Phenomenology and Transcendence: On Openness and Metaphysics in Husserl and Heidegger
Abstract
:1. Introduction
2. Phenomenological Transcendence in Husserl and Heidegger
2.1. Husserl’s Phenomenology: Reduction and Transcendence
Just as the reduced Ego is not a piece of the world, so, conversely, neither the world nor any worldly Object is a piece of my Ego, to be found in my conscious life as a really inherent part of it. […] This “transcendence” is part of the intrinsic sense of anything worldly, despite the fact that anything worldly necessarily acquires all the sense determining it, along with its existential status, exclusively from my experiencing.
2.2. Heidegger’s Phenomenology: Intentionality, Transcendence, and the Unity of Dasein
3. Transcendence as Difference: Levinas, the “Theological Turn,” and the Limits of Phenomenology
3.1. The Reception of Husserl in France: Levinas on Husserl through Heidegger
3.2. Marion as Case Study: On the Theological Turn and the Freeing of Transcendence
4. Emendations: The Capacity for Transcendence in Transcendental Phenomenology and Fundamental Ontology
4.1. Proto-Christian Life: The Epochē of Grace and the Self-Enclosedness of Dasein
If philosophy…exists…as questioning knowledge [fragendes Erkennen], i.e., as research [Forschung], simply as the genuine, explicit actualization of the tendency towards interpretation which belongs to life’s own basic movements (movements within which life is concerned about itself and its own Being); and secondly, if philosophy intends to view and to grasp factical life in its decisive possibilities of Being; i.e., if philosophy has decided radically and clearly on its own…to make factical life speak for itself on the basis of its very own possibilities; i.e., if philosophy is fundamentally atheistic and if it understands this about itself; then it has decisively chosen factical life in its facticity and has made this an object for itself.
4.2. Teleology, Horizon, and Futurity: Husserl and the Possibility of a Phenomenological Theology
5. Conclusions
Funding
Conflicts of Interest
1 | For the sake of clarity, I will translate Heidegger’s “Seiend” as “entity” and his “Sein” as “being.” This is the way J. Macquarrie and E. Robinson’s translation of Sein und Zeit renders this distinction, though it seems to have fallen out of style in recent years. J. Stambaugh’s translation conveys this distinction through capitalization—“Seiend” is translated as “being” while “Sein” is translated as “Being.” Because this distinction names the ontological difference, I find it best to make this difference as clear as possible by using different English terms rather than a capitalized or uncapitalized version of the same word. |
2 | This reading of Husserl was made popular by Paul Ricoeur (Ricoeur 1967); A Key to Husserl’s Ideas I (Marquette University Press, 1996); (Ricoeur 1975, p. 85), Emmanuel Levinas (Levinas 1995, 1998, pp. 47–90; Maritain 1959). |
3 | Heidegger states in this regard: “Inasmuch as Scheler sees the person in the unity of acts, which means in their intentionality, he says: the essence of man is the intention toward something or, as he puts it, the very gesture of transcendence. Man is an eternal out-towards, in the way that Pascal calls man a god-seeker” (Heidegger 2009, p. 130). |
4 | German pagination. Because there are several translations of Sein und Zeit, I will henceforth give the German pagination whenever Being and Time is cited. |
5 | It is an open question whether for Husserl the “highly mediated cognition” of the divine transcendency should be considered a mode of givenness. I will return to this question toward the end of the paper. |
6 | Spiegelberg reports Jean Cavaillès’ impression of the event: “[Husserl was] very much the small town university type, in a frock coat and bespectacled, but in his delivery the warmth and the simplicity of the true philosopher” (Spiegelberg 1994, pp. 431–44). |
7 | Husserl’s philosophy came to be considered in its own right in France much later than one might first suspect. Prior to Levinas’ efforts, Husserl’s work was taken up in an ancillary manner, for instance as a method that might aid neo-Scholastic philosophy or as a precursor to the “true innovators,” Scheler and Heidegger, both of whose works were translated before Husserl’s. Spiegelberg attributes the eventual success of Husserlian phenomenology in France to Sartre, in particular to his 1936 essay On the Transcendence of the Ego (Sartre 1991) and his book-length studies on the imagination and the emotions (Sartre 2012; Sartre 1962), composed between 1936 and 1940. However, as De Beaubvoir writes in De Beauvoir (1960), Sartre was himself introduced to phenomenology through Levinas’s The Theory of Intuition, which, so the anecdote goes, he began to read voraciously as he walked home from the bookstore on Boulevard St. Michel. |
