1. Introduction
Let us consider the following fractional boundary value problem (FBVP), defined for all
by
where
represents the Caputo fractional derivative of order
, and
f belongs to the set of continuous real-valued functions defined on
, which we refer to as
.
In [
1], Bahsir proposed some key properties of the Green’s function associated with the FBVP (
1). By applying the Banach fixed-point theorem [
2], he established an explicit sufficient condition ([
1], Theorem 3.1) claiming the existence and uniqueness of solutions to the problem (
1). However, two years later, Ferreira discovered an error in Bashir’s condition and published a corrected version of the sufficient condition ([
3], Theorem 2.1). Bashir’s original condition was expressed as an inequality involving the parameters
a,
b,
, and the Lipschitz constant
L of the function
f. In contrast, Ferreira’s correction is not explicit; it requires the numerical maximization of a function
with respect to the variable
. As Ferreira’s condition involves a numerical maximization procedure, he did not apply it to a range of examples. Instead, he provided an analytical proof demonstrating that, for
, his condition coincides with that proposed by Kelly and Peterson ([
4], Theorem 7.7).
This work aims to build upon and extend the results obtained by Ferreira [
3]. To achieve this, we derive novel estimates for integrals involving the Green’s function introduced in [
1]. These estimates are subsequently utilized in the FBVP (
1) through the application of Rus’s contraction theorem [
5], within a function space endowed with two distinct metrics. This refinement enables a more precise control of the Lipschitz constants that ensure the existence and uniqueness of solutions to the FBVP (
1). As a result, the proposed approach provides a more general and robust framework than traditional methods, such as the Banach fixed-point theorem, for determining sufficient conditions for the existence and uniqueness of solutions for the FBVP (
1). Moreover, the condition we present differs from that of Ferreira not only in its methodological foundation but also in its explicit formulation, as it is expressed as an inequality involving the parameters
a,
b,
, and
L introduced earlier. For recent developments and applications of Rus’s theorem, we refer the reader to [
6,
7,
8].
Let us first introduce the key definitions, useful results, and metrics needed to understand both the previous and upcoming parts of this article.
The following is the definition for the Euler gamma function.
Definition 1 ([
9])
. We denote by the set of complex numbers and by the real part of The Euler gamma function is defined by The following is the definition for the fractional integrals and derivatives.
Definition 2 ([
9])
. Let . The α-th Riemann–Liouville fractional integral of a function u is defined byprovided the right-hand side exists. Let denote the ceiling value of α. The Riemann–Liouville fractional derivative of order α is defined aswhere denotes the classical th order derivative operator, if the right-hand side exists. If a function u is such thatexists, then the Caputo fractional derivative of order α of the function u is defined by The following is the definition of the Gauss hypergeometric function.
Definition 3 ([
9,
10])
. The is defined in the unit disk as the sum of the hypergeometric series as follows:where is the defined for and byIf , then the value of the hypergeometric function at is given byMoreover, it is well-known that when and the hypergeometric function becomes a terminating hypergeometric series [9,10], which is a polynomial of degree m:Finally, the Gauss hypergeometric function satisfies the differentiation formula, see [9,10]:
In connection to the integration of the Green’s function in
Section 2, we present a recent result ([
11], Theorem 4.2) by Zaidi and Almuthaybiri.
Theorem 1 ([
11], Theorem 4.2)
. For all , and , we havewhere Remark 1. It is worth noting that the identity presented in Equation (8) represents a specific case of a more general result previously established in [10] ((2.46), p. 41), that is,where , and γ are arbitrary. Although the proof provided in [11] was developed independently and presented in a manner suited to the specific context of that work, the above general identity appears to have been known earlier. We respectfully acknowledge this prior contribution. We now present the following results, which will be useful to our analysis in
Section 2.
Lemma 1. Let and . DefineThen, is strictly decreasing on the interval and satisfies Proof of Lemma 1. We divide the proof into two cases based on the value of .
