1. Introduction
Another possible title for this paper would have been “On the Hilbert function of cubical zero-dimensional subschemes of a threefold”, which capture the tools we use (algebraic geometry and parts of commutative algebra related to multivariate polynomials).
We use multigraded polynomial rings. We describe the three multigraded polynomial rings and their multigraded addenda for three of the projective threefolds used in this paper. For the case of the projective space (Theorem 1), we use the polynomial ring , where is an algebraically closed field of characteristic 0, with each variable having a weight of 1. Hence, for all , we use the -dimensional vector space of all degree d forms in four variables.
For , we use the multigraded polynomial ring in which and have multigrade ; and have multigrade ; and and have multigrade . See Theorem 2 for this case. For each , the vector space of all forms of multidegree is a vector space of dimension .
For (Theorem 3), we use the vector space with , , and of bidegree , and and of bidegree . For all , the set is a vector space of dimension .
These vector spaces are also vector spaces of sections of a line bundle, respectively,
,
,
. These multigraded rings and their higher-dimensional versions are the ones used for the study of partially symmetric tensors ([
1]).
If X is any of these varieties and is a zero-dimensional scheme, evaluating the vector space, say , at Z means to identify the kernel of the evaluation map at Z or at least its dimension . In these cases, the cohomology of line bundles on X gives that .
Now we describe the zero-dimensional schemes which are used for the evaluation of the multivariate polynomials. We describe connected zero-dimensional schemes. In all such cases, say on the variety X, we describe an isomorphism type, say , of certain connected zero-dimensional schemes, and then for all positive integer t, we evaluate a general union of a general union of t elements of . Hence, we only consider the “generic” Hilbert function of unions of t elements of .
Definition 1. Take integers . Let be an irreducible family of zero-dimensional schemes associated to an irreducible family of ideals of finite colength of and let be an irreducible family of zero-dimensional schemes associated to an irreducible family of ideals of finite colength of . Let be the irreducible family of degree schemes of the form , and . Let X be an integral n-dimensional projective variety. Fix and let Z be a zero-dimensional scheme with . We say that Z is of type if there is an isomorphism between and the formal completion of the local ring such that the ideal of Z is associated to the ideal of and element of .
Take
and
with
of degree-two and
of degree three. We say that any
is a
brick. For any irreducible projective surface
X and any positive integer
t let
, and denote the set of all union of
t bricks with their reduction
t and different smooth points of
X. The set
is parametrized by an irreducible quasi-projective variety.
Section 8 describes the Hilbert function of the general element of
(Theorem 5). There are many other interesting connected zero-dimensional schemes on a germ of smooth surfaces, and they help to compute the dimensions of the secant varieties of tangential and osculating varieties of embedded integral surfaces ([
2,
3,
4]). Take
,
with
associated to the family of degree-two connected schemes. These schemes are studied in [
5,
6].
For Theorems 1–4, we use the following connected degree-eight zero-dimensional schemes.
Definition 2. Let X be a three-dimensional variety. Fix a smooth point p of X. Let μ be the maximal ideal of the local ring . A degree-eight zero-dimensional scheme is called a 2cube if its colength 8 ideal is of the form for some regular generators x, y, and z of μ.
A 2cube fits in Definition 1 with , , , taking as the family of all 2-squares and as the family of all degree-two connected schemes. Hence, a 2cube is isomorphic to the product of three connected degree-two schemes.
Several other types of zero-dimensional schemes are introduced in [
7].
In [
6], Prop. 3.10 and 3.11, the authors studied another problem. They described the “worst” Hilbert function for a particular case of zero-dimensional schemes, called tiles, and proved that they have many different indices of regularity. They proved that the set of their indices of regularity contains a connected set of integers, all the integers between the lowest one (with the “worst” Hilbert function in all degrees) and a certain value.
Question 1: Is this the case also for the zero-dimensional schemes, 2cubes and bricks, discussed in the paper you are reading?
Explicitly, identify the lowest index of regularity, classify the schemes with that index of regularity and show that a subset of them gives the worst Hilbert function in all degrees. This is performed for bricks in
Section 8 (Propositions 8 and 9).
J. Briançon described all connected zero-dimensional schemes with an embedding dimension of two and degree of, at most, six ([
8], Ch. IV). In the last part of
Section 8, we discuss this topic for higher-dimensional varieties
X. The interested reader may look at all cases. A key step to prove the results for a fixed type of connected zero-dimensional scheme is to determine enough residual sequences to be able to use the so-called Horace Method ([
1,
9]).
Open Project 2: Adapt these notions to the multigraded case.
In the following four theorems, we prove that the Hilbert function of general unions of 2cubes is as optimized as possible.
Theorem 1. Take . Fix positive integers d and t. Let be a general union of t 2cubes. Then, either or .
Theorem 2. Take . For all positive integers , , and t either or , where is a general union of t 2cubes.
Theorem 3. Take . For all positive integers a, b, and t, either or , where is a general union of t 2cubes.
Theorem 4. Let be the smooth quadric 3-fold. For all integers and either or , where is a general union of t 2cubes.
Theorems 1–3 cover all Segre 3-folds. Theorem 4 gives the corresponding result for another homogeneous projective 3-fold.
Open project 3: Extend the result to the 3-dimensional complete flag .
Open project 4: Up to isomorphisms, there are five (respectively, nine) zero-dimensional schemes of degree five (respectively, six) connected zero-dimensional schemes of a smooth quasi-projective surface ([
8], pp. 74–80). In [
8], Ch. IV, there is enough information to obtain all possible residual sequence in the sense of Notation 3. From these sequences, the interested reader may compute the Hilbert function of their general unions, say, for
or
.
Our result are based on an algebraically closed field
with characteristic zero. In
Section 9, we discuss the case of other fields, e.g., the rational or the reals.
Our main theorem requires several lemmas which handle the low-degree cases needed to start the inductive procedure (the Horace Lemma). We easily complete it with full proofs. Our aim for performing this task is to refine the mathematical tools used for interpolations over zero-dimensional schemes. However, for future projects, it seems far better to adapt the existing computer algebra systems to handle exactly these zero-dimensional schemes and the space of multivariate polynomials. It should be faster and the only way when, unless the potential cases are in the dozens or thousands.