8 | (Husserl 2002, pp. 260), my emphasis. This transposition brings the discussion on the meaning of transcendence to bear on the current debate on the metaphysical neutrality of Husserl’s phenomenology. A full consideration of this is beyond the scope of the current paper, but the relevant texts are the following: Crowell (2001); Burch et al. (2019); Crowell (2008, pp. 335–54); Carr (1999); Zahavi (2017); Drummond (2019, pp. 265–73). |
9 | See (Heidegger 2005), esp. Part 1, ch. 2, §§ 4–11, 15–16; Part 3, ch. 2, §§ 46–47; ch. 3, §§ 47–49. In §47, Heidegger states that “the care about certainty [in the sense of an a priori apodicticity] is here a care about the formation of science…, [it is] based on a science held up as model,” and he continues in the following section: “The same care about certainty leads…to mangling…what…was positively accomplished in phenomenology, [namely]…with respect to intentionality insofar as this is always construed…as specific theoretical behavior,” so much so that “for every intentional context of a complex sort, theoretically meaning something forms the foundation, that each judgment, each instance of wanting, each instance of loving is founded upon a presenting [Vorstellen] that provides in advance what can be wanted, what is detestable and loveable” (208–9). |
10 | In (Cassara 2020), I detail Heidegger’s critique of Husserl on the unexamined assumption that phenomenology must be an a priori science. This assumption prevents Husserl from seeing that the a priori in phenomenology is the temporal and historical situation of the subject, i.e., the hermeneutic situation. In criticizing Husserl on his blindness to the historical, Levinas is very much following the same path as Heidegger and seizing on the same point regarding the hermeneutic nature of the knowledge that phenomenology affords. |
11 | See II.B above. |
12 | On the theme of transcendence in Levinas’s philosophy, see (Bloechl 2022). |
13 | On the connection between phenomenological transcendence and ontological difference, see also (Courtine 1990). esp. “Différance Métaphysique et Différance Ontologique,” as well as (Courtine 2005). |
14 | Emmanuel Levinas, “Transcendence and Evil,” in (Levinas 1998), p. 125. |
15 | Levinas is referring to (Marion 2012, p. 126). |
16 | On the aesthetic connection between Marion and Merleau-Ponty, see (Fritz 2009, pp. 415–40), which tacitly argues that (Merleau-Ponty 1968) informs Marion as well as Henry on the relationship between art and the manifestation of the invisible. |
17 | (Marion 1998, chp. 6, pp. 183–86) and conclusion. |
18 | See also (Marion 2002b, chp. 1) “Phenomenology of Givenness and First Philosophy.” |
19 | For Heidegger’s treatment of boredom as a fundamental attunement [Befindlichkeit], see (Heidegger 1995, chps. 2–4). |
20 | Jean-Louis Chrétien has profitably expanded the notion of the call from beyond phenomena in several of his works. See (Chrétien 2004, 2007). |
21 | (Derrida and Marion 1999, p. 66). Marion says, “I said to Levinas some years ago that in fact the last step for a real phenomenology would be to give up the concept of horizon. Levinas answered me immediately, ‘without horizon there is no phenomenology.’ And I boldly assume he was wrong!” Derrida responds, “I am also for the suspension of the horizon, but, for that very reason…I am not a phenomenologist anymore. I am very true to phenomenology, but when I agree on the necessity of suspending the horizon, then I am no longer a phenomenologist. So the problem remains, if you give up the [as-structure of hermeneutic understanding], what is the use that you can make of the word phenomenology?” [my emphasis]. |
22 | There is also no lack of criticism of Husserl’s career as a mathematician and logician, which for Marion means being a master of “poor” phenomena, phenomena so abstract and lacking in intuition that they are the only ones allowed to achieve perfect evidence. |
23 | (Marion 2002a) §20–23, in particular his distinction between “poor,” “common,” and “saturated” phenomena. |
24 | This is an extensive and definitive treatment of the subject of metaphysics in Marion’s work. |
25 | This is the case with the face of the other, which is saturated according to quantity, quality, and relation. See (Marion 2002a, p. 233; Marion 2002b, pp. 114–15; Gschwandtner 2014, pp. 100–1). |
