1. Introduction
High-energy laser systems have a wide range of applications in both military and civil fields. It is of great significance to ensure that high energy laser systems can work stably. However, stray laser is unavoidable in high energy laser system. One of the main problems in high energy laser systems is the damage of optical elements caused by system pollutants. When the high-energy laser passes through the optical element, the pollutant particles on its surface can produce damage of about five times its own size, which makes the laser damage threshold drop sharply. Therefore, it is very important to maintain the cleanness of the high-energy laser system [
1]. Stray light is inevitable when the high energy laser passes through the potassium dihydrogen phosphate crystal (KDP) crystal and can cause damage to the aluminium alloy frame of the system, resulting in spatter particles and secondary contamination that can affect the stability of the high energy laser system [
2]. Whether the frame structure has good resistance to laser damage is an important factor in determining the operation of high-energy laser systems. Therefore, the preparation of laser resistant films and the damage mechanism have been studied by scholars for many years.
In 2015, Bellum et al. investigated that a combined HfO
2/SiO
2 eleven-layer film could be used in laser protection. The HfO
2/SiO
2 film was prepared by vacuum ion sputtering and then tested for resistance to laser damage under laser irradiation with wavelengths of 527 nm and 1054 nm. The results showed that the laser damage threshold could be effectively increased [
3]. In 2016, Bellum et al. improved the previous film system by replacing two surface layers with Al
2O
3 to improve the laser damage resistance. The results showed that the newly prepared film can resist the laser with an energy density of 7 J/cm
2 [
4]. Chai et al. improved the HfO
2/SiO
2 film system using a pre-alignment method to prepare HfO
2/SiO
2 highly reflective films on the substrate with prefabricated pits while incorporating a suture layer formed with plasma assisted deposition. The results showed that the composite film layer with the suture layer is more stable against laser damage and has fewer internal cracks compared to the film without the suture layer. The suture layer could also effectively improve the overall mechanical stress of the film system, reduce multilayer deformation and reduce the effect of substrate prefabrication surface defects. Therefore, especially for substrates with low surface quality, the suture layer could make the surface smoother and reduce the probability of damage [
5]. Geisler et al. proposed a light absorption model of porous anodic oxide layer. The thickness and surface quality of the oxide film are measured by the intensity of the light beam passing through the oxide layer and reflected back from the surface and bottom [
6]. The effect of different surface treatment processes on the laser resistance of aluminum alloys was studied by Shuang Shi et al. The laser damage was compared under various surface treatment processes such as no surface treatment, mechanical polishing, black anodizing, hard anodizing, chemical nickel plating, passivation and microarc oxidation. It was shown that the laser damage threshold, by means of nickel plating, anodizing and microarc oxidation, was directly related to the thickness, and the damage threshold tended to stabilize when the thickness exceeded 10μm. The surface obtained by microarc oxidation and passivation was more resistant to laser damage, but the study also pointed out that the porous structure of anodic oxidation is conducive to the deposition of particles and light absorption [
7].
The optical properties of the aluminum anodized film are closely related to the thickness of the film [
8,
9], so the thickness needs to be precisely controlled. During the anodic oxidation process, many factors affect the properties of the film, such as current density, feeding method, time, type of electrolyte, bath temperature and properties of the aluminum alloy itself. Only by considering all these factors can we achieve the control of the film properties [
10]. Sakairi et al. studied the relationship between the film thickness and temperature and prepared the oxide film with controllable thickness by controlling the temperature [
11]. In 2013, Sakairi et al. applied solution flowing micro drop cell (Sf MDC) to local anodic oxidation to form porous aluminum oxide film with controllable thickness and width. The porous aluminum anodic oxide film with controlled area and thickness can be formed by controlling the substrate temperature and the number of repetitions [
12]. In 2011, Ionita et al. studied the morphology, structure and characteristics of anodic oxide films at high current densities and concluded that the surface morphology of oxide films was rougher and the film was more hydrophilic at higher current densities. The corrosion resistance of oxide films showed a certain functional relationship with the oxidation current density, and the corrosion resistance increased with voltage. However, at particularly high current densities, the corrosion resistance decreased significantly [
13]. Chiang et al. controlled the growth rate of the film at several nanometers per minute by exposing the substrate to laser irradiation in the anodic oxidation process to achieve accurate thickness control [
14]. In 2018, Miyakita et al. studied the morphology of phosphoric acid anodizing film under different voltages. The results showed that the anodizing of aluminum magnesium lithium alloy in phosphoric acid solution would produce a white film and become thicker with the increase of voltage [
15]. In 2020, Rashid et al. indicated that temperature and time play a very important role in the anodic oxidation process. The interaction between variables was not obvious [
16].
