1. Introduction
Many high value-added technologies contain an almost unavoidable metal: cobalt. Due to its unique properties, cobalt is used in many industrial applications such as aerospace, superalloys, and in hydrocarbon desulfurization, which is crucial for the clean fuel industry. In only five years, global consumption of cobalt has increased by almost 30%, driven mainly by the rechargeable battery sector. Indeed, the lithium-ion (Li-ion) battery industry has grown exponentially since its creation at the end of the 20th century. As battery materials evolve, Li-ion battery applications are becoming more widespread. The main areas of use for Li-ion batteries include portable consumer electronics and electric/hybrid vehicles. Indeed, since 2010, Li-ion batteries have been used in hybrid and electric vehicles because of a higher power and energy density [
1,
2]. Approximately 2.72 million HEVs (Hybrid Electric Vehicles)/PHEVs (Plug-in Hybrid Electric Vehicles)/EV (Electric Vehicles) batteries were sold in 2015. The current market for Li-ion batteries in the automotive industry has reached more than USD 5 billion [
3]. Based on the global growth of Li-ion batteries used in the automotive sector over the past five years, it is estimated that the global market for electric vehicles will reach 125 million electric vehicles by 2030 [
4]. The need to reduce its environmental footprint is driving the growth for electric vehicles demand. However, this strong demand for electric vehicles could exceed current cobalt production capacity. When the electric vehicle market will be spread, cobalt will face increased supply risks as cobalt reserves are mostly located in one country, which is the Democratic Republic of Congo (DRC). Thus, due to significant supply risks combined with economic importance in the energy transition, cobalt has, according to the European Commission, changed from a “strategic” to a “critical” raw metal. It is more important than ever to develop new processes for efficient and sustainable cobalt recovery. Thus, it becomes necessary to secure the cobalt supply by moving towards alternative solutions such as recycling. This solution would reduce the primary metals consumption, secure the supply of raw materials and reduce waste. According to Umicore, 30,000 tons of cobalt are used each year in the batteries design, which represents about two large mines or 3–4 million electric vehicles [
5]. Indeed, Tesla and Umicore have taken advantage of the reprocessing of recycled metals in batteries, claiming that the use of recycled cathode materials reduces the environmental burden of the cathode by 70%. Finally, recycling saves energy because the production of metal from recycled materials uses less energy than ore processing [
6].
Battery recovery processes are based on the economic benefits derived from these operations. The recycling process profitability is based on the recovery of high value-added metals such as lithium, cobalt, nickel and manganese [
7]. Several companies in North America and Europe recycle end-of-life batteries. Most Li-ion batteries come from consumer electronics and electric/hybrid vehicles. To ensure the efficiency of the battery recycling process, it is important to ensure proper collection and sorting of batteries. Metals are recovered from batteries by pyrometallurgical or/and hydrometallurgical processes.
A pyrometallurgical process is based on the treatment of batteries at high temperature, which can reach 1400 °C, where the battery cells are melted. Heavy metals such as iron, nickel, cobalt or copper are recovered in alloys form [
8]. Concerning lithium and aluminum, they are not recovered because they are essentially concentrated in slag, where it is not very interesting from an energy and economic point of view. However, the slag can be used as an additive in concrete [
9]. The advantage of using this type of process is that large quantities can be processed without having to sort the batteries according to their chemical composition. Only the dismantling and grinding steps are required as pre-treatment. Pyrometallurgy does not allow the selective recovery of valued metals, which is why a hydrometallurgical stage is necessary. As presented in
Table 1, the Umicore process is based on the hydrometallurgical treatment of the cobalt, nickel, manganese, copper and iron alloy resulting from the pyrometallurgy step, in order to separate cobalt from nickel, to recover them selectively in order to use them as battery electrode precursor [
10]. Thus, cobalt is recovered as an oxide and nickel as a salt. As for lithium, pyrometallurgy does not allow its recovery; it is found in slag that is used in the concrete industry [
9].
