3.1. Biology and Ethics
Fraternity is a concept that from the first beginning of its understanding already intends both a biological and an ethical reality. At its simplest, brothers or sisters denote individuals who share the same parents and whose relationship is shaped by being children in the same family. They contribute to and share dependencies on the same pool of resources. They discover a sense of fairness in this relationship. As adults, they continue to share inherited features from their parents and childhood experiences that they carry into their adult life. Now independent of each other and their parents, they may retain a bond that allows one to rely on the other in times of need. They may consider this bond and its obligations to care involuntary, as a demand inherent in their nature. Furthermore, the bond of fraternity established in their interdependency can make bearable what is otherwise a dispiriting existential loneliness of personal being that seeks to be known by another. However, this fraternal bond is not merely a matter of biology and biological instinct. Non-related others may be adopted into the same kind of relationship. The recognition of brothers and sisters by adoption or some other way, such as through fraternal organizations, expands applications of the concept from its roots in biology to the larger context of the human ethical order. We can begin with biology, understand it, and then transcend biology’s limited understanding by fulfilling it without losing our grounding in biology. Then, the meaning of fraternity can even become a universal concept embracing the whole human race, as it does in Article 1 of the Universal Declaration of Human Rights: “All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood”.
14 In this sentence, the transition from what human beings are and how they ought to act is made through the concept of fraternity.
But the genetic origin of the meaning of fraternity is the ethical experience of children growing up together and understanding each other through their dependencies on shared caregivers. Expectations regarding proper interpersonal peer relationships are established in the experience of fraternal relationships. This makes fraternity a biological concept that can be seamlessly transformed into an ethical concept while retaining its univocal meaning: Being with another one like I am someone, being with someone whose needs and obligations are like my own, being with someone who needs to be sustained as I must be sustained. It is a concept of equality with me, but it is also a concept of distinction from me. The other and I are not one, but we are in relationship, and it is a relationship of dependencies on care by others. It is this grounding in the experience of dependency and care—even when it might be a competition for insufficient care in less idealized circumstances—that defines fraternity and makes it a suitable concept that can be placed in between autonomy and hierarchically ordered structures of authority and obedience.
3.2. Fraternity in Religious Life
While fraternity is a universal concept in all cultures and religions, I wish to explore it specifically in Franciscan life. The meaning of fraternity in Franciscan life is best seen when the Franciscan rule is considered against the background of the oldest rule for Christian religious life still in use today. This is the Rule of St. Benedict.
15 This comparison is not meant to suggest that fraternity is a Franciscan invention that distinguishes them from others. St. Benedict also speaks of the monks as brothers, but the concept of fraternity formed by them is not a significant theme in the rule itself. His prologue addresses the individual monk in his relationship with God, and his rule is meant to direct the individual monk’s conduct towards a deeper spiritual life. Monasticism remains fundamentally defined by the solitary life of each monk even when it is lived as communal life by the Rule of St. Benedict. In as much as they are a community, the monks are like hermits who share a dwelling and cooperate in the upkeep of their collective hermitage. Therefore, silence is an important part of their life.
16Considering the Franciscan rule requires knowledge of its complex history. The rule that was officially approved is the rule of 1223, which follows the Church’s Code of Canon Law with its expectations for a well-ordered religious community. For those wanting to understand the meaning of fraternity in the Franciscan tradition, more insightful is an earlier rule, now referred to as the Rule of 1221, which was never formally approved and appears to have been a community rule that was developed and amended as needed by the early Franciscan community (
Flood and Matura 1975). The grounding of this rule in the history of the early Franciscan community gives us insights into their self-understanding as a fraternity, without being constrained by the ordinary expectations of the hierarchically ordered Roman Catholic Church for proper governance of a religious order.
Whereas the Rule of St. Benedict understands itself as “a school for the service of the Lord”
17, the 1221 Rule speaks of “following the teaching and footprints of our Lord Jesus Christ”.
18 A school has teachers and students, but the Christian discipleship of which the Gospels speak is a community of equals that has only one master and teacher, Jesus Christ. Towards the end, in Chapter XXII, the 1221 Rule quotes Mt 23:8-10 (… do not call yourself teachers … you have one teacher … you are all brothers and sisters … you have one Father, the one in heaven …”).
19 Whereas the Rule of St. Benedict is a rule for those few who wish to become perfect, the Franciscan rule responds more directly to the universal call to holiness that goes to all men and women.
Right after defining the Franciscan community in this way, the 1221 Rule speaks in the second chapter of the manner in which newcomers to the community are to be received. They are to be received with kindness, encouragement, and the Franciscan way of life is to be explained to them. Thereafter, they may enter the community for a year of probation. The Rule of St. Benedict does not address the receival of new members until the 58th chapter. The newcomer is to be tested by receiving him or her with harshness so that their ability to persevere is assessed. He or she needs to be suitable to bear the hard and rugged ways of monastic life. Here, the newcomer is not meant to experience the monastic community as a welcoming fraternity, but as a means of testing whether the newcomer is capable of following Christ as perfectly as necessary for monastic life.
