1. Introduction
The study of maxima and minima of multivariable functions is a fundamental problem in calculus and optimization. Traditionally, these problems have been approached using methods based on partial derivatives, the gradient, the Hessian matrix, and Lagrange multipliers in the case of constraints. However, one of the main limitations of these approaches is the requirement that the functions be differentiable in order to apply them.
In this work, we present an alternative method for determining the maxima and minima of certain classes of real functions of vector variables, without relying on classical theory based on partial derivatives. Rather than comparing this new methodology with existing approaches, our primary objective is to extend the study of extrema in vector-variable functions that are not differentiable, as illustrated in Example 1.
To achieve this, we establish an appropriate link between the optimization problem and the mathematical relationship, i.e.,
which allows us to obtain significant results in optimization theory without requiring differentiability.
Additionally, we implicitly consider that, when solving the problem expressed as , subject to a constraint, a hierarchy is established among the variables depending on how f is defined and the domain of each variable. For example, if our problem is with and , , and , the relationship expressed as is obtained, meaning that the variable with the highest hierarchy is z, followed by y and, finally, x. On the other hand, if we consider the problem expressed as , subject to , with , , and , we observe that , indicating that the variables have the same hierarchy in the given domain.
The mathematical relationship expressed by (
1) has been widely used in various areas of mathematics due to its versatility, as shown in [
1,
2,
3]. For instance, in [
1], different ways of representing an even number ending in six as the sum of two odd numbers were explored, establishing conditions to ensure that these numbers are prime. Likewise, using an appropriate linear functional (
), representations of natural numbers in the form of
, where
, were obtained, enabling the determination of positive integer solutions to the quadratic equation expressed as
, where
P is a natural number ending in one. Moreover, this relationship has been employed to solve certain differential equations, including both ordinary and partial differential equations.
Furthermore, in [
4], Equation (
1) was used to find integer solutions to quadratic polynomials in two variables that represent specific natural numbers. In particular, to verify the primality of a number ending in one, the following equations were analyzed: (i)
, (ii)
, and (iii)
. It was demonstrated that if these equations have no integer solutions, then
P is a prime number.
Finally, in [
5], the authors proved the Dvoretzky–Rogers, Schur, and Orlicz theorems within the framework of functional analysis, utilizing the Hahn–Banach theorem and the fundamental relationship represented by (
1). To do so, they established an appropriate link between these theorems and the mentioned fundamental relationship, providing a solid conceptual and technical foundation to justify their results.
In this context, previous research has emphasized the importance of establishing a suitable connection between the relationship expressed as (
1) and the problem under study. One of the main challenges was to construct an appropriate link with an existing theoretical framework that would allow for the derivation of significant results in optimization.
This article is organized into two main sections.
Section 2 presents the fundamental theorems that support our methodology, while
Section 3 illustrates various concrete cases that demonstrate the applicability and scope of the obtained results.
The relations in (
26), presented below, establish the fundamental basis for the development of this article.
Theorem 1. Let ; then, , subject to the following condition: is .
Proof. Since , where is the angle formed by the vectors and the vector. Here, the maximum and minimum are obtained when and , respectively. □
Theorem 2. Let be any real numbers; then, there exists such that Proof. Let
be defined by
, where
f is a linear and continuous functional. Therefore,
as stated in the orthogonal decomposition theorem (see [
6]).
Thus we have
Therefore,
.
where
and
.
From (
3) and taking into account that
f is a linear functional, we have
The proof that
is unique is trivial. □
2. Main Results
Using the aforementioned technique, we must standardize the resolution of various problems.
Theorem 3. Let , be continuous functions. Then, for some , where Proof. Then, using the following relation:
we obtain the following:
where
.
From the relationship expressed by (
5), we obtain
From Theorem (1), together with the relation expressed by (
6), we obtain
From the relationship expressed by (
6), we obtain
where
. The maximum is reached in (
7) when
For
and
, we obtain the following from (
8):
Similarly, for
, we obtain the following from (
8):
For .
For .
