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Review

When Prostate Cancer Circulates in the Bloodstream

by
Virginie Vlaeminck-Guillem
1,2
1
Cancer Research Centre of Lyon, U1052 INSERM, CNRS 5286, Léon Bérard Centre, Lyon I University, 28 rue Laennec, Lyon 69008, France
2
Medical Unit of Molecular Oncology and Transfer, Department of Biochemistry and Molecular Biology, University Hospital of Lyon-Sud, Hospices Civils of Lyon, Lyon 69008, France
Diagnostics 2015, 5(4), 428-474; https://doi.org/10.3390/diagnostics5040428
Submission received: 24 August 2015 / Revised: 14 October 2015 / Accepted: 22 October 2015 / Published: 29 October 2015
(This article belongs to the Special Issue Prostate Cancer Diagnosis)

Abstract

:
Management of patients with prostate cancer is currently based on imperfect clinical, biological, radiological and pathological evaluation. Prostate cancer aggressiveness, including metastatic potential, remains difficult to accurately estimate. In an attempt to better adapt therapeutics to an individual (personalized medicine), reliable evaluation of the intrinsic molecular biology of the tumor is warranted, and particularly for all tumor sites (primary tumors and secondary sites) at any time of the disease progression. As a consequence of their natural tendency to grow (passive invasion) or as a consequence of an active blood vessel invasion by metastase-initiating cells, tumors shed various materials into the bloodstream. Major efforts have been recently made to develop powerful and accurate methods able to detect, quantify and/or analyze all these circulating tumor materials: circulating tumors cells, disseminating tumor cells, extracellular vesicles (including exosomes), nucleic acids, etc. The aim of this review is to summarize current knowledge about these circulating tumor materials and their applications in translational research.

1. Introduction

Prostate cancer (PCa) is the most frequent cancer in men of Western countries. PCa can be diagnosed at, or will evolve towards, a metastatic state, bone metastases being by far the most frequent sites for metastatic grafts. PCa cells are indeed initially hormone-sensitive or even hormone-dependent for their growth. A standard treatment is therefore to induce androgen deprivation (castration) through surgical or pharmacological means. Hormone-sensitive PCa temporarily regresses under androgen deprivation but castration-resistant cancer cells eventually survive and grow unequivocally until patient’s death.
The process by which a tumor spreads to a distant site to form a metastasis is multistage and complex. Several steps are needed from the escape from the primary tumor and intravasation, towards extravasation and successful implantation in the host tissue. The obligatory intermediate step is circulation of tumor cells in the blood. For the clinician, the direct application of this concept is the presumptive interest in detecting circulating tumor cells, at least to identify a potential ongoing metastatic process. However, this concept can even be extended to all other circulating materials that escape from the primary tumor and circulate in the blood. The PSA (prostate specific antigen), as the classical and universally used PCa biomarker, is a demonstrative example. Abnormally produced by the tumor because of a strong alteration in the prostate tissue organization, it can be detected and measured in the serum as a means to detect PCa, to evaluate PCa aggressiveness and to monitor PCa under or after treatment. Many other putative circulating proteins (including free and precursor isoforms of PSA) have been evaluated or are currently under evaluation to complement the poor PSA specificity in managing PCa patients. This topic will not be approached in this review. The aim of the present review is to describe all other circulating tumor materials that can escape from the primary and/or secondary tumors (Table 1), such as the circulating tumor cells (CTCs) and their bone marrow counterparts (the so-called disseminated tumor cells, DTC), as well as the circulating nucleic acids (DNAs, mRNAs, microRNAs), whether they circulate free from cells or as components of circulating microvesicles (particularly exosomes). By comparison with the PSA, which clearly constitutes an imperfect witness of tumor biology, these cellular and non-cellular circulating materials have a clear biological signification as markers of PCa aggressiveness and/or actors of the metastatic process.

2. Circulating and Disseminating Tumor Cells

2.1. CTC Biology

Circulating tumor cells are defined as intact cells that progress into blood vessels from primary or secondary tumor deposits. They are thought to finally colonize at distant sites and form metastases. A rat model study allowed estimation that solid tumors daily shed 3.2–4.1 × 106 CTCs per gram of tissue [1]. The CTC abundance is, however, estimated as one CTC in 106–107 leukocytes in one milliliter of peripheral blood of cancer patients [2,3]. This discrepancy is explained by the supposed short half-life, as suggested by a precipitous postoperative decline (<24 h) after surgery for localized PCa [4] and evaluated between 1 and 2.4 h for mammary cancer cells [5]. This suggests a constant renewing of CTCs in the blood.
Table 1. The various circulating tumor materials, their properties, their methods of detection and their applications in the field of prostate cancer.
Table 1. The various circulating tumor materials, their properties, their methods of detection and their applications in the field of prostate cancer.
Circulating Tumor MaterialsHow do They Circulate in the BloodstreamMain PropertiesHow to Detect ThemMain Results in Prostate Cancer
Circulating tumor cells (CTCs) Diagnostics 05 00428 i001Isolated cells
Cell clusters
Cell fragments
Epithelial-to-mesenchymal transition
Plasticity (organ mimicry)
Resistance to anoikis
Immune cell escape
Ability to initiate metastases
3 steps:
Enrichment
Tumor cell staining or oncogene probing
Detection
The FDA-approved CellSearch system is the most used method.
Can be evaluated:
CTC count (cutoff 5 CTCs/7.5 mL)
Specific expression patterns
Functional properties (ex: ELISPOT)
Poor ability of CTC count to diagnose early
PCa
Inconstant correlations between CTC counts and tumor burden, pN status, pM status
Frequent correlation between CTC count and overall survival
Evaluation of CTC count under treatment would be predictive of disease progression
CTC count could be used as a surrogate marker of survival in clinical trials
Extracellular vesicles (EVs) Diagnostics 05 00428 i002Apoptotic bodies
Microvesicles
Exosomes
Intercellular trafficking
Biologically significant cargo: proteins, lipids nucleic acids
Ability to influence the biology of target cells
Centrifugation-based purification
With difficulties
Mostly exosomes have been studies
PCa cells produce exosomes
Numerous specific or high throughput analyses of exosome contents have been performed
No immediate transfer into clinical practice
DNAs Diagnostics 05 00428 i003Cell-free
Mostly short fragments (apoptotic release)
In plasma or serum
Reliable markers of intrinsic tumor biologyMostly PCR-based methods
Whole sequencing
No standardization to date
Can be evaluated:
Whole DNA levels
Targeted genetic alterations
Whole genetic alterations
DNA integrity
Epigenetic events (methylation)
Extreme variations in the design of the published studies
Contradictory results when evaluated for either diagnostic or prognostic purposes
High potential interest to predict response to treatment and to personalize the treatment
microRNAs (miRs) Diagnostics 05 00428 i004Mostly as exosomal constituents
Bound to high-density lipoproteins
Bound to Ago2 protein
Strong association between miR and exosomal maturation processes
Ability to influence the biology of target cells
Mostly RT-PCR-based methods
Whole sequencing
Deregulation of several miRs has been associated with PCa risk, aggressiveness, staging and outcome
miR-141 is one the most studied miRs No immediate transfer into clinical practice
CTCs can deposit and remain as individuals within the bone marrow. They are then called disseminated tumor cells (DTCs). In the bone marrow, DTCs can alternatively stay in a dormancy state [6,7], sometimes for many years [8], form micro- and then macrometastases, or return into the blood to fuel the CTC compartment [5]. CTCs can even re-infiltrate the primary tumor or the primary site cured by an effective treatment to induce tumor progression or recurrence, respectively [9,10,11]. Survival of CTCs in the blood circulation is likely to be obtained because of specific cell properties. This depends on whether this intravasation is active or passive [8]. Passive entry is the result of a vessel leakage by a growing tumor and external forces (friction, surgical manipulation, etc.) that detach cells. In this case, shed cells are mobile without requiring specific features. Active entry requires motile cells, that are cells with specific abilities to detach from other tumor cells, survive free of them, progress in the host tissue toward a blood vessel and then into the vessel lumen. This underlies that CTC population is heterogeneous, ranging from metastatic founder cells (called metastases initiating cells, MICs) with specific cell properties [12] to poorly aggressive cells without any specific ability to survive into the blood.
One of the main supposed traits of motile CTCs is the ability to engage in an epithelial-to-mesenchymal transition (EMT) process. The EMT concept for CTCs has been demonstrated for several cancers, including PCa, as gains in expression of mesenchymal markers such as vimentin, N-cadherin or O-cadherin [13,14]. Chen et al. [15] examined EMT-specific profiles in CTCs from eight patients with advanced PCa using multiplex RT-PCR. Heterogeneous expression patterns were observed with globally a decrease in epithelial marker expression. Interestingly, an increase in EMT-related genes was more frequently observed in CTCs of castration-resistant PCas as compared to hormone-sensitive PCas [15], consistently with the aggressiveness-favoring hypothesis of EMT. The engagement towards the EMT process should, however, not be definitive: when cells are arrested in a mesenchymal state, they can easily escape from the primary tumor and progress within the tissue towards the blood vessels but can hardly implant in a metastatic site [16,17,18,19]. Intermediate states, associating both epithelial and mesenchymal markers and therefore reflecting cell plasticity, provide better advantage in metastasis formation. Such a cell plasticity is a landmark of cancer stem cells, a term which is probably another way to define CTCs with MIC-like properties [20,21,22,23]. Indeed, CTCs from PCa have been demonstrated to express CD133 [14] or ALDH1 [24], both markers of cell stemness. Moreover, a kind of “organ mimetic phenotype” [25] should be acquired by the CTCs, which allows specific homing to a targeted tissue. In this setting, identifying this organ-specific phenotype would be of great clinical importance when isolating CTCs from blood in a cancer patient: guided and efficient imaging could be performed. For PCa, which usually evolves to bone metastases, cell plasticity allows metastatic cells to express bone markers in order to better implant in bone tissue. To our knowledge, no study specifically explored markers of osteomimicry in CTCs originating from PCa although it would deserve to evaluate whether CTCs already express these markers.
Other properties are required for CTC survival in the blood circulation. CTCs have to resist to anoikis (anchorage-dependent cell death). Overexpression of anti-apoptotic proteins or activation of specific pathways have been described in CTCs, such as Bcl-2 overexpression [26] or activation of the tropomyosin-related kinase B (TrkB) [27]. In the blood, CTCs are also challenged by the host’s immunological defenses and should develop mechanisms to escape immune cells. One of these mechanisms is the upregulation of CD47 which prevents CTCs from macrophage and dendritic cell attacks [28].
Overall, only few of the millions of tumor cells continuously shed through the body are able to reach a distant site, survive in a dormant state, evade the immune system or even systemic cytolytic therapy given for the cancer and eventually form a macrometastasis. Some former studies suggested that 0.01% of CTCs ultimately can produce a single bone metastasis, and at least 104 circulating tumor cells are required for the development of a metastatic focus [29,30]. More recently, Carvalho et al. [31] sampled CTCs from men with castration-resistant PCas and implanted them in immuno-compromised mice without obtaining overt metastases. The number of available CTCs is likely to be a determinant factor: injection of CTCs obtained from metastatic breast into bone marrow of immuno-compromised mice induced macrometastases only if CTCs were more numerous than 1000 per 7.5 mL [21]. However, the availability of a specific genomic program is also of primary importance for CTCs engaged in the metastatic process: in the same study, a specific expression pattern associated with the ability to form metastases was defined (CD45/EpCAM+/CD44+/CD47+/cMet+), probably corresponding to MIC’s expression pattern [21].