A hydrometallurgical process is based on physical and chemical operations succession, in liquid media, which allow the metal recovery. The physical steps concern the batteries safety by electrical discharge, followed by mechanical pre-treatment steps such as grinding, magnetic separation, sieving, and flotation. This operation allows the preservation of the mineral species property and separate the batteries metals. As for the chemical operations, the first stage consists of dissolving “
leaching” the valued metals by acid or basic attack, in an oxidizing or reducing medium. Various inorganic acids such as HCl, H
2SO
4 and HNO
3 [
11] and organic acids such as citric acid, malic acid, oxalic acid, etc. are usually used as leaching agents [
12,
13]. Then comes the second step, which is the solid-liquid separation, allowing the clarification of the leach solution by centrifugation or filtration. Finally, the last step is about the recovery of valued metals in hydroxide forms or metal salts. The techniques used to prepare the final products from the leach filtrate include solvent extraction [
14,
15] electrochemical techniques [
16,
17] selective precipitation [
18] and separation by ion exchange resins. This is why many hydrometallurgical processes have been developed by various companies (Accurec (Krefeld, Germany), Toxco Inc. (Annaheim, USA/ Canada), Umicore (Brusssels, Belgium), Sony (Tokyo, Japan), etc.) [
19,
20]. This process offers many advantages, as the energy consumption is low and the lithium and aluminum are recycled. However, the drawbacks of these processes are their long life cycle. The
Table 1 summarizes the main methods and processes for recycling batteries.
The Li-ion battery leachate composition remains complex and requires a new recycling processes development to best meet industrial needs. In this study, the leachate studied results from an innovative and more environmentally friendly process of the material battery NMC dissolution [
24]. The leachate contains copper, cobalt, nickel, manganese and lithium in sulfate media as presented in
Table 2.
The separation of these metals remains a challenge in terms of cost, environmental friendliness, and efficiency. Based on the literature and the thermodynamic study carriedout with Visual Minteq 3.0 (KTH Royal Institute of Technology, Stockholm, Sweden) software, it has been possible to identify the optimum experimental conditions for cobalt (II) hydroxide recovery.
3. Results
3.1. Simulations Results on Batteries Leachate at Different Temperatures
Simulations on the precipitation of metal hydroxides were carried out at different temperatures: from 25 °C to 70 °C. The aim of these simulations is to determine the optimal temperature for total and selective cobalt recovery. The thermodynamic calculations were established based on the concentration of metals in leachate (
Table 2). As a function of the temperature of the medium and the supersaturation, Visual Minteq calculates the concentrations of the precipitates formed as a function of pH. Based on the solubility products of the different metal hydroxides at 25 °C and on the concentrations of the metals, copper hydroxide is the most insoluble and precipitates at the lowest pH. This is followed by the successive precipitation of nickel (II), cobalt (II) and manganese (II) hydroxides.
Simulation results of metal hydroxide precipitation at 25 °C and 70 °C are shown in
Figure 1. At room temperature, 25 °C, nickel (II) hydroxide begins its precipitation at pH 6 and reaches 99% at pH 7. It is followed by cobalt (II) hydroxide precipitation at pH 7 and reaches 99% at pH 8. Manganese (II) precipitates at a higher pH than the preceding metals. In fact, manganese (II) hydroxide precipitation begins at pH 8.4 and reaches 99% at pH 10. It is useful to note that copper (II) hydroxide starts its precipitation from pH 4, as predicted by the precipitation diagram. Nevertheless, copper (II) hydroxide is highly insoluble and tends to transform into its most thermodynamically stable form, which is copper oxide [
28]. According to free enthalpy values: ΔG formation (Cu(OH)
2) = −28,610 cal mol
−1 and ΔG formation (CuO) = −30,400 cal mol
−1. According to various studies [
24], copper oxide precipitates in a pH range between 4 and 7, which is in perfect agreement with the results obtained.