The other cases are similar, and the only relations that satisfy the relation expressed by (
7) are the relations expressed by (
9) and (
10). □
Theorem 4. Let , where V is constant and ; then, the minimum of the function expressed asis given by Proof. Taking into account the expression of
V,
Linking this equality with the relationship expressed as
where
, the following is obtained from the relationship expressed by (
12):
where
.
Parameterizing the relationship expressed by (
13), we obtain
where
and
.
According to Theorem (1), applying to the relation expressed as (
13), we obtain
It can be deduced from the relation expressed by (
14) that the maximum is reached (
15) when
. Therefore, in (
14), we hasve the following:
Thus, we have
, which implies that
. Using this fact and the relation expressed as (
16) in (
11), we obtain the following:
The minimum point is obtained from the relation expressed by (
16) and the value of
. □
Theorem 5. Let and be continuous functions; then, there exists such that the maximum of the function expressed as occurs when Proof. Let
; then, using the relation expressed as
we obtain
where
. Then, from the relation expressed as (
17), we obtain
Using Theorem (1) in (
18), we obtain
From the relationship expressed as (
17) we obtain the following:
where
.
The maximum reached in (
19) is obtained when
For
and
, we obtain the following from (
20):
For
and
, from the relation expressed by (
15), we find that
The relations expressed by (
22) and (
23) verify the relation.
For
and
, we obtain the following from (
20):
For
and
, we obtain the following from (
20):
Of the relations expressed by (
24) and (
25), none verifies the relation expressed by (
19). Similar analysis holds for the other cases of
, and
.
The maximum points are found by solving the systems that appear in the thesis of this theorem, that is,
□
Theorem 6. Let be a continuous function, where , and h are real functions of a real variable. If , where , , , and , then the maximum of the function expressed as is and is reached when , , and .
Proof. Let
,
, and
. Using the relationship expressed as
, we obtain
where
,
, and
in order to obtain the desired maximum of
F.
From the relationship expressed as (
26) and the problem data, we obtain the following:
Replacing (
28) in (
27), we have
From the relation expressed by (
26), we obtain
From the relation of
and the restriction of
, we obtain
On the other hand, from (
29), we obtain
when
Replacing this last equality in (
28), we have
and from here, together with the relationship expressed as
, we find that
From the relation expressed as (
33), we obtain the following based on the relation expressed as (
31):
Using Theorem 5, we see that the maximum of the function expressed as
is given by
From the relation expressed as (
36), we obtain
, and from the last relation, we obtain the following:
From the relations expressed as (
35) and (
37), we obtain
Therefore, from the relations expressed as (
34), (
37), and (
38) we obtain
Finally, since the , , and functions are given, the minimum point is obtained by solving , , and , respectively. □
Remark 1. In (35), note that ; then, we can apply Theorem 5. Thus,occurs when or , obtaining . The expression of is discarded, since . Theorem 7. For , the extrema of function , where , , and are continuous functions, subject to the condition ofare given by Proof. From the expression of (
39) under the conditions of the problem, we have
and the constraints are written as
Let us assume that
,
, and
are positive; then according to the relation expressed as (
41), suppose that
From the relations expressed as (
41) and (
42), we obtain
Based on the relation expressed as (
43) and using Theorem 5, we have
From the relations expressed as (
44) and (
41), we obtain
From the relations expressed as (
44) and (
45) in (
41), we obtain
From the relations expressed as (
44), (
45), and (
46) in (
40), we obtain
Of all the possible variants on the signs of the
,
, and
functions the following is deduced: for
,
, and
, we have the relation expressed as (
41).
From the relation expressed as (
48), assuming that
we obtain the following from from (
48):
From the relations expressed as (
48) and (
49), we have
On the other hand, the relation expressed as (
50) can also be written as follows:
Applying Theorem 5 to the product of
, we obtain
From the relations expressed as (
52) and (
48), we obtain
Replacing the relations expressed as (
52) and (
53) in (
41), we obtain
Finally, using the relations expressed as (
52)–(
54) in (
40) gives us
The other assumption () does not lead to optimal values of .
The maximum and minimum points can be obtained from the following system once the
,
, and
functions have been determined in Equations (
46), (
45), and (
44), respectively:
These expressions depend on terms A, B, and C. □
Various examples are illustrated below, which are applications of these theorems. Other problems not related to these theorems are solved following the ideas described in the presented theorems.