2.2. Methods to Detect CTCs and DTCs and Their Application to Prostate Cancer

Until recently, CTCs and DTCs could be only detected through the indirect detection of RNA and protein markers in a blood sample or in a bone marrow aspirate supposed to be enriched in CTCs or DTCs. Wood et al. [32] found DTCs in bone marrow of patients with localized PCa as soon as 1994. Melchior et al. [33] confirmed PSA positive RT-PCR in peripheral blood and bone marrow of patients with localized and metastatic PCa in 1997, followed by several studies in the late 90s [34,35,36]. These methods were associated with major drawbacks including the strong inter-laboratory variability, the lack of evidence that the RNAs and proteins were really obtained from CTCs or DTCs (illegitimate expression by blood cells), and the lack of evidence that the originating cells were viable or even intact. Direct detection of CTCs was therefore expected and obtained for PCa in the early 2000s [37,38]. The former study used CD45-based immunomagnetic separation (negative enrichment by removing hematopoietic cells) followed by cytokeratin and PSMA-based immunohistochemistry in 25 patients with metastatic PCa and 63 healthy controls [37]. No prostate circulating cell was observed in healthy controls while they were found in 18 of the PCa patients (72%) [37]. The latter study used epithelial cell adhesion molecule (EpCAM)-based immunomagnetic separation (positive enrichment) followed by fluorescence-activated cell sorting (FACS) in 20 PCa patients and 22 healthy control men. Although circulating epithelial cells were found in healthy controls, significantly-higher CTC counts were obtained in the 10 patients with localized PCa and in the 10 patients with metastatic PCa [38]. Interestingly, there was a trend for a correlation between CTC count and disease progression, without correlation with serum PSA evolution, suggesting that CTC enumeration could provide valuable additional information [38].
Numerous CTC isolation and capture techniques have been reported so far, but only one method, CellSearch (Veridex), is cleared by the FDA for use for metastatic prostate, breast and colon cancers. It has indeed been analytically validated with good reproducibility, low intra-patient and inter-laboratory variability [39,40]. The assay enriches cells on the basis of antibodies to EpCAM conjugated to magnetic beads, and are further classified as CTCs on the basis of morphologic limits (round or oval morphology; size >5 μm), of rigorous criteria for staining for cytokeratin (CK-6, 8, 18), of displaying a nucleus [positive staining for 4′,6-diamidino-2-phenylindole (DAPI)], and of excluding white blood cell (negative staining for CD45). Many other technologies have been proposed and/or are currently in development to increase CTC detection rates and/or isolate viable cells that can be evaluated for their properties and, particularly, their aggressive behavior [13,41,42]. All these techniques include a first enrichment step, a second tumor cell staining or oncogene probing step and a third detection step [43]. Enrichment is an unavoidable crucial step because of the relatively low number of CTCs among other circulating cells. However, it is also a selecting step that isolates and identifies CTCs based on a certain set of characteristics: since CTCs are highly heterogeneous, several CTCs are inevitably ignored. The CellSearch system for example selects CTCs based on the expression of an epithelial marker (EpCAM) although molecular phenotyping of CTCs allowed demonstration that CTCs frequently lost epithelial characteristics because of EMT [3]. The use of other capture antibodies is therefore warranted and could be directed against other antigens specific for CTCs such as mesenchymal or stemness ones [44]. Mesenchymal-like CTC subpopulations are, however, likely to be difficult to identify in the hematopoietic environment, which is also of mesenchymal origin [45]. Another pitfall is the potential detection of prostate derived, circulating cancer-associated fibroblasts (CAFs) as suggested by a recent study that used the CellSearch technology and capture antibodies directed against mesenchymal markers [46]. Techniques that detect CTCs are therefore always a compromise between sensitivity and purity: detect all CTC subpopulations without detecting other circulating cells. Detection of all CTCs may be also hampered by the low volume of blood evaluated (7.5 mL for the CellSearch system).