The main problems of previous studies are as follows. The thickness of anodic oxide film is affected by various factors, and most of the existing studies are qualitative studies, and how to achieve accurate thickness control is rarely studied. The cost of existing means of precise thickness control is too high to realize large-scale application. The study of film properties in anodic oxidation is mainly qualitative. The specific analysis of the influence of various factors on the oxide film performance is relatively lacking, and the influence on the composite film or laser damage resistant films is rarely studied. Therefore, the parameter correlation of the film thickness in the anodizing process is studied, and a simulation model is established to realize the advance calculation of the film thickness in the anodizing process, and the parameter correlation of the surface quality and laser damage resistance is studied.
3. Parameter Correlation of Oxide Film Thickness
Anodic oxidation was carried out in 2 mol/L sulphuric acid solution at a controlled temperature of 15 °C with a temperature difference of no more than 1 °C before and after the experiment and an oxidation time of 1 h. The current densities were 1.50, 1.67, 2.00, 3.00 and 4.00 A/dm
2. After the calculation and experiment, the thickness of the oxide film are shown in
Table 2.
By comparing the theoretical calculation results with the actual experimental results, it was found that at low current densities, the difference between the calculated thickness and the measured thickness is small, while at high current densities, the difference is relatively large. This is mainly due to the fact that as the current density increases, the surface temperature of the oxide film increases, and it is difficult to ensure a stable surface temperature. The increase in surface temperature causes the sulphuric acid to dissolve the alumina at a faster rate. Meanwhile, at higher current densities, significant oxygen bubble formation can be observed on the anode surface, and the current efficiency is reduced. In the current density range of 1.5 A/dm2 to 4 A/dm2—i.e., the range of current densities commonly used for sulphuric acid anodizing, advance calculation of film thickness can be achieved.
The anodizing times for the time groups were 20, 30, 40, 60, 90 and 120 min. After calculation and experiment, the oxide film thicknesses are shown in
Table 3.
After comparing the measured film thickness with the calculated film thickness, the maximum difference between the predicted and actual values in the range of 20 min to 120 min is 1.98 μm, which can be considered as achieving advance calculation of the oxide film thickness considering the error during the actual preparation.
The anodizing temperatures for the temperature groups were 10, 15, 20, 25 and 30 °C. After calculation and experiment, the oxide film thickness is shown in
Table 4.
After comparison, the maximum difference between the predicted and actual values is 0.84 μm in the range of 10 °C to 30 °C. It can be assumed that the advance calculation of oxide film thickness can be achieved in this temperature range.
In an ideal model, the thickness of the anodic oxide film is proportional to the current density. However, in the actual preparation process, the current efficiency tends to decrease as the current density increases. The relationship between current density and current efficiency is brought into the model to obtain a predictive model of anodic oxide film thickness. Eight points in the range of 1.50 to 4.00 A/dm
2 were selected for simulation, combined with the experimental data. The current densities of 2.25, 2.50 and 3.50 A/dm
2 are validation experiments after simulation. A comparison of the simulated film thickness with the measured film thickness is shown
Figure 4.
It can be found that the overall difference between the simulated film thickness and the experimentally obtained film thickness is small. The largest difference is 3.98 μm at a current density of 3 A/dm2 while the other thickness differences are less than 2 μm, which meets the required thickness calculation accuracy. Therefore, it can be concluded that the present model can calculate the anodic oxide film thickness of 6061 aluminum alloy accurately in advance within a certain current density range.
In the constant current mode, oxidation time is directly related to oxide film thickness, which in ideal conditions is proportional to time. In fact, time mainly affects the current efficiency of the anodic oxidation process, and the current efficiency changes in real time with the change of time. This model does not take into account the real-time changes in current efficiency, and the average effect of time on current efficiency is brought into the simulation model to obtain a predictive model related to oxidation time. A comparison of the simulated film thickness with the measured film thickness is shown in
Figure 5. The two groups with oxidation times of 75 and 105 min were validation experiments after the simulation.