In
Section 2, we introduce the tools and notation which are often used in these topics when the tools come from algebraic geometry, e.g., residual exact sequences. In
Section 3, we give the general lemmas that allow us to compute the Hilbert functions of the unions of several types of zero-dimensional schemes. A key tool is the notion of the
residual sequence of a connected zero-dimensional scheme
Z. The residual sequence of 2cubes are computed in Remarks 5 and 6 and Proposition 3. The residual sequence of bricks is described in Remark 17. Remark 18 considers this zero-dimensional scheme when they are embedded in manifolds of a higher dimension. In
Section 4,
Section 5,
Section 6 and
Section 7, we prove Theorems 1–4, respectively. Bricks and other planar zero-dimensional schemes are studied in
Section 8. In
Section 9, we briefly consider the case of real zero-dimensional schemes. In the last section, we discuss our results and their possible extensions.
We thank the referees for the suggestions that improved the exposition.
2. Preliminaries
Unless otherwise stated, we work over an algebraically closed base field with characteristic zero.
For any projective scheme E, any coherent sheaf F on E and any integer , let denote the i-th sheaf-theoretic cohomology group of F. Since E is projective, is a finite-dimensional -vector space. Set . If E is the 3-fold X, we often write and instead of and , respectively. Among the coherent sheaves on E, there are the line bundles.
For any quasi-projective variety T, let denote the set of its smooth points. For any zero-dimensional scheme let denote its reduction. The set is finite, and if and only if there is a connected component A of Z such that . Now assume that T is projective. For any linear subspace , let denote the set of all such that , i.e., set .
Remark 1. Let T be an integral projective variety of dimension . Let be a line bundle on T and a linear subspace. Fix zero-dimensional schemes . If , then . If , then .
Let
M be an integral projective variety,
a zero-dimensional scheme, and
an effective Cartier divisor of
M. The residual scheme
of
Z with respect to
D is the closed subscheme of
M with
as its ideal sheaf. We have
and
. For all line bundles
on
M, we have an exact sequence, often called the residual exact sequence of
D:
Let
X be an integral quasi-projective variety. Set
. Fix
and take a positive integer
m. Let
be a zero-dimensional scheme. As in [
7], Th. 3.3, we say that
Z is an
m-hypercube of
X with
P as its reduction if there is a system of local coordinates
of the regular ring
such that
Z has
as its local equations. If
Z is an
m-hypercube, then
. Let
denote the set of all
m-hypercubes
such that
. Set
. The sets
and
are irreducible quasi-projective varieties, and hence it makes sense to study the properties of their general members.
If and m is a positive integer, the m-point of X is the closed subscheme of X with as its ideal sheaf. We have and . We often write instead of but always write if Y is a hypersurface of X with .
Remark 2. Let T be an integral projective variety of dimension . For any and any positive integer t, the set of all degree t curvilinear subschemes of T with p as their reduction. The set is non-empty, and it is parametrized by an irreducible quasi-projective variety. For all positive integers s and , , let denote the set of all zero-dimensional schemes with s connected components, say , with curvilinear and for all i. Since is irreducible and each is irreducible, is non-empty and irreducible. The short note [10] may be stated in the following way. Let be a line bundle on T and a linear subspace. Then, for a general . Remark 3. Fix a linear space such that . Since a 2-point contains a connected degree-two zero-dimensional scheme, Remark 2 gives for a general . Hence, for a general .
Remark 4. Fix an integral projective 3-fold X and a line bundle on X such that . By Remark 1, to prove that for each either or , it is sufficient to test . For bricks, i.e., for degree 6 schemes, on any projective variety X, it is sufficient to test the integers . For schemes whose connected components have degree z, it is sufficient to test the integers .
We use the following result ([
7], Th. 3.1).
Proposition 1. For all integers d and t, let be a general union of t 2-squares of . Then, either or .
We need the following result ([
6], Th. 4.5).
Proposition 2. Fix and integers . Let be a general union of x 2-points and y 2-squares. Exclude the case , , even and . Then, either or .
The exceptional case with
of Proposition 2 is well known (case
of [
11], case
of [
12], Th. 3.1).
Notation 1. For any integral projective 3-dimensional variety X, let denote a general union of s 2cubes with the convention . Note that and . For any integral projective surface Y and any let denote the general union of s 2-squares of .
Notation 2. Let X be a quasi-projective variety. be a connected a zero-dimensional scheme such that its reduction, P, is a smooth points of X. Let be an effective divisor such that . The residual sequence of Z with respect to D is the sequence with and for all . We have for all , for all and . Hence, for all and if , then for all . We often write if .
Let
be a zero-dimensional scheme,
. The index of regularity of
Z is the minimal integer
such that
. If
Z has index of regularity
a and
, then
. We discuss the index of regularity of bricks and other zero-dimensional schemes in the last part of
Section 8.
3. General Lemmas
Remark 5. Set . R is a three-dimensional regular local ring. Set and . The degree-eight vector space is the structural sheaf of the degree-eight zero-dimensional scheme Z, which is a 2cube. The vector space is spanned by the images of the monomials 1, x, y, z, , , and . For any non-zero linear form , set .
Write , and . Note that , has the property that there is another non-zero linear form such that , while no such linear form exists for . We have and is a 2-square of . We have . Since has degree four and no germ of a smooth curve intersects it with a degree of at least three, is a 2-square of . Since , we obtain and that is the degree-two connected zero-dimensional scheme, with zero as its reduction and contained in the line . Hence, . Since , we obtain . Note that modulo I, i.e., and that . We obtain and . Hence, the residual sequence of Z with respect to is .
(a) Take a general Z and set with λ as the sum of two of the variables whose square defines Z. We claim that the degree-two connected zero-dimensional scheme is the general degree-two connected scheme contained in with P as its reduction. For , the residual scheme is . Instead of Z, we take with ideal . We have if and only if , and . Varying μ, we obtain a moving .
(b) Step (a) and the semicontinuity theorem for cohomology give the following observation. For a general Z and a general sum of three of the variables whose square defines Z, the degree-two connected zero-dimensional scheme is the general degree-two connected zero-dimensional scheme contained in with P as its reduction.
(c) Take Z and as in step (b). In this step, we prove that the scheme is a general degree-two connected zero-dimensional with P as its reduction. Indeed, in the proof of step (a), it is sufficient to take defined by the ideal .
Notation 3. Take Z and as in Remark 5. If Z has residual sequence (respectively, and ), then we say that Z is of type I (respectively, type II and type III) with respect to .