2.3. Diagnostic and Prognostic Value of CTC Enumeration in Prostate Cancer

Techniques for direct detection of CTCs have been early applied to PCa patients. As a pioneer example, Meye et al. [47] found epithelial (cytokeratin-positive) cells in epithelial cell-enriched, leukocyte-depleted peripheral blood samples of 23/60 (38%) PCa patients. Interestingly cytokeratin-positive cells were not detected in PCa-free samples [47]. Whether CTC enumeration could be used for PCa diagnosis (whatever the clinical stage) was mostly questioned following a hopeful study that detected CTCs in several cancers including localized PCas [48]. Those patients even had higher CTC numbers than patients with metastatic PCa. Other studies however provided various results (Table 2), depending on the technique used and whether the judgment criterion was test positivity (presence of CTCs or not) [41] or CTC counts. In the latter case, similar CTC counts were usually observed in patients with localized PCa and healthy controls (Table 2) [4,49,50,51], suggesting the poor ability of CTC enumeration to diagnose early PCas.
Table 2. Studies evaluating the ability of CTC enumeration to diagnose prostate cancer.
Table 2. Studies evaluating the ability of CTC enumeration to diagnose prostate cancer.
ReferencesTechnique for CTC DetectionProstate Cancer GroupControl GroupResults
[37]Immunomagnetic separation followed by cytokeratin and PSMA IHCn = 25 patients with mPCan = 63 healthy controlsNo CTC in healthy controls
CTCs in 72% of the PCa patients
[38]Immunomagnetic separation followed by FACSn = 10 patients with lPCa
n = 10 patients with mPCa
n = 22 healthy controlsHigher CTC counts in patients with lPCa or mPCa than in healthy controls
[47]Immunomagnetic separation followed by cytokeratin IHCn = 60 PCa, most of them before RPn = 20 healthy controlsNo CTC in healthy controls
CTCs in 38% of the PCa patients
[52]Immunomagnetic separation followed by RT-PCR (PSA)n = 284 PCa including:
  • 138 patients before RP
  • 31 patients with post-RP recurrence
  • 37 patients under ADT
  • 11 patients dead from PCa
  • 67 patients with no evidence of disease after treatment
n = 52 healthy controls
n = 51 men with elevated PSA levels and negative prostate biopsies or TURP
n = 32 patients with other cancers
CTCs in:
  • none of the healthy controls and other cancer patients
  • 4% of the patients with elevated PSA levels and negative prostate biopsies or TURP
  • 24% of the patients before RP
  • 51% of the patients with progressive PCa
  • 9% of the patients with no evidence of disease <5 years after treatment
  • None of the patients with no evidence of disease >5 years after treatment
[41]Elispotn = 24 patients with lPCa (12 before and 12 after treatment)
n = 24 patients with mPCa
n = 31 patients with BPH or acute prostatitis
n = 35 patients without prostate pathology
n = 8 healthy controls
No CTC in non-PCa patients
Test more frequently positive in the 24 mPCa (83%) than in the 12 lPCa before treatment (42%)
No CTC in the 12 lPCa after treatment
[53]CellSearchn = 84 patients with advanced PCa (130 samples)n = 39 healthy controls<2 CTCs/7.5 mL in healthy controls
≥2 CTCs/7.5 mL in 62% of the 130 cancer samples
[54]Immunomagnetic separation followed by RT-PCR (PSA)n = 371 PCa including:
  • 183 patients before RP
  • 34 patients with post-RP recurrence
  • 64 patients under ADT
  • 90 patients with no evidence of disease after treatment
n = 78 healthy controls
n = 63 men with elevated PSA levels and negative prostate biopsies or TURP
CTCs in:
  • none of the healthy controls
  • 3% of the patients with elevated PSA levels and negative prostate biopsies or TURP
  • 20% of the patients before RP
  • 46% of the patients with progressive PCa
  • 10% of the patients with no evidence of disease <1 year after treatment
  • None of the patients with no evidence of disease >1 year after treatment
[51]CellSearchn = 97 patients prior to RPn = 25 men with elevated PSA levels and negative prostate biopsiesCTCs detected in 21% vs. 20% (PCa vs. control groups)
[4]CTC-Chipn = 55 patients (including 19 patients with lPCa)n = 17 healthy controlsCTCs detected in 8/17 healthy controls (max: 10 CTCs/7.5 mL)
8/19 patients with lPCa had ≥14 CTCs
[55]CTC-Chip (herringbone Chip)n = 15 patients with mPCan = 10 healthy controls0 to 8 CTCs/7.5mL on healthy controls
≥12 CTCs in 14 of the mPCa patients
[50]CellSearchn = 26 patients with lPCan = 30 healthy controls3 healthy controls with 1 CTC/7.5 mL
No difference for the mean CTC counts
[56]CellSearchn = 26 patients with PCa and biochemical recurrence after RPn = 7 healthy controlsNo CTC in healthy controls
CTCs in 73% of the PCa patients
[49]CellSearchn = 20 patients with lPCa and high recurrence riskn = 15 healthy controlsNo difference for the mean CTC counts
ADT: androgen-deprivation therapy; BPH: benign prostate hyperplasia; CTC: circulating tumor cell; IHC: immunohistochemistry; FACS: fluorescence-activated cell sorting; lPCa: localized prostate cancer; mPCa: metastatic prostate cancer; PCa: prostate cancer; PSA: prostate-specific antigen; RP: radical prostatectomy; TURP: trans-urethral resection of the prostate.
Whether CTC enumeration could be useful in distinguishing patients with localized PCa and those with metastatic PCa is of major importance to better adapt treatment, mostly because imaging lacks accuracy, nomograms are still under evaluation and the only surgical means (diagnostic lymphadenectomy) may not necessarily reflect the hematogenous nature of the disease [57]. Several studies indeed suggested that higher CTC counts are correlated with the tumor burden [52], the presence of lymph node metastases [50], the presence of distant metastases (in particular, bone metastases comparing to soft tissue metastases) [41,49,50,58,59,60]. Other correlations have been variably reported with clinical or biological markers known to predict disease progression in metastatic PCas (PSA, alkaline phosphatase, lactate dehydrogenase, hemoglobin, etc.) (Table 3).
These correlations were inconsistently demonstrated and transfer to clinical practice remains elusive. It is, however, worth noting that correlation with overall survival was observed in all the published studies, particularly in patients with metastatic PCas, and often in a way independent from known survival predictors (Table 4). Furthermore, when tested, the CTC count was a better predictor of overall outcome than the usual marker PSA [61]. For this question, the usual cutoff is 5 CTCs/7.5 mL.
Sequential count of CTCs in the same patient allows determination of CTC evolution, particularly under treatment. Several studies reported a decrease in the CTC detection rate or count [4,24,41,56,59,62,63]. Evolution of CTC levels was suggestive of a disease progression under treatment [24,58], even anticipating the results of the radiological explorations [64]. As expected, this evolution also proved to be a predictor of survival [62,65] with a growing risk of death under the following scenarios: persistence of a favorable CTC count, transition from an unfavorable to a favorable count, transition from a favorable to an unfavorable count and persistence of an unfavorable count [61,66,67,68,69,70]. In this setting, the CTC count decline under treatment was a better predictor of overall survival than the PSA decline [66,69]. Overall, CTC enumeration is a strong indicator of disease progression, both spontaneously and under treatment. As such, it fulfills most of the criteria to be used as a surrogate of overall survival in clinical trials [61,63,65,68]. CTC counts were then used as an intermediary endpoint to assess treatment efficacy (along with PSA decline or ECOG status) in a phase II trial that included 58 men receiving abiraterone acetate after docetaxel failure for metastatic CRPC and did not evaluate overall survival as an endpoint criteria [71].
Table 3. Correlations between CTC enumeration and clinical, biological, radiological or pathological prognosis factors.
Table 3. Correlations between CTC enumeration and clinical, biological, radiological or pathological prognosis factors.
ReferencePatientsMethodsCorrelations
Positive CorrelationNegative CorrelationNo CorrelationTreatmentMetastases Status
Lower CTC CountHigher CTC CountLower CTC CountHigher CTC Count
[38]n = 10 mPCaIM/FACSDisease progression-----
[47]n = 60 PCaIM/IHCTumor stage-----
[52]n = 284 PCaIM/RT-PCRTumor burden-----
[53]n = 85 advanced PCaCellSearchPSA; AP; LDHHb CreatinineGleason scoreAndrogen-depletion aloneAndrogen-depletion and chemotherapyNo difference
[41]n = 24 lPCa
and 24 mPCa
Elispot---For the lPCa:lPCamPCa
No treatmentTreatment
[72]n = 41 CRPCIM/FACSPSA; APAgeLDH; Hb; ECOG statusNo difference when comparing the number of previous treatments--
[58]n = 112 mPCaCellSearchPSA; Bone metastases burden--No chemotherapyChemotherapySoft tissue onlyBone or Bone and soft tissue
[54]n = 371 PCaIM/RT-PCRPSA-Gleason score; Tumor stage; Resection margins; pN status----
[4]n = 19 lPCaCTC-Chip--PSA; Gleason score; Tumor size; Extracapsular extension; pN status; Perineural invasion; Resection margins----
[24]n = 16 CRPCAdnagenRadiological response--No disease progression under treatmentDisease progression under treatment--
[56]n = 26 PCa with rising PSA after RPCellSearch--PSA----
[50]n = 26 lPCaCellSearchpN status; PSA; Tumor size-Gleason score--No metastasesMetastasis
[64]n = 21AdnagenDisease progression--Disease controlled under treatmentDisease not controlled under treatment--
[60]n = 202 PCaCellSearchPSA; Gleason score--Non androgen-depletedAndrogen-depletedLymph node onlyBone or Bone and lymph node
[49]n = 41 CRPCCellSearchAP; LDHHb;PSADTPSA; Calcemia; Bone metastatic burden--Soft tissue onlyBone or Bone and soft tissue
AP: Alkaline phosphatase; CTC: circulating tumor cell; FACS: fluorescence-activated cell sorting; Hb: hemoglobin; IHC: immunohistochemistry; IM: immunomagnetic separation; LDH: lactate dehydrogenase; lPCa: localized PCa; mPCa: metastatic PCa; PCa: prostate cancer; PSA: prostate specific antigen; RP: radical prostatectomy.
Table 4. Results of the studies that evaluated CTC count as a predictor of overall survival.
Table 4. Results of the studies that evaluated CTC count as a predictor of overall survival.
ReferenceClinical SituationNumber of PatientsMethodsUse of CTC CountCTC count as Predictor of overall SurvivalRemark
[73]mPCan = 37IM/FACSContinuous variableYes
Independently
Similar results for a subgroups of 26 CRPC
[72]CRPCn = 41IM/FACSBinary variable (cutoff: 1.8)YesCutoff 1.8 was considered as the best cutoff to separate patients with favorable or unfavorable survival outcome
[58]mPCan = 112CellSearchContinuous variableYes
Independently
-
[69]CRPCn = 231CellSearchBinary variable (cutoff: 5)Yes
Independently
Part of the IMMC38 trial
CTC counts at 2–5 weeks were also predictors
[74]CRPC before docetaxeln = 164CellSearchContinuous variableYes
Independently
Part of the IMMC38 trial (same patients than [69])
CTC counts at 4, 8 and 12 weeks were also predictors
[62]CRPCn = 51CellSearch-Yes-
[70]CRPCn = 64CellSearchBinary variable (cutoff: 5)Yes
Independently
-
[68]CRPCn = 119CellSearchBinary variable (cutoff: 5)Yes
Independently
-
[75]CRPCn = 100CellSearchBinary variable (cutoff: 4)Yes
Independently
Cutoff 4 was considered as the best cutoff to separate patients with favorable or unfavorable survival outcome
[76]CRPC before docetaxeln = 179CellSearchContinuous variableYesPart of the IMMC38 trial (same patients than [69])
[67]CRPCn = 76CellSearchBinary variable (cutoff: 5)Yes
Independently
-
[59]CRPCn = 162CellSearchBinary variable (cutoff: 5)YesPart of the IMMC38 trial (same patients than [69])
[50]mPCan = 27CellSearchBinary variable (cutoff: 4)YesCTC enumeration was also predictive of disease progression-free survival
[60]PCan = 202CellSearchBinary variable (cutoff: 5)Yes-
[49]CRPCn = 55CellSearchBinary variable (cutoff: 5)YesBest calculated cutoff to predict overall survival: 3 CTCs/7.5 mL)
Continuous variableYes
[66]CRPCn = 57CellSearchBinary variable (cutoff: 5)Yes
Independently
-
[61]CRPCn = 238CellSearchBinary variable (cutoff: 5)Yes
Independently
Part of the SWOG SO42 trial
[65]Previously docetaxel-treated CRPCn = 711CellSearchBinary variable (cutoff: 5)Yes
Independently
Part of the COO-AA-301 trial
Combination of CTC counts with LDH levels was also a good predictor of overall survival
CRPC: castration-resistant PCa; CTC: circulating tumor cell; FACS: Fluorescence-Activated Cell Sorting; IM: immunomagnetic separation; mPCa: metastatic PCa; PCa: prostate cancer.

