1. Introduction
Assume that
is a complex Hilbert space and
A,
, and
are three selfadjoint linear operators in
. A classical result from A. Devinatz, A. E. Nussbaum, and J. von Neumann says that if
, then, in fact, one has equality, i.e.,
, cf. [
1].
This result is strongly connected to the commutativity of selfadjoint operators and related topics; see, for instance, [
2,
3,
4,
5,
6] and the references therein.
The concept of a linear relation in a Hilbert space generalizes the concept of a linear operator to that of a multi-valued operator. This mathematical object goes back at least to R. Arens who presented a systematic study in [
7]. Since then, it has proved very useful in different areas of mathematics and applied mathematics and it has been studied in various contexts; cf. [
8,
9].
More specifically, the theory of selfadjoint linear relations in Hilbert spaces plays an important role in modeling phenomena in quantum physics, quantum chemistry, engineering, and control theory. There are situations when many objects (selfadjoint operators or relations) are involved in such a mathematical model and it is important to decide if their product is also a selfadjoint object. In the present study, the answer is obtained with the help of a third object, namely a selafadjoint relation which is assumed to be a subrelation of their product. In the context of linear operators, some related results can be found in [
10,
11].
The main aim in this study is to generalize the result of Devinatz, Nussbaum, and von Neumann in the context of linear relations in complex Hilbert spaces. It will be shown that the result does not hold for all linear relations; an example will reveal this fact. However, some necessary and sufficient conditions will be provided for the validity of the result in the context of selfadjoint linear relations.
The mechanism of proving the results in the case of linear operators mainly uses the spectral theory of selfadjoint operators. The main ingredient for the new results within this study is a new notion, namely the notion of the -stability of a linear operator in linear subspaces. This new notion plays a fundamental role in the extension of the results from linear operators to linear relations.
This study is organized as follows. In
Section 2, some preparatory material concerning linear relations in complex Hilbert spaces are stated.
Section 3 presents an example which can be seen as a motivation for this study. The stability of linear operators in certain linear subspaces is introduced in
Section 4. Finally,
Section 5 is devoted to the main results. An example within this section reveals the potential of the obtained results as tools in the study of Dirac structures in infinite-dimensional spaces; some recent developments in the theory of Dirac structures can be found in [
12,
13].
2. Linear Relations in Linear Spaces
Assume that
is a complex Hilbert space whose inner product is denoted by
. A linear relation, or relation for short,
A, in
is a linear subspace of
, the Cartesian product of
and itself. The domain and the range of
A are linear subspaces of
; they are defined by the following:
Furthermore,
and
stand for the kernel and the multi-valued part of
A, which are the linear spaces defined by
The linear relation
A is the graph of a linear operator if and only if
. The inverse relation,
, of
A is given by
The following identities express the duality of
A and its inverse, respectively:
For the relations
A and
B in
, the operator-like sum
is the relation in
, defined by
while the product
is a linear relation, also in
, given by
For
, the relation
in
is defined by
while
, where
I is the identity operator in
, is given by
The notation
stands for the resolvent set of the linear relation
A in a Hilbert space,
; it consists of all complex numbers,
, for which
is a bounded, everywhere-defined linear operator. The adjoint of the linear relation
A in
is the closed linear relation
defined by
It is clear that the double adjoint
is the closure of the relation
A. Furthermore, for any linear relation,
A, in a Hilbert complex space,
, it is known that
The linear relation
A in the complex Hilbert space
is said to be nonnegative if
for all
. The linear relation
A in the Hilbert space
is said to be selfadjoint if
, so that it is automatically closed. The linear operator
A in
is said to be positive if
for all nonzero
and nonnegative if
for all
. Any nonnegative linear operator,
A, admits a unique square root; it is a nonnegative linear operator denoted by
which satisfies the condition
. Moreover, it is well known that
. More information concerning the square root of nonnegative linear operators and relations can be found, for instance, in [
14], while for the general theory of linear relations, the reader may consult the monograph [
8].
5. Main Results
The following results are of some general interest.
Lemma 2. Assume that is a complex Hilbert space and let A and B be two linear relations in such that . If there exists , then .
Proof. It follows from
that
so that
Since both
and
are bounded, everywhere-defined linear operators, it follows from (
5) that
or, equivalently,
, which further leads to
, as desired. □
A characterization of the equality of two selfadjoint linear relations is provided next.
Proposition 2. Assume that is a complex Hilbert space and let A and B be two linear relations in such that . Also, assume that A is a selfadjoint linear relation. Then, if and only if there exists .