Proposition 3. Fix a threefold X and . Let be a surface such that . Let Z be the general 2cube such that . Then, and .
Proof. Since
for each germ of curve
which is smooth at
p ([
7], Prop. 2.15),
([
7], Cor. 2.11). Take the setup of Remark 5 with
. Let
be an equation of the germ of
Y at
P. Let
be the colength eight ideal of
Z. Set
. Since
,
contains
. Hence, to prove the proposition, it is sufficient to prove that
J has colength three in
. Since
Y is smooth at
P, the ideal
of
in
has the property that
contains 1 and exactly 2 linearly independent linear forms. Take
. Set
,
and
. Since
,
. Since
,
. Since
,
. In the same way, from
we obtain
, and from
we obtain
. Since
and
, we obtain
and
. In the same way, we see that
. Hence,
and the vector space
is spanned by 1,
x, and
y. □
Remark 6. Take Z, Y, and as in the proof of Proposition 3. In this remark, we compute the residual exact sequence of Z with respect to Y. Note that . Set and . We have and hence . The ideal K has four linearly independent degree-two forms, and all higher-degree forms are contained in K. Hence, . Hence, the residual exact sequence of Z with respect to Y is . The three-dimensional vector space is generated by f, , and . Thus, . Note that is a connected degree-two zero-dimensional scheme with P as its reduction.
Remark 7. Take the setup of the Open project 4. The case with residual sequence is the curvilinear case, and it is covered by Remark 2 for all embedded surfaces. The triple point ([8], case (9) at p. 80) is known for ([9]) and all Hirzebruch surfaces ([11]), the case being the case ). Proposition 4. Let X be an integral projective 3-fold, a line bundle on X, and a linear subspace. Fix a general and assume . Then, for a general 2cube A of X with P as its reduction.
Proof. Let
denote the closure of the union of all schemes
with
A a 2cube of
X with
P as its reduction. To prove that
, it is sufficient to prove that
E contains a colength 1 subscheme of
. Since
is contained in any 2cube with
P as its reduction,
E is contained between
and
. Take a surface
which is smooth at
P. Taking
with
, we may find
Y such that the restriction map
is injective. Every 2-square of
Y with
P as its reduction is the intersection with
Y of a 2cube of
X. By the generality of
P, we may assume that
P is general in
Y. By Proposition 3 and Remark 5, we have
. Thus, it is sufficient to prove that by varying
T, we cover a colength 1 subscheme of
. This is true because this subscheme of
is the vanishing of an Hessian matrix (here, we use that the Hessian of a cubic form in three variables identically vanishes if and only if it only depends on two variables, up to a linear change of coordinates [
13,
14]). □
The following result is characteristic free.
Lemma 1. Let M be an integral projective variety of dimension , a line bundle, an integral Cartier divisor, a zero-dimensional scheme, and x a positive integer. Take a general such that .
(a) Assume . Then, we have .
(b) Assume . Then, we have
Proof. Since , . Since we fixed the general after fixing D, . Obviously, .
First assume . With this assumption, parts (a) and (b) are true because if and only if D is contained in the base locus of .
Now assume and that the result is true for lower values of x. Take a general such that . Since , the inductive assumption gives . Take as S the union of and a general point of D. Apply the case to the zero-dimensional scheme . □
Lemma 2. Fix a line bundle on X, a zero-dimensional scheme , an irreducible Cartier divisor , and an integer . Assume and . Take a general . For let be a general connected degree-two subscheme of X with as its reduction. Then, .
Proof. For all integers , set and . Since each is general in D, is a smooth point of D and hence of X. Since is general with the only restriction that its reduction is and , . Lemma 1 for gives . Set . We assume that the lemma fails and that c is the first integer for which it fails, i.e., we assume and .
(a) In this step, we prove that . Since is general in the irreducible divisor D, to conclude the proof of this step, it is sufficient to prove that D is not contained in the base locus of . Assume that D is contained in the base locus, i.e., assume . Since , we have . We obtain , contradicting one of our assumptions.
(b) Step (a) and the assumption
give
. Since this is true for all
with
as its reduction, we obtain that each element of
is singular at
. Since (for a fixed
A and a fixed
) we may take
general in
D, we see that each
)| is singular at all points of
. Consider the restriction
)
of
)| to
D. We obtain that all members of the linear system
are everywhere singular divisors of
D. By the theorem of Bertini, this is only possible if
, i.e., if
D is contained in the base locus of
), or if
. Let
denote the restriction map. We have
. Hence, we obtain the inequality
If
, we obtain
, which is a contradiction. Now assume
. Let
x be the maximal integer in
such that
If
, we obtain
, and hence
, which is a contradiction. Now assume
. Since
is general in
D, we obtain
Hence, we obtain the inequality , which is a contradiction. □
Remark 8. Lemma 2 is applied to the double residue of a general union of c 2cubes of type III with respect to D. If we require the stronger condition , we may use c type 2cubes and do not involve . We may apply it to 2cubes of residual sequence with respect to D.
Remark 9. Take the setup of Lemma 2 without the assumptionsSet and assume . First assume x even. Using instead of c in Lemma 2, we see that if . Now assume x is odd and write . To prove that , it is sufficient to assume the inequalitiesIn Section 8, we use the case in which some of the connected components of the zero-dimensional scheme A have residual sequence and with respect to D. In those cases, we need for . In Section 8, we have , and hence D is an integral curve. By Remark 2 for each , the scheme has the expected postulation for the corresponding linear system on D. 4.
In this section, we take and prove Theorem 1. Let be a plane and let be a smooth quadric surface. Let denote the set of all unions of t 2cubes of X with, as their reduction, t distinct points of X. Let be a general element of .
Remark 10. We have . To prove that for all either or for a general , it is sufficient to prove it for (Remark 4).
Remark 11. Obviously, for all . Since every is the complete intersection of two quadric surfaces, for all , and hence for all . Obviously, for all .
Lemma 3. For all integers either or .
Proof. By Remark 10 and the semicontinuity theorem for cohomology, it is sufficient to prove that
for a general
with
and
for a general
with
, in which all the connected components of
A and
B are of type III with respect to
H. We have
. By Proposition 1, we have
and
. Thus, it is sufficient to prove that
and
. The scheme
(respectively,
) is a general union of two (respectively, three) connected degree-two schemes. Hence,
and
. By the residual exact value of
H, it is sufficient to prove that
and
. These vanishings are obvious accoridng to Remark 2 (or [
10]) because any two points of
are contained in a plane and hence, up to a projective transformation,
A and
B are general unions of degree-two connected zero-dimensional schemes. Alternatively, this follows from Lemma 2. □
Lemma 4. Take a general and a general . Then, and .
Proof. We specialize A to with , , , three of the connected components of being of type I with respect to H and four being of type III. Hence, is a general union of degree-four schemes which are double the residue of type III with respect to H. Using twice the residual exact sequence of H, we reduce to prove that , where v is a general degree-two connected zero-dimensional scheme with its reduction being a general point of H. Since acts transitively on the partial flag of points and planes, this is a consequence of Remark 2. Alternatively, we may use Lemma 2.
We specialize B to with a general 2cube with reduction in H and of type I with respect to H. In the two residual exact sequences of H, we obtain the -vanishing. In the last step, we use that , because and . □
Lemma 5. We have , .
Proof. We have and . We degenerate to with A general union of three 2cubes of type III with respect to H and three schemes with residual sequence with respect to H. Since is a general union of three 2-squares and three 2-points, . Hence, the residual exact sequence of H shows that it is sufficient to prove . The scheme is a general union of three degree-two connected schemes and three 2-points. Hence, , . Hence, it is sufficient to prove that , . The scheme is a general union of and six degree-two connected degree-two schemes with the only restriction being that their reduction is contained in H. We have . Use Lemma 2. □
Lemma 6. Take a general and a general . Then, and
Proof. We specialize A to with general in and general in H. The generality of gives . Since , we impose that three of the connected components of are type I with respect to H, one of them being of type III. Using twice the residual exact sequence of H, we reduce to prove that , where w is a general union of four degree-two connected zero-dimensional schemes with the only restriction being that its reduction is contained in H. This is performed as in the proof of Lemma 4 using Remark 2 and H.
We specialize B to with general in , with four of the connected components of being of type I with respect to H and the other ones being of type III with respect to H. It is sufficient to use twice the residual exact sequence of H. □
Lemma 7. We have , .
Proof. We have . We specialize to with A being a general union of one 2cube of type I and eight 2cubes of type III with respect to H. Since , , (Proposition 1). Hence, it is sufficient to prove that . We have . We specialize to with B being two general 2cubes of type III with respect to H. Since , , it is sufficient to prove that , . We have for (Lemma 4). Set . The scheme is a general union of two 2-squares and eight points of H. Hence, . The residual exact sequence of H gives . Since and are a general union of two degree-two connected zero-dimensional schemes with their reduction contained in H, it is sufficient to use Lemma 2. □
Lemma 8. Take a general and a general . Then, and .
Proof. Recall that , and . We specialize A to with general in Q, 4 (respectively, 16) of the connected components of being of type I with respect to Q. Using twice the residual exact sequence of Q, we reduce to prove that , where w is a general union of 16 connected degree-two schemes, with the only restriction being that . Using twice Q as in the proof of Lemma 4, we obtain . Hence, .
We specialize B to with E being a general union of 2 2cubes of type I and 16 2cubes of type III with respect to Q, and F being a general union 3 2cubes with residual sequence with respect to Q.
We have . The scheme is a general union of 2 2-squares, 16 connected degree-two schemes and 3 2-points. Hence, , . The residual exact sequence of Q shows that it is sufficient to prove that . We have . The scheme is a general union of 19 degree-two connected schemes with the only restriction being that their reduction is contained in Q. Since , it is sufficient to apply Remark 2 and/or Lemma 2 and Remark 9. □
Lemma 9. Fix an odd integer . If Theorem 1 is true for the degrees , , and , then it is true for the integer d.
Proof. Set . Since d is odd, e is a positive integer. Since , we have . By Remark 10, it is sufficient to test a general with . Hence, we may assume .
Let be a smooth quadric. Fix a general such that . Set . Since d is even, f is an integer. We have . Since , . We degenerate Z to , where F is a general element of (and, in particular, ) and A is a general union of 2cubes with , with the restriction that f of the connected components of A are of type I with respect Q. By the semicontinuity theorem for cohomology, it is sufficient to prove that either or . By the generality of A (with the given restriction for f of its connected components), the other connected components are of type III, and is a general union of each connected component of A of type III with respect to Q in the sense of Remark 5. Since S is general in Q and A is general, with the only restriction that and we prescribe the type of its connected components, is a general union of e 2-squares of Q. Since , Proposition 2 gives , . Since , the residual exact sequence of Q gives , . By the generality of S and A with the prescribed types, is a general union of f 2-squares and connected degree-two zero-dimensional schemes. Proposition 2 and Remark 2 give , . Hence, , . By assumption for , either or . If , then , concluding the proof in this case. Thus, we may assume . Hence, . The scheme is a general union of connected degree-two zero-dimensional schemes of Q (Remark 5). By Remark 8, it is sufficient to prove that either or , i.e., . Since and , for , it is sufficient to use that . Now assume and hence . We have , and hence . Now assume , and hence and . We have . □
Lemma 10. Fix an even integer and assume that for all positive integers t and x such that either or . Then, for each positive integer t, either or .
Proof. By Remark 10 we may assume . Recall that for each even integer , we have . Hence, is a positive integer.
(a) In this step, we prove that . Since , it is sufficient to check that . We have . Use that .
(b) In this step, we prove that . Indeed, it is sufficient to observe that for all .
(c) Take a general such that and . We degenerate to with A being a general union of 2cubes of type I with respect to the hypersurface Q and 2cubes of type III with respect to Q, and B being a general union of three 2cubes with residual sequence with respect to the hypersurface Q. Note that we have and , (Proposition 2). Thus, the residual exact sequence of Q shows that it is sufficient to prove that either or . The scheme is a general union of 2-squares, degree-two connected zero-dimensional schemes and two 2-points. Hence, (Proposition 2). Hence, by the residual exact sequence of Q, it is sufficient to prove that either or . Since is a general union of connected degree-two schemes with the only restriction being that their reduction is contained in Q, it is sufficient to use Lemma 2 and Remark 9 and that for each either or . □
Proof of Theorem 1: The case is Remark 11. The cases are Lemmas 3–8. Lemma 9 is the case and odd. Lemma 10 is the case and even. □
5.
In this section, we prove Theorem 2. Hence, in this section, we take with , , , and as the linear space for which we perform interpolation. We have . Take homogeneous coordinates (respectively, and ) of the first (respectively, second and third) factor of X. We have . Recall that for all . Let be the variety of all unions of t disjoint 2cubes with the convention . Let denote the general element of .
Remark 12. Fix positive integers , and . To prove that for all positive integer t, either or for a general , it is sufficient to prove it for the integers and (Remark 4).
Lemma 11. We have , .
Proof. Since no element of is the square of a non-zero linear form, . Since , . □
Lemma 12. We have and .
Proof. We have . Take . We have , and the isomorphism between T and maps to . We specialize to a 2cube of type I with respect to T. Since , applying twice the residual exact sequence of T, we obtain . Take such that . We specialize to with A of type III with respect to T and of type III with respect to . Using first the residual exact sequence of T and then the one of , we reduce to prove that . We have , by Lemma 2. □
Lemma 13. We have and .
Proof. We have . By Remark 2, it is sufficient to prove that . We degenerate to a general union A of 2 cubes of type I with respect to D. We obtain . We conclude, because , . □
Remark 13. Fix . Take . We have with an isomorphism identifying with . The Künneth formula gives . Hence, the long cohomology exact sequence of the exact sequencegives Lemma 14. We have and .
Proof. We have . Take . Remark 13 gives and .
We specialize to with A being a general union of two 2cubes of type III with respect to D. By Proposition 2, we have and . Then, we specialize to with being a general 2cube of type I with respect to D. By Proposition 2 and Remark 2, we have and . Hence, to conclude the proof of the vanishing of , it is sufficient to prove that . Since , , the long cohomology exact sequence of the residual sequence of D shows that it sufficient to prove that . Since are two general points of D, it is sufficient to use that is a 2-square of D.
To prove that , we modify the case for , adding at the beginning another 2cube of type III with respect to D but taking of type III with respect to D. At the third step for , we have two general points of D, a general degree-two scheme with, as its reduction, a point of D. □
Proposition 5. Assume that at least two of the integers are odd. Then, for each t either or .
Proof. With no loss of generality, we may assume that and are odd. Since and are odd, . Set . By Remark 12, it is sufficient to test the cases . Note that with equality if and only if . Take . We have .
(a) Assume to be odd. We degenerate to with A a general union of e 2cubes of type I with respect to D. First assume . Since , , we obtain , , concluding this case. Now assume and that the theorem is true for . Using twice the residual exact sequence of D, we complete the proof of this case with the inductive assumption , .
(b) Assume is even. Hence, . Using the construction of step (a), we reduce to the case . We have . We degenerate the scheme to , with B being a general union e 2cubes of type II with respect to D. By the residual exact sequence of D, we reduce to prove that either or .
(b1) Assume that the integer is even. In this case, we have and . We degenerate the scheme to , with E being a general union of 2cubes of type I with respect to D. Since is a general union of 2-squares and e degree-two connected zero-dimensional subschemes of D, Proposition 2 and Remark 2 give , . Hence, the residual exact sequence of D shows that it is sufficient to prove that , . We have and . Since is a general union of e degree-two connected zero-dimensional schemes of D and general 2-squares of D, , (Proposition 2).
(b2) Assume is odd. We have . We use the proof of step (b). We degenerate each connected component of to a 2cube of some type with respect to D, obtaining that either (if ) or (if ). □
Proposition 6. Assume that not all positive integers , and have the same parity. Then, for each , either or .
Proof. By Proposition 5, we may assume that two of the integers ’s are even, say and . Hence, is odd. Take .
(a) Assume . Hence, . We repeat the proof of Proposition 5 with .
(b) Assume
. Hence,
and
. Set
. Take a general
such that
, and a general
such that
. Recall that
(b1) In this step, we prove that . Since and , it is sufficient to prove that . We have and hence , concluding the proof of step (b1).
(b2) By step (b1), we may assume . We degenerate the scheme to with , and each connected component of A has some type I, II or III with respect to D, and each connected component of B as residual sequence (Remark 6). Since is a general union of u 2-squares and two 2-points and , , . Hence, it is sufficient to prove that either or . The scheme is the union of and u connected components with being of either degree four (if the corresponding connected component of A has type I) or two (if type II or III).
(b3) Assume
and that the proposition is true for all even integers
. We assume that all connected components of
A have type I with respect to
D. Hence,
,
. Hence, it is sufficient to prove that at least one of the integers
or
vanishes. We have
. By the inductive assumption, either
or
. If
, then
. Thus, we may assume that
. The scheme
is a general union of two connected zero-dimensional schemes with the only restriction being that its reduction is two general points of
D. If
, then the inductive assumption gives that either
or
. In this case, to prove
or
, it is sufficient to use Lemma 2. Now assume
. We have
Hence, we may apply Lemma 2.
(b4) Assume . Using instead of as in step (b1), we reduce to prove the case . Write with . We have and . If x is even, then we have . If x is odd, then we have . Note that in the case x even if we show the proposition for , then the case with follows from the case (with ) and Remark 2. If we perform the first step as in (b1), then in the second step, we degenerate to the union, U, 2cubes of type III with respect to u. The scheme is the union of two 2-points and the u first residue, which are of either degree two or degree four. We have . To compensate for the additional degree scheme, we need to prove that , i.e., , which is true for . Then, for , we use Remark 2. We see that this is sufficient to conclude the case x to be even. Now assume and x is odd. Hence, . Although we have two degrees inside D, more than the one needed to prove the -vanishing, we still have big enough to kill the vector space , which is isomorphic to , and hence it has dimension . □
Proposition 7. Assume that all , , and are even. Then, for each either or .
Proof. Since
, we need to check two different integers,
t,
and
(Remark 4). Fix
. We first perform a construction and see when it helps. Take a divisor
. Recall that
Since and , there is a unique pair such that and .
(a) In this step, we prove that . Since and , it is sufficient to prove that . We have , and . Moreover, either or . In the latter case, Claim 1 is true. Assume . We have , and , concluding the proof of Claim 1.
(b) By step (a), we may assume . Take a general such that and a general such that We degenerate to with , each connected component of A has some type I, II or III with respect to D, , and each connected component of B is a residual sequence (Remark 6). Since is a general union of u 2-squares and v 2-points and , , . Hence, it is sufficient to prove that either or . The scheme is the union of and u connected components of either degree four (if the corresponding connected component of A has type I) or two (if type II or III).