2.4. Molecular Characterization of Prostate CTCs and Prediction of Treatment Response

Some CTC detection platforms allow partial functional characterization of CTCs, such as the ELISPOT method, which is based on the ability of viable CTCs to secrete particular proteins [41] or the cell-adhesion matrix platform that selects invasive CTCs because of their ability to invade collagenous matrices [13,42]. Overall, recent studies tend to characterize CTCs at the molecular level rather than only enumerate them. Both targeted and genome-wide analyses confirmed clear heterogeneity among prostate CTCs [40] even if comparison with primitive tumor tissues obtained at the time of diagnosis and prior to any cancer therapy disclosed similarities indicative of a clear relationship [77,78]. CTCs can even resemble CRPC tissues taken at autopsy even at the epigenetic level (DNA methylation status at CpG sites) [13]. Such studies allow for identification of putative biomarkers and actors of the metastatic process. As an example, from mRNA-Seq procedures in 67 CTCs from 13 PCa patients, 181 genes overexpressed in CTCs compared to normal prostate tissues were identified that are associated with several biological processes such as metabolic processes, cell cycle or activated AR pathway, providing consistent demonstration of the power of these innovative techniques in the field of the CTCs [79]. Similarly, Smirnov et al. [80] could therefore identify a gene set specific for CTCs (whatever the primary cancer tissue), which was evaluated for its ability to discriminate between 74 patients with metastatic disease and 50 healthy donors. Meaningful information may also be provided regarding the metastatic process itself. Schmidt et al. [81] evaluated loss of heterozygosity (LOH) patterns in CTCs from 20 patients with multifocal PCas using nine polymorphic microsatellite markers. They also performed the genetic profiling for each individual tumor focus of the prostate. In 17 of the 20 patients, the LOH pattern of the CTCs was identical with only one focus of the primary tumor confirming the well-known molecular heterogeneity of the different foci [82] and the corresponding heterogeneity of the metastatic ability [81]. Of interest, according to the LOH patterns, in six cases, the delivering foci were probably the smaller ones (down to 0.2 mL), providing data to interpret the frequently-observed lack of correlation between the CTC counts and indirect markers of tumor volume such as serum PSA levels [81].
Several studies specifically targeted genes of interest when attempting to characterize CTCs. EMT is considered as a hallmark of migrating and circulating tumor cells (see above). Chen et al. [15] obtained 38 CTCs from eight PCa patients they used to determine expression profile of 84 EMT-related and reference genes using a multiplex RT-PCR device. Despite heterogeneous expression patterns, overexpression of genes promoting EMT was commonly observed confirming the loss of epithelial markers and the gain in EMT markers as well as the gain in stemness markers. Some EMT-related genes (PTRRN2, ALDH1, ESR2 and wnt5A) were more expressed in CTCs from CRPC than in CTCs from castration-sensitive cancers [15]. Similar prognostic correlations were identified when studying gene hypermethylation in CTCs from 76 CRPC patients: not only CTC enumeration (binary classification using a cutoff of 5 CTCs/7.5 mL) but also the presence of hypermethylation of five targeted genes were significantly correlated with overall survival [67]. Although correlated to CTC enumeration, the hypermethylation status proved to give significant additional information to predict the patient outcome, underlying the potential clinical benefit of specific molecular phenotyping of CTCs [67].
The fusions that involve the ERG gene (such as the TMPRSS2:ERG fusion) and other members of the ETS transcription factor family have been extensively studied in PCa and proved to play an important role in prostate carcinogenesis [83]. ERG rearrangements have been detected in prostate CTCs [62,84,85,86]. In a study, TMPRSS2:ERG fusion was assessed using RT-PCR in 41 patients with CRPC enrolled in a phase II abiraterone acetate trial [84]. TMPRSS2:ERG fusion was detected in 15 patients and was not predictive neither of post-treatment PSA decline nor of overall survival. When available (n = 23 patients), concordance between the RT-PCR assays in CTCs and FISH (fluorescent in situ hybridization) assays in primary tumors was only 15/23 patients (65%) [84]. This discrepancy is likely to result from technical pitfalls. When comparisons were available using FISH for all the tissues examined, CTCs, metastases and therapy-naïve primary prostate tumor tissues (cores obtained several years before, prior to any treatment) invariably had the same ERG gene status suggesting that (1) prostate biopsies are able to detect the tumor foci that result in blood-borne metastases, and (2) rearrangement of ERG gene may be an early event in prostate carcinogenesis [62]. By contrast, a significant heterogeneity was observed at the PTEN and AR loci suggesting that these two other key events of the prostate carcinogenesis may occur at different times of the tumor progression or may vary depending on the different treatments administered [62]. Accordingly, Todenhofer et al. [24] demonstrated that some CTCs can express markers of EMT or stemness, particularly under docetaxel-based treatment.
Whether CTC molecular phenotyping may serve as a means to predict response to treatment is of great hope for clinicians. While androgen depletion therapy is the first-choice treatment for advanced PCas, the early detection of castration resistance in routine practice is hardly obtained. Whether evaluation of the AR pathway in CTCs could help in predicting response to androgen deprivation is therefore of major importance. In 2012, Myamoto et al. [87] classified CTCs obtained from PCa patients as “AR-on” or “AR-off” whether CTCs expressed PSA without PSMA (AR-on) or PSMA without PSA (AR-off). The coexpression of PSA and PSMA corresponded to an “AR-mixed” status. A switch from “AR-off” status to “AR-on” status was frequently observed in metastatic castration-sensitive PCa after one month of androgen deprivation therapy [87]. These results strongly support a role of AR phenotyping in CTCs of PCa patients. Among the various molecular mechanisms that explain castration resistance, mutations in the androgen receptor (AR) have been identified that allow either constitutive (ligand-independent) AR activation or AR activation by extra-gonadal androgens, non-androgenic steroidal ligands or even anti-androgenic drugs. In the CTCs of 35 patients with metastatic CRPCs, Jiang et al. [88] searched for AR mutations by RNA amplification followed by complete AR sequence sequencing. Twenty-seven AR mutations were detected in 20 patients, most of these mutations already known to accompany castration resistance [88]. Another study confirmed the possibility to detect AR mutation in prostate CTCs, although with a lesser frequency: two mutations in two out of 37 patients with CRPC [89]. Similarly, AR gene amplification—another mechanism of castration resistance—was also observed in the CTCs of patients with CRPCs [62,78,84,90] Whether AR amplification or mutations could be used in clinical practice as a reflection of castration resistance remains to be determined. Of interest, CTCs have also been evaluated as a marker of resistance to new anti-androgen therapies, such as enzalutamide (inhibition of androgen signaling by competing with and displacing the natural AR ligands) and abiraterone (depletion of adrenal and intratumoral androgens through inhibition of cytochrome P450 17A1). In published clinical trials, 20%–40% of the patients with CRPC have no response to these drugs. It has been hypothesized that such resistances may involve the presence of AR constitutively-active splice variants. Androgen receptor splice variant 7 (AR-v7) is a truncated AR protein that lacks the C-terminal ligand binding domain but retains the transactivating N-terminal domain. It proved to be functional, behaving as a constitutively-active transcription factor in a ligand-independent manner. It can be considered as procarcinogenetic, inducing transcription of a specific transcriptional program, including EMT-related genes [91]. In an elegant, pioneering work, Antonarakis et al. [92] evaluated AR-v7 in CTCs from 62 patients receiving enzalutamide or abiraterone. Patients were then classified as AR-v7-positive or AR-v7-negative whether the AR-v7 mRNA was detected or not in the CTCs by RT-PCR experiments. Overall, 39% and 19% of the 31 enzalutamide- and the 31 abiraterone-treated patients had detectable AR-v7 in CTCs, respectively [92]. Similar results were obtained in another study evaluating 47 patients with PSA progression, irrespective of type, line, or sequence of prior therapy (including androgen-deprivation therapies), provided they awaited a therapy switch: 18 of the 37 patients with CTCs had AR-v7 [89]. Of note, AR mutations could simultaneously be detected (using RT-PCR in a distinct fraction of the same CTC samples), demonstrating the ability to determine two key resistance-mediating AR modifications in CTCs. It was demonstrated that AR-v7-positive CTCs were significantly associated with shorter PSA response rate, PSA progression-free survival, clinical progression-free survival and overall survival [92]. AR-v7-positive CTCs were also correlated with the metastatic status [89]. It is worth noting that none of the therapy-naive patients was AR-v7-positive while the presence of AR-v7 correlated with prior treatments [89]. In addition, conversion from AR-v7-negative status to AR-v7-positive status was observed under enzalutamide or abiraterone treatment [92]. Only three out of the seven patients in whom AR-v7 evaluation was available in both CTCs and prostate tissues had simultaneous presence of AR-v7 in CTCs and prostate tissues [92]. Altogether, these results suggest that the presence of AR-v7 is at least revealed or even induced by these treatments [89]. Consistently, it has been demonstrated that treatment of PCa cell lines with either enzalutamide or abiraterone increased the expression of constitutively-active AR-variants, including AR-v7 [93]. Whether the presence of AR-v7 could also predict resistance to taxane therapy remains a matter of debate. Taxanes exert their cytolytic activity by stabilizing microtubules polymers [94,95]. Accordingly, evaluation of microtubule bundling in CTCs of PCa patients has been proposed to estimate response to docetaxel [94]. The microtubule network of prostate cells is also critical for AR translocation from the cytosol to the nucleus and therefore AR transcriptional activity. A correlation has been therefore found between the AR cytoplasmic sequestration in CTCs of patients with CRPC and the clinical response to docetaxel [95]. Mutant deletion studies demonstrated that AR-v7 lacks the microtubule-binding domain of AR [96,97]. Nuclear translocation and transcriptional activity of AR-v7 seems therefore unaffected by taxane treatment [96,97]. Two recent clinical studies however failed to demonstrate an association between the presence of AR-v7 and resistance to taxane therapy [98,99]. Conversion from AR-v7-positive status to AR-v7-negative status was even observed under taxane treatment [100].

2.5. Circulating Tumor Emboli (CTC Clusters or Aggregates)

Several studies reported that aggregations of CTCs can also been found in peripheral blood samples of cancer patients. They are considered when at least two or three CTCs are detected together [13,101,102]. Clusters usually contain 4–12 cells (microclusters) [55], but macroclusters composed of up to 100 cells have also been identified [37]. They are named circulating tumor emboli (CTE) or CTC aggregates or clusters and, by comparison with CTCs, have been poorly investigated. Whether circulating clustered cancer cells are technical artifacts has even been questioned [25]. There are, however, several arguments to suggest that CTC clusters are of natural occurrence, such as the lack of observation of cell aggregates in cell line spike-in experiments [55,101], the preserved shape and orientation of tumor cells within the cluster [55], the lack of correlation between the presence of clusters and the absolute number of CTCs in clinical samples [13,55], and the oligoclonal origin of the individual cells within the cluster [103]. It remains nevertheless unknown if they represent real tumor emboli (real detachment of cell aggregates from the primary tumor) or a product of intravascular proliferation [37,104]. For the latter hypothesis, it is also undetermined if cell proliferation occurs during the travel in the bloodstream or when a single cell has attached to the endothelium [104,105].
The currently used technologies for CTC enrichment can detect CTC clusters but they are mostly designed to identify isolate CTCs. The most used technique, i.e., CellSearch system, for example, does not have the ability to isolate CTC clusters. Recent efforts have, however, been made to develop specific microfluidics- or flow cytometry-based methods, the results of which are likely to induce a definitive consensus for a natural occurrence instead of technical artifacts [106,107]. It remains however difficult to assess with precision their true prevalence. Several studies reported CTC clusters in the peripheral blood of PCa patients and the CTC cluster detection rate ranges from 17% to 98% [13,37,55,101,107,108,109,110,111]. These discrepancies are likely to result from technical reasons. Of interest, in an individual study (therefore using a unique method), PCa was found to be more frequently associated with circulating CTC clusters when compared to other cancers, even those known to be frequently metastatic such as the breast and pancreatic ones [101]. Whether PCa exhibits specific characteristics that favor CTC seeding as clusters remains nevertheless to be determined.
Studies for breast, lung and colorectal cancers suggested that the presence of CTC clusters may be indicative of a poor prognosis [102,103,112,113]. To our knowledge, no clear (and CTC-independent) predictive ability has been advocated for CTC clusters in PCa to date but the aggregation of tumor cells in the bloodstream is likely to provide cells with survival advantages. By maintaining cell–cell contacts clustered CTCs resist anoikis. Furthermore, clusters are not always exclusively composed of epithelial tumor cells (homotypic clusters): CTCs can aggregate with other tumor-originating cells such as stromal cells or even cancer-associated fibroblasts (CAF) [114,115] as well as host-derived cells such as hematopoietic and endothelial cells. Experimental data demonstrated that CTC clusters had a higher metastatic potential than single cells [116]. A survival advantage is advocated because of avoidance of anoikis, presence of stromal cells providing a kind of ‘travelling niche’, induction of EMT (by platelets in particular) or avoidance of immune surveillance through incorporation of host cells [2,117]. Circulating tumor microemboli seem therefore to reproduce the functional heterogeneity of the primary tumor [118].

3. Other Circulating Tumor Cellular Materials

CTCs are not the only circulating tumor materials. Many other materials can be found that result either from (1) processes that destruct (circulating or not circulating) tumor cells or (2) processes used by viable tumor cells to deliver messages to other cells. In the first case, as much as half of the circulating cells are thought to perish within 2.4 h following their introduction into blood circulation [5]. The various destructive processes (apoptosis, necrosis, cytolysis, etc.) that cause CTC death result in leakage of intracellular components (such as nucleic acids) through perforations of the CTC membranes and circulation of cellular debris or damaged or fragmented cells. In the second case, there is growing evidence that (normal and cancer) cells produce diverse extra-cellular vesicles, which are informative because of their membranous structure (composed of various lipids) and their own contents. Such extra-cellular vesicles now clearly appear as messengers used for cell-to-cell communication.
When considering all these destructive or productive mechanisms, it becomes evident that the strict criteria used for defining CTCs by the CellSearch system obligatory result in neglecting other EpCAM-positive objects. When applying the strict definition of CTCs, 23% of the cancer samples were considered as negative for CTCs, although several of them contained in fact other EpCAM-positive objects [76]. This could explain why some CTC-negative patients may eventually have a bad outcome. Consistently, not only the CTC count as defined by CellSearch criteria but also all classes of EpCAM-positive objects were found to be predictor for overall survival, suggesting that (1) other tumor materials, parts of tumor cells, may circulate in a manner similar to true CTCs, and (2) further studies are needed to examine which class (or which ratio to one another) is the most suitable to evaluate the prognosis [76].

3.1. Circulating Vesicles

Extracellular vesicles (EVs) are heterogeneous populations of vesicles delimitated by a cell membrane and released by cells into their microenvironment and blood circulation [119]. Recent studies provided valuable data about the role of EVs in many physiological, pathological, diagnostic and therapeutic aspects such as intrinsic normal cell biology, pathogenesis, drug, vaccine and gene-vector delivery, and as possible reservoirs of biomarkers. Overall, they are thought to mediate the exchange of intercellular messages (their “cargo”) comprised of various assembled bioactive molecules including classical factors, structural proteins, nucleic acids and lipids: intercellular “signalosomes” [120]. They can in vivo travel in all body fluids to distant sites, behaving therefore like endocrine factors when circulating in the bloodstream [119]. A specificity of EV production by cancer cells is indeed the intercellular trafficking of bioactive molecules containing oncogenic mutations, such as activated oncoproteins, their transcripts, oncogenic DNA sequences as well as regulatory micro RNA (in this context, EVs are therefore called oncosomes) [121]. It has been clearly demonstrated that the uptake of this transforming cargo by recipient cells cause changes in their phenotype and biological behavior [122]. By a mirror effect, host cells activated because of the cancer presence (macrophages, leucocytes, platelets, endothelial cells, bone marrow progenitors, etc.) also produce specific EVs [123]. Besides the considerable hope raised from the numerous studies published about EVs and their roles in physiology and pathology, it should always be kept in mind that there is no real, widely-accepted nomenclature of EVs [124] even if an expert panel recently proposed to distinguish apoptotic bodies, microparticles (or microvesicles) and exosomes, as the three main classes, depending on their size and their biogenesis (Table 5) [125]. Another great difficulty is the limitation in selectively differentiating one EV population from another because current methods of purification often result in mixtures of particles [119].
Table 5. The three main classes of extracellular vesicles, according to [125].
Table 5. The three main classes of extracellular vesicles, according to [125].
Extracellular VesiclesSize RangeProductionCell of OriginMarkers
Apoptotic bodies0.5–5 mmDuring the late stage of apoptosisAll cell typesExpression of phosphatidylserine on the membrane surface
Microvesicles
(or microparticles or ectosomes)
0.2–1 mmOutward protrusion/budding from the plasma membraneTumor cells
Polynuclear leukocytes
Aging erythrocytes
Expression of phosphatidylserine on the membrane surface
Exosomes40–100 nmEndosome-derived
Liberation by fusion with the plasma membrane
Probably all cell typesAlix
TSG101
Tetraspanins
Heat shock proteins
Prostate exosomes are by far the most frequently studied EVs. They are known for a long time and were essentially studies in the semen as specific organelles expressed in prostatic secretions [126]. They can be called “prostasomes” but this term is classically reserved for seminal (or urinary) prostate exosomes detected or analyzed in the prostate secretions. The recent enthusiasm for cancer exosomes also affected PCa with several works dealing with proteomics, genomics or lipidomics of PCa cell line-derived exosomes in an attempt to identify, through high throughput methods, potential biomarkers (review in [127,128]). Bijnsdorp et al. [129] identified exosomal ITGB1 and ITGA3 by proteomics analysis of exosomes derived from PC3 and LNCaP cells. They found that inhibition of exosomal ITGA3 reversed the effect of PC3- and LNCaP-exosomes on migration and invasivity of PrEC. Moreover, ITGB1 and ITGA3 were more abundant in urines of patients with metastatic PCa than in patients with BPH, confirming the ability of exosome studies to identify potential actors and markers of prostate carcinogenesis [129]. For prostate exosome-based clinical studies, urine is the most used body fluid and several data are available since the first one, which demonstrated both feasibility and sensitivity of exosomal detection by amplifying exosomal RNAs of two known PCa markers: PCA3 and TMPRSS2:ERG fusion [130]. Detection of prostate-derived exosomes circulating in the bloodstream also proved to be feasible [131]. Levels of circulating exosomes were indeed measured in plasma derived from 16 healthy controls, 20 patients with prostate benign hypertrophy (PBH), and 47 PCa patients (including eight taxotere-resistant patients) [132]. Exosomes were purified by differential centrifugation and exosomal survivin was then measured by Western blot. Overall, exosome levels and exosomal survivin were found to be higher in PCa patients than in healthy controls and PBH patients [132]. No difference were observed depending on the pre-treatment Gleason score (10 patients with Gleason 6 vs. 10 patients with Gleason 9). By contrast, patients with taxotere-resistant PCa had higher exosome levels and exosomal survivin than other PCa patients [132]. Similarly, plasma exosomes were isolated in plasma of five PCa patients using anti-PSMA magnetic beads and quantified using the exosomal marker CD9. CD9-expressing exosomes were more numerous in the three patients with metastatic or chemoresistant PCa than in the two patients with non-metastatic PCa [133]. Higher exosome levels in PCa patients than in healthy controls were also observed in another study, with a positive correlation with the Gleason score [134]. Further studies, including larger cohorts, are warranted to explore these issues for routine applications.
Studies about EVs in PCa essentially focused on exosomes but other EVs have been reported. In cancer, ectosome-like structures may originate from membrane blebs that are associated with the ameboid motility of certain types of tumor cells (motility different from the mesenchymal fibroblast-like EMT-related mode, rather resembling that of amoebae with poor adherent properties and extensive membrane deformation). These abnormal EVs are large enough to be observed by light microscopy and are referred to as large oncosomes [135]. In a murine model of metastatic PCa, they proved to be quantified in tissues but also in plasma where they have been associated with PCa aggressiveness [135]. A recent proteomics study found that proteins are differently represented in large vs. nanosized EVs from PCa cells [136]. Large oncosomes are particularly enriched in enzymes involved in glucose, glutamine and amino acid metabolism, metabolic processes able to induce alterations of the glutamine metabolism of cancer cells [136]. Further studies are required to determine the extent of the overlap between large and small vesicles in terms of molecular cargo and function [119]. In clinical practice, large oncosomes can be detected in the plasma and the presence of caveolin-1 in them has been found to correlate with metastatic disease [137]. Like other EVs, large oncosomes also proved to mediate intercellular transfer of functional microRNAs [137], which, by themselves, can be detected as circulating tumor materials.