Temperature does not significantly affect the pH formation of Ni(OH)
2 or Co(OH)
2. Indeed, at 25 °C or 70 °C, cobalt (II) and nickel (II) begin to precipitate at pH 6 and pH 7 respectively, regardless the temperature of the solution. Nevertheless, the temperature influence is particularly important for manganese. Indeed, Mn(OH)
2 formation starts at pH of 8.4 at 25 °C, compared to pH 7.4 at 70 °C, which is very close to Co(OH)
2 precipitation. As a result, it is important, according to these simulations, to not exceed the pH of Mn(OH)
2 precipitation formation, if cobalt/manganese separation is based on precipitation. In addition, the most significant temperature influence is found in cobalt (II) hydroxide oxidation. Indeed, cobalt (II) precipitation at temperature higher than 40 °C has a significant impact on the thermodynamic stability of cobalt (II) hydroxide. The increase in temperature leads to a reduction in the stability range of cobalt (II) hydroxide. Cobalt hydroxide will tend to switch more rapidly to a more stable oxidized form (Co(OH)
3). The higher the temperature, the more the range is reduced. The cobalt will remain as Co(OH)
2 much longer at 25 °C than at higher temperature [
30].
Thus, working at 25 °C would allow selective cobalt recovery and theoretically slow down cobalt (II) hydroxide oxidation. Thus, according to simulations results, a hydrometallurgical process has been designed from a Li-ion battery leachate. The hydrometallurgical process is essentially and purposefully based on precipitation operations, where our process consists of recovering each element individually. This process is adaptable to the various Li-ion battery technologies, and more precisely to the chemistry of the electrodes to recover the high valued metals as well as possible.
The first step is to recover copper by adding NaOH, under conditions of pH < 6 as it is presented in
Figure 2. Then, cobalt and manganese are separated from nickel and lithium by liquid/liquid extraction. As an example, Cyanex 272-(organophosphinic acid) is the most widely used solvent extraction for the cobalt and nickel separation [
31]. It has a very high selectivity allowing the efficient treatment of solutions with high nickel sulfate content and low cobalt content [
32]. Subsequently, according to simulations, it is possible to separate cobalt/manganese by precipitation. However, it will be complicated to consider it experimentally. In fact, locally in the reactor, at the place where the NaOH is introduced, the pH is very high. As a result, cobalt and manganese co-precipitate, despite the homogenization of pH throughout the reactor. Then, an alternative solution to cobalt/manganese separation consists of an oxidative precipitation of manganese by NaOCl. Oxidative precipitation is an interesting alternative to a conventional precipitation, provided that it is within a specific pH and potential range to the selective precipitation of manganese oxide. For a potential range between 1.0 and 1.2 V (vs Standard hydrogen electrode) and a pH between 1 and 3, cobalt remains in the soluble Co
2+ state while the stable form of manganese is solid MnO
2. Indeed, in the pH range between 3 and 4 and in the same potential range, cobalt predominates as Co(OH)
3 or Co
2O
3, 3H
2O [
33]. After that, cobalt is recovered by adding NaOH solution, pH range will be related to the polymorph aimed to precipitate: α-Co(OH)
2 or β-Co(OH)
2. As for nickel, it is precipitated in the same way at a pH between 6 and 7. Lithium is recovered by the addition of sodium carbonate as mentioned in the literature [
34], until saturation and crystallization of lithium carbonate.
The simulation results showed that it was possible to recover 99.8% of cobalt, in the hydroxide form. Indeed, at pH 8, [Co(OH)2] = 0.1307 mol L−1. Based on these simulations results, experiments were conducted to validate the hypotheses put forward and to compare the results obtained with the simulations performed. Experimentally, several parameters were studied to determine the best conditions for cobalt recovery, in terms of yield, filterability, and selectivity. The selected polymorph should allow the obtaining of the highest yields and the lowest filtration times, thus growing closer to the real conditions of Li-ion battery leachates, and appearing on the proposed process scheme.
