Integration of ARIMA and LSTM Models for Remaining Useful Life Prediction of a Water Hydraulic High-Speed On/Off Valve
Abstract
:Featured Application
Abstract
1. Introduction
2. Methods
2.1. Signal Feature Extraction
2.2. State Detection Based on FNN
- (a)
- Input layer: The input layer node is connected with an input quantity X = (X1, X2, …, Xn), and n is the number of the input variables. The purpose of the input layer is to transfer the input directly to the next layer.
- (b)
- Fuzzification layer: This layer calculates the membership function of each input component. The Gaussian membership function is generally used, represented by Equation (3).
- (c)
- Fuzzy inference layer: This layer calculates the applicability of each rule, i.e., activation strength, and can be represented by Equation (4).
- (d)
- De-fuzzification layer: This layer normalizes the input quantity, as shown in Equation (5).
- (e)
- Output layer: The output of this layer is shown in Equation (6).
2.3. ARIMA–LSTM Method for RUL Prediction
- (1)
- ARIMA
- (a)
- Sequence stabilization processing: A non-stationary data series requires differential processing for stabilization. The difference coefficient d is used to construct a stable data series.
- (b)
- Model order determination: The ARIMA requires the determination of three parameters. Parameter d is determined in step (a), whereas parameters p and q are determined through ACF and PACF diagrams. AIC is used to select a set of optimal model parameters. The expression of the AIC is shown in Equation (10).
- (c)
- Model test: The validity of the model can be verified by assessing whether the model residual is a white noise sequence.
- (d)
- Prediction: A future value of the time series can be predicted according to the historical time series.
- (2)
- LSTM
- (3)
- Hybrid ARIMA–LSTM
3. Definition of the Degradation Signal and Dataset Acquisition
3.1. Defining the Degradation Signal Based on Driven Current
- (1)
- Actuation process: A change in the control signal from low to high energizes the coil, causing the coil current to rise. However, the self-inductance does not allow the current to instantaneously stabilize. Electromagnetic force at this point is less than the friction force, the valve spool remains stationary, and there is a continuous increase in current.
- (2)
- Movement process: An increase in the current in the loop beyond a certain threshold, in combination with sufficient generation of electromagnetic force by the coil to overcome the friction force, allows the spool to start moving. During movement of the spool, the coil generates an induced electromotive force due to the action of the eddy current, and the rate of current increase in the loop gradually declines, and may even gradually decrease until the valve is fully open. As shown in Figure 5, when the current value in the loop reaches point A, the spool starts to move and the current decreases, whereas the spool displacement continues to increase. Maximum opening of the valve spool coincides with no changes in the coil air gap, and the current in the loop once again increases until it reaches stabilization.
- (3)
- Maintaining process: The spool is completely open when the current reaches point C, the air gap no longer changes, and the HSV reaches a balanced state while being energized.
- (4)
- Release process: The control signal changes from a high to low level when the current is at point D, the coil loses power, and the coil current begins to decrease. However, the spool remains in an open state. When the current in the circuit decreases to point E, the valve spool starts to move until the valve port is closed.
3.2. Data Acquisition and Analysis
4. Results and Discussion
4.1. State Detection Based on FNN
4.2. RUL Prediction Based on ARIMA–LSTM
- (1)
- Obtaining data: The initial degradation was regarded as the prediction starting cycle. The end prediction cycle was regarded to be the failure state of the HSV.
- (2)
- Data normalization processing: The performance degradation index g data were normalized so that the input value of the ARIMA–LSTM ranged between [0, 1]. This was done to allow faster and more stable convergence of the ARIMA–LSTM model. The normalization formula used was:
- (3)
- Data inverse normalization: Equation (22) was used when evaluating the model after training to restore (inversely normalize) the normalized data. This was done to evaluate the error of the predicted value of the model.
- (4)
- Estimation of prediction accuracy: The absolute error and relative error of RUL prediction of the HSV is used to quantitatively evaluate the prediction accuracy of the ARIMA–LSTM model:
4.3. Future Research Work
5. Conclusions
- (1)
- An HSV current acquisition system was constructed. This system was used to analyze the current characteristics of the HSV under degrading performance. A health index was defined, and the entire life of the HSV can be defined as three states.