3.2. Circulating Nucleic Acids

Several nucleic acids can be found as circulating materials in the peripheral blood. They include DNAs, mRNAs, microRNAs and long non coding RNAs. Whether the nucleic acids identified in the serum or the plasma originate from a tumor can indeed only be ascertained when they contain tumor-specific somatic alterations. The corresponding advantage is that these alterations constitute extremely specific biomarkers for cancer that can be easily detected with the appropriate technique and tracked over time. It is, however, very challenging to detect tumor-originating circulating acids since they are surrounded by multiples copies of normal nucleic acids. Mostly, these nucleic acids can circulate under various conditions. Circulating DNA is mostly found free of any cell or any cell fragment (cell-free DNA: cfDNA), while RNAs are essentially considered as part of the exosomal content.

3.2.1. Circulating DNA

Circulating DNA is usually released as small fragments (150–200 bp in length [138]) from normal or tumor cells by apoptosis or necrosis [139]. The balance between a necrotic and an apoptotic pattern seems to be different among the various cancers: by contrast to colon or breast cancer (where larger fragments suggest a predominant necrotic breakdown), short DNA fragments are detected in PCa and suggest a predominant apoptotic release [140,141]. Circulating tumor DNA comprises between 0.01% and 90% of cfDNA [142].
It was found as soon as 1977 that serum circulating cfDNA levels were higher in cancer patients than in non-cancer patients [143]. Since circulating tumor DNA fragments are theoretically released from all tumor sites (primary tumors, lymph node metastases, distant metastases) and from all parts of each tumor site, it can be considered as a reliable witness of the whole tumor burden and can therefore be used as a means to monitor it under treatment. As such, it constitutes a kind of repeatable and easily available liquid biopsy. The correlations found between the presence of CTCs and the detection of circulating tumor DNA [144] and the possible higher sensitivity of circulating DNA genotyping over the direct detection of CTCs [145,146,147] reinforce its potential interest as the ideal biomarker. Of note, discordances between the genetic aberrations of the primary tumor and the alterations of the circulating DNA in blood have been described for several cancers and suggest that (1) cfDNA can be a biomarker of tumor cell dissemination and that (2) the “parallel development” hypothesis (primary tumor and secondary sites develop similar genetic alterations in a parallel way) remains to be demonstrated [148].
Cell-free DNA can be extracted from serum or plasma using commercial kits. Of note, for yet unknown reasons, DNA levels are largely higher (about six-folds) in serum than plasma, even if the lack of a standardized processing procedure make comparisons difficult [140]. PCR-based methods are the most currently used but usually require the choice of the genetic alterations to be detected. Other methods, notably high throughput ones, are under development that allow direct massive parallel sequencing of the whole circulating DNA populations [149]. There are in fact variations concerning what is really evaluated: whole cfDNA concentration, targeted genetic aberrations, whole DNA genetic aberrations, cfDNA integrity of epigenetic events such as hypermethylation.
Table 6 provides summaries of the published studies that assessed serum or plasma cfDNA levels and compared them according to the presence or the absence of PCa.
Overall, conclusions can hardly be drawn because of the extreme variation in the designs of the 19 available studies. The control groups, for example, consisted of either healthy controls, patients with negative biopsies, BPH patients, prostatitis patients or a mix of these conditions. PCa patients were also highly heterogeneous including various stages and various combinations of stages. This is likely to be of importance since one study reported higher cfDNA levels in metastatic patients when compared to healthy controls and no difference between patients with localized PCa and healthy controls [144]. This probably explains the contradictory results with several studies being unable to demonstrate any difference between PCa patients and controls [144,150,151,152,153] while others did [154,155,156,157,158,159,160,161,162,163]. Whether cfDNA levels could be used for prognostic purpose also remains to be determined (Table 6). Only two studies disclosed correlation with Gleason score [156,160] while six others did not [141,152,153,155,161,163]. Similarly, a correlation with pT stage was reported [155,156] or not [150,164]. While failing to identify correlations with Gleason score or pT stage, Jung et al. [152] observed a correlation between cfDNA levels and overall survival. cfDNA levels were found to predict biochemical recurrence in localized PCa after radical prostatectomy [156]. Whether cfDNA could be used as a predictor or a marker of evolution under treatment is also suggested by a recent study that included eight CRPC patients submitted to docetaxel [164]. In this study, tumor activity on PET/CT correlated with cfDNA levels at baseline and patients with criteria for PET tumor response under treatment had significantly lower pretreatment cfDNA levels than those who did not. Of interest, an increase in cfDNA levels was observed after docetaxel treatment, along with the appearance of large fragments suggestive of necrosis [164], suggesting the ability of cfDNA levels to monitor treatment action. A similar increase in cfDNA levels has also been reported after surgery or androgen deprivation [141,154].
Measuring circulating levels is not the only way to evaluate cfDNA in blood. Whether circulating DNAs are intact or not seems also to be informative [150,165,166]. Several studies also demonstrated the presence of genetic instability (microsatellite instability), specific genetic alterations (mutations) and epigenetic alterations (promoter hypermethylations) [147]. The analysis of allelic imbalance is feasible in circulating DNA and the presence of microsatellite instability appeared highly specific (specificity: 70%–100%) of the presence of PCa in all six studies that evaluated it [144,167,168,169,170,171]. Direct identification of specific genetic alterations seems also promising, as suggested by two recent studies. Azad et al. [172] evaluated discovered several AR gene aberrations in circulating cfDNA of 62 patients with progressive metastatic CRPC after various treatments including abiraterone and enzalutamide. These AR gene alterations (mutations, variation in copy number, etc.) could be therefore tested as biomarkers of treatment resistance in CRPC. Similarly, copy number variations in circulating AR and CYP17A1 DNAs proved to correlate with progression-free survival (as assessed by PSA dynamics) and overall survival [173]. Epigenetic alterations in circulating cfDNA have been more intensively explored in PCa patients (Table 7). Eighteen studies are available, including 11 that dealt with hypermethylation of the GSTP1 promoter. This epigenetic alteration is indeed frequently observed in prostate tumors and can also be detected in tissue and urine samples. Its detection in circulating DNA has been reported as soon as 2000 [174], with a consistent high specificity [153,170,174,175,176,177,178,179]. Other promoters have been hypermethylated in circulating DNA, including CD44 [180], AR [178], MDR1 [181], RARβ [170,179,181], TIG [177], RASSF1 [170,179], APC [179], Gal3 [182], histone H3 [183], CDH13 [184] and Gadd45a [185]. A global profiling using microarrays allowed identification of the gene RNF2019 as a target for hypermethylation in PCa when compared to healthy controls [186]. Whether hypermethylated promoters found into the circulating DNA could be used as prognostic markers remains to be determined since contradictory results have been found in relation to either Gleason score or pT stage [146,170,177,178,180]. Promising correlations with disease progression [179], biochemical recurrence [175] or even overall survival [184] have been reported but need confirmation by further studies.
Table 6. Diagnostic and prognostic information of serum and plasma cell-free DNA levels in prostate cancer.
Table 6. Diagnostic and prognostic information of serum and plasma cell-free DNA levels in prostate cancer.
ReferenceNumber of PCaNumber of ControlsFluidMethodResults for Circulating DNA Levels
[152]9134 BPH
59 healthy controls
PFANo difference between
lPCas and controls
N1M1 PCa and BPH
Patients with mPCa under ADT or not
No correlation between DNA levels and PSA, pT, Gleason in pN0M0 PCa
