide 1 and stomach inhibitory polypeptide by a separate mechanism from traditional hypoglycemics [
10]. Many studies [
11,
12] have shown the better efficacy and safety of DPP-4 inhibitors, which was initially approved in Japan in 2009 [
13].
T2DM is characterized by chronic hyperglycemia resulting from insulin resistance and impaired insulin secretion [
5]. While genetic predisposition contributes to T2DM risk, environmental factors, particularly diet and lifestyle, are critical determinants. Emerging evidence suggests that alterations in gut microbiota composition—termed dysbiosis—may be a key intermediary linking lifestyle factors to metabolic dysfunction [
8].
As it can be seen in
Figure 2 below, one of the primary mechanisms by which gut microbiota influence host metabolism is through the fermentation of dietary fibers into short-chain fatty acids (SCFAs), such as acetate, propionate, and butyrate [
3]
These SCFAs serve as energy sources and signaling molecules, modulating glucose and lipid metabolism, enhancing insulin sensitivity, and exerting anti-inflammatory effects. For instance, butyrate has been shown to improve insulin sensitivity and reduce inflammation in adipose tissue [
6].
Conversely, dysbiosis can lead to increased intestinal permeability, facilitating the translocation of lipopolysaccharides (LPS) into systemic circulation—a condition known as metabolic endotoxemia [
2]. Elevated LPS levels trigger chronic low-grade inflammation, a hallmark of insulin resistance and T2DM. Studies have demonstrated that individuals with T2DM exhibit higher circulating LPS levels compared to healthy controls, correlating with markers of inflammation and insulin resistance [
5].
Moreover, specific bacterial taxa have been associated with T2DM. A decrease in beneficial butyrate-producing bacteria, such as
Faecalibacterium prausnitzii and
Roseburia spp., alongside an increase in opportunistic pathogens like
Ralstonia pickettii, has been observed in diabetic individuals [
11]. These microbial shifts may disrupt SCFA production and promote inflammatory pathways, exacerbating metabolic disturbances [
12].
Interventions targeting the gut microbiota have shown promise in modulating metabolic outcomes. Probiotic and prebiotic supplementation can restore microbial balance, enhance SCFA production, and improve glycemic control [
13]. Additionally, dietary modifications emphasizing high-fiber intake support the growth of beneficial microbes, reinforcing gut barrier integrity and reducing inflammation.
Pharmacological agents, notably metformin, also interact with the gut microbiota. Metformin has been found to alter microbial composition, increasing the abundance of
Akkermansia muciniphila, a bacterium associated with improved metabolic profiles [
10].
To strengthen the novelty of this work, our study stands apart from previous research by focusing on a primary dataset generated specifically for this analysis, rather than relying on secondary or pooled sources. Importantly, we offer a direct head-to-head comparison between two widely used antidiabetic drug classes—SGLT-2 inhibitors (empagliflozin) and DPP-4 inhibitors (sitagliptin)—within a real-world type 2 diabetes population. Furthermore, we combine clinical and biochemical outcomes with a simplified PCR-based gut microbiota profiling approach, providing an integrated perspective on how pharmacologic interventions interact with microbial patterns.
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2. Materials and Methods
This single-center study examined the gut microbiota, lifestyle, and metabolic health of 60 patients recruited between January 2023 and December 2024. The study protocol was approved by the Ethics Committee of the “N.C. Paulescu” Institute of Diabetes, Nutrition, and Metabolic Diseases, approval number 114/13.07.2023, and conducted in accordance with the Declaration of Helsinki.
The dataset included clinical and demographic data from metabolic-health-center patients. Age, gender, smoking status, food, living environment (urban or rural), body composition metrics, and metabolic indicators like glucose, HbA1c, and lipid profiles were important. There was also an examination of stool samples for the presence of microorganisms.
In this study, we chose to use the minimization randomization method [
14]. Minimization involves defining a mathematical function
f (referred to as the minimization function), which assigns a numeric score to each of the two patient groups (control group, G1, and experimental group, G2). This function is unique to each clinical study and accounts for both general biological parameters of the patients (such as age and sex) and study-specific prognostic factors [
14].
The inclusion criteria included the following: Our goal was to recruit a representative sample of persons aged 18–75 who consented to the study. Participants had to have no history of serious gastrointestinal illnesses, malignancies, or antibiotic usage, which can change microbiota composition. All participants had T2DM diagnosed during the past decade and were treated with metformin at 500–2000 mg/day.