Remark 2. To find the extremes of a function that is not continuous, it is still possible to use the technique shown in the various theorems and examples. Below, we present an example that could be a starting point for such a study.
3. Examples
This section contains illustrative examples of Theorems 3–7. The following example is significant, as it highlights the advantage of this method by maximizing a non-differentiable function under a given condition.
Example 1 ([
7]).
Find the maximum of the function expressed as , subject to the following condition:It is clear that . Suppose that ; from here, together the relation expressed as (55), we obtain We use the Theorem 5 in the relation expressed as (56). From the relation expressed as (57), we obtain , which implies that or . Replacing (56), we have the following points: and . We discard , since . Another way to write in (56) is , so From (58), together with Theorem 5, we obtain , which implies , which is false, since is not possible due to the relation expressed as (55). Of all the possible variants, we have and . The other assumption is , which does not lead to optimal values of y. Therefore, .
Example 2 ([
7]).
Find the extrema of the function expressed as , subject to the following constraint: .According to Theorem 2, we haveUsing the condition of the problem, we have Completing squares in (59), we havewhere . From the relations expressed as (61) and (62), for , we obtain The relation expressed as (63) can be written as Furthermore, from the relations expressed as (61) and (62), we obtain the following:From the relations expressed as (65) and (66), we obtain the following: Example 3 ([
8]).
Find the maxima and minima of , subject to the following conditions:We use Theorem 7 with , , , , , and , with which we have According to Lagrange’s method, and .
Example 4 ([
8]).
A rectangular box without a lid must have a volume of 32 cubic units. What must be the dimensions be so that the total surface area is minimal?-
To solve this problem, we follow what is described in Theorem 4.
-
If x, y, and z are the edges, we have
- (i)
Box volume
- (ii)
Box surface
Of these relations, we have the following: In the relation expressed as (68), we use the following technique: In this case, taking , , and , we have.
Completing squares, we have For this last relation, we find that andwhere From the relation expressed as (69), we find that z, y, and x must be minimum; therefore, , , and must have maximum values simultaneously. This happens when . Then, in (69) we have Substituting these last relations in (i), we have , that is, .
Then, the minimum surface in (ii) is Example 5 ([
8]).
What is the maximum volume of the rectangular parallelepiped that can be inscribed in the ellipsoid expressed as ?The volume of the parallelepiped iswhere belong to the ellipsoid. According to (70) and (71), we obtain the following:where . Now, using the relationship expressed aswe obtain It is observed that , and are maximum real values if , , and are maximum, which happens when . Therefore, From the relations expressed as (73) and (75), we find thatReplacing this in (72), we find that the maximum volume is Example 6 ([
8]).
Find the distance from point to the plane of .ConsiderDefining aswe have f. Then, defining aswe find that f is continuous and Since , we according to (77) and (79),that is, From the relation expressed as (81), we obtainwhere . Then, according to the relation expressed as (64), we obtain According to the relation expressed as (83), we have This is true if . Since , we have From (84) and (85), we obtain the following: From the relations given in (82), we have Therefore, according to (87) and (76), we obtain From the relations expressed as (88) and (86), we havewhere From the relations expressed as (89) and (90), we obtain Example 7 ([
8]).
Find the maximum of , if Using Theorem 6 with , , , and , we obtain Example 8 ([
7]).
Find the extremes of the function expressed as , subject to the conditions of and . Using the technique of , we obtain , andFrom the data and from (92), we obtain From the relation expressed as (93), we obtain From the relation expressed as (94), it is easy to see that This relation leads to nothing, since is an absurdity in (92). Using the relation expressed aswe find from the data that . Then, we have From the relation expressed as (96), we obtain the following: Solving this relation, we obtain .
If , we obtain . Therefore .
If , we obtain Therefore, .
Example 9 ([
7]).
Find the highest point on the surface expressed as To solve this problem, we use Theorem 5. It is observed that Since x and y are independent variables, according to (98), we have Applying the technique, we haveFrom the relation expressed as (100), we obtain From the relation expressed as (101), for , we obtainso The maximum value of is obtained when . Of the four possibilities, we obtain and . This is true, since and y must have different hierarchies in .