Correlation between DNA levels and PSA in M1 PCas
Correlation between DNA levels and overall survival
[187]1213PRT-PCRSe = 58%; Spe = 92%; AUC = 0.708
[154]1510 BPH
12 HGPIN
PRT-PCRIncrease in DNA levels after prostate biopsies
No difference between PCa and HGPIN
When comparing PCa + HGPIN vs. BPH: Se = 85% ; Spe = 73%
[157]7815 patients with low PCa risk a
74 patients with negative biopsies
10 healthy controls
PRT-PCRIncrease in DNA levels in PCa vs. the 15 patients with negative biopsies and the 10 healthy controls
Increase in DNA levels in the 74 with negative biopsies vs. the 78 PCa patients
[153]12 newly diagnosed PCa
15 PCa subjected to treatment
13 healthy controlsPRT-PCRIncrease in DNA levels in newly diagnosed PCa vs. the healthy controls
No difference in PCa patients subjected to treatment and healthy controls
No correlation between DNA levels and Gleason score
[150]6162PRT-PCRNo difference between the two groups
[159]142 lPCa19 BPHPSAIncrease in DNA levels in PCa patients
Increase in predictive accuracy when DNA levels are added to a base model
[156]192 lPCa
18 mPCa
35 patients with negative biopsiesSRT-PCRIncrease in DNA levels in:
mPCa patients vs. the lPCa patients
lPCa patients with PSA recurrence vs. lPCA without PSA recurrence
In lPCa patients, correlation between DNA levels and Gleason at biopsy, Gleason at prostatectomy, positive surgical margins and pT
[140,177]168 lPCa
5 incidental PCa b
42 BPH
11 healthy controls
SRT-PCRWhen comparing the 168 lPCa to the 42 BPH : Se = 88%, Spe = 64% and AUC = 0.824
[155]6445 healthy controlsPRT-PCRIncrease in DNA levels in PCa patients
Se = 80%, Spe = 82% and AUC = 0.881
Correlation between DNA levels and pT
No correlation between DNA levels and Gleason or PSA
[151]522 BPH
30 healthy controls
PFANo difference between PCa and BPH
[144]69 lPCa
12 mPCa
10 healthy controlsPSAIncrease in DNA levels:
in mPCa patients vs. lPCa patients
in mPCa patients vs. healthy controls
No difference between lPCa patients and healthy controls
[161]89104 BPH
59 prostatitis
SRT-PCRIncrease in DNA levels:
in PCa patients vs. BPH patients
in PCa patients vs. BPH and prostatitis patients
No difference between BPH patients and prostatitis patients
No correlation between DNA levels and Gleason score
Increase in predictive accuracy when DNA levels are added to a base model
[164]8 CRPC-PRT-PCRIncrease in DNA levels after docetaxel therapy
No correlation between DNA levels and PSA
Correlation between DNA levels and tumor activity at PET/CT imaging
[141]1920 healthy controlsPRT-PCRIncrease in DNA levels after 3 month ADT or 3 months after surgery
No correlation between DNA levels and Gleason, PSA doubling time or PSA recurrence
[160]96112 BPHPRT-PCRIncrease in DNA levels in PCa patients
Correlation between DNA levels and PSA or Gleason
[163]13333 patients with negative biopsiesPSAIncrease in DNA levels in PCa patients
Se = 66%, Spe = 88%
No correlation between DNA levels and PSA, Gleason, pT, or BRFS
Correlation between an increase in DNA levels during the follow up (sampling every 3 months during 2 years) and BRFS
[162] c85101 BPH
55 prostatitis
SFAIncrease in DNA levels in PCa patients
Increase in predictive accuracy when DNA levels are added to a base model
[158]1625 BPH
40 healthy controls
PFANo difference between PCa and BPH
Increase in the ratio cell-free/total circulating DNA in PCa and BPH patients vs. healthy controls
a negative prostate biopsies two years ago and normal PSA velocity within the last 2 years; b PCa discovered in TURP specimen; c patients extracted from [161]; ADT: androgen-deprivation therapy; AUC: area under ROC curve; BPH: benign prostate hyperplasia; BRFS: biochemical recurrence-free survival; CRPC: castration-resistant prostate cancer; FA: fluorometric assay; HGPIN: high grade prostate intraepithelial neoplasia; lPCa: localized PCa, mPCa: metastatic PCa; P: plasma; PCa: prostate cancer; PSA: prostate-specific antigen; RT-PCR: reverse transcriptase-polymerase chain reaction; S: serum; SA: spectrophotometric assay; Se: sensitivity; Spe: specificity; TURP: trans-uretral resection of the prostate.
Table 7. Diagnostic and prognostic information of methylation status of cell-free DNAs in prostate cancer.
Table 7. Diagnostic and prognostic information of methylation status of cell-free DNAs in prostate cancer.
ReferenceNumber of PCaNumber of ControlsFluidMethodStudied Gene(s)Results
[174]3326 BPHS & PMSPGSTP1Se = 72%; Spe = 100%
[180]7-SMSPCD44Se = 100%
No correlation with the pM status
Physiologic hypermethylation in several normal epithelia
[175]85 lPCa
18 CRPC
35 patients with negative biopsiesSqMSPGSTP1Spe = 100%
Se = 12% in lPCa patients and 28% in CRPC (p = 0.003)
Correlation with biochemical recurrence and BRFS
110 patients with RP
55 with recurrence
55 without recurrence
-SqMSPGSTP1GSTP1 methylation in 8 patients with recurrence and none of the patients without recurrence
[153]319 healthy controlsPMSPGSTP1Se = 52%; Spe = 100%
[178]14 lPCa
62 CRPC
49 healthy controlsSMSP-
GSTP1
AR
14-3-3β
Healthy
0
27%
55%
lPCa
21%
36%
86%
CRPC
32%
40%
87%
Significant increase for GSTP1
Correlation between GSTP1 methylation and Gleason, pM and pN status
No correlation between GSTP1 and PSA, overall survival, response to treatment
[176]3627 BPHPMSPGSTP1Se = 31% ; Spe = 93%
[181]192 lPCa
18 CRPC
35 patients with negative biopsiesSqMSPSeveral genes including MDR1MDR1 was the only hypermethylated promoter in lPCa:
16% of the patients without biochemical recurrence
38% of the patients with biochemical recurrence
IN CRPC patients, hypermethylation in MDR1 (89%), EDNRB (50%), RARβ (39%)
[188]55 BPH
5 healthy controls
PMSP and sequencingGSTP1Sequencing provided different methylation patterns according to pathological diagnosis.
[177]168 PCa
5 incidental PCa
42 BPH
11 healthy controls
SMSP-
GSTP1
TIG1
PTGS2
Reprimo
BPH
8%
0
0
0
PCa
42%
10%
2%
1%
GSTP1 methylation in 4 of the 5 incidental PCas
Significant difference between BPH and PCa for GSTP1 and TIG1
No correlation between methylation and pT, Gleason or biochemical recurrence
[179]20 PCa with disease progression
22 PCa without disease progression
22 BPHWhole bloodqMSPSeveral including GSTP1
RASSF1a
APC
RARβ
BPH
9%
23%
9%
9%
Not recurring PCa
91%
95%
91%
68%
Recurring PCa
100%
100%
95%
90%
Significant increase with PCa and disease progression.
[182]2 PCa stage II
1 PCa stage III
1 PCa stage IV
1 BPHSMSPGal3No Gal3 hypermethylation on the BPH patient and in the stage III and IV patients
The 2 patients with stage II PCa exhibited Gal3 hypermethylation
[170]8340 healthySMSPGSTP1
RASSF1
RARβ2
12%
24%
13%
None of the healthy controls exhibited hypermethylation
At least one hypermethylation in 28% of the PCa patients
Correlation between the presence of at least one hypermethylation and PSA,
Gleason score and stage
[183]22 lPCa
11 locally advanced PCa
28 mPCa
-PELISAH3K27me3
(trimethylated histone H3 lysine 27)
The median plasma level of H3K27me3 was significantly
lower in mPCa than in lPCa and locally advanced PCa
[186]19 PCa20 BPH
20 healthy controls
PMicro-arrayGlobal profilingIn this exploratory set, no difference in the methylation patterns between PCa and BPH
39 PCa-associated changes when compared to healthy controls; 7 out of them were confirmed by sequencing, including RNF219
Diagnostic performances of RNF219: Se = 89%, Spe = 71%, AUC = 0.79
20 Pca18 BPHPPSRNF219In this validation set, the diagnostic performances of RNF219:
Se = 61%, Spe = 71%, AUC = 0.56
[146]75 CRPC before chemotherapy-PqMSPGSTP1No correlation with Gleason score, bone metastasis status or PSA response to treatment
GSTP1 hypermethylation was an independent predictor of overall survival
Correlation between methylated GSTP1 levels after the first chemotherapy cycle and PSA progression
[184]9827 BPH
9 healthy controls
11 bladder stone
SMSPCDH13Se = 45%; Spe = 100%
Correlation with Gleason score, pT, and PSA
CDH13 methylation status was an independent predictor of overall survival
[189]694703PPSLine1
Alu
Iterative samples as part of the Prostate, Lung, Colorectal and Ovarian cancer screening trial
No correlation with PCa or PCa aggressiveness
Variations were observed for Alu methylation status depending on the time between blood sampling and PCa diagnosis
[185]3448SPSGADD45aHigher levels in PCa patients
No correlation with Gleason score
AUC: area under ROC curve; BPH: benign prostate hyperplasia; BRFS: biochemical recurrence-free survival; CRPC: castration-resistant prostate cancer; lPCa: localized PCa; mPCa: metastatic PCa; MSP: methylation-specific polymerase chain reaction; P: plasma; PCa: prostate cancer; PS: pyrosequencing; qMSP: quantitative MSP; RP: radical prostatectomy; S: serum; Se: sensitivity; Spe: specificity.