26 | (Marion 2002a, p. 235; Marion 2002b, pp. 28–29, 52–53, 158–62), and the conclusion. |
27 | Book V, “The Gifted,” esp. §25–28. |
28 | In addition to Reduction and Givenness and Being Given, see also (Gschwandtner 2007, chp. 3; Pettinari 2014, esp. “Introduzione” §3, Part II §10, and Part III §§1 and 4). |
29 | This preferential option for Heidegger’s thought in those phenomenologies that seek “the transcendent within immanence itself” has also been observed by others: not only Levinas and Courtine, who are mentioned in the paper, but also Janicaud, Dufrenne, and Benoist. See (Janicaud 2005, p. 80). For an engagement that brings Janicaud, Dufrenne, and Benoist together on the question of the theological in phenomenology, see the first two essays in the same volume. |
30 | It is beyond the scope of this paper to come to any conclusions on whether Heidegger’s post-Being and Time thought forecloses any openness to metaphysical transcendence. But Heidegger’s conception of the history of metaphysics and his advocacy for a new path of thinking, one that is not metaphysical, indicate a clear aversion to it. As for a conception of the divine that is not metaphysical, one may refer to what the Contributions to Philosophy say about “the last god,” or what Hölderlin’s Hymns ‘Germania’ and ‘The Rhine’ says about the holy. But these motifs are not about the divine in the sense of a highest entity—Heidegger’s diagnosis of onto-theology as the essence of metaphysics explicitly condemns this understanding of the divine. Rather, the holy and the last god are part of the preparation for a new way of thinking, one that stands outside of metaphysics. |
31 | Heidegger might have spent the entire course on these rigorous methodological requirements if students had not complained to the dean that there was very little religion in the course. Heidegger was then forced to abruptly interrupt his crucial discussion on formal indication and to begin a concrete, phenomenological explication of Paul’s letters. See (van Buren and Kisiel 1994, pp. 175–92; McGrath 2014, pp. 185–207). |
32 | Ibid., p. 6. On this point, Heidegger states that “philosophy arises from factical life experience. And within factical life experience philosophy returns back into factical life experience.” In this sense, philosophy is necessarily a hermeneutic endeavor. See (Esposito 2010, pp. 137–48). |
33 | See, for instance, (Heidegger 2010, p. 96) on the formation of philosophical concepts; p. 103 on Paul’s concern and urgency in his letters to the Thessalonians; p. 125 on how to read the Confessions phenomenologically; and p. 155 on the correct understanding of Augustine’s analyses of tentatio. |
34 | This text is commonly referred to as the “Natorp-bericht.” |
35 | Some have claimed that Heidegger simply no longer believed in God, and that for this reason his phenomenology could not but be atheistic. Others have claimed that Heidegger secularizes Lutheran themes. One need only think of Luther’s rejection of a natural desire for God, which in Heidegger would become life’s tendency to fall into itself, or Luther’s doctrine of the total depravity of human nature, which in Heidegger would become Dasein’s basic state of inauthenticity and its tendency to fallenness. And still others have argued that Heidegger does not simply secularize Luther, but rather follows and complements him, and that the hermeneutic phenomenology of factical life should be understood as a “phenomenology of the Godforsaken.” See (McGrath 2014, chps. 1–2, 6). |
36 | See note 11 above. |
37 | A famous footnote in Being and Time (p. 199, note vii) states that “the way in which ‘care’ is viewed in the foregoing existential analytic of Dasein, is one which has grown upon the author in connection with his attempts to Interpret the Augustinian (i.e., Helleno-Christian) anthropology with regard to the foundational principles reached in the ontology of Aristotle.” In the body of the text, however, Heidegger relates a brief fable about the personification of care and her encounters with various Greek deities, reported by K. Burdach and said to have been reworked by Goethe. It should not be lost on the reader that, despite his indebtedness to Christian sources, Heidegger’s confrontation with Augustine and its translation into the terms of Aristotelian ontology are merely mentioned in a footnote. |
38 | “Natorp-bericht,” pp. 372–73. See (Kisiel 1995, chp. 2, 5; Esposito 2010, pp. 293–94; van Buren and Kisiel 1994, pp. 175–92). |
