The primary objective of this study was to compare the performance on our Social Responding Task of individuals with TBI who display ISB with the performance of individuals with TBI who do not display those behaviors. More precisely, this study aimed to obtain preliminary data on our task to verify its usefulness for investigating the neurocognitive processes underlying the inappropriate social behaviors of these individuals with TBI.
First, we expected TBI-ISB subjects would score significantly higher than the TBI-ASB group and control subjects on a scale measuring the extent to which they would be likely or very likely to display inappropriate social behaviors in a given social situation. This hypothesis was supported by the results. Also, the majority (7/9) of the scenarios associated with an inappropriate behavior were able to contrast the groups.
Second, we also expected that the TBI-ISB group would score lower than the other groups on the two scales measuring the anticipation of a negative emotional consequence following an inappropriate behavior. This hypothesis was partially supported by the results. Indeed, regarding the results from Part B, no significant difference was found between the groups on the scales measuring the anticipation of a negative emotional consequence following the emission of an inappropriate behavior. However, some scenarios were able to show that significantly fewer TBI-ISB subjects expected feelings of embarrassment after the emission of an inappropriate behavior than did subjects in other groups. These mixed results underline the importance of looking at the specifics of the social situation to understand better the processes associated with the poor behavior choices of the TBI-ISB subjects.
Finally, the hypothesis of a relationship between the inappropriate behavior scale and the two emotional consequence scales was supported. The results showed that many participants, from each group, who endorsed an inappropriate behavior also failed to anticipate an angry reaction from the other person and/or feelings of personal embarrassment. This was supported by the existence of a negative and significant correlation between behavior and emotional consequence for the TBI-ASB and control groups. However, the results also showed that this relationship was not significant for the TBI-ISB subjects, and that, most of the time, failure to anticipate a negative consequence was not the main reason behind their poor behavior choice.
Taken together, the results of the present study suggest that a self-reported likely response to hypothetical social scenarios can be a relevant approach to study the neurocognitive processes behind the poor choice of behavior of individuals with TBI-ISB. Also, the results showed that the TBI-ISB participants were likely to endorse an ISB despite being able to anticipate a negative emotional response in themselves or others, suggesting that there were other explanations for their poor behavior. Therefore, in the following section, referring to the literature on mechanisms associated with social decision making, we explore various alternative hypotheses that may help explain the results of our task and guide future studies and instrument development.
4.1. Underlying Mechanisms Affecting Social Behaviors After a TBI
Decision making is defined as choosing from among several alternatives after having considered the consequences associated with each one [
34]. The usual tasks for assessing decision making, such as the IGT, present several options from which subjects must choose. In contrast, the Social Responding Task presents subjects with only one option. In fact, after having read the scenario and one behavioral option, subjects are asked to indicate whether they would display the behavior that is presented. It is thus up to the subjects to search their memories for other possible behavioral options in relation to the given situation and to compare those with the option presented, in order to assess the likelihood of their displaying that behavior. It is fair to say that social decision making in everyday life works in a similar way,
i.e., faced with a given situation, an individual generally needs to search for behavioral alternatives from within a pool of possible responses [
35]. Thus, the first hypothesis would be that the TBI-ISB subjects had no access to other behavioral options, and so found it difficult to make a socially judicious choice. One cognitive mechanism that might explain this lack of access to more socially well-adjusted behavioral alternatives might be a lack of dominant response inhibition. A study by Billieux
et al. [
36] showed that weak inhibition of a dominant motor response, particularly in the presence of emotional stimuli, was linked with a tendency to take poor decisions in gambling tasks. In the case of our task, it may be that, faced with the proposed behavior responding to a particular need, the TBI-ISB subjects found it difficult to inhibit the dominant response, which was to respond to the need, and thereby lost the ability to access and think about other options. However, in the present study, the fact that there was no difference between the TBI-ISB and TBI-ASB groups on the estimation of the presence of perseveration during the task as well as on any of the impulsivity dimensions of the UPPS Impulsive Behavior Scale would argue against a response inhibition disorder. However, regarding impulsivity, a potential lack of introspection among TBI-ISB subjects in the present study might explain the lack of difference between the groups on the dimensions of the UPPS Impulsive Behavior Scale [
30]. New studies measuring self-awareness would help to clarify the question. Another potential mechanism that might explain the difficulty in accessing other behavioral options could be a memory retrieval disorder, a frequent cognitive sequela of TBI [
37], which would prevent the subject from accessing memories of other potential behaviors in similar social situations. Because the subjects’ mnesic capacities were not measured in the present study, we cannot rule out this potential explanation. However, it has been shown that problems with decision-making in individuals presenting aberrant social behaviors may be dissociated from intact mnesic capacities [
1,
2].