Proof. Clearly, if , then B is selfadjoint, so that one can choose . Conversely, let . Since A is selfadjoint, it follows that . Applying Lemma 2, one now has . □
A direct consequence of Proposition 2 reads as follows. It offers a first result of Devinatz, Nussbaum, and von Neumann’s type in the case of linear relations.
Corollary 1. Assume that is a complex Hilbert space and let A, , and be three selfadjoint linear relations in such that . Then, if and only if there exists .
Proof. The result follows immediately from Proposition 2 with . □
Under some natural assumptions, a new result concerning the case of the equality in certain multi-valued operators’ inclusion is proven next.
Theorem 1. Let be a complex Hilbert space; let A be a linear relation in such that there exists a non-real complex number, ; let be a selfadjoint linear relation in ; and let be a selfadjoint linear operator in . If and is -stable, then .
Proof. It follows from
that
, so that
Since
, it follows that
is a bounded, everywhere-defined linear operator in
. It will be shown that
is also an operator.
Let
, so that
, which implies that
. Then,
and
, where
. Since both
and
are selfadjoint, it follows that
and also that
Consequently,
, which can be rewritten as
Since
, it also follows that
Using the fact that
is
-stable, one obtains from (
7) and (
8) that
, so that
is an operator. Furthermore,
so that
Since both
and
are operators, the equality in (
9) shows that, in fact,
. Then,
, which leads to the desired conclusion,
. □
The next characterization follows from Theorem 1.
Corollary 2. Let be a complex Hilbert space; let A be a linear relation in such that there exists a non-real complex number, ; and let and be two selfadjoint linear relations in . If , and are -stable, then .
Proof. It follows from the hypothesis that
Also,
and
are two selfadjoint linear relations. Furthermore,
is a non-real complex number which is in the resolvent set of
. It follows from
that
is a selfadjoint linear operator in
which is
-stable. The application of Theorem 1 with
,
, and
instead of
A,
, and
, respectively, leads to
so that the conclusion simply follows. □
Proposition 3. Let be a complex Hilbert space, let A and be two selfadjoint linear relations in , and let be a selfadjoint linear operator in . If and is -stable, then .
Proof. Since A is a selfadjoint linear relation, it follows that there exists a non-real complex number, . The result now follows immediately from Theorem 1. □
The next result is a direct consequence of Corollary 2 and Proposition 3.
Corollary 3. Let be a complex Hilbert space, and let A, , and be three selfadjoint linear relations in . If , , and are -stable, then .
Proof. It follows from the hypothesis that
Also,
,
and
are three selfadjoint linear relations. It follows from
that
is a selfadjoint linear operator in
which is
-stable. The application of Proposition 3 with
,
, and
instead of
A,
, and
, respectively, leads to
so that the conclusion
simply follows. □
Corollary 4. Let be a complex Hilbert space, let A and be two selfadjoint linear relations in , and let be a positive selfadjoint linear operator in . If , then .
Proof. Since any positive operator in is -stable, the statement is now a direct consequence of Proposition 3. □
Under a condition concerning the kernels of the involved linear relations, another characterization is presented next. Its proof is quite similar to the one of Theorem 1. However, for the sake of completeness, a full proof is included.
Theorem 2. Let be a complex Hilbert space, let A and be two selfadjoint linear relations in , and let be a nonnegative selfadjoint linear operator in . If and , then .
Proof. It follows from
that
, so that
Since
, it follows that
is a bounded, everywhere-defined linear operator in
. It will be shown that
is also an operator.
Let
, so that
, which implies that
. Then,
and
, where
. Since both
and
are selfadjoint, it follows that
and also that
Consequently,
, which can be rewritten as
As in the proof of Proposition 1, it follows from (
13) that
Since
, it also follows that
Using the hypothesis, (
14), and (
15), one obtains that
so that
, which shows that
is an operator. Furthermore,
so that
Since both
and
are operators, the equality in (
9) shows that, in fact,
. Then,
, which leads to the desired conclusion,
□
A direct consequence of Theorem 2 is now stated; its proof is similar to the one of Corollary 2.
Corollary 5. Let be a complex Hilbert space, let A and be two selfadjoint linear relations in , and let be a nonnegative selfadjoint linear relation in . If , , and , then .
Proof. It follows from the hypothesis that
Also,
,
, and
are three selfadjoint linear relations. It follows from
that
is, in fact, a nonnegative linear operator in
. Furthermore,
The application of Theorem 2 with
,
, and
instead of
A,
, and
, respectively, leads to
so that the conclusion
simply follows. □
The next result can be seen as a direct generalization of the classical Devinatz–Nussbaum–von Neumann theorem to the case of linear relations.
Theorem 3. Assume that is a complex Hilbert space; A is a linear relation in such that contains some and its conjugate, ; is a symmetric linear relation in and is a symmetric linear operator in such that . Then, implies that .