3.2. Determination of the Optimum Experimental Conditions for Cobalt Hydroxide (II) Recovery
3.2.1. Precipitation of Co(OH)2 in Batch Reactor at Different Temperatures
Temperature’s Influence on Cobalt (II) Hydroxide Recovery
The temperature increase accelerates the phase transition from α-Co(OH)
2 to β-Co(OH)
2 and cobalt recovery is optimal at 25 °C with a yield close to 100% (
Figure 3) [
29]. Indeed, at 25 °C, after 28 min, 99.98% ± 0.02% of the cobalt is in β-Co(OH)
2 form. In comparison, at 70 °C, in only 4 min, 99.8% ± 0.02% of the cobalt has precipitated. In addition, a slight decrease in cobalt yield can be observed over time. This could be explained by Co(OH)
2 oxidation with oxygen from the air. When supersaturation, which is the driving force of precipitation, is sufficiently high, cobalt precipitates as β-Co(OH)
2. It is useful to note that α-Co(OH)
2 is the less stable polymorph in a thermodynamical point of view and tends to transform into the most stable polymorphic form: β-Co(OH)
2 [
35]. In
Figure 3, the cobalt recovery is stabilized from 16 to 30 min, because of α-Co(OH)
2 dissolution is compensated with β-Co(OH)
2 particles growth. In fact, as β-Co(OH)
2 particles gradually form, their growth consumes the solute. From 36 min onwards, the cobalt concentration slowly decreases at 25 °C compared to temperatures higher [
29]. This can be explained by the progressive oxidation of β-Co(OH)
2 to cobalt oxyhydroxide CoOOH, which is in line with various studies results [
36,
37]. Indeed, at high temperatures, oxidation occurs more rapidly, in less than 8 min and more importantly. The increase in temperature has the effect of reducing supersaturation, due to the increase in solubility products, and thus, of promoting the progressive dissolution of Co(OH)
2 particles. Previous work has shown that oxidation also occurs by a dissolution-precipitation mechanism [
38,
39]. The quantity of cobalt in solution will thus increase with temperature, the yield of the precipitated cobalt (II) will thus slightly decrease.
Experimental results show that the temperature increase leads to a faster decrease in pH over time as displayed in
Figure 4, which could be explained by the Co (II) hydroxide oxidation. Indeed, according to various research studies, the cobalt (II) hydroxide oxidation may be explained by proton diffusion, which corresponds to a decrease in pH [
38]. Therefore, the rapid decrease in pH at high temperature is related to the oxidation reaction acceleration. Experiments conducted at 50 °C have confirmed this observation, where cobalt (II) hydroxide precipitation were conducted under nitrogen conditions [
29]. Several simulations of precipitation of metal hydroxides contained in battery leachates show that care must be taken at the chosen temperature, whether manganese/cobalt separation is conducted by precipitation with hydroxides. Thus, Mn(OH)
2 precipitates at pH close to the Co(OH)
2 precipitation. To avoid manganese co-precipitation and according to the results of the simulations, it is advisable to work at temperatures close to room temperature, 25 °C. Moreover, this temperature’s choice is in perfect agreement with literature. Indeed, working at temperatures higher than 25 °C promotes considerably the cobalt (II) hydroxide oxidation, which is not interesting in terms of yield and precipitates evolution.
Temperature’s Influence on Cobalt (II) Hydroxide Granulometry
Concerning temperature’s influence on particle size distribution, experimental results show that increasing the temperature results in smaller particles of β-Co(OH)
2 as shown in
Figure 5. Indeed, at 25 °C, the cut-off diameter (d
50) of Co(OH)
2 particles is about 30 µm. In comparison, this diameter decreases by 55% at 70 °C, as d
50 = 13 µm. However, this decrease varies slightly between 40 °C and 70 °C, with a particle cut-off diameter of about 16 μm.
The particle size decrease depends significantly on the temperature increase. These conditions may therefore not be favorable to the agglomeration mechanism. To highlight this transformation, the particle number size distribution at 25 °C and 70 °C is displayed in
Figure 6. The shift from a volume size distribution g(L) (
Figure 5) to a number size distribution n(L) is done using a constant. Starting from the mass concentration expression (Cc) of the crystals in suspension, it is then possible to determine this constant which makes it possible to link the size distributions.
Considering that for a volume of suspension given:
By combining Equation (1) in Equation (4),
g(
L) expression form is the following:
With:
: | Volume form factor |
n (L): | Number size distribution (m−4) |
Cc: | Mass concentration of crystals (kg·m−3) |
mc: | Mass of crystalline particle (kg) |
ρc: | Density of crystalline particle (kg·m−3) |
L: | Average particle size (μm) |
mt: | Total sample mass of the precipitate (kg) |
As displayed in
Figure 6, the fine particles number is significantly higher at 70 °C than at 25 °C, which has an impact on the precipitate filterability. At 70 °C, the filtration of the precipitate is very difficult, with a strong increase in pressure drop and a long filtration time. It should be remembered that the solubility of Co(OH)
2 increases as a function of temperature, as do the reaction kinetics. Thus, supersaturation decreases more rapidly over time at 70 °C than at 25 °C, which is detrimental to particle agglomeration. On the other hand, an increase in temperature favors the Co(OH)
2 particles oxidation. The oxidation mechanism takes place in two stages, dissolution and precipitation. The cobalt (II) hydroxide particles dissolve and then precipitate as smaller particles. Thus, these conditions are unfavorable both from a kinetic and particle size point of view.