Aberrant social behaviors following frontal lobe injury or resulting from a TBI have been associated with a loss of knowledge of social rules [
38], problems judging whether a behavior that might provoke anger in another is socially acceptable [
25], or even an inability to detect
faux-pas type inappropriate social behaviors in a social situation [
22]. A second hypothesis to explain the performance of the TBI-ISB subjects in the present study might be that these subjects present a deficit in social judgment that prevents them from recognizing whether a behavior is acceptable or not in a given social situation. A related hypothesis would be that the TBI-ISB subjects had generalized difficulty comprehending the scenarios of the task and were consequently unable to assess the fit between the behavior and the situation presented. One argument in favor of this explanation is that many of the TBI-ISB subjects, unlike those in the other groups, indicated that an appropriate social behavior was likely or very likely to provoke an angry response in the other person. This suggests that the TBI-ISB subjects did not distinguish between appropriate and inappropriate social behaviors because they expected other people to be angry at both. Another related explanation would be that, considering their post-TBI history, people get angry at them a lot for reasons they do not completely understand. The significant correlation between the score on the inappropriate behavior scale and the score on the angry reaction scale for TBI-ASB participants supports this interpretation. However, one argument against poor verbal comprehension skill as the explanation for the performance of the TBI-ISB group is that there was no significant difference in performance between the two TBI groups on the control test for verbal abstraction from the WAIS-III (
i.e., Similarities).
By manipulating the more or less explicit nature of response–outcome contingencies and the rules governing gains and losses in gambling tasks, it was demonstrated that persons with TBI had difficulty taking decisions in both situations of risk and situations of ambiguity [
21]. In situations of risk, the outcomes of decisions can be estimated based on explicit and well-defined probabilities. In the study by Bonatti
et al. [
21], subjects were asked to choose between winning (or losing) a safe, small amount and taking a risk (gambling) for a much larger amount. The chances of winning, in terms of probabilities, were explicitly stated in each trial. Compared to controls, subjects with TBI gambled more frequently in low probability conditions and less frequently in high probability conditions. All in all, subjects with TBI had overall difficulty making advantageous decisions that reflected the probability of winning, and this difficulty was associated with poor performance, particularly, on measures of cognitive assessment and cognitive flexibility.
A third hypothesis to explain the results of the present study is that the TBI-ISB subjects were inclined to present risky behaviors because they had difficulty assessing the potential risks of an action. In the Social Responding Task of the present study, as in real life, the risks that behaviors would have negative consequences for oneself and for others were more or less explicit and had to be assessed primarily from the social indicators inherent in the situation. Given that the TBI-ASB subjects had results similar to those of the control group, it is conceivable that the subjects without ISB found it easier to assess risks from social indicators than from indicators expressed as probability ratios, as was the case in the gambling task. It may be that the socio-affective nature of the indicators made it possible to call up other mechanisms to support decision making, such as empathic capacities, value attributed to good social relationships, etc. However, despite these social indicators, the TBI-ISB subjects still presented risky behaviors. It could be these subjects were less sensitive to these indicators, and that this in itself made it difficult for them to assess the risks associated with ISB.