- (2)
- The current study proposed a state detection method for an HSV based on the FNN algorithm. A total of 300 groups of current signals were selected for neural network training and 60 groups of current signals were used for verification of the accuracy of the neural network. The state detection results showed the high accuracy of 93.3% based on the FNN algorithm.
- (3)
- A life prediction model of the HSV based on the ARIMA–LSTM model was constructed to predict the RUL of the HSV. The results showed that the ARIMA–LSTM model can accurately predict and track the degradation trend of an HSV, with a relative error of 1.6% for the predicted RUL of the HSV.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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No. | States | Cycles | g value |
---|---|---|---|
1 | Normal state | 0–9 × 103 | 0–2.7 |
2 | Degradation state | 9 × 103–1.5 × 104 | 2.7–7.6 |
3 | Failure state | Above 1.5 × 104 | Above 7.6 |
Items | Value |
---|---|
Test statistic | −118.8474 |
p value | 0.0001 |
1% level | −3.430571 |
5% level | −2.861522 |
10% level | −2.566801 |
q = 1 | q = 2 | q = 3 | q = 4 | q = 5 | q = 6 | q = 7 | q = 8 | q = 9 | q = 10 | |
---|---|---|---|---|---|---|---|---|---|---|
p = 1 | −2.2847 | −2.2846 | −2.2846 | −2.2848 | −2.2849 | −2.2849 | −2.2852 | −2.2851 | −2.2851 | −2.2852 |
p = 2 | −2.2846 | −2.2845 | −2.3009 | −2.3009 | −2.3008 | −2.3007 | −2.3007 | −2.3006 | −2.3005 | −2.3005 |
p = 3 | −2.3008 | −2.301 | −2.303 | −2.3033 | −2.3032 | −2.3007 | −2.3007 | −2.3006 | −2.3004 | −2.3027 |
p = 4 | −2.301 | −2.3033 | −2.301 | −2.3007 | −2.3007 | −2.3006 | −2.3031 | −2.3029 | −2.3005 | −2.3028 |
p = 5 | −2.3009 | −2.3033 | −2.3007 | −2.3007 | −2.3007 | −2.3006 | −2.3004 | −2.3004 | −2.3002 | −2.3026 |
p = 6 | −2.3008 | −2.3032 | −2.3007 | −2.3007 | −2.3006 | −2.3031 | −2.3029 | −2.3001 | −2.2999 | −2.3025 |
p = 7 | −2.3008 | −2.3008 | −2.3005 | −2.3005 | −2.303 | −2.3029 | −2.3028 | −2.3001 | −2.3003 | −2.3011 |
p = 8 | −2.3007 | −2.3007 | −2.3006 | −2.3006 | −2.3029 | −2.3003 | −2.3002 | −2.3033 | −2.3043 | −2.3022 |
p = 9 | −2.2851 | −2.3006 | −2.3006 | −2.3003 | −2.3003 | −2.3014 | −2.2999 | −2.3042 | −2.3031 | −2.3022 |
p = 10 | −2.3007 | −2.2849 | −2.3005 | −2.3003 | −2.3026 | −2.3011 | −2.3001 | −2.3036 | −2.3029 | −2.3025 |
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Nie, S.; Liu, Q.; Ji, H.; Hong, R.; Nie, S. Integration of ARIMA and LSTM Models for Remaining Useful Life Prediction of a Water Hydraulic High-Speed On/Off Valve. Appl. Sci. 2022, 12, 8071. https://doi.org/10.3390/app12168071
Nie S, Liu Q, Ji H, Hong R, Nie S. Integration of ARIMA and LSTM Models for Remaining Useful Life Prediction of a Water Hydraulic High-Speed On/Off Valve. Applied Sciences. 2022; 12(16):8071. https://doi.org/10.3390/app12168071
Chicago/Turabian StyleNie, Songlin, Qingtong Liu, Hui Ji, Ruidong Hong, and Shuang Nie. 2022. "Integration of ARIMA and LSTM Models for Remaining Useful Life Prediction of a Water Hydraulic High-Speed On/Off Valve" Applied Sciences 12, no. 16: 8071. https://doi.org/10.3390/app12168071
APA StyleNie, S., Liu, Q., Ji, H., Hong, R., & Nie, S. (2022). Integration of ARIMA and LSTM Models for Remaining Useful Life Prediction of a Water Hydraulic High-Speed On/Off Valve. Applied Sciences, 12(16), 8071. https://doi.org/10.3390/app12168071