Case 1: . Let
,
, and
; then, by (
7) the standard derivative identity for hypergeometric functions, we obtain
Since the hypergeometric function
has strictly positive coefficients in its power series expansion and converges on
, it follows that
Therefore,
since
, and so
is strictly decreasing on
Case 2: . Using (
6), the definition of a terminating hypergeometric series, we have
This expression is clearly strictly decreasing on
. From both cases, we conclude that
is strictly decreasing on
for all
Moreover,
is well-defined and analytic on
, as its hypergeometric series converges for all
. Then, by the Monotone Limit Theorem and the monotonicity of
, see [
12] (Theorem 3.3.15), we obtain:
and by (
5) we obtain
This completes the proof. □
Remark 2. Let as defined in Theorem 1. By Lemma 1, we have for all , sinceFurthermore, sinceit follows that the integral defined in (8) satisfies Lemma 2 ([
13], Fact 1.18.2. p. 69)
. Let and be complex numbers. If then Remark 3. It is known that if then the following identity holds for all :thus in the light of (14), we have
The result of Rus [
5], stated by the following theorem, plays a central role in our analysis, which aims to improve Ferreira’s conditions. To aid the reader’s understanding not only of how this theorem operates but also of some extensions and variations, we refer to [
6].
Theorem 2 (Rus, [
5])
. Let be a non-empty set, and let μ and ν be two metrics on such that forms a complete metric space. If the following conditions are satisfied:- (i)
the mapping is continuous on the metric space ,
- (ii)
such that , for all ,
- (iii)
such that , for all ,
then there exists a unique such that .
It is readily seen that Rus’s fixed-point theorem involves two metrics, where only the first is assumed to be complete. This fact is expressed in the following quote:
“Rus’s theorem relies on the existence of two metrics (which are not necessarily equivalent). The space is assumed to be complete with respect to , but is not necessarily complete under . The operator is assumed to be continuous with respect to the metric and contractive with respect to , but not necessarily contractive with respect to . As we shall see, these kinds of assumptions can be applied to operators associated with BVPs, sharpening traditional results by showing that a larger class of problems admit a unique solution.”
[S. S. Almuthaybiri and C. C. Tisdell, Sharper existence and uniqueness results for solutions to fourth-order boundary value problems and elastic beam analysis
https://doi.org/10.1515/math-2020-0056].
Therefore, we define them as follows:
denotes the set of continuous real-valued functions defined on the closed interval , which we refer to as .
denotes the
distance on
, such that
denotes the
distance on
, such that
It is well known that
The metric space
is complete (see [
14], corollary 4.11, p. 60).
The metric space
is not complete (see [
14], p. 89).
For all
,
The remainder of the manuscript is organized as follows. In
Section 2, we establish novel estimates for the integral of the Green’s function. In
Section 3, we apply these estimates to obtain new sufficient conditions for the existence and uniqueness of solutions to the FBVP (
1), using Rus’s fixed-point theorem.
Section 4 presents a comparative analysis between our condition and that proposed by Ferreira [
3]. We then conclude with some final remarks.
3. A Fixed-Point Approach to Existence and Uniqueness Using Two Metrics
In this section, we establish new results concerning the existence and uniqueness of solutions to the FBVP (
1), developed in two steps. First, we prove our general main result, Theorem 3, through an application of Rus’s fixed-point theorem (Theorem 2). In this case, we consider the two metrics defined in (
16) and (
17) for general values of
p and
q. A similar approach is then employed for the special case
We apply the estimates derived in
Section 2, in conjunction with Rus’s theorem, to establish our results.
Theorem 3. Let L be a positive constant and be a continuous L-Lipschitz function with respect to its second variable u, that is, for all it satisfiesIf there exist two numbers and satisfying , andthen the FBVP (1) has a unique solution in . Proof of Theorem 3. Based on the formulation (
19) of the FBVP (
1), we introduce the mapping
M acting on
, where each
is mapped to
such that
We will use Theorem 2 to prove that the mapping
M has a unique fixed point
.
1. Let us prove that the mapping
M is continuous from
to
and that condition (ii) of Rus’s Theorem 2 is fulfilled. Consider metrics
distance and
distance on the set
. Then, for all
,
, we have
Note that we used Hölder’s inequality [
15,
16] and relation (
33) to derive inequality (
36). Moreover, we have applied (
21) to (37) to obtain (38). Thus, we deduce that condition (ii) of Rus’s theorem is fulfilled, that is,
where
2. We now prove that the mapping
M is continuous from
to
. By combining inequalities (
18) and (49), we deduce that for all
Thus,
that is, the mapping
M is Lipschitz continuous and hence continuous from
to
. This proves that condition (i) of Rus’s theorem is satisfied.