The exclusion criteria included the following: Chronic inflammatory disorders unrelated to metabolic health, recent hospitalization, pregnancy, or immunosuppressive medication usage were excluded.
The biochemical analysis included the following: After an overnight fast, blood samples were analyzed using an automated biochemistry analyzer Cobas Integra 400 Plus to measure fasting blood glucose, HbA1c, lipid profiles (total cholesterol, HDL, LDL, and triglycerides), renal function markers (urea and creatinine), and inflammatory markers [
15]. Also tested were liver enzymes (AST, ALT, and GGT).
The MC-780MA-N analyzer used bioelectrical impedance analysis (BIA) to measure body composition, including total body water, visceral fat, muscle mass, and metabolic age [
16]. The device’s software automatically calculated basal metabolic rate (BMR), an indicator of resting metabolic rate (RMR) [
17]. The device automatically determined BMR, an indicator of RMR, based on body composition measurements. To ensure accuracy, participants were instructed to fast and avoid physical activity for 12 h before the measurement.
IMD LABOR Berlin, a certified German laboratory, used a simplified quantitative or PCR-based technique for the analysis [
18]. The QIIME2 pipeline identified
Bifidobacterium,
Lactobacillus,
Escherichia coli, and
Candida spp. from the data. The microbiome pH was evaluated with a biological sample pH meter, and the samples were held in sterile containers, refrigerated, transported, and analyzed within 24 h.
The statistical analysis included the following: SPSS 29 was used for statistical analysis [
19]. Demographic and clinical data were summarized using descriptive statistics. As needed, chi-square tests,
t-tests, or Mann–Whitney U tests were used to examine the correlations between categorical factors like smoking status and diet and continuous outcomes like body composition and metabolic indicators [
20]. We examined metabolic markers and microbial diversity using correlation analysis. To account for age, gender, and living environment, multivariable regression models were used.
3. Results
Table 1 shows the cohort’s demographic, anthropometric, metabolic, and biochemical characteristics. The dataset includes 60 individuals with an average age of 64.2 years (±10.68), indicating an older demographic. Almost 43.3% are men, and 83.3% live in cities. Smoking rates are around 27%. A BMI distribution shows that the majority are overweight or obese, with an average height of 169.03 cm and weight of 82 kg. Central obesity is indicated by 102.83 cm abdominal circumference.
Metabolic and biochemical parameters show cohort health. This type 2 diabetes population has a well-balanced glucose profile with a mean HbA1c of 6.58% and a mean fasting blood glucose of 135.77 mg/dL. The lipid profile included the following: 177.2 mg/dL total cholesterol, 50.07 mg/dL HDL, and 107.14 mg/dL LDL. Triglycerides fluctuate, averaging 166.62 mg/dL, indicating lipid metabolism.
Hs-CRP (2.52 mg/L), IL-6 (3.46 pg/mL), and liver enzymes (AST, ALT, and GGT) can measure systemic inflammation and hepatic function. As evaluated by creatinine (0.775 mg/dL) and eGFR (93.92 mL/min/1.73 m2), most patients had maintained renal function. Gut pH was 6.57, total body water, 47.43%, and visceral fat, 10.1.
Obesity-related parameters strongly predict metabolic dysfunction in the cohort study. Overweight and obese individuals (BMI > 25 kg/m2) had increased fasting blood glucose (mean of 135.77 mg/dL) and HbA1c (mean of 6.58%), suggesting glucose dysregulation and insulin resistance. Obesity was linked to dyslipidemia, as those with elevated BMI and belly circumference had higher LDL cholesterol (107.14 mg/dL) and triglycerides (166.62 mg/dL).
Visceral fat gain was associated with higher hs-CRP (mean 2.52 mg/L) and IL-6 (mean 3.46 pg/mL) levels, and ALT and GGT levels were mildly elevated in obese people.
Table 2 provides a detailed overview of how patients are distributed based on the presence and type of reduced gut bacterial taxa. The table categorizes patients according to whether they exhibit a reduction in specific groups of beneficial bacteria (
Faecalibacterium prausnitzii,
Akkermansia muciniphila, and
Bifidobacterium spp.) or SCFA producers.
There is a significant proportion of patients present with a decrease in butyrate-producing bacteria, which are critical for maintaining intestinal barrier integrity, regulating immune responses, and improving insulin sensitivity.
