Plato’s Tragicomic Ascent
Abstract
Or else, by some truly divine inspiration, a passion (erôs) for true philosophy takes hold…Plato, Republic 499c
1. Introduction
2. Visual Knowing
3. Laughing in the Face of Death
In fact, the very first thing Socrates observes on this, his last day among them, speaks to this same paradoxical condition:a very strange feeling (atechnôs atopon ti moi pathos) came over me, a bizarre mixture of pleasure (hêdonês) and pain (lupês)… and all of us were in the same condition, sometimes laughing (gelôntes), sometimes weeping (dakruontes).(Phaedo 59a)11
Socrates was speaking specifically of the physical experience of having his shackles removed. We will meet this image again in one of the most memorable and much-discussed images in the entire Platonic corpus.What a strange (hôs atopon) thing this so-called pleasure (hêdu) seems to be, my friends! How wondrous is its relation to what we tend to see as its opposite, pain (to lupêron)! They will not come to us both at the same time, but if we run after one of them and grasp it, we are immediately (schedon) compelled to grasp the other too; they are like two beings (du’onte) attached to one head (mias koruphês).(Phaedo 60b).
So eros would seem for Plato as well (see Fagan 2013, pp. 21–44). Socrates’s friends loved him sweetly, and this love has committed them to a bitter loss. Yet they laugh as well as cry on this, their friend’s last day.Eros dêute m’ o lusimelês donei,glukupikron amachanon orpeton---Eros the limb buckler once again shakes me,sweetbitter and impossible predator13
4. Shadow-Boxing in Court
5. The Shadow Philosopher
“Is there anything with which you can see other than eyes?(esth’ hotôi an allôi idois ê opthalmous;)Nothing at all.(ou dêta).”(Republic 352e)…
In little more than one Stephanus page, Socrates runs this claim all the way to the conclusion that he needed to posit against Thrasymachus: namely, that “injustice is never more profitable than justice” (Republic 354a). But, Socrates admits, he has been distracted away from his original interest, which lay with defining what exactly justice is (to dikaion ho ti pot’ estin) (Republic 354b). For this line of enquiry, they will all need to start over, and Glaukon will take up the role of primary interlocutor. He proceeds by asking Socrates questions, rather than vice versa, and he tells the startling story of a shepherd named Gyges, who descends into a cave, finds a ring on a corpse that makes it impossible for him to be seen… and thus he is liberated to act with remarkable viciousness. Appearances seem to matter more than the substance of virtue, Glaukon suggests, hoping to elicit a better defense of justice from Socrates. For the man who cares more for appearances, Glaukon adds, the best social strategy is to surround himself with “a shadow-image of virtue” (skiagraphian aretês), and to ensure that people focus on that image, rather than on the vicious fox trailing behind him (Republic 365c).“Is there then a virtue of eyes as well?(ar’ oun kai aretê ophthalmôn estin;)They have a virtue, too.(kai aretê)”(Republic 353b)
How, we are called to wonder, are we like shackled prisoners or cavemen? Simply put: because we are all in the dark; we see as poorly as they do.32 What we consider to be “the truth” (to alêthes) “is nothing other than the shadows (skias) of material things” (Republic 515c). This is unexpected: material things, as opposed to their shadows, constitute the real images in this allegory. Presumably, you would have to find a way out of the cave in order to be able to see that. The rest of Socrates’s word-picture is devoted to describing what happens when that happens: namely, when someone gets out of the cave.“I see (horô),” Glaukon tells Socrates. “Then see (hora) this too,” Socrates replies.There are people all along this wall carrying all sorts of things, which they raise above the wall, statues (andriantas) of men and other animals made of stone and wood and all kinds of material; presumably (hoion eikos), some of the people are speaking while others are silent.”“It’s a strange image (atopon eikona),” he said, “and strange prisoners (desmôtas atopous) you’re describing.”“They’re like us (homoious hêmin),” I said.(Republic 515a)
Owing to a peculiar modern weakness, we are inclined to imagine (vorstellen) the aesthetic proto-phenomenon in a manner much too complicated and abstract.
To be sure, Socrates and Plato (together with Euripides) were the main targets of Nietzsche’s ire in his uncanny first book. How, then, to read these two texts together? Perhaps it will help to recall that Nietzsche, an aspirational poetic thinker, had rendered his own image of Socrates and Plato, one that suited his more lyrical rhetorical purpose. Nietzsche, that is, was a sort of knowing Aristophanes, darkening Socrates with shadows of his own manufacture. As he makes clear in Sections 9–11 of The Birth of Tragedy, Nietzsche sought to make a new myth of ancient Greece, not to write ancient Greek history. His images of Socrates served his tragic myth-making. I am trying to shine some light on that caricature, in this essay. And I note that Nietzsche was as interested in Greek religion in this first book as I take Plato to have been in his Middle Period dialogues.41For the genuine poet (den ächten Dichter), metaphor is not a rhetorical figure but a vicarious image (stellvertrentendes Bild) that he actually beholds in place of a concept (an Stelle eines Begriffes)… How is it that Homer’s descriptions are so much more vivid than those of any other poet? Because he visualizes so much more vividly (weil er um so viel mehr anschaut). We talk so abstractly about poetry because we are usually bad poets.