3. Let us prove that
M is a contraction mapping on
. Based on inequality (
36), we deduce that for each
that is,
Then, inequality (44) is rewritten as follows:
where
Based on assumption (
34) of Theorem 3, the constant
c belongs to the interval
. Therefore,
M is a contraction mapping on
. Thus, condition (iii) of Rus’s theorem is fulfilled.
Given that all conditions of Theorem 2 are fulfilled, the existence and uniqueness of a fixed point for the operator
M follow. In other words, for any
, the FBVP (
1) admits a unique solution
. This completes the proof of Theorem 3. □
At this stage, the left-hand side of condition (
34) does not yet have a closed-form expression for general values of
p and
q. Moreover, obtaining a numerical evaluation in this general setting remains a challenging and unresolved issue. Therefore, we consider the special case of Theorem 3, where
. In this case, from (37) for all
,
, we have
Above we have applied (
25) to (47) to obtain (
48). Thus, for this special case we deduce that condition (ii) of Rus’s theorem is fulfilled, that is,
where
k becomes
Furthermore, for this special case we have from (44),
Above we have applied (26) to (51) to obtain (
52). Thus, for this special case we deduce that condition (iii) of Rus’s theorem is fulfilled, where
c becomes
and
is defined explicitly in the equation by (
27) as the
norm squared of the Green’s function. The constant
appears frequently in the remainder of the manuscript. For the sake of notational simplicity, we denote it by
. Accordingly, the constant
, as introduced above, will serve a role analogous to that of the constant
defined by Ferreira in [
3].
Thus, we obtain the following result as a special case of Theorem 3.
Theorem 4. Let L be a positive constant and be a continuous L-Lipschitz function with respect to its second variable u, that is, for all it satisfiesIfthen the FBVP (1) has a unique solution in . 4. Numerical Validation
The main objective of this section is to demonstrate numerically that the condition (54) stated in our Theorem 4 is less restrictive than that proposed by Ferreira. More precisely, we demonstrate that there exists an infinite class of FBVP (
1) for which the existence and uniqueness of solutions are guaranteed by our Theorem 4 but not by Ferreira’s theorem [
3] (Theorem 2.1).
Let
where
is the function introduced by Ferreira in [
3]. Note that the function
h is continuous on the half-open interval
and satisfies
. Hence,
h is bounded on the closed interval
. According to Ferreira [
3], the function
attains a global maximum on the interval
, which we denote by
. Moreover, outside the classical case where
(for which
), it is difficult—if not impossible—to derive an explicit expression for the maximum
as a function of
,
a, and
b. Consequently, in order to compare our condition with that proposed by Ferreira, we compute
numerically. Since
possesses a unique global maximum on
, the computed value of the maximum is independent of the numerical optimization method employed. In this study, the value of
is computed using the function
Golden Section Search [
17] (defined by Algorithm 1 below), with the tolerance parameter
. The
Golden Section Search offers a systematic approach for selecting points within a given interval in such a way that the length of the interval containing the maximizer
is reduced at each iteration—typically by a factor of approximately
. It should be emphasized that the precise location of the maximizer
cannot, in general, be determined exactly and can only be approximated within a specified tolerance
. Therefore, an approximation
is deemed admissible if it satisfies the inequality
.
Algorithm 1: Golden Section Search |
![Axioms 14 00592 i001]() |
Table 1 presents the values of
and
for some special values of
. These values may be utilized by the reader to formulate counterexamples.
Figure 1 displays
and
as functions of
over the interval
. As illustrated in the figure,
is strictly less than
throughout the interval
.
Consequently,
Table 1 and
Figure 1 offer visual evidence that our condition constitutes a refinement of Ferreira’s criterion.
