Prioritizing Urban River Restoration Management Practices: A Cross-Evaluation Using the Criticality Index for Watershed Restoration (CIWR) and Opportunity Layers
Abstract
:1. Introduction
1.1. Urbanization and Its Impacts in Urban Rivers
1.2. The Urban River Restoration Approach and Its Challenges
- Project identification: This stage aims to locate and prioritize reach-scale restoration projects, in the way that smaller scale projects work with a catchment approach. It is comprised of a (i) review of the current ecological status of the water body and/or other aquatic resources; (ii) identification of water body goals and specific objectives; (iii) identification of regional policy objectives; and (iv) catchment scale planning to locate and prioritize reach-scale restoration.
- Project formulation: At this stage, the identified projects and their initial estimates and indicators are further explored, refined, and more thoroughly detailed. It is comprised of a (i) comparison of ecological status with objectives; (ii) identification of issues affecting the water body (directly and indirectly) and appropriate actions; (iii) review and selection of appropriate techniques; (iv) justification of the prioritization of restoration projects; (v) monitoring design and definition of key indicators.
- Project implementation: This is the stage of the implementation itself.
- Project monitoring and evaluation: The objective of this stage is to evaluate river health and assess benefits. It is comprised of (i) monitoring and evaluation; and (ii) the updating of goals and restoration management actions.
1.3. Environamental Services as an Ally of Urban River Restoration
2. Materials and Methods
- Understanding river restoration techniques and their associated environmental services;
- Assessing the current environmental and social criticality condition of the watershed under study through indicators;
- Assessing the current criticality condition of the watershed under study regarding the environmental services, through indicators and definition of the objectives of the restoration project considering the most deficient environmental service;
- Defining priority areas to enhance the provision of environmental services by implementing river restoration techniques;
- Selecting appropriate river restoration techniques for the watershed.
3. Correlation Matrix Between Environmental Services and River Restoration Techniques
4. Urban River Restoration Indicators and Definition of Priority Areas for Urban River Management Practices
5. Definition of the Criticality Condition of Watershed Areas by Environmental Service
6. João Mendes Watershed: A Case Study in Niterói, Southeast Brazil
7. Data Processing for Obtaining Each Indicator for the João Mendes Watershed
8. Results
8.1. The Criticality Index for Watershed Restoration for the João Mendes Watershed
8.2. Criticality Condition of the João Mendes Watershed by Environmental Service
8.3. The Criticality Index for Watershed Restoration for the João Mendes Sub-Watersheds
8.4. Criticality Condition of the João Mendes Watershed by Ecosystem Service and by Sub-Watershed
8.5. Selection of River Restoration Techniques for Implementation in the Mapped Priority Areas of the João Mendes Watershed
9. Discussion
10. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
Urban River Restoration Objective | Reference | Location | Environmental Service Category | Associated Environmental Service |
---|---|---|---|---|
Aesthetic improvements, landscaping, and recreation | [26,27,32,33,39] | USA, United Kingdom, France, Germany, South Korea, Latin America | Cultural | Aesthetic improvements and recreation |
Development of parks and open spaces | [32,55] | USA, Spain, Latin America | Cultural | Aesthetic improvements and recreation |
Fish migration | [25,26,27,33,39] | USA, Sweden, France, Germany, Iberian Peninsula, Japan | Provisioning | Fisheries enhancement |
Regulating | Maintenance of genetic diversity (gene flow) | |||
Improvement of water quality | [26,27,28,29,32,35,38] | USA, United Kingdom, Germany, Spain, China, Latin America | Regulating | Water quality improvement |
Provisioning | Source of water supply | |||
Modification of flow/reduction in flow velocities | [26,28] | USA | Regulating | Erosive processes control |
Physical habitat quality improvement | ||||
Regulation/restoration of hydrological flows | [27,39] | Germany, France | Regulating | Water flow maintenance |
Increase in infiltration | [28] | USA | Regulating | Water flow maintenance |
Sustainable flood management | ||||
Improvement of sedimentation processes | [28,39] | USA, France | Regulating | Sustainable flood management |
Regulating | Physical habitat quality improvement | |||
Restoration and/or reconnection of floodplains | [26,28,36] | USA, Netherlands, China | Regulating | Maintenance of genetic diversity (gene flow) |
Regulating | Sustainable flood management | |||
Creation of wetlands | [28,35] | USA, United Kingdom | Regulating | Sustainable flood management |
Regulating | Physical habitat quality improvement | |||
Regulating | Water quality improvement | |||
Reconfiguration of stream and river channels or restoration of meanders for rectified rivers | [25,26,33,35,37,38] | USA, United Kingdom, Spain, Iberian Peninsula, Japan, Australia | