1. Introduction
The local inversion theorem and the implicit function theorem are the basic theorems of classical mathematical analysis (see [
1] for more information). Also, Sobolev spaces are important instruments in analyses, PDEs, and ordinary differential equations, and in our paper, we find a link between these two fields.
The classical local inversion theorem affirms that if E is a Banach space, , is open, and is bijective, then there exists , such that is a homeomorphism. Here, if E is a Hausdorff space and , we set to open in . If , we say that f is a global homeomorphism.
In [
2,
3,
4,
5], it is shown that if
,
is open and
is Fréchet differentiable and
for every
, then it results that
f is a local homeomorphism. We can have some “singular” sets
such that
f is only continuous on
K and differentiable with
on
, and if
, we also find that
f is a local homeomorphism (
K may be countable dense; see [
3]). We see, in this way, that we can have a local inversion theorem without assuming the continuity of the derivative.
Let be open, and and be locally Lipschitz. Denote with a function not differentiable at , and with the Lebesgue measure in . Rademacher’s theorem affirms that , and we define the Clarke Jacobian of f at a point using . There exist , such that . Here, is the convex null of a subset M from .
The known Clarke’s local inversion theorem says that if
is open,
is locally Lipschitz,
, and
for every
, then there exist
and
such that
is a homeomorphism (see [
6,
7,
8]). We see from Lemma 2 that if
is open,
, and
is locally Lispchitz, then
if and only if
Also, if
,
is open,
is locally Lipschitz, and
contains only surjective mappings for every
, then
f is surjective (see [
9,
10]).
A special field of complex analysis is dedicated to global univalence, and a large volume of papers are dedicated to this subject. We remind the reader of just the univalence on the border theorem, which affirms that if
is a Jordan domain,
, and
is analytic and injective on
, then it results that
f is injective on
D. Some extensions of this theorem were given in [
11,
12] in
, and in
for Sobolev mappings, and the paper of Ball [
11] was a seminal one in the theory of Nonlinear Elasticity.
A known theorem of global univalence is the Banach–Mazur–Browder theorem, which says that if
are Hausdorff spaces that are pathwise connected,
F is simply connected, and
is a local homeomorphism which is proper or closed, then it results that
is a global homeomorphism (see [
13]).
Another known theorem of global univalence is the Hadamard–Levy–John theorem, which says that if
E is a Banach space,
is continuous and
, and
is a local homeomorphism such that
for every
, then it results that
is a homeomorphism. Here,
The theorem was proven first on
in [
14,
15] and on Banach spaces in [
16]. Some other connected results may be found in [
17,
18,
19,
20,
21,
22,
23,
24,
25,
26,
27,
28].
The classical implicit function theorem says that if are Banach spaces, and are open sets, is continuous, , , exists and is continuous, and is bijective, then there exists , such that , and an unique, continuous implicit function such that and for every .
If
, we say that
is a global implicit function. It is known that the classical local inversion theorem can be used to prove the classical implicit function theorem, and hence, if we work on
, we can easily prove implicit functions theorems without assuming the continuity of
on
U (see [
4]). Other results concerning extensions of the implicit function theorem can be found in [
29,
30,
31,
32,
33,
34,
35,
36,
37,
38,
39,
40], and most of them are established for locally Lipschitz mappings.
Global implicit functions are studied in [
41,
42,
43,
44,
45,
46,
47,
48,
49,
50,
51,
52,
53,
54]. In [
24,
25,
26,
47,
53], the authors apply methods of ordinary differential equations to obtain the results of global implicit functions. For instance, in [
47], we show the following:
Theorem 1. Let , let be a starlike domain, let be Fréchet differentiable such that for every , and let be continuous such that .
Suppose that for every . Then, there exists differentiable such that and for every .
Here, if , we set , and if , we set . We set if . We set and .
The previous extensions of the local inversion theorem or of the implicit functions theorem work with a.e. differentiable mappings (i.e., with mappings
such that
, where
is not Fréchet differentiable at
). It is a very difficult task to apply these methods for Sobolev mappings where
,
is open, and
. Indeed, there exist homeomorphisms
between open sets in
such that
f and
are nowhere Fréchet differentiable (see [
55]), and hence, we must work with weak derivatives. The Sobolev spaces play a basic role in PDE theory and also in function theory, namely in the theory of the well-known class of quasiregular mappings. Zhuravlev [
56] proved an implicit function theorem using some basic facts from the theory of quasiregular mappings. He denoted for a matrix that
with
and with
, where
is the transpose of
A. He proved the following:
Theorem 2. Let be open and be continuous; let be such that and f has first partial derivatives on ; and let be the matrix of the first partial derivatives of f at a point . Suppose that a.e., and if , we set . There exists such that , and we set as the family of all matrices in formed by the last m columns of some matrix .