4.1. Construction of Examples
Let
be a real number, and consider a continuous function
that is a
K-Lipschitz with respect to the variable
u. It can be observed from
Figure 1 that
for every
. Therefore, for all
, we can define the function
. It is readily verified that
f is continous and
L-Lipschitz with constant
. Under these assumptions, the inequalities
and
are satisfied. Therefore, by Theorem 4, the FBVP (
1), where
, and
, admits a unique solution; however, this conclusion cannot be established using Ferreira’s theorem.
4.2. Concrete Examples
In both Ferreira’s Theorem 2.1 [
3] and our Theorem 4, we denote the continuity condition of the function
by
(i), while the Lipschitz condition of the function
f with respect to the variable
u is denoted by
(ii). This section provides two illustrative examples in which conditions
(i) and
(ii), and condition (54) of Theorem 4 are satisfied, whereas Ferreira’s Theorem 2.1 fails to hold.
Example 1. Consider the ideal case of Ferreira’s condition corresponding to . In this setting, the function attains its maximum value . Note that when , the Caputo derivative coincides with the classical derivative . Thus, Problem (57) below constitutes a special case of Problem (1) corresponding to and In this problem, we have It is worth noting that if v is the zero function, then the final inequality in relation (58) reduces to an equality. Consequently, there does not exist a constant such thatRecall that if the function is (i) continuous and (ii) K-Lipschitzian with respect to the second variable u on the interval , then, - 1.
According to Ferreira [3], Problem (57) admits a unique solution if - 2.
According to our Theorem 4, Problem (57) admits a unique solution if
Here, conditions (i) and (ii) are satisfied. Given that , condition (60) holds, while Condition (59) fails to be satisfied. This indicates that Ferreira’s criterion does not permit the conclusion of existence and uniqueness for the solution to Problem (57). Hence, our condition provides a sharper result than that of Ferreira. Remark 4. From Example (57), an infinite family of related examples can be generated by replacing with , where β is an arbitrary constant selected from the interval . Let ; then, g is an L-Lipschtisian function with respect to u. Since , thenInequalities (61) and (62) demonstrate the existence of an infinite class of fractional boundary value problems for which the existence and uniqueness of solutions are ensured by our Theorem 4 but not by the result established in Ferreira’s theorem [3]. Example 2. We now examine Problem (1) in the specific case where and .From Table 1, and . Following the same approach as in Example 1, the function f is shown to be K-Lipschitzian with respect to the variable u, where . Recall that if the function is (i) continuous and (ii) K-Lipschitzian with respect to the second variable u on the interval , then - 1.
According to Ferreira [3], Problem (63) admits a unique solution if - 2.
According to our Theorem 4, Problem (63) admits a unique solution if
Here, conditions (i) and (ii) are satisfied. Given that , , and , condition (65) holds, while condition (64) fails to be satisfied. This indicates that Ferreira’s criterion does not permit the conclusion of existence and uniqueness for the solution to Problem (63). Hence, our condition provides a sharper result than that of Ferreira. Remark 5. Following the same reasoning as in Remark 4, one can construct an infinite class of fractional boundary value problems for which the existence and uniqueness of solutions are guaranteed by our Theorem 4 but not by the result established in Ferreira’s theorem.
5. Conclusions
In this study, we proved our first main result, Theorem 3, for general values of
p and
q. However, the left-hand side of condition (
34) does not yet have a closed-form expression in this general setting, and obtaining a numerical evaluation remains a challenging and unresolved issue. Therefore, we focused on the special case where
.
Using the novel integral bounds derived in
Section 2 for the Green’s functions associated with the FBVP (
1) for all
, and applying Rus’s theorem (Theorem 2), we established improved existence and uniqueness results: Theorem 4. These sharpen prior bounds compared to classical contraction methods and extend previous findings from [
3]. Our results are further supported by numerical comparisons.
Nevertheless, it remains unclear whether alternative choices of
p and
q, combined with newly derived integral bounds for the Green’s functions associated with the FBVP (
1), could lead to stronger results than those established in this work. Furthermore, it is worth investigating whether Rus’s fixed-point theorem offers a more effective alternative to the classical Banach fixed-point method when addressing the FBVP (
1) for
, under appropriate boundary conditions. These questions present an interesting direction for future research.