It is, therefore, recommended to work at temperatures close to room temperature to limit oxidation, maintain a very good cobalt (II) yield and control the particle size, which is a fundamental parameter for the filtration and washing stages. It should be noted that operating at room temperature allows the proposal of a low-energy-consuming process, without thermal risks and with lower implementation and operating costs. In addition, working at 40 °C or higher would generate the formation of particles with a cut-off diameter of about 17 μm versus 34 μm at 25 °C. Consequently, working at low temperature allows validation of all the criteria sought: selectivity, yield, and filterability.
3.3. Precipitation of Co(OH)2 in Continuous Reactor at 25 °C
The Co(OH)2 precipitation was first studied in a discontinuous regime to determine the operating parameters to achieve the established objectives. Indeed, it was concluded to work at 25 °C to slow down the Co(OH)2 oxidation. Moreover, this temperature was also chosen based on the different unit operations that take place with the recovery of cobalt (II) in the hydrometallurgical process, the liquid/liquid extraction and the cobalt/manganese separation. The second parameter that has been studied is the reaction time: it only takes a few minutes for the cobalt to precipitate at more than 99.9%. However, the polymorphic transition is slightly longer (about 20 min). Nevertheless, the product obtained is stable and does not evolve over time. Since filtration takes place during the day, oxidation is not a problem for the cobalt yield or even for the stability of the powder obtained. The particle size quality obtained is essential for the subsequent use of the cobalt. Thus, the study was carried out over a pH range from 8.2 to 9.4 to avoid Co(OH)2 oxidation and to determine the optimal pH, whose control is essential to meet the best recovery and filterability.
The experiments were conducted in a pH range between 8.2 and 9.4, corresponding to a molar ratio n OH
−/n Co
2+ < 2. The experiments showed that for a molar ratio lower than 2, cobalt (II) hydroxide of type α-Co(OH)
2 is formed. Indeed, supersaturation is not sufficient for the rapid polymorphic transition from α-Co(OH)
2 to β-Co(OH)
2 [
40]. Studies have shown that for a molar ratio n OH
−/n Co
2+ between 1 and 1.8, the polymorph α-Co(OH)
2 remained stable, its conversion to the β-Co(OH)
2 form is very long. Experimentally, the cobalt (II) hydroxide precipitation under these conditions leads to a polymorphic transition of up to 70 h. On the other hand, for a molar ratio greater than or equal to 2, α-Co(OH)
2 transforms quite rapidly into β-Co(OH)
2 [
36], a transition time of about two hours has been observed. Thus, it is interesting to study the behavior of α-Co(OH)
2 in a continuous regime and in a varied pH range, which depends mainly on the molar ratio n OH
−/n Co
2+ < 2. This study will allow the determination of the optimal pH that will meet the criteria of yield and filterability. The results in terms of cobalt recovery yield as a function of pH are shown in
Figure 7.
It appears that the cobalt recovery yield at pH 8.3 is around 90%. The recovery is not total because this pH corresponds to a molar ratio n OH
−/n Co
2+ of 1.1, which is not enough to recover all cobalt in solution. Thus, the total precipitation of cobalt starts from pH 8.6 where 98% of cobalt is in α-Co(OH)
2 form. Cobalt is recovered totally in a pH range between 8.6 and 9.4. It should be noted that in this range, the molar ratio n OH
−/n Co
2+ is between 1.3 and 1.6. It is useful to note that the solid formed under this pH condition could correspond to a Co(OH)x; 1.3 < x < 1.6 form, due to the α-Co(OH)
2 hydrotalcite structure, which mean the quantity of soda used is reduced, which is quite promising in economic point of view. From a particle size point of view (
Figure 8), it appears that the pH increase causes a decrease in the median particle diameter of the Co(OH)
2 particles. Indeed, for a pH of 8.2 the median diameter is 42 μm ± 1.5 μm and it increases to 23 μm ± 0.04 μm for a pH of 9.4.