39 | (Bello 2009, p. 25), Other treatments of Husserl’s overall reflections on God can be found in Ales Bello’s untranslated (Bello 1985), in (Housset 2010; Hart 1986) cited below. |
40 | Of course, it is also possible that God does not exist. But this is not a possibility that Husserl considers, and it is telling that this lack of consideration is an integral part of his phenomenology. |
41 | This is already referenced in §58 of Ideas I (see note 105 above), though not in terms of Leibniz’s Monadology. It becomes the subject of a much broader set of metaphysical reflections that have been collected in (Husserl 2014; Husserl 1973). |
42 | This kind of theology has been developed in the works of James G. Hart, Angela Ales Bello, Espen Dahl, Stefano Bancalari, and Edith Stein, among others. In addition to Ales Bello’s works cited above, see (Hart 1986, pp. 89–168; Dahl 2010; Bancalari 2015; Stein 2002, 2004). |
43 | (Geniusas 2012), Part III: “The World-Horizon as the Wherefrom, Wherein, and the Whereto of Experience.” |
44 | (Geniusas 2012) is an outstanding and comprehensive study of Husserl’s notion of horizon. |
45 | (Husserl 2001a) Part 1, §6 and Part 2, §44, among others; (Luft and Overgaard 2013, pp. 129–30). See also (Drummond 2003), (Welton 2002, esp. Part III), and (Jacobs 2022, chps. 12 and 13). |
46 | See (Husserl 2001a), “Translator’s Introduction” pp. xxxii and passim., Supplementary Section 4, esp. B, “The Phenomenology of Monadic Individuality and the Phenomenology of General Possibilities and Compossibilities of Lived-Experiences: Static and Genetic Phenomenology.” |
47 | Hart puts it this way: “’World,’ [the ultimate horizon] is not merely the frame and motivational principle for the particular meaning-acts, but as noema of noemata, as base/horizon of the mind’s intentions, it is itself incessantly in a process of revision, confirmation, incremental growth, and decline as a result of these achievements.” Hart 198691). See also (Geniusas 2012, pp. 143–44). |
48 | Husserl states that “a physical thing is necessarily given [in such a way that it] is apprehended as being surrounded by a horizon of ‘co-givenness’…of more or less vague indeterminateness. And the sense of this indeterminateness is…predelineated by the universal essence of this type of perception which we call physical-thing perception” (Husserl 1983, §44). |
49 | Gschwandtner reaches a similar conclusion in (Gschwandtner 2014) and advocates for a more hermeneutic understanding of the saturated phenomenon. |
50 | A fascinating possibility opens up here, though for Marion it is certainly unintended. Unmoored from any horizon, the saturated phenomenon could not appear as such for the subject. However, following a psychoanalytic framework, it could reappear as (neurotic or psychotic) symptom. This path is outside the scope of this paper, but warrants further investigation. Brian Becker’s excellent work is related to this line of inquiry. See (Severson et al. 2016; Becker and Manoussakis 2018; Bath et al. 2018, pp. 252–67). Richard Kearney’s work on the intersection of narrative and trauma is also worthy of mention: see his contributions to the edited volumes just mentioned. |
51 | See (Gschwandtner 2014), esp. “Introduction” and chs. 6–7. See also (Gschwandtner forthcoming). |
52 | Summa Theologiae, part I, Question 12, Articles 4, 7, 13. |
53 | Psalm 22:1, New Revised Standard Version—Catholic Edition, 1st ed. (Bible 2009). |
54 | Psalm 133:1, NRSV—CE. |
55 | See (Gschwandtner forthcoming, chp. 5) on Devotional Experience, for a related phenomenological analysis that expounds this point. |
56 | Such a subject has been described, with varying degrees of success, by Scheler, Barbaras, and Butler, among others. See (Scheler 2009; Barbaras 2011, 2022; Butler 1999). |
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Cassara, B. Phenomenology and Transcendence: On Openness and Metaphysics in Husserl and Heidegger. Religions 2022, 13, 1127. https://doi.org/10.3390/rel13111127
Cassara B. Phenomenology and Transcendence: On Openness and Metaphysics in Husserl and Heidegger. Religions. 2022; 13(11):1127. https://doi.org/10.3390/rel13111127
Chicago/Turabian StyleCassara, Bruno. 2022. "Phenomenology and Transcendence: On Openness and Metaphysics in Husserl and Heidegger" Religions 13, no. 11: 1127. https://doi.org/10.3390/rel13111127
APA StyleCassara, B. (2022). Phenomenology and Transcendence: On Openness and Metaphysics in Husserl and Heidegger. Religions, 13(11), 1127. https://doi.org/10.3390/rel13111127