3.2.2. Circulating MicroRNAs

MicroRNAs are small non-coding RNAs. They have been shown to be involved in a range of important regulatory cellular functions. Ubiquitous in all mammalian cells, microRNAs are produced through a complex processing pathway including the action of the RNase III enzyme Dicer and the assembling of the mature microRNA strand into an RNA-induced silencing complex (RISC). This complex permits binding to specific target mRNAs to regulate post-transcriptional gene expression through translational repression and mRNA degradation. MicroRNA binding is dependent on the recognition of two to eight nucleotides (the ‘seed sequence’) at the end of its complementary mRNA target. Perfect base-pair complementary between the microRNA and its target results in cleavage of the target by the argonaute enzyme present in the RISC, while imperfect complementary results in translational repression and degradation of the target. It is worthy to note that there is growing evidence that the microRNA maturation process is linked to the formation and maturation of EVs and particularly to microvesicles and exosomes [190]. It has indeed been demonstrated that pre-miRNAs loaded into the RISC complex may be sorted into late endosomes (precursors of exosomes). It remains to be determined whether sorting of pre-miRNAs into exosomes could also be occurring in a sequence-dependent manner [190]. It is also still of debate whether circulating microRNAs exist as isolated cell-free molecules [191]. In addition to being packed into exosomes or microvesicles, extracellular microRNAs can circulate within high-density lipoprotein (HDL) [192,193] or bound by AGO2 protein outside of vesicles [194].
Aberrant expression of microRNAs (up- or down-regulation) has been observed in a diverse range of pathological conditions (including PCa: [195]) because of chromosomal rearrangements (mutations, deletions, amplifications), promoter methylation, and regulation of expression. A number of techniques for microRNA profiling has been progressively developed that allow precise quantification and identification in both solid tissues and body fluids, with techniques specifically designed towards a microRNA of interest or towards high throughput identification of the whole microRNA repertoire in a clinical condition. PCa also proved to aberrantly express microRNAs (review in [195]) and there is now strong evidence suggesting that deregulation of microRNA expression is involved in both PCa pathogenesis and treatment resistance. Numerous microRNAs have indeed been shown to influence key cellular processes involved in prostate carcinogenesis such as apoptosis-escape, cell proliferation, cell invasion, cell migration, androgen receptor signaling, EMT, immune escape, etc. (review in [196] and [197]). Of note, several of the signaling pathways known to be deregulated during prostate carcinogenesis (AR signaling, PTEN/Akt, TMPRSS2:ERG fusions, etc.) exert their oncogenic properties at least partly through deregulation of biologically relevant microRNAs [196].
Since the first descriptions of the fact that cell-free microRNAs have potential as noninvasive diagnostic markers in body fluids [198], several studies proved that they are indeed stable (resistance to RNase degradation because of their short sequence length) and reproducibly measurable in plasma and serum [199]. In PCa, Mitchell et al. [200] reported in 2008 that several circulating microRNAS, and specially miR-141, were significantly elevated in the sera of PCa patients when compared to healthy controls. This pioneer work was confirmed by others correlating various miRNAs with the presence of PCa or with PCa risk, clinicopathological parameters, PCa aggressiveness, staging, and disease outcome (Table 8). More recently, microRNAs have also been suggested as putative mediators of treatment response [201].
Table 8. Diagnostic and prognostic information of circulating microRNAs associated with prostate cancer.
Table 8. Diagnostic and prognostic information of circulating microRNAs associated with prostate cancer.
ReferenceNumber of PCa PatientsNumber of ControlsmicroRNAs Found to be Deregulated in Peripheral BloodRemarks
[200]25 patients with mPCa25 healthy controlsmiR-100, -125b, -141, -143, and -296miR-141 was the most significantly increased
[202]5 patients with PCa8 healthy controlsmiR-16, -92a, -103, -107, -197, -34b, -328, -485-3p,
-486-5p, -92b, -574-3p, -636, -640, -766, ans -885-5p
Several patients were pre-treated with chemotherapy
[203]36 patients with PCa12 healthy controlsmiR-223, -26b, -30c, -24, -874, -1247a,
-1207-5p, -93, and -106a
miR-24 and miR-106a decreased and increased with PCa aggressiveness, respectively
[204]51 patients with PCa20 healthy controlsmiR-21 and -221miR-141 was also elevated when considering only mPCa
[205]21 patients with mPCa-miR-141Correlation with clinical progression and PSA
[206]50 patients with PCa6 patients with BPHmiR-21Elevation only on patients with CRPC and patients with hormone-sensitive mPCa
Higher levels in patients with resistance to docetaxel
[207]21 patients with PCa-miR-375, -9*, -141, -200b, and -516a-3p-
116 patients with PCa-miR-375 and -141Higher levels in high-risk patients (Gleason score ≥ 8 or metastases)
Higher levels of both miR in patients with positive lymph nodes.
[208]25 Patients with CRPC25 healthy controlsmiR-141, -298, -246, and -375-
[209]70 Patients after surgery-miR-141, -146b-3p, and -194Prediction of biochemical resistance following radical prostatectomy
[210]78 patients with PCa28 healthy controlsmiR-107, -130b, -141, -2110, -301a, -326,
-331-3p, -432, -484, -574-3p, -181a-2, and -625
miR were evaluated within circulating exosomes and larger microvesicles
Higher levels of miR-221, - 375, and -141 in patients with mPCa as compared to non-metastatic patients
[211]23 Patients with CRPC-miR-375 and -1290miR were evaluated within circulating exosomes
[212]84 patients with PCa-miR-375, -378, 409-3p, and -141Higher levels in CRPC patients than in patients with lPCa
[213]25 patients with PCa17 patients with BPHmiR-let-7e, -let-7c, -30c, -622, and -1285-
[214]82 patients with PCa-miR-20a, -21, -145, and -221Smaller levels in patients with lPCa
[215]45 patients with PCa18 patients with BPH and 20 healthy controlsmiR-26a, -195, and let-7i-
[216]54 patients with positive prostate biopsies79 patients with negative prostate biopsiesmiR-26a-1 and -141Diagnostic cohort of 133 patients undergoing prostate biopsies
No difference in miR levels in the 2 groups
Increased levels of miR-141 with increasing Gleason score in patients with positive biopsies
[217]75 patients with positive prostate biopsies27 patients with negative prostate biopsiesmiR-let7a, -141, -145, and -155Higher miR-141 levels with d’Amico’s classification
[218]150 patients with PCa prior to surgery50 patients with BPHCombination of expression levels of 14 miRNAs into a “miR Score”Lower levels in high-risk cancer
[219]97 patients with CRPC-miR-200b and -20aCorrelation with overall survival
[220]59 patients with PCa16 patients with BPH and 11 healthy controlsmiR-375 and –let-7cHigher diagnostic performances when the two miR were combined.
[221]31 patients with PCa13 patients with BPHmiR-375 and -141Higher diagnostic performances when the two miR were combined.
BPH: benign prostate hyperplasia; CRPC: castration-resistant prostate cancer; lPCa: localized PCa; mPCa: metastatic PCa; miR: microRNA; PCa: prostate cancer, PSA: prostate-specific antigen.

4. Conclusion

The management of PCa patients is currently moving towards personalized medicine, which is the adaptation of treatment (first line or other lines) to the intrinsic molecular biology of the tumors. While new targeted therapies are currently under development, there is a crucial need for reliable tools able to identify and follow, over time, molecular alterations and signaling pathway activations. As a non-invasive and reproducible method, peripheral blood is a near-ideal sampling site. Whether other witnesses of tumor burden than PSA can be drawn from serum and/or plasma is therefore of major importance. In this setting, several circulating tumor materials can be found and have been the targets of numerous experimental and clinical studies. We needed further studies to provide methods standardization, power of large cohorts, and eventually translation towards clinical practice. The recent report of long-term, patient-derived prostate cancer lines obtained from CTCs using a 3D organoid system [86] would provide clinicians with valuable tools for personalized genetic and pharmacological studies.

Conflicts of Interest

The author declares no conflict of interest.

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MDPI and ACS Style

Vlaeminck-Guillem, V. When Prostate Cancer Circulates in the Bloodstream. Diagnostics 2015, 5, 428-474. https://doi.org/10.3390/diagnostics5040428

AMA Style

Vlaeminck-Guillem V. When Prostate Cancer Circulates in the Bloodstream. Diagnostics. 2015; 5(4):428-474. https://doi.org/10.3390/diagnostics5040428

Chicago/Turabian Style

Vlaeminck-Guillem, Virginie. 2015. "When Prostate Cancer Circulates in the Bloodstream" Diagnostics 5, no. 4: 428-474. https://doi.org/10.3390/diagnostics5040428

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