Let , and suppose that a.e. and that for every . Then, there exists and an unique continuous mapping such that for every and .
We shall prove the local and global inversion theorems and an implicit function theorem for Sobolev mappings, and our results may be used in PDE theory and control systems and in the theory of quasiregular mappings.
2. Notations and Definitions
Let
and
be open and let
. We say that
is the ith weak partial derivative of
u if
If v exists, it is also denoted by . The Sobolev space consists of all functions which are locally in together with their first-order weak partial derivatives.
If
, then
f has a.e. first partial derivatives (see page 6 in [
57]), and
has no classical first partial derivatives at
.
From now on, we set if and if and , and we set
. There exist and such that .
Let
be open, let
Y be a topological space, and let
,
. Let
be a mapping and let
be given by
for every
and every
. We define
and we suppose that
. Let
be such that
and
. We set
If
is such that
and
, we set
such that
and
.
Let be Hausdorff spaces. We say that is a multivalued function if for every , is a nonempty subset of Y. For , we state that and we say that the multivalued function is upper semicontinuous if is open in X for every open set .
Let be Hausdorff spaces and let be a mapping. We say that f is proper if is compact in X for every compact set . We say that f is closed if is closed in Y for every closed set .
Let be convex and let . We set . There exists such that , and we see that is convex.
3. Preliminaries
Lemma 1. Let be open, let Y be a topological space with a countable base, and let , . Let be locally Lipschitz in the first variable such that for every . Suppose that the set-valued mapping is upper semicontinuous at , and let be given by for every and every . Then Proof of Lemma 1. Let us show that there exists such that for every . If not, we find , , and such that and . Since is compact, we find and to be a subsequence of such that . Then, , and hence, , and we reach a contradiction, since . □
Suppose that we find , , and to be a fundamental system of neighborhoods of , , , and for every such that for every , and we can suppose that .
Let . Since the set-valued mapping is upper semicontinuous at , there exists such that for every , and we can suppose that there exists such that . Then, , and let be such that for every . Then, for every .
Letting , we find that , and we reach a contradiction, since for every .
We also prove the following:
Lemma 2. Let be open, and let and be locally Lipschitz such that every is surjective. Then, there exist and such that for every .
Lemma 3. Let and be open, let , and let be continuous. Then, there exists a set such that and exist for every , and for every . Let Q be a cube with a side of length l parallel to v such that , and let S be a face of Q perpendicular to v. Then, it results that is absolutely continuous for -almost , where is given by for every and every .
Proof. Let
be such that
,
,
if
,
,
, let
, and let
. Here,
is the standard base in
. We see from Proposition 1.11 in [
57] that
for
, where
and the derivatives are weak derivatives, and hence,
.
Let
and
, where
and
is the ball in
. We consider test functions
of the form
, where supp
and supp
. We have
Letting
g run through a sequence
such that
and
, we find that
Using Fubimi’s theorem, this gives
Letting
and using Lebesgue’s theorem, we find that for
-almost
, we have
Let us fix
and let
be such that
on
,
and
for every
and supp
for every
. We see that the following are true:
Then,
and
if
.
Letting
, we find from (4) that
Now, letting
, we find that there exists a Gateaux derivative of
f on direction
v at the point
and
for
-almost
and
-almost
.
We also see that is absolutely continuous for -almost . It results that there exists for -almost and for -almost . □
4. The Main Results
In the following theorem, we extend Clarke’s local inversion theorem in the class of Sobolev mappings.
Theorem 3. Let be open, let , and let be continuous, and suppose that Then, there exists such that is a homeomorphism and its inverse is Lipschitzian, and for every and
Here, if , we set . There exists such that , and we set if .
Proof of Theorem 3. Let , and . Let H be a hyperplane perpendicular to v and . Using Lemma 3, we see that there exists a set such that , and there exist , , and for every and if . We also see from Lemma 3 that is absolutely continuous for -almost , where is given by for every .