(b1) Assume and that the proposition is true for all even integers . We assume that all connected components of A have type I with respect to D. Hence, , . Hence, it is sufficient to prove that either or vanishes. We have . By the inductive assumption either or . If , then . Thus, we may assume that . Since is a general union of v connected zero-dimensional schemes with the only restriction being that its reduction is v general points of D, if , then the inductive assumption gives that either or . In this case, to prove or , it is sufficient to use Lemma 2.
Now assume
. We have
Hence, we may apply Lemma 2.
(b2) Assume . Using instead of as in step (b1), we reduce to prove the case . Using instead of , we reduce to the case . In this case, the proposition is true by Lemma 14. □
Proof of Theorem 2: All cases with for all i are proved in Lemmas 11–14. Hence, we may assume that at least one among , and is at least 3. If at least two of the integers , , and are odd, then we apply Proposition 5. If not all integers , , and have the same parity, then we apply Proposition 6. If , , and are even, then we apply Proposition 7. □
6.
In this section, we take and prove Theorem 3. Let denote a general union of t 2cubes of X.
Let and denote the projection of X into its factor. We have , and we write . The Künneth formula gives if either or and for all . The Künneth formula gives if either or if .
Take
and
. Note that
and that any such isomorphism identifies
and
. Note that
and that any such isomorphism identifies
and
. For all
, we have the exact sequences
Now assume
. The long cohomology exact sequence of (
2) gives that the restriction map
is surjective. The long cohomology exact sequence of (
3) gives that the restriction map
is surjective.
Remark 14. Fix . By Remark 4, to prove Theorem 3 for and all positive integers t, it is sufficient to prove it for the integers .
Lemma 15. We have .
Proof. It is sufficient to observe that contains no monomial of bidegree , while there is a 2cube , while obviously . □
Lemma 16. We have and .
Proof. Recall that , and . We specialize to a general 2cube of type III with respect to D and use Proposition 2, the residual exact sequence of D, and Lemma 2. We specialize to a general union B of two 2cubes of type I with respect to sequence H. Recall that we proved (Proposition 1) that . Thus, it is sufficient to use twice the residual exact sequence of H and that . □
Lemma 17. We have and .
Proof. Recall that , , and . We specialize to a general union A of a 2cube of type I and a 2cube of type III with respect to D. We apply twice the residual exact sequences of D and Proposition 2 and then use Remark 2. Hence, . Since a general 2cube contains a general degree-two scheme, Remark 2 gives . □
Lemma 18. We have and .
Proof. We degenerate to one 2cube E with residual sequence with respect to A. Since the schemes and are 2-points of H, we have , . We use twice the residual exact sequence of H and then use Remark 2 for the degree-two scheme . Degenerate to and use that . □
Lemma 19. We have and .
Proof. Recall that , , . We degenerate to a general union of one 2cube of type l with respect to D and two 2cubes of type III with respect to D. Then, we use twice the residual exact sequence of D, Proposition 2 and Remark 2 to obtain that . We degenerate to , where E is a general union of two 2cubes of type I with respect to D and one 2cube of type III with respect to D. We have , , and . Since (Lemma 18), . Hence, Remark 2 gives . □
Lemma 20. We have , .
Proof. Recall that for all x. We degenerate to , with E being a general union of two 2cubes with residual sequence with respect to H. We reduce to prove that . Since (Lemma 16), . Hence, it is sufficient to use Lemma 2. □
Lemma 21. We have and .
Proof. We have , and . We degenerate to a general union of one 2cube of type I and one 2cube of type III with respect to D. We degenerate to a general union of three 2cubes with residual sequence of with respect to D. □
Lemma 22. We have , .
Proof. Recall that for all x. We specialize to with E a general union of one 2cube of type I and two 2cubes with residual sequence with respect to H. We reduce to prove that , . Since (Lemma 21), . Since is a general union of three degree-two connected zero-dimensional schemes with their reduction general in H, it is sufficient to quote Lemma 2. □
Lemma 23. For all integers and , either or .
Proof. We may assume (Remark 14). Recall that for all x. By Lemmas 19, 21, and 22 and induction on b, we may assume that the theorem holds for all such that . We degenerate to with E being a general union of one 2cube of type I and two 2cubes with residual sequence with respect to H. We reduce to prove that , . By the inductive assumptions, we have . Since is a general union of three degree-two connected zero-dimensional schemes with their reduction being general in H, it is sufficient to quote Lemma 2. □
Proof of Theorem 3: If and , then the theorem is true for by Remark 14 and Lemmas 15–22. Lemma 23 gives the theorem for for all . Thus, it is sufficient to prove it for all , and . We fix the integer . By Lemma 23 and induction on a, we may assume that the theorem is true for all with . Recall that for . Since 4 and 3 are coprime, there are integers u and v such that and . Since , . Since (Remark 14), and , . We degenerate the zero-dimensional scheme to , with A being a general union of u 2cubes of type III with respect to D and v 2cubes with residual sequence with respect to D. Since and , (Proposition 2), it is sufficient to prove that either or . The scheme is a general union of u degree-two connected schemes and v 2-points of D. Since four and three are coprime, there are integers w and z such that we have and . Assume for the moment and . We degenerate the scheme to , with F being a general union of w 2cubes of type III with respect to D and z 2cubes with residual sequence with respect to D. The scheme is a general union of v connected degree-two schemes, 2-points of D and w 2-squares of D. Since we have and , , . By the residual exact sequence of D, it is sufficient to prove that either or . Since and , it is sufficient to use Lemma 2.
Now assume and . Set . If , then set . If , then set . Let be a general union of 2cubes of type III with respect to D and 2cubes with residual sequence with respect to D. We take ∅ instead of and instead of F and then quote again Lemma 2.
Now assume . Since , we obtain . Recall that and . Since and , we obtain , which is false, unless . If , then , , , and . If , then , , , , . □
7. The 3-Dimensional Smooth Quadric
In this section, we take as
X the smooth quadric 3-fold
and prove Theorem 4. Let
denote a general union of
t 2cubes of
. We recall that any line bundle on
is of the form
for some
and that
for all
, while
. Hence, Theorem 4 computes all the possible Hilbert functions of general unions of 2cubes on
. Consider the exact sequence
The long cohomology exact sequence of (
4) gives
for all
and
,
for
and
for all
. Let
be a hyperplane such that
is a smooth quadric surface of
H. The isomorphism between
and
maps
to
. Hence,
for
and
for all
. The long cohomology exact sequence of the exact sequence
gives the surjectivity of the restriction map
and that
for all
.