20The elitist spirit of monastic life is also expressed in the way leadership is understood. St. Benedict reminds the abbot or abbess of a monastery that they are called by the name of Superior, and they are supposedly superior to the others in the devotion to Christ and imitation of him.
21 They are called to be fathers, to take the place of Christ in the monastery who represents our true Father in Heaven. They are “to govern their disciples through their … teaching” and encourage the good and discipline those of “harder hearts and ruder minds”.
In the 1221 Rule, a different emphasis is made. The words “school”, “teacher”, or “disciple” are not used.
22 Chapter VI stipulates that no one is to be called Prior, but all are called lesser brother. This is preceded by giving each brother recourse to their minister if they cannot observe this form of life, and the minister is called upon to provide for them as he would wish to be provided for. Earlier, in Chapter IV, the ministers are reminded to be servants of their community and that the care of their brothers is entrusted to them. The brothers are called to obedience, but even the all-important religious vow to obedience is qualified by the addition “in all matters concerning the well-being of their soul and which are not contrary to our way of life”. Ultimately, the obedience is not to the minister but to “our way of life”. The authority of leadership is qualified by the authority of the community. Neither the minister nor the individual brother is autonomous in this way of life, but their personal autonomy is exercised within the needs and collective subordination of the community and their understanding of the Gospel way of life.
In the 1221 Rule, the name “Father” always refers to the first person of the Trinity. Rather than using paternal images as is traditional in the Church when speaking of authority, St. Francis uses the image of motherhood. “Let each one love and care for his brother as a mother loves and cares for her son” is written in Chapter IX. This chapter is already on the topic of dependency on support from others, as it opens with the instructions for begging alms, and it continues with instructing the brothers to make their needs known to each other so that they can minister to each other. It recognizes the brothers’ dependencies and needs that are met by the kindness of others. Motherhood is used as an image not only here but even more so in St. Francis’s Rule for Hermitages.
23 There, brothers are to take turns being either mother or son, with the mother caring so that the son can spend his days in prayer. After a mutually agreed upon time, they change roles, and the son becomes the mother, and the mother becomes the son. Motherhood is used as an image rather than a category of lasting identity, but the initial contents of the image that defines its meaning is the actual experience of motherly care that many have received in infancy and becomes the idealized image of motherhood that Francis uses.
What emerges from this short reflection on fraternity is this. What the Rule of St. Benedict shares with the Franciscan 1221 Rule is that either rule is meant to lead the one living by this rule into a closer relationship with God. Either rule is meant to lead to eternal life. But where the Rule of St. Benedict places the superior into the mediating place between God and the brother or sister seeking God, the 1221 Rule places the community, and it is meant to be a community motivated by a spirit of maternal care. There is no suggestion that this emphasis on maternal care rather than paternal authority is just a preferred way of life, rather than an understanding of how to find closeness with God. The spirituality and the prayers written by St. Francis clearly are about the salvation of each individual soul. He seeks Heaven, not worldly comforts, for himself and all others living like he does. But he sees the caring community and not an authoritarian superior as the means in which the rightful autonomy of the individual is disciplined and directed towards its proper goal—the Kingdom of God. This seems altogether safer, considering how hard it is to know everything about any one man and how often one is disappointed by deep flaws hidden behind even the most credible façade of holiness.
24 No one man’s heart can ever be entirely unstained by evil—lest it is the heart of Jesus Christ. The mutuality of responsibility of a community living in the way of the Gospel seems a much more secure way to ensure that leadership cannot do evil in the hearts of the brothers. It may not be the most efficient way when there is a task to accomplish, but it is the safest way to ensure that everyone is well cared for while also doing his or her share in caring for the others, and it seems that St. Francis sees this as the best way into the Kingdom of God.
However, there are limits to this approach of understanding authority when an organization grows. While the 1221 Rule was the informal rule that grew with the order but was never approved, the 1223 Rule became the official rule of the Franciscans that has remained valid until today.
25 It is not dramatically different, and it retains the spirit of Franciscan simplicity and poverty that is characteristic of the 1221 Rule, but it lacks the many details that show the meaning of fraternity that we find in the 1221 Rule. The question of the use of authority is much more streamlined in the 1223 Rule, as the Franciscan Order was already quite large and would eventually grow even larger. It could no longer function as a fraternity in the strict sense, or a community in which most brothers know the needs of most other brothers. Fraternity is not a realistic means of building functional large-scale political structures, but the experience of fraternal life does form competent leaders who may then be entrusted with hierarchical authority. For the concept of fraternity to be consistently applied in daily life, it must remain within what one person can experience as community. However, fraternity provides us with a hermeneutical key towards understanding relationships, including relationships of authority that extend beyond the individually experienced community. Furthermore, it lets us understand one person’s autonomy as not just carving out a space for detached private decision making but as understanding human autonomy as a means to build up the interdependency of care that is at the foundation of human being.