The maximum difference between the calculated film thickness and the measured film thickness is 3.74 μm when the time is 90 min. The results achieve the required accuracy for film thickness calculations, and it can be assumed that advance calculations of anodic oxide film thickness can be achieved in the range of 20 to 120 min.
Ideally, temperature does not affect oxide film thickness under the premise of constant current. In practice, temperature affects current efficiency during experiments. The effect of temperature on current efficiency is brought into the simulation model to obtain a prediction model for oxide film thickness. Eight points in the range of 10 to 30 °C were selected for simulation calculations, and combined with the experiments, the simulated film thickness and the measured film thickness were obtained as shown in
Figure 6. The three groups with temperatures of 18, 22 and 27 °C are validation experiments conducted after simulations.
The deviations between the simulation results and the actual values of the temperature group are all below 2 μm, which meets the requirements for the film thickness calculation accuracy and can be considered as achieving the advance calculation of the film thickness in the range of 10 to 30 °C.
4. Parameter Correlation of Oxide Film Surface Quality and Laser Resistance
The specimens of the current density group (1.5, 2.0, 3.0 and 4.0 A/dm
2), time group (30, 60, 90 and 120 min) and temperature group (10, 15, 20 and 30 °C) were anodised respectively. After the deposition of CdSe nanoparticles and the sealing process, the specimens were subjected to SEM characterisation and roughness inspection. The SEM characterization of the current density group is shown in
Figure 7, and the roughness results are shown in
Table 5, where the current density in
Figure 7A is 1.5 A/dm
2,
Figure 7B is 2.0 A/dm
2,
Figure 7C is 3.0 A/dm
2 and
Figure 7D is 4.0 A/dm
2.
At a current density of 1.5 A/dm2 the surface is relatively flat with microscopic pits but with small depths and soft borders. At a current density of 2.0 A/dm2 the surface has more microscopic pits and sharp borders with increased depths. When the current density was increased to 3.0 A/dm2, stripes appeared inside the microscopic pits. When the current density was increased to 4.0 A/dm2, the surface was more broken, the defects increased and stripes also appeared inside the microscopic pits. Overall, when the current density is less than or equal to 3.0 A/dm2, the difference in microscopic morphology is small but still tends to deteriorate, which indicates that the sealing process is beneficial to improving the surface morphology of the specimen.
The surface deteriorates significantly when the current density reaches 4.0 A/dm2. Ra values increase with increasing oxidation current density, but the difference in Rmax values is small. This is because as the current density increases, the local temperature on the surface of the specimen rises too quickly, accelerating the dissolution of sulphuric acid on the oxide film, so the surface of the specimen is more broken at higher current densities.
It is evident that as the oxidation time increases, the teardrop pits on the surface of the oxide film gradually increase and deepen. When the oxidation time is 120 min, deeper defects on the surface of the oxide film have a negative impact on the uniformity of the film. During the roughness test, the Ra value of the oxide film increases with time while the Rmax value only increasing significantly at 120 min. It indicates that the surface quality and roughness of the oxide film increases slightly with time, when the oxidation time does not exceed 90 min. However, when the oxidation time exceeds 120 min, large deep pits appear on the oxide film, which affects the uniformity of the film formation.
Droplet-shaped craters appear on the surface of the specimen at temperatures of 10 and 15 °C, and the difference is that the boundary of the crater is sharper at 15 °C. Tiny cracks begin to appear on the surface when the temperature rose to 20 °C, and the cracks on the surface of the specimens increased significantly as the temperature rose further to 30 °C. It can be assumed that the surface quality of the anodised film deteriorates as the temperature rises. The difference in Ra and Rmax values between the specimens at 10, 15 and 20 °C is not significant, but at 30 °C the Ra and Rmax values increase significantly. The oxide film roughness does not change much in the lower temperature range, but at higher temperatures the oxide film becomes significantly rougher.
The light absorption diagram of the film system in this study is shown in
Figure 10. The incident light has a primary reflection on the surface. Because both silicon oxide and pure aluminum oxide are highly transparent materials, the surface reflectivity is extremely low. The light then refracts into the porous aluminum oxide layer and reaches the aluminum alloy substrate at the bottom after being absorbed by the film system. The aluminum alloy is a high reflective material. After the reflection of the substrate and the secondary absorption of the porous layer, the light finally emits out of the film system after the refraction of the surface layer. Here, the refraction between the silicon oxide layer and the porous alumina layer is ignored.