6. Conclusions: Of Caves and Temples
Paul Shorey casually observed that, while it is interesting to speculate on the source of Plato’s imagery here, “it bears no significance for the interpretation of the thought” (Shorey [1930] 1969b, 118–119na). I suggest otherwise.There are people all along this wall carrying all sorts of things, which they raise above the wall, statues (andriantas) of men and other animals made of stone and wood and all kinds of material; it would appear (hoion eikos) that some of the people are speaking while others are silent.(Republic 515a)
In this passage, the image of the Olympian Zeus offers us an image of tragicomic ascent that is both inspiring and vision-altering for the embodied soul in pain. The second description is still more remarkable, and it was one of Quatremère’s favorite classical citations. It comes from Quintilian’s Institutes of Oratory (12.10.9):O best and noblest of artists (dêmiourgôn), how pleasing and attractive a spectacle (horama) you have wrought, a vision of infinite delight for the benefit of all, both Greeks and barbarians, who have ever come here, as they have come in great numbers time and time again—this no one will deny. For even the non-rational (alogon) natural creatures would be struck with awe if they were once to see this great work… And among people (anthrôpôn de), whoever is burdened with pain in his or her soul (psychên), having borne many misfortunes and griefs in his life and never being able to attain sweet sleep—even that person, I believe, standing before this image (eikonos), would forget all the terrible and harsh things that one must suffer (pathein) in a human life. Such a wondrous vision (theama) did you design and fashion…(Cohoon 1977, II: 54–57)
This a truly remarkable statement. It suggests that a visual image, the image of a god, has the capacity actually to change, and to elevate, the received (that is, the “traditional” or “inherited”) religion of the Greeks. Art is not only like religion; Art’s visual images can change religion and improve its means of seeing and saying. Images have the power to heal and to elevate, not simply to distort or to mislead. They can contribute to newer and sharper vision. That, I have suggested, is what Plato attempts in his extended word-pictures from the Republic.On the other hand, Pheidias is thought to be better at representing gods than men (tamen dis quam hominibus effingendis melior artifex creditur). In ivory and gold he would be unrivaled even if he had created nothing more than the Athena in Athens (Minervam Athenis) and the Zeus at Olympia in Elis (Olympium in Elide Iovem), the beauty of which is said to have added something to the received religion (receptae religioni), so perfectly does the majesty of the work equal the majesty of the god (adeo maiestas operis deum aequavit).(Butler 1979, IV: 452–455)
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Conflicts of Interest
| 1 | Andrea W. Nightingale provides a book-length treatment, as well as a cultural/philosophical history, of ancient Greek theôria in Nightingale (2004), where she distinguishes “civic” from “private” enactments (pp. 72–93), and develops the relationship between wonder (thauma) and vision (theôria) in conclusion (pp. 253–68). That conclusion expands upon her essay (Nightingale 2001). |
| 2 | A brief word on beginning with the Statesman and Sophist. As my epigraph suggests, I will take a closer look at the Republic, and especially at the famous Cave Allegory, near the end of this essay. I will link my interpretation to the other Middle Period dialogues–Phaedo, Phaedrus and Symposium–in order to highlight the convergence of themes most relevant to the essay. What the Statesman adds is the longest and most explicit display of dichotomous thinking, and a troubling of the concept of two (that is, of binaries) playfully rendered by presenting two figures named Socrates in the text. |
| 3 | For the Greek text of the Statesman, I am using Fowler and Lamb ([1929] 2001, pp. 4–195). Unless otherwise noted, translations from the Greek texts are my own. |
| 4 | I am indebted to the suggestive numerological and rhetorical analyses in Castoriadis (2002, esp. pp. 34, 58–60). |
| 5 | |
| 6 | The relevant parallel passages are Mark 1:17, Matthew 4:19, and Luke 5:10. |
| 7 | |
| 8 | Cornelius Castoriadis divided the Platonic corpus into four periods, the last of which offers “a philosophy of the mixed, at the ontological and cosmological level as well as at the anthropological and psychological level” Castoriadis (2002, p. 30, see also pp. 17–19). Castoriadus considers the Theaetetus, Sophist, Statesman, as well as the Laws, as the centerpieces of this period. |
| 9 | |
| 10 | I have been informed by Jeffrey Stout’s attempt to retrieve this word for religiously pluralistic contexts, in a chapter fittingly titled “The Contested Sacred” (Stout 2010, pp. 210–34). The thrust of his argument is to distinguish voting, which is the expression of a preference among choices we did not choose, from grass roots organizing, which tends to be organized around higher order, hence “sacred,” concerns (including the right to vote, itself). |
| 11 | Phaedo also refers to the entire experience as a “marvelous feeling” (thaumasia epathon); we will see how important marvels are to Plato’s visual-and-sensual vocabulary below. For the text of the Phaedo, I am using Fowler and Lamb ([1914] 1995, pp. 200–403). I am aware of the newer Loeb volume by Emlyn-Jones and Preddy (2017). |
| 12 | |
| 13 | |
| 14 | |
| 15 | As noted above, I am aware of the newer volume by Emlyn-Jones and Preddy (2017), which does not include the Phaedrus. I suspect that the decision first to include the Phaedrus in Volume I, then later to exclude it, has to do with changing scholarly opinions regarding Friedrich Schleiermacher’s hermeneutic argument that the Phaedrus was the first dialogue Plato wrote. The idea is developed brilliantly in Lamm (2021). |
| 16 | I am aware of the newer, two-volume Loeb edition by Emlyn-Jones and Preddy (2013). |
| 17 | |
| 18 | I am aware that the term first appears in Latin, in the Prologue to Plautus, Amphitryon:
While Plato does not use this word, he displays profound interest in mixing rather than dichotomies, and what such mixing produces, throughout the Middle Period dialogues. |
| 19 | See Nightingale (1995), for an analysis of Plato’s engagement with Attic tragedy (pp. 60–92, esp. pp. 87–90) and comedy (pp. 172–95). This builds upon work that she first presented in Nightingale (1992). |
| 20 | For the Greek text of the Apology, I am using Fowler and Lamb ([1914] 1995, pp. 68–145). As noted above, I am also aware of the newer volume by Emlyn-Jones and Preddy (2017). The three charges were: first, that Socrates disrespected the traditional gods of the city; second, that he introduced new gods into the city; and third, that he corrupted the youth of the city. |
| 21 | |
| 22 | This is one of the most justly famous passages in all of Plato’s writings concerning the question of how to interpret images (Republic 514a–518b) although, as Andrea W. Nightingale has shown, there are others, and they do not entirely line up in what they propose. Nightingale makes much of the companion myth from the Phaedo (113d–114d) and some later iterations in Aristotle and Lucretius. I would add the images of the soul’s erotic ascent in Symposium and Phaedrus to that list. That death is the implicit or explicit topic at so many points should cause us to wonder. That the pain of the ascent is so prominent should do so as well. Nightingale argues that the Cave Allegory offers an ideal image that is not practicable (Nightingale 2004, pp. 98–107); I hope to stage a reading that highlights its non-ideal dimension. I have communicated my deep appreciation for Nightingale’s contributions in previous notes. Here I wish to add Nightingale (2021) to that list. |
| 23 | I am indebted to Martha C. Nussbaum’s account of the literary legacy of the so-called ladder of erotic ascent in Diotima’s speech from the Symposium, as explored in her Gifford Lectures (Nussbaum 2001, esp. pp. 457–500). |
| 24 | I echo the title of Carson (1986), a remarkable text that weaves together Sappho’s poetic fragments and Plato’s Phaedrus in order to construct a grand vision of philosophical desire, one in which the wooing of love and the wooing of knowledge are inseparable. |
| 25 | For the brilliant linkage of Simonides’s poetic career to the rise of a Mediterranean economy in coin, as well as Simonides’s knowing manner of navigating both worlds, see Carson (1999), as well as the discussion of this work in the context of Carson’s broader erotic and philosophical concerns in Ruprecht (2022a, op. cit., 89–96). |
| 26 | This is the same word that Plato will employ to great effect in the Laws, where actual legislation requires a prelude to advocate for the virtue of the laws with a more lyrical form of persuasion. |
| 27 | I confess that I have tended to read this argument as more than a little silly, as well as strange. Indeed, the opposite strategy had been proposed in the Sophist, when they were trying to define the nature of the “species” (phylon) of the sophist: If we are inquiring into great matters (tôn megalôn), then it is best to work on small and easy matters (en smikrois kai rhaiosin) first, before tackling the greatest ones (prin en autois tois megistois), we are told there (Sophist 219c–d). My concerns notwithstanding, Aristotle’s careful parsing of the parts of the soul in Book Six of the Nicomachean Ethics, which is placed immediately after his discussion of justice in Book Five, shows how the same Greek vocabulary was used for political bodies and for parts of the individual soul, so perhaps this Socratic analogy might have seemed less specious in the Greek language. |
| 28 | As I noted above, for the Greek text of the Republic, I am referring to Shorey ([1930] 1969b), two volumes, II: 15n4. This wonderful phrasing is Shorey’s. |
| 29 | The strange mixing of the senses—hearing and sight—seems to be designed to remind us that Socrates is painting pictures in words here. |
| 30 | We will recall that this same word was deployed in Book Two, in order to establish the new approach: namely, of looking for the “bigger” form of justice that is visible in word-images of cities rather than in individual souls. |
| 31 | The word that Socrates uses here for image-making (apeikonô) is still the word used in Modern Greek to describe ancient rock carvings on Crete. I will return to that idea, and that image, at the end of this essay. |
| 32 | |
| 33 | One sees the effects of this allegory also on the strange report of Jesus’s healing of an anonymous blind man, whose sight is similar restored in elusive stages, at Mark 8:22–26. |
| 34 | |
| 35 | |
| 36 | In an aside that later Christians also would make much of, Socrates tells Glaukon that he will also see this, if he does not make a misstep, or sin against (hamartêsei) Socrates’s hopes for him (emês elpidos), since he knows what Glaukon wishes to hear (Republic 517b). |
| 37 | Some excellent material on the sanctuary at Eleusis and the Eleusinian Mysteries include the classic study by Mylonas (1962), as well as several more recent works including: (Bowden 2010, pp. 26–48; Bremmer 2014, pp. 1–20; Clinton 1992; Cosmopoulos 2015; Miles 1998; Robinson 1998). Two more creative meditations on Eleusis and its rituals are Calasso (1993, pp. 197–221) and Martín-Velasco and Blanco (2016). For much of this material I am indebted to my good friend and colleague, Sandra Blakely of Emory University, who permitted me to audit her graduate seminar on “Mystery Cults in the Greek and Roman World” in the spring of 2016. It was a thrilling and illuminating experience. |
| 38 | The theôros, as Andrea Nightingale reminds us, was sent by the city to witness and to report upon such religious visions (theôria); see Nightingale (2001, pp. 23–58). In the early second century CE, Theon of Smyrna (70–135 CE), allegedly writing on mathematics, orchestrated a robust comparison between Platonism as he understood it, and the Eleusinian Mysteries. See Garnsey (2009, pp. 327–40, esp. 329). |
| 39 | This matter of appearance is especially relevant for philosophy in the visual fields I am tracing here. For a stunningly original reading of the Phaedrus, one that argues for the constitutive and even soul-making power of forgetfulness, see (Rapp 2014). |
| 40 | For the German text of Die Gebürt der Tragödie, I am using Nietzsche (1967–1977, I: 11–156, here 65). It is instructive that Nietzsche revised the subtitle of the book in 1885, from “Out of the Spirit of Music” to “Hellenism and Pessimism,” to highlight his tragicomic interests there. |
| 41 | |
| 42 | Several of the landmark modern discussions of Stone Age cave art include: Breuil (1952), later re-published as Breuil (1979); Graziosi (1956), later re-published as Graziosi (1960); Hoyes (2012); Katsarou and Nagel (2020); Laming-Emperaire (1962); Leroi-Gourhan (1982); Leroi-Gourhan (1967); Marshack (1991); Lewis-Williams (2002); Windels and Laming-Emperaire (1948). |
| 43 | I am indebted to the English translation by Donald F. Brouchard and Sherry Simon (Foucault n.d.). These observations were inspired by Foucault’s laudatory account of two recent books by Gilles Deleuze, Difference and Repetition and The Logic of Sense, texts that inspired Foucault to postulate that the twentieth century might be remembered as “Deleuzian.” For more on that curious idea, see Buchanan (1997). |
| 44 | |
| 45 | The most shattering single example of this is surely the polemic he published in the same year that Le Jupiter Olympien appeared. |
| 46 | See the suggestive observations about visual arts and incarnation in Quatremère (1818, Lettre VI; 1823, pp. 216–33; 1836). |
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Ruprecht, L.A., Jr. Plato’s Tragicomic Ascent. Religions 2026, 17, 156. https://doi.org/10.3390/rel17020156
Ruprecht LA Jr. Plato’s Tragicomic Ascent. Religions. 2026; 17(2):156. https://doi.org/10.3390/rel17020156
Chicago/Turabian StyleRuprecht, Louis A., Jr. 2026. "Plato’s Tragicomic Ascent" Religions 17, no. 2: 156. https://doi.org/10.3390/rel17020156
APA StyleRuprecht, L. A., Jr. (2026). Plato’s Tragicomic Ascent. Religions, 17(2), 156. https://doi.org/10.3390/rel17020156