Remark 15. By Remark 4, to test all positive integers t for , it is sufficient to test the integers .
Remark 16. Since any 2cube is not contained in a hyperplane section of , we have for all .
Lemma 24. We have .
Proof. Recall that
and
. We specialize
to a 2cube
A with residual sequence
with respect to
. Proposition 2 gives
. Hence, the long cohomology exact of (
5) shows that it is sufficient to prove that
. Apply Lemma 2. □
Lemma 25. We have and .
Proof. Recall that . We specialize to B with B general with the condition that and that each connected component of B has residual sequence with respect to . Since , , to prove that , it is sufficient to prove that . The scheme is a general union of four degree-two connected zero-dimensional schemes, and (Proposition 2). Since we have , it is sufficient to apply Lemma 2.
To prove that , it is sufficient to perform the same proof, taking the union of three of the connected components of B. □
Lemma 26. We have and .
Proof. We specialize , , to with general in , two of the connected components of A being of type I, another component of type III, and three components having residual sequence with respect to . Proposition 2 gives , . Hence, it is sufficient to prove that and . Since is a general union of four connected degree-two schemes with the only restriction being that their reduction is contained in , it is sufficient to quote Lemma 2. □
Lemma 27. Fix an odd integer . If , we assume that Theorem 4 holds for and and that . If , we assume that Theorem 4 is true for , . Then, Theorem 4 is true for .
Proof. Set . By Remark 15, we may assume . We degenerate to with being a general union of e 2-squares of and each connected component of A has type III with respect to . We have , (Proposition 2). By the long cohomology exact sequence of the residual sequence of , it is sufficient to prove that either or is 0. We have . Recall that . Since , there are unique integers u and v such that and . Since , we see that ( if , if ).
(a) Assume for the moment that . We degenerate to with B being a general union of u 2cubes of type III with respect and v 2cubes of type with respect to . Since , , it is sufficient to prove that either . The scheme is a general union of e points and v 2-points of . The scheme is a general union of e points and v connected degree-two schemes with the only restriction being that their reduction is contained in . Hence, it is sufficient to apply Lemma 2.
(b) By step (a), we may assume . Hence, . Assume for the moment . Since , we obtain , contradicting our assumption on t. Now assume . We have and , while . □
Lemma 28. Fix an even integer and assume that Theorem 4 is true for , . Then, Theorem 4 is true for .
Proof. Since 4 and 3 are coprime, there are integers e and f such that with . By Remark 15, we have . We specialize to with A being a general union of e 2cubes of type III with respect to . Take integers u and v such that and . Since , we have . Indeed, for (respectively, ), we have , , , and (respectively, , , , and ). Then, we continue as in the proof of Lemma 27. □
Proof (Proof of Theorem 4:). The cases are covered by Lemmas 25 and 26. The cases are covered by Lemmas 24–28. □
8. Bricks
In this section, we take and check the Hilbert function of a general union of a prescribed number of bricks. For all positive integers t, let be the set of all unions of t disjoint bricks. The set is an irreducible variety. Let denote a general element of . Fix and an integral curve such that . We consider the set of all such that . The possible residual sequence does not depend on the choice of p and T with the only restriction that . We consider the following residual sequence , where , with respect to T. Fix any . Since , , hence . Since B is not curvilinear, and hence .
Remark 17. Set and . The ring R is a two-dimensional regular local ring with as its maximal ideal. Set and . The degree-six vector space is the structural sheaf and the affine coordinate ring of the degree-six zero-dimensional scheme Z, which is a brick. The vector space has a basis given by the images of the six monomials 1, x, y, , , and . For each such that , the principal ideal is associated to a Cartier divisor of . For a few power series f, we compute the residual sequence of Z with respect to .
Let with be the residual sequence of Z with respect to . Since Z is not curvilinear, and hence .
The residual sequence of Z with respect to is . The residual sequence of Z with respect to is .
(a) In this step, we prove that is the residual sequence of Z with respect to . Since , the ideal contains , and hence it contains . Since , J contains . Hence, . Thus, . Note that . Since and , the residual sequence of Z with respect to is .
(b) In this step, we prove that is the residual sequence of Z with respect to . Set . Since , we have and hence . Moreover, and have the same image in . Hence, , i.e., . We have . Since , . Hence, the residual sequence with respect to is . Since and , is the 2-point with as its reduction.
The same residual sequence is obtained using .
(c) Take and set . Since , . Since , . Since , . Hence, . Thus, the vector space has 1 and x as a basis. Thus, . Since , is the residual sequence of Z with respect to .
(d) Take and set . Since , . Since , . Hence, . Thus, we see that and . Since , Z has residual sequence with respect to .
(e) Take . Since , . Set . Since , . Moreover, and have the same image in . Hence, Z has residue sequence .
Theorem 5. Fix positive integers t and d. Then, either or .
Proof. To prove that for all t either or , it is sufficient to prove it for (Remark 4). By the semicontinuity theorem for cohomology to prove that either or for a fixed it is sufficient to prove the existence of such that either or . Take a line L, a smooth conic D, and a smooth plane cubic C.
(a) In this step, we prove that , . Since , it is sufficient to prove that . There are bricks A such that , e.g., take a line and take the brick .
Take any brick E such that and set . Since , any conic containing E is singular at p. Hence, there is a line R such that and . Fix . Take a brick B with residual sequence with respect D and assume the existence of a conic containing B. Call a line such that . The theorem of Bezout gives that R is contained in the smooth conic D, which is a contradiction.
(b) In this step, we prove that and . We specialize to B with residual sequence with respect to L. Since , , it is sufficient to use that . We degenerate to and use that (step (a)).
(c) In this step, we prove that and . We specialize to a general union of 2 bricks with residual sequence with respect to D. To conclude the proof for , it is sufficient to observe that if E is the union of two connected degree-two subschemes of D. We degenerate to a general union Z of 3 bricks of residual sequence with respect to C. We have and (since the elliptic curve C has finite 4-torsion) for a general , this scheme is not an element of . Hence, , . By the residual exact sequence of C, it is sufficient to use , where E is a general union of three connected degree-two subschemes of C.