3.3. Fraternity in the Canticle of Creatures
Another text to be considered here is the Canticle of Creatures, where St. Francis speaks together with all creation as a fraternity that forms a family in praise of God.
26 He composed this canticle shortly before his death, and he composed it not in Latin but in his Umbrian Italian dialect, which is his native tongue and the language he would use in speaking with a friend. He addresses God as “mi signore,” uncharacteristically for him using the personal possessive pronoun in the first person singular, which further emphasizes the closeness with God that he felt while composing this canticle. In the first two verses, St. Francis sings on behalf of all humanity the praises of God to whom alone all praise is due. But St. Francis also recognizes man’s unworthiness before God, on account of man’s fall into separation from God. The canticle continues with verses 3 to 9, in which St. Francis sings of how all creatures praise God. But these are not the creatures of our world, akin to the praise in the Canticle of the Three Young men in the Book of Daniel. Not the animals and plants or even ourselves give praise, but the heavenly creatures of sun, moon, and stars, and the earthly creatures of wind, water, fire, and earth. It is the perfection of the heavenly creatures and the perfection of the original earthly elements of which all is made that praises God. But in this Canticle, he addresses each as brother or sister, applying the concept known to us for individual real beings rather than abstractions. Fraternity is the concept that bridges the experienced reality of actual creatures in their imperfections and idealized creatures in the perfection of God’s creation.
Sir Brother Sun
27 at the start and Sister Mother Earth at the end frame the praises of the creatures. There is a family formed by these creatures, and while God is their origin, the images of parental care are retained, now both male and female, in an overall order of creatures and creation that is fundamentally fraternal. In the remaining four verses, the canticle speaks of human reconciliation, human suffering, and the specifically human experience of knowing the coming of our own death. In this part, the Canticle returns to the human being who through being a peacemaker is giving praise to God. Through reconciliation among each other, we reconcile the world with God to whom we hope to return in God. Working towards reconciliation in awareness of our death and desiring return to God is our place in the fraternity of creatures.
St. Francis’s companions left us with a description of how the canticle was composed.
28 The first nine verses respond to a vision that he had while he was in great suffering, and this vision promised him not only eternal life in heaven but also assured him that he was already partaking in this life now. This makes these verses an eschatological vision, or a vision of the world to come as it is restored to full harmony with God at the end of time. He later amended the Canticle by adding the last four verses that speak of human reconciliation and the coming of death. His companions would write that this was done in the context of a conflict in his hometown that threatened the peace that St. Francis wanted to preserve. Jacques Dalarun insightfully suggests reading the Canticle as a drama in three parts that begins, in the first two verses, with the experience of separation from God. It continues up to the end of the 9th verse by singing of the goodness of God’s creation, and it concludes in the last part by calling for reconciliation so that a peaceful death may return us to God (
Dalarun 2015). This dramatic reading of the Canticle considers it a call to action that leads to concrete consequences of our understanding of nature as creation.
Therefore, the Canticle of Creature challenges us to apply the concept of fraternity not only to communal life of individuals who already share much common ground in their outlook on life but also to understanding concretely embodied natural being when it is not like us. Fraternity with creatures lets us interpret the embodied biological life of all creatures, including ourselves. When fraternity is understood out of its original meaning of communality of biological interdependency of embodied being, then it unlocks the meaning of our relationship to nature, including our own nature.
29 It interprets embodied weaknesses, defects, needs, and dependences not negatively as mere limitations to our human autonomy but positively as a call to respond through life-giving community.
We must now return to the remarkable absence of animals and human beings from the creatures that give praise in (following the divisions made by Dalarun) the second part of the Canticle, or verses 3 to 9. However, the earthly elements are not merely idealized and abstract but described as useful, by producing the herbs and fruits that sustain us and the animals. The being of creatures is understood as caring for others. But each creature is also valued for what it is in itself. It is not as if each creature were valued only in as much as it is useful, but its inherent value is seen also in its utility. Indeed, in the understanding of fraternity, we value a brother or sister not only for the security of fraternal support for us. Instead, we recognize a brother or sister as one equal to me whose life I value as I value my own. Paraphrasing Scripture, we could say that we love our brother and sister as ourselves.
This value is not merely the sum of any concretely present momentary powers. In recognizing a brother or sister, we recognize a past and a present, and we already anticipate a future that is implied by the past and present. A life is always such a story. In a brother or sister, we recognize the other as a story and not just a current fact whose subsequent future is without basis in real being and of no concern to us now. The potential of the future is embodied in concrete biological being, rather than merely in our imagination, in the already realized past and in the present reality with powers and needs. Sustaining the reality of this future becomes a duty on those who are called to sustain it by recognizing the other as brother or sister.