Proof. Clearly,
, so that
Since
, it follows that
is a bounded, everywhere-defined linear operator in
, which shows that
. Consequently, the inclusion of (
18) leads to
It will be shown next that
is a linear operator, i.e., its multi-valued part is trivial. Let
, so that
, which shows that
, so that
Consider
h, an arbitrary element of
. Since
, it follows that
. Consequently, there exists
such that
. This further implies that
, which leads to
Using the fact that
is symmetric, it follows from (
20) and (
21) that
Furthermore, the fact that
is symmetric leads to
A combination of (
22) and (
23) leads to
for all
, which implies that
, so that
. Using (
20), one now has
, so that
, which shows that
. Therefore,
so that
. Hence,
is a linear operator. Using (
18), (
19), and the fact that both
and
are linear operators, one now has
Thus,
, so that
, as desired. □
Theorem 3 is, in fact, an adaptation to the case of the linear relations of a result obtained and offered by the Academic Editor. This result can now be seen as a consequence of Theorem 3; it is stated below.
Corollary 6. If A, , and are linear operators in a complex Hilbert space, , contains some and its conjugate, , and and are symmetric operators, then implies that .
Proof. Since is an operator, it follows that , so that the condition in Theorem 3 is satisfied. Now, the present result simply follows from Theorem 3. □
Finally, since any complex non-real number belongs to the resolvent set of any selfadjoint linear operator in a complex Hilbert space, the classical Devinatz–Nussbaum–von Neumann theorem, which can be found in ([
1], Corollary 1), is now a direct consequence of Corollary 6; it is stated below.
Corollary 7. If A, , and are linear operators in a complex Hilbert space, , A is a selfadjoint operator, and and are symmetric operators, then implies that .
Example 3. Consider two Hilbert spaces, (the space of efforts) and (the space of flows), and assume that there exists a unitary operator, , from to ; its inverse is denoted by . Let be the Hilbert space determined by the Cartesian product space equipped with the natural inner product:where , and , . Further, we define an indefinite inner product in byThe Cartesian product equipped with the inner product is called the bond space . We denote by an element of . For a linear space, , the orthogonal complement of is defined byThe bond space is non-degenerate (see [15]). Let be a linear subspace of . Then, is said to be a Dirac structure in if . Courant (see [16]) introduced Dirac structures for finite-dimensional systems and Dorfman (see [17]) generalized them for the first time to infinite-dimensional systems. A Dirac structure is a key concept for port-Hamiltonian systems, as it defines the internal geometric structure through which the physical system is interacting with the environment (see [18] and the references therein). Therefore, it is used to formalize the concept of a power-conserving interconnection in the modeling and control of physical systems such as mechanical systems and networks (see [19,20] and the references therein). The theory of linear relations offers a natural framework to study the Dirac structures. In the language of linear relations, one has the following characterization:where stands for the adjoint of . The computation of the adjoint for infinite-dimensional systems is, in many cases, very difficult. Therefore, one may interested in alternative criteria to verify that a physical structure is a Dirac structure. The linear relation A in the complex Hilbert space is said to be skewadjoint if . Any skewadjoint linear relation can be seen as a Dirac structure in . Furthermore, A is skewadjoint if and only if is selfadjoint in the same Hilbert space, .
Consequently, all the obtained results within the present study can provide similar results for Dirac structures by replacing the selfadjoint linear relation A with , where is a Dirac structure.
6. Conclusions
Taking into account the important role of the theory of selfadjoint linear relations in Hilbert spaces in modeling phenomena in quantum physics, quantum chemistry, engineering, and control theory, the study of the equation helps to decide when the product of two objects (selfadjoint operators or relations) involved in such a mathematical model is also a selfadjoint object.
The answer is obtained with the help of a third object, namely a selfadjoint relation which is assumed to be a subrelation of the product. More precisely, one starts with three linear relations, A, , and , acting on the same complex Hilbert space such that . The selfadjointness of the product is assured by the equality in the aforementioned inclusion.
The present study offers two types of conditions for the equality to hold. The first condition is given in terms of the resolvent sets of the objects involved. This one does not depend on the product structure of the right-hand side, . The results involving this condition are presented in Proposition 2 and Corollary 1.
The second condition is given in terms of the structure of the right-hand side, . This is based on a new notion, namely the notion of the -stability of a linear operator in linear subspaces. This new notion plays a fundamental role in the extension of the results from linear operators to linear relations. The obtained statements involving this second condition are presented in Theorems 1–3 and their corollaries.
It should be pointed out that these results have potential as tools in the study of Dirac structures in infinite-dimensional spaces. Example 3 offers initial insight into such a kind of application.