The table also indicates a cluster of patients with reductions across multiple bacterial groups; this is particularly relevant, as simultaneous deficits in Bifidobacterium and Akkermansia have been associated with systemic low-grade inflammation and metabolic endotoxemia.
Furthermore, as it can be seen in
Figure 3, stratification by demographic or lifestyle variables (e.g., high stress, alcohol use, or smoking) reveals consistent correlations between unfavorable behaviors and bacterial depletion.
As per
Table 3, a percentage of patients exhibited increased levels of opportunistic or pro-inflammatory bacteria.
Among them were Clostridium spp., Enterobacter spp., and Klebsiella spp., all associated with endotoxin production, metabolic endotoxemia, and impaired insulin signaling when present in excess.
Furthermore, there are increased levels of gas-producing or proteolytic bacteria (
Proteus spp. and certain
Firmicutes strains). The table and
Figure 4 also reveal that increased bacterial levels were more commonly observed in patients with poor dietary habits, stress, and sedentary behavior.
Table 4 highlights the presence and diversity of fungal species detected among the patient group. A notable percentage of patients harbored detectable levels of fungi, with Candida spp. being the most commonly identified genus.
Table 5 presents the distribution of patients according to their treatment group and their self-reported daily intake of fruits and vegetables.
Among sitagliptin users, 80% reported daily use, while 77.4% of empagliflozin users did the same. The difference was not statistically significant (p = 1.000), indicating similar adherence patterns between the two groups.
Figure 5 compares the percentage of patients consuming fruits and vegetables daily across the two groups. As it can be seen, a smaller proportion of patients from Januavia and Empagliflozin groups, 20% and 22.6%, respectively, reported no daily consumption.
Table 6 presents the frequency of daily animal product consumption—such as meat, dairy, and eggs—among patients grouped by antidiabetic treatment. There is a high prevalence of daily animal product intake across both treatment groups, with only slight variations between them.
Figure 6 compares the percentage of patients consuming animal products daily between the two treatment groups.
Among those taking sitagliptin, 80% reported daily consumption, compared to 64.5% in the empagliflozin group. Conversely, 20% of sitagliptin users and 35.5% of Empagliflozin users reported not consuming animal products daily.
The data in
Table 7 represent the comparative evolution of blood glucose levels between visits in patients treated with sitagliptin. The distribution of blood glucose values was non-parametric at the second-visit measurement according to the Shapiro–Wilk test (
p < 0.05).
Table 8 shows that there is a significant reduction in glycemia over time, with median values decreasing from 131 mg/dL (IQR 110–145) at the initial visit to 114 mg/dL (IQR 98–130) at follow-up.
This decline was statistically significant (p = 0.025), as confirmed by the Wilcoxon signed-rank test. This indicates that empagliflozin effectively improved short-term glycemic control.
Figure 7 and
Figure 8 compare both treatment groups in terms of blood glucose for the 1st and 2nd visit.
The differences between visits were significant according to the Wilcoxon test (p = 0.046), showing a significant decrease in blood glucose values from the initial value (median = 132, IQR = 111–146) compared to the final value (median = 123, IQR = 101–135). The observed difference was statistically significant (median = −2, IQR = −18.85 to 3). For the illustration of the quantitative values distributions in the box-plot graphs, the IBM SPSS Statistics software illustrates any values that are below the 1st quartile (25th percentile) – 1.5* interquartile range or above the 3rd quartile (75th percentile) + 1.5* interquartile range, as outliers represented by circles in the graph. As for values that are below the 1st quartile (25th percentile) – 3* interquartile range or above the 3rd quartile (75th percentile) + 3* interquartile range, the software represents the values as extreme outliers represented by asterisk symbols in the graph.
A clear reduction in the median glucose level is observed from the 1st visit to the 2nd visit, indicating improved glycemic control over time. Both boxplots display a similar interquartile range (IQR). Thus, variability among patients remained relatively stable. However, since the overall downward shift in values, along with the presence of a few outliers above 200 mg/dL in both visits is noted, there is a general trend toward lower glucose levels. This has to take in consideration the individual variability in treatment response.
The data in
Table 9 and
Table 10 represent the longitudinal comparison of HbA1c values across visits in patients treated with sitagliptin and empagliflozin, respectively.
The distribution of HbA1c values was non-parametric at both measurements according to the Shapiro–Wilk test (p < 0.05).
The results show a significant reduction in HbA1c from a median value of 6.5% at baseline to 6.2% at the 2nd visit, with this change reaching statistical significance (p = 0.001). Thus, empagliflozin managed to stabilize glucose metabolism through its insulin-independent mechanism of action.
The differences between visits were statistically significant according to the Wilcoxon test (p = 0.049), showing a significant decrease in HbA1c values from the initial value (median = 6.3, IQR = 6–6.75) compared to the final value (median = 6.2, IQR = 6–6.6). The observed difference was significant (median = −0.1, IQR = −0.35 to 0).
As per
Table 11, a visible reduction in the median HbA1c—from approximately 6.5% to around 6.2%—suggests a modest but meaningful improvement in long-term glycemic control. The interquartile range appears slightly tighter at the 2nd visit. This indicates less variability in patient responses post-treatment.
Both groups represented in
Figure 9 and
Figure 10 demonstrated a reduction in HbA1c; however, the decrease was more pronounced in the empagliflozin group. Specifically, patients in this group showed a statistically significant reduction from 6.5% to 6.2% (
p = 0.001), while those in the sitagliptin group experienced a more modest decrease from 6.3% to 6.2% (
p = 0.049).
Table 12 shows that there is a slight improvement in microbial diversity following treatment with sitagliptin, as indicated by a decrease in the prevalence of key bacterial deficiencies between the initial and follow-up visits.
There is a slight improvement in microbial diversity following treatment with sitagliptin, as indicated by a decrease in the prevalence of key bacterial deficiencies between the initial and follow-up visits. Specifically, reductions in beneficial bacteria such as
Bifidobacterium spp. and
Lactobacillus spp. were less frequent at the 2nd visit.
Table 13 shows the outcome in patients.
There is a modest improvement in the overall percentage of patients that had decreased levels of Bifidobacterium spp. and Lactobacillus spp. For instance, the prevalence of patients with reduced Bifidobacterium spp. slightly declined, and similar patterns were noted for other key taxa, although the changes were not statistically significant.
Figure 11 shows that there is an improvement in microbial balance as the total prevalence of reduced bacteria decreased from 83.3% to 70%.
Escherichia coli deficiencies decreased significantly (from 16.7% to 6.7%), while Bifidobacterium spp. and Lactobacillus spp. also showed modest improvements. The prevalence of Enterococcus spp. remained unchanged.
Table 14 and
Table 15 show a longitudinal comparison of the presence and type of increased bacteria in patients treated with sitagliptin.
Opportunistic species such as Escherichia coli and Clostridium spp., Beta h. Streptococcus, and Alpha h. Streptococcus were reduced following treatment with sitagliptin.
Overall, there is an improvement in microbial balance as the presence of elevated bacteria decreased from 86.7% to 73.3%.
Figure 12 shows that
Escherichia coli decreased from 60% to 46.7% and
Alpha hemolytic Streptococcus from 43.3% to 30%.
Slight increases were observed in Serratia spp., Citrobacter spp., and Lactobacillus spp., though these remained low in prevalence.
As per
Figure 13, an overall decrease is also observed in the total presence of elevated bacterial populations, dropping from 83.9% to 58.1%.
Specific reductions are particularly evident in Escherichia coli (from 61.3% to 38.7%) and Alpha hemolytic Streptococcus (from 48.4% to 16.1%). Additional decreases are noted in E. coli Biovare, Klebsiella spp., and Enterobacteriaceae, while some species such as Pseudomonas spp. and Citrobacter spp. appeared at low levels during the follow-up.
Table 16 presents the distribution of patients across the two treatment groups alongside the observed rate of decline in the frequency of specific bacterial species in the gut microbiome over time.
Both treatment groups experienced a reduction in the prevalence of dysbiotic bacterial taxa, though the patterns differed slightly between them. Patients treated with empagliflozin exhibited a more substantial decrease in the frequency of pro-inflammatory or opportunistic species (Escherichia coli and Streptococcus spp.).
Conversely, the sitagliptin group also demonstrated a reduction in harmful bacterial species, though the changes were more modest. In particular, patients on sitagliptin showed a slower but consistent decline in both increased and decreased microbial populations. While both drugs were associated with improvements in glycemic control, the observed microbiome shifts imply that Empagliflozin may exert a stronger modulatory effect on gut microbial composition.