Therefore, . For the x variable, we haveFrom the relation expressed as (104), for , we have The maximum value of is obtained whenFor , we obtain , which implies that . Therefore, in (98), we obtain Applying the superior calculus theory, we obtain the following maximum: The error that is is .
Remark 3. Now, consider a case in which, instead of Equation (104), we use the following expression: Based on this relationship, similar to what was done in (104), we obtain . Therefore, we have Example 10 ([
7]).
Determine the absolute maximum and minimum of the function expressed aswhere . Following what is described in Theorem 3, we have the following:
Using the relationship expressed aswhere . After replacing these values in the relation expressed as (107), we have From the relation expressed as (108), we havewhere and . Then,and this value is reached when ; therefore, based on the relation expressed as (109), we have From the relation expressed as (111), we obtain Solving the relation obtained in (112), we have From the relation expressed as (110) y (113), we find that . Since , for , we find that , since .
Note: The maximum given in (110) is correct, since x and y have the same hierarchy in the interval of Example 11. [7] Find the maxima and minima of the function expressed as . We use Theorem 5 as indicated below. Consider . Then we use the following: From the relation expressed as (114), for , we obtainwhere . According to the relation expressed as (115), , so we have The maxima or minima are reached at the points ; then, we have . Therefore, . In the relation expressed as (115), we have Accoridng to this last equality, Therefore, we have (118), and (116) In addition, occurs when , , and .
Therefore, .
Example 12 ([
7]).
At what point of the ellipse expressed as does the line tangent to this line form the triangle of the minor area?We know that the tangent line to a circle of at the point expressed by is given by , where the slope is . As , we obtain B, that is to say,Por lo tanto, la recta tangente a la elipse en el punto puede ser hallado usando la transformación Therefore, using the transformation expressed as (121), we obtain the circumference as follows: From the relations expressed as (120) and (121), we find that the equation of the line tangent to the ellipse is given by As , we obtain the following from (122): Then, according to Equation (123), we obtain Therefore, according to Equation (124), we determine the area limited by the tangent line and the coordinate axes as follows: Using the described technique, we find that From the relations expressed as (126) and (127), we have From (128), we obtain the squaring as , which implies that From the relations expressed as (126) and (127), we obtainwhere . From the relations expressed as (130) and (128), we have From the relation expressed as (131), we obtain From the relations expressed as (132) and (129), we obtain Example 13 ([
7]).
The courses of two rivers (within the limits of a determined region) represent an approximate parabola () and a straight line (). It is necessary to unite these rivers by means of a rectilinear channel that has the shortest possible length. At what points will it be necessary to draw them?Let be a point on the parabola and be a point on the line. The distance from P to Q is given by Therefore, the function to minimize is the one given by Equation (133), subject to the following condition: Let and ; then, using the relation expressed aswe obtain From the relation expressed as (134), we have From the relation expressed as (138), we havewhere . From the relations in (139), we obtain According to the relations expressed as (138) and (140), we obtain The minimum in (141) is given when . Therefore,and this happens when ; therefore, . To calculate in (142), we obtain Solving this equation, we get z.
4. Conclusions
The obtained theorems and illustrated examples demonstrate that the relationship expressed as
where , is valid for some . Therefore it can be linked to the problem under study, applying Theorem 1, to obtain the expected results, namely Theorems 3–7.
The presented theorems and examples serve as a starting point for the development of a general theory that facilitates the determination of constrained maxima and minima in real functions of a vector variable, without requiring differentiability. However, a key challenge lies in establishing an appropriate link between the function under study and the relationships given in Theorems 1 and 2.
When addressing optimization problems in functions with a large number of variables, computational difficulties may arise. Therefore, the use of computational methods is recommended for their resolution.
It is also suggested that future research include comparisons between this method and existing approaches, as this study introduces a new perspective for analyzing extrema of real functions of multiple variables. Specifically, the problem is reformulated in the
n-dimensional sphere as
leveraging its properties to obtain the desired results.