Floden
et al. [
39] developed an experimental procedure to separate impulsivity, defined as the tendency to respond immediately to a stimulus, from risky behaviors, defined as the preference for responses associated with low probability of gaining a large reward. These authors showed that risky behaviors, and not impulsivity, were associated with orbitofrontal and left ventrolateral lesions and with reduced behavioral correction following a negative consequence (
i.e., a loss). According to the somatic markers hypothesis, the ventromedial region, which receives information from several regions of the brain involved in cognitive and emotional processing, is critical for experiencing somatic and emotional responses in complex social situations and for guiding social behavior and optimal decision making [
40]. Persons in whom this region is damaged in adult age would have had the chance to acquire knowledge about situational-behavioral response contingencies and to learn moral rules, but would nevertheless present complete insensitivity to the future consequences of their own actions [
41]. This insensitivity would be due to emotional hyporeactivity or to difficulty in anticipating/generating an emotional response comparable to the response associated with this situation (or a similar one) in the past. In the present study’s Social Responding Task, it is reasonable to believe that social situations combined with inappropriate social behavior had been, in the subjects’ past, marked by negative values and that the subjects would be able to call up the real or imagined experience of this value (
i.e., feeling) when reading the scenario. In fact, subjects in the TBI-ASB and control groups indicated they were likely or very likely to experience feelings of embarrassment if they displayed ISB. However, significantly fewer TBI-ISB subjects reported such feelings on at least three of the nine scenarios with ISB. An explanatory mechanism for the difficulty in assessing risks based on social indicators in the TBI-ISB subjects might be difficulty in generating negative feelings that could help inhibit a socially disadvantageous decision. One argument against this potential explanation is that significantly more TBI-ISB subjects also reported feelings of embarrassment in at least two of the three scenarios followed by an appropriate social behavior. This suggests not only that the subjects were able to generate feelings of embarrassment, but that they did so even in circumstances where the behavior in question had probably not been associated with such feelings in the past. We will return later to this inconsistency in behavior–response contingencies.
A prerequisite step in decision making is the clarification of social goals,
i.e., the desired outcome for the interaction [
42]. Another mechanism that might explain the TBI-ISB subjects’ tendency to choose risky behaviors could be that their decision making is based on establishing non-social goals (
i.e., serving themselves first) in their social interactions. However, the results on the appropriate behavior scale, which suggested that these subjects would be just as likely or very likely to display the appropriate social behaviors as the other subjects, counter this explanation. Conversely, it might be that the TBI-ASB and control groups’ lower scores on the inappropriate social behaviors scale, as compared with the TBI-ISB group, did not so much reflect their actual decision, but rather their pro-social goal, biased by stronger social desirability. An argument against this explanation is that the two groups of subjects with TBI had similar scores on the Marlowe–Crowne Social Desirability Scale.
The performances obtained on the IGT by subjects with TBI showed they had difficulty in taking advantageous decisions under conditions of uncertainty,
i.e., that they selected from the piles of losing cards more often than did the control subjects [
20,
21]. In situations of ambiguity or uncertainty, information on the probability of winning or losing is missing or contradictory, so the expected utility of the different options cannot be calculated. These difficulties are due to problems with optimal processing of feedback, when it is difficult for executive functions to maintain an advantageous strategy or to flexibly change a strategy that no longer works. In our Social Responding Task, no feedback was given to the subjects. The uncertainty came instead from conflict between satisfying one’s own needs
versus those of the other. A fourth hypothesis on the results for the TBI-ISB subjects would be that these subjects had difficulty making decisions under conflictual conditions. As such, it may be that their disadvantageous social decision making was due to difficulties in regulating their emotional response when it conflicted with maintaining satisfactory interpersonal relationships. Koenigs and Tranel [
11] used a task called the “Ultimatum Game” to study the effect of a ventromedial cortical lesion on decision-making in socially frustrating situations. In this task, two players have the opportunity to share a sum of money. One player offers a portion of that sum to the other. The latter can accept or refuse the offer. If he accepts, the two players share the money as agreed. If he refuses, both players get nothing. It was shown that subjects tended to reject the offer irrationally (since then they received nothing) when the amount offered was small, because this elicited feelings of injustice and anger. The authors of the study [
11] demonstrated that the rate of irrational rejection was significantly higher in subjects with ventromedial lesions than in the comparison groups, which suggested to the authors that the ventromedial region is needed when modulation of the emotional response is critical for decision making in a conflictual situation (
i.e., conflict between financial considerations and the emotional response of frustration). An argument against this explanation is that, in our study, significantly more TBI-ISB subjects indicated they would be likely or very likely to display the inappropriate social behavior in some scenarios where conflict between satisfaction of their own needs and those of others was much less present (e.g., Scenario 4).