The morphology of the laser damage pits showed two typical characteristics. At thin film layers and high laser energy densities, the film layer underwent brittle fracture and peeled off with a sharp and neat fracture, as shown in
Figure 11A. When the laser energy density is low or the film layer is thick, the film layer does not peel off, but becomes a damage pit with a certain slope, the SEM characterization is shown in
Figure 11B. This is because when the laser irradiates the light absorbing film, if the laser is completely absorbed by the film and does not reach the substrate, the film will melt under the action of huge energy. The melting position expands, and the upper film layer mechanically collapses along one side to release energy. If the laser reaches the substrate, due to the low melting point of the aluminum alloy, the substrate will melt as a whole, and the upper film will be damaged mechanically. For the interaction between laser and film, please refer to our previous work for details [
18].
The results of the laser damage experiments for current density group are shown below, measuring the relative height of the damage position midpoint as shown in
Figure 12. The average damage width, average damage depth and maximum damage depth of different specimens after laser shock at various energy densities are shown in
Table 8. When the laser energy density was 0.3 J/cm
2, the film layer of each group was not damaged. When the laser energy density was 0.5 J/cm
2, the film layers of the specimens with oxidation current densities of 1.5 and 2.0 A/dm
2 showed damage, and the lower the oxidation current density, the greater the maximum damage depth. When the laser energy density is 1.0 J/cm
2, all four groups of specimens were damaged, and the lower the oxidation current density, the greater the maximum damage depth. After laser irradiation, the average damage width and the average damage depth are close if no overall peeling of the film layer occurs. While if overall peeling of the film layer occurs, the average damage width is close to the diameter of the laser spot and the depth is close to the thickness of the film layer. Overall, it appears that the anodising current density and the resistance of the film to laser damage are positively correlated within the scope of this study.
The results of the laser damage experiments for the oxidation time group are shown below, measuring the relative height of the damage position midpoint as shown in
Figure 13. The average damage width, average damage depth and maximum damage depth are shown in
Table 9. When the laser energy density was 0.3 J/cm
2, the film layer of each group was not damaged. When the laser energy density was 0.5 J/cm
2, damage occurred in the specimens with oxidation time of 30 min and 60 min, and the specimen with oxidation time of 30 min showed overall peeling of the film layer. When the laser energy density is 1.0 J/cm
2, all four groups of specimens were damaged, and the specimen with oxidation time of 30 min showed overall peeling. The specimens with oxidation time of 60 min, 90 min and 120 min have similar damage degree. The overall analysis indicates that the resistance of the oxide film to laser damage at lower laser energy densities is positively correlated with the oxidation time. At laser energy densities of 1.0 J/cm
2, the film layers at lower oxidation times will show overall damage, and the film layers at higher oxidation times show similar damage.
The relative height of the temperature group are shown in
Figure 14. The average damage width, average damage depth and maximum damage depth are shown in
Table 10. When the laser energy density was 0.3 J/cm
2, no damage occurred. When the laser energy density is 0.5 J/cm
2, the specimens with oxidation temperatures of 15 °C, 20 °C and 30 °C show film damage and the damage depth increases with the increase of laser energy density. When the laser energy density is 1.0 J/cm
2, all four groups of specimens were damaged. The films of specimens at 10 °C and 15 °C did not peel off, and the damage depth increased with the increase of temperature. The specimens at 20 °C and 30 °C have the overall damage of the film, and the depth is close to the thickness of the film. Overall, the anodizing temperature is negatively related to the laser damage resistance of the film.
The reason for the above results is that the thickness of the oxide film increases with the increase of the current density, and the radius of the nanopore also increases. This means that the thickness of the light absorbing layer increases, and the number of CdSe nanoparticles increases. Therefore, the laser damage resistance of the oxide film increases with the increase of current density. With the increase of oxidation time, the thickness of the oxide film increases, but the overall peeling of the film will still occur within a certain range. However, with the further increase of time, the laser energy is completely absorbed by the light absorbing layer before reaching the substrate, so the film is subject to gradient peeling. Time has little effect on the radius of nanopore, so when gradient peeling occurs, the damage condition is similar. With the increase of temperature, the quality of the oxide film becomes worse, the structure becomes loose and the mechanical strength decreases. Therefore, the laser damage resistance of the oxide film decreases with the increase of temperature.