(d) In this step, we prove that and . We specialize to a general union B of three bricks of type with respect to C. Set . Since , the residual exact sequence of C shows that it is sufficient to prove that , . The scheme E is a general union of three connected degree-two schemes with reduction contained in C. Apply Lemma 2. We specialize to a general union of 4 bricks with residual sequence with respect to C. Since , it is sufficient to prove that , where G is a general union of four connected degree-two subschemes of C. Apply Remark 2 to G.
From now on, we assume and that the theorem is true for all line bundles of degree .
(e) Assume . We may assume . We specialize the scheme to , with B being a general union of bricks of residual sequence with respect to L. Set . The scheme E is a general union of connected degree-two schemes with reduction contained in L. Note that we have and . Thus, by the residual exact sequence of L, it is sufficient to prove that either or . Apply Lemma 2 and the inductive assumption in degree and .
(f) Assume . Note that . We may assume . We specialize to with being general in C and each connected component of B with residual sequence with respect to C. We have , because is general in C and the elliptic curve C has finite 4-torsion. We use Lemma 2 and the inductive assumption in degrees and .
(g) Assume . We may assume . Take such that and . We degenerate to with B a general union of bricks such that and each connected component of B has residual sequence with respect to L, and has residual sequence with respect to L. Set . The scheme E is the union of and a general union of connected degree-two schemes with S as their reduction. Since , , the residual exact sequence of L shows that it is sufficient to prove that either or . Use Lemma 2 and the inductive assumption in degrees , and .
(h) Assume . Hence, . We may assume . Take such that and such that . We degenerate to with B a general union of bricks such that and each connected component of B has residual sequence with respect to L, and each connected component of has residual sequence with respect to L. Then, we continue as in step (g). □
Proposition 8. Fix an integer . For any and any integer , we have and equality holds for all d if and only if it holds for , i.e., if and only if there is a line L such that .
Proof. For any line , there are bricks . For any such scheme E, we have by the theorem of Bezout. Hence, the residual exact sequence of gives for all . Take a brick B such that and fix . Since any brick contains a 2-point, . Since , Q is a double line. □
Lemma 29. Let M be a surface and . Let such that . There is no curve such that , and B has a residual sequence with .
Proof. It is sufficient to observe that and that because P is a smooth point of T. □
Example 1. Fix a positive integer t, a line and a set such that . By parts (a) or (e) of Remark 17, there is such that and . Since and for all , Remark 1 and the residual exact sequence of L give and for all .
Proposition 9. Let t be a positive integer. For every , we have for all . Moreover, if and only if B is as in Example 1.
Proof. Set . Take a line such that is maximal and set . For all integers , define the line , the integer and the scheme in the following way. Let be a line such that is maximal and set . Note that we allow the case for some . Since , we have . Since , if , then , and for all . Hence, there is an integer such that . Lemma 29 gives that and that if and only if B is as in Example 1. Fix an integer and assume . Using residual exact sequence, first with , then with and so on, we obtain the existence of a minimal integer such that . Thus, . Since for , we obtain . Set . By assumption, . The function is strictly increasing in the closed interval . If , then we conclude. Now assume . We plug in and . We obtain , contradicting the inequality . □
Ref. [
6] described in many cases the Hilbert function of general unions
of connected zero-dimensional schemes with prescribed isomorphic type and degree at most 4 if
is an integral surface. It is natural to ask if similar results may be proved for embedded varieties
with
. We will see that the situation is easier for
and much easier for
. Fix
and a zero-dimensional scheme
such that
. Set
. If
, then Remark 2 and Lemmas 2 and 9 work for any
n. Thus, we may assume
. In this case, another invariant of the isomorphism type of
Z is its embedding dimension. Let
e be the embedding dimension of
Z. The case
, i.e., the curvilinear case, is handled by Remark 2. Thus, we may assume
. We have
and equality holds if and only if there is a germ
at
P of a smooth
e-dimensional variety such that
and
. Call
the set of all zero-dimensional schemes
such that
and
as an abstract scheme.
J. Briançon gave the classification of all connected zero-dimensional schemes of a smooth surface with degree at most 6 ([
8], pp. 74–80). The case
was used in [
5,
6]. In the case
, there are two cases with
and
for some line
L[
8] (
and
at p. 78) and one of them was used to study the secant varieties of the tangential variety of an embedded surface ([
2]). The proofs performed to compute the Hilbert function of a general union of them ([
2,
3,
4]) work for both of them. Indeed, they work by specialization and the Horace Lemma for general union of any of the two types of schemes. As in the case
and
, both cases are parametrized by irreducible varieties and the one called
is a flat limit of the one called
in [
8].
Remark 18. Assume . Since and , this is possible only if and . The Hilbert function of general unions of 2-points is a very important topic of research ([1]). (a) Assume and . Let be a surface such that . There is such that . There is such that and is curvilinear. Hence, we control the Hilbert function inside T of general unions of schemes like A. Now assume and not curvilinear. This case happens only if . In this case and . This case may occur both if Z is a 2-square and if Z is a tile (with the terminology of [6]). (b) Assume and .
(b1) Assume . In this case Z is the germ at P of , where Y is a surface with . Take . Let be a hypersurface. If , then . Now assume . We have . There are hypersurfaces such that , and .
(b2) Assume . In this case, there are two isomorphic types for Z (called and K in [8], pp. 76-77, called 2-squares and tiles in [6]). The following remarks are the same for both isomorphism types. Fix . Since for some surface Y smooth at P, for all hypersurfaces such that . Moreover, if , then and both and are curvilinear. There is a hypersurface such that and . There is a hypersurface such that , and is the 2-point of a smooth surface contained in J. In this case . There is a hypersurface such that and . If Z (and hence W) is a tile, and there is a hypersurface such that and is curvilinear. No such hypersurface exists if Z is a 2-square ([7] (Prop. 2.15)). Conversely, for all isomorphic types, 2-squares or tiles, of Z and any hypersurface with there is such that . (c) Assume and hence and Z the 2-point of the germ of a 3-fold smooth at P. Assume . Fix any . Let be the germ at P of a smooth hypersurface of X. Either or is the 2-point of the germ of a smooth surface contained in E and . We have if and only if W is contained in the Zariski tangent space of E at P.