A final hypothesis to explain the results for the TBI-ISB subjects would be a breakdown in the regulation processes attributed to the frontal lobe. Shallice
et al. [
43] posited the existence of two systems of neurological control,
i.e., the posterior system, which is involved in direct activation of behavioral routines by the relevant perceptual stimuli, and the supervisory system of the frontal lobes, which monitors and selects the relevant behavioral schemas and inhibits irrelevant ones when new responses are required. According to Cicerone and Tanenbaum [
44], the frontal system may be activated by automatic processes similar to somatic markers that signal the triggering of a routine that is inappropriate for the given situation. These authors suggested that breakdown of the frontal regulation system can be seen in social situations that require integrating multiple potential interpretations and associations from all the information available before selecting the appropriate response. Along the same lines, executive functions have been associated with both deficits in decision making [
20] and what are called externalizing behaviors (e.g., irritability, impulsivity, insensitivity, inappropriate social behaviors,
etc.) following TBI [
23]. Based on a theory that voluntary regulation of the emotions could be seen as a subset of the frontal attentional system, Rochat
et al. [
23] verified the hypothesis that an executive function deficit might play a role in the development and maintenance of socio-affective disorders observed post-TBI. These authors administered a series of tasks to measure specifically and ecologically the executive functions of subjects with TBI and compared their performances to socio-affective changes observed by persons close to the subjects. The results showed that the Modified Six Elements Test was the only task significantly correlated with the score for changes in externalizing behaviors. According to Burgess [
45], the Modified Six Elements Test measures the processes involved in multitasking situations, and among these [
23] are several executive function skills required in situations where few exterior constraints are imposed, such as shifting between mental sets or task, updating and monitoring working memory contents, inhibiting prepotent responses, and being able to flexibly allocate attention toward either internal representations (
i.e., stimulus-independent affects or thoughts) or external information. In addition, according to Floden
et al. [
39], risky behaviors following a frontal ventral lesion may be due to a general impairment in setting stimulus-response criteria and in the ability to flexibly modify those criteria based on experience. This attentional function of the supervisory system would be important in establishing contingencies [
46].
Subjects in the TBI-ISB group in the present study may have experienced difficulties on several of these skills in the Social Responding Task. Examples of this include maintaining in prospective memory the intention to return to a topic of conversation begun with friends before being interrupted (Scenario 11), selecting that the relevant information is that my friend wants the same restaurant meal as I do,
versus the fact that there is only one serving left (Scenario 1), and inhibiting an angry response after being disturbed, in order to grasp in a less emotional way that the person who has just disturbed me (a homeless person) is in need (Scenario 2). Furthermore, these executive deficits could make it difficult to establish appropriate contingencies between behavior and emotional consequences. Indeed, significantly more TBI-ISB subjects indicated they would expect angry responses and/or feelings of personal embarrassment in all three scenarios with appropriate social behaviors. Given the difficulties of integrating the many possible associations between all available pieces of information in a complex social situation, it may be that emotional consequence is not associated with the subject’s behavior, but rather with an exterior social indicator. For example, in Scenario 10, the other’s anger would not be attributed to the behavior as such, which is, in any case, quite appropriate (
i.e., suggesting to your friend that you get tickets to a different movie), but rather to the fact that only one ticket is left. Embarrassment can be conceived as the feeling that one is in an awkward or shameful position in relation to another’s critical scrutiny or anger [
25]. In the Social Responding Task scenarios, feelings of embarrassment are to some extent the corollary of angry responses in others. Consequently, one potential explanation for the results showing that significantly fewer TBI-ISB subjects anticipated feelings of embarrassment for three scenarios with an inappropriate social behavior than did other subjects would be that they are less inclined to experience such feelings because of their difficulty in establishing contingencies between others’ angry responses and their own behaviors. Having attributed the angry response to an indicator outside of their behavior, they would therefore feel no responsibility for that response and would not be embarrassed by their behavior. According to this view, the lack of feelings of embarrassment that could activate the frontal supervisory system and inhibit an ISB would be secondary to a deficit in one of these executive skills. Another argument supporting this explanation is that the TBI-ISB subjects performed significantly less well than those with TBI-ASB on the Picture Completion subtest of the WAIS-III, a test known to be sensitive to problems in regulating visual attention to select essential information and set aside non-essential information. The fact that this WAIS-III subtest was significantly related with inappropriate social behavior, as well as with feelings of embarrassment, is also consistent with this explanation.