In terms of filterability, at pH = 9.4, filtration takes place at a flow rate of 100 mL.min
−1 compared to 33 mL min
−1 at any other pH. The filtration rate is three times higher. In addition, the polymorph control is a major issue. Comparing the different nucleation rates, it appears that in a range of pH < 9.4, nucleation rates increase, as shown in
Figure 9.
This is supported by the fact that as the pH rises, the amount of OH− increases, which promotes nucleation. However, depending on the available supersaturation, nucleation may be limited, and growth promoted. This range corresponds well to the molar ratio n OH−/n Co2+ < 2, where the α-Co(OH)2 form predominates. Nevertheless, at pH 9.4 the trend is more pronounced, the nucleation rate increases sharply in contrast to the growth rate which decreases. This can be explained by α-Co(OH)2 which will tend to transform into its β-Co(OH)2 form when precipitation conditions are close. It could be that for a pH of 9, α-Co(OH)2 is in the transformation phase, so it acquires the properties of both polymorphs.
Consequently, the solid α-Co(OH)
2 filtration takes place relatively quickly, the β-Co(OH)
2 transition does not occur under these conditions. In addition, the polymorph α-Co(OH)
2 has several advantages such as its hydrotalcite crystal structure. Indeed, it has a larger interlayer space, which gives it much better electrochemical capabilities [
41]. Consequently, it is necessary to work at pH 9.4 to recover all cobalt in solution and to filter optimally. In addition, working at pH 9 limits the quantities of soda added, the molar ratio between soda and cobalt is 1.6 against 2 theoretically, which remains interesting from an economic point of view.
4. Conclusions
In this study, it was possible to determine the most favorable conditions for the cobalt (II) hydroxide precipitation, based on simulations and experimental results. The temperature increase accelerates the phase transition from α-Co(OH)2 to β-Co(OH)2 and the cobalt recovery is optimal at 25 °C with a yield close to 100%. Experimental results show that the temperature increase leads to a faster decrease in pH over time, which could be explained by the Co (II) hydroxide oxidation. According to various research studies, the cobalt (II) hydroxide oxidation is accompanied by proton diffusion, which corresponds to a decrease in pH. Therefore, the rapid decrease in pH at high temperature is probably related to the acceleration of the oxidation reaction. Various simulations for battery leachates show that care must be taken at the chosen temperature, because at high temperature, Mn (II) hydroxide precipitates at pH levels close to the precipitation of Co (II) hydroxide, in the case of cobalt/manganese separation by precipitation. According to the simulations results, it is advisable to work at temperatures close to room temperature, to avoid manganese co-precipitation. Moreover, this temperature is in perfect agreement with the best cobalt precipitation yields and with the results of the particle size distribution, which is favorable to a better filterability. Working at 40 °C and above would generate the formation of particles with a median diameter of about 17 μm versus 34 μm at 25 °C. Consequently, working at low temperature allows validation of all the criteria sought: selectivity, yield, and filterability.
Subsequently, the cobalt (II) hydroxide precipitation was studied in a continuous reactor. The optimal operating conditions determined in batch mode constituted the starting point for the continuous precipitation and for the rest of the work. The continuous precipitation of cobalt (II) hydroxide was carried out under different pH conditions to determine the optimal pH to best meet the desired criteria (yield and filterability). Working at pH = 9 allows the recovery of all the cobalt in the form α-Co(OH)2, to filter quickly and to limit the quantities of soda added. Indeed, the molar ratio between soda ash and cobalt is 1.6 against 2 for β-Co(OH)2, which is interesting from an economic point of view. These cobalt (II) recovery conditions allow the determination of the optimal cobalt (II) hydroxide precipitation conditions in terms of yield, filterability, and polymorphism. This promising result allows the consideration of cobalt (II) hydroxide precipitation on a larger scale as fluidized bed reactor for example. Indeed, the fluidized bed reactor should guarantee a larger granulometry and thus a better filterability, which represents one of the main conditions of this study. Then, it will be possible to extend this study in an industrial scale for different type of Li-ion battery leachate.