Let
. We can find a direction
d parallel to
v and points
such that
,
f is absolutely continuous on
,
,
and there exists
for
-almost
. We also see that
for
-almost
.
Using the absolute continuity of the mapping
f on
, we find
such that if
are disjoint intervals in
and
, it results that
Let and . Then, Q is convex. Let either or not exist, or some partial first derivatives not exist, or , and we can suppose that .
Let
,
. Then, there exists
such that
and
for every
.
Suppose that
and let
. We can find
)
such that
and hence,
Now, let intervals
and points
,
, such that
and
Let
,
be the components of
. Using (6), we find that
such that
Since
, we find that
Since , we can find such that . Let and be such that and . We have
.
Letting
, we find that
for every
.
This shows that for every and that , and also that f is injective on . Using Brouwer’s theorem, we see that there exists such that is a homeomorphism and its inverse is Lipschitzian. □
The following example shows that our extension of Clarke’s local inversion theorem is effective.
Example 1. Let , if , if , and if for , where .
Let
,
if
. Then,
g is absolutely continuous, and let
,
if
. Then,
a.e. in
.
Since , we see that .
Let , , , ∪. Then, and for every , and we see that is not bounded near , and hence, f is not locally Lipschitz. We can apply our Theorem 1 to see that f is injective, and we cannot apply Clarke’s local inversion theorem to prove that f is a local homeomorphism around .
In the next theorem, we prove a Hadamard–Levy–John-type theorem for Sobolev mappings, extending a result of Pourciau [
10] given for locally Lipschitz mappings.
Theorem 4. Let be continuous such that for every , there exist and , which are continuous such that and such that Then, is a homeomorphism whose inverse is locally Lipschitz.
Proof of Theorem 4. We see from Theorem 3 that
for every
and that
f is a local homeomorphism, and since
, we use John’s result from [
17] to see that
is a homeomorphism. □
The next theorem is a Banach–Mazur–Browder-type theorem for Sobolev mappings:
Theorem 5. Let be domains such that F is simply connected, and let be proper or closed, and suppose that for every , there exists and such that for every . Then, is a global homeomorphism.
Proof. We see from Theorem 3 that f is a local homeomorphism, and we apply the Banach–Mazur–Browder theorem.
Recently, a very general implicit function theorem was proved in [
39] in terms of Clarke’s Jacobian in the class of locally Lipschitzian functions. □
Theorem 6 ([
39])
. Let be open, let Y be a topological space, and let , . Let be continuous such that , the mapping be Lipschitz continuous on D for every , and the set-valued mapping be upper semicontinuous at . Here, for every and every . Then, there exist
,
and a continuous implicit function
such that the following are true:
We now extend Theorem 6 in the class of Sobolev mappings in the first variable, using condition (3) instead of condition (13). Condition (3) may be valid for Sobolev mappings in the first variable, for which may not be compact.
Theorem 7. Let be open, let Y be a topological space, let , let , let be continuous such that , and let be given by for every and every . Suppose that for every and suppose that condition (3) holds. Then, there exist , , and a continuous implicit function such that conditions (14), (15), (16), and (17) hold.
Proof of Theorem 7. We see from Theorem 1 that is a homeomorphism for every , where is such that , and let be its inverse. We have the following:
for every and every ;
for every ;
for every and every .
Let be such that and for every . Then, for every , and we define as for every .
We have the following:
for every and
for every and, hence, .
We see from Theorem 1 that
Then,
for every , and using the continuity of f, we see that the implicit function is also continuous.
Since for every , we see that for every . Now, let and be such that . Then, and , and since and is injective on , we have , and it results that for every .
Let us consider the following application of the implicit function theorem from Theorem 4. □
Let be open, let be continuous, let , , and let be continuous such that . Let be given by for every and every . Suppose that for every and that there exist , , and such that for every and every .
Consider the control system
We say that the system (18) is solvable at the point
if there exist
,
, and a continuous mapping
such that
,
for every
, and
is the solution to the Cauchy equation
Indeed, by using Theorem 4, we find and to be continuous such that for every and .
Using Peano’s theorem and the continuity of the mapping
F, we find
and
to be a continuously differentiable solution to the Cauchy problem
Then,
and
for every
and
, and hence, the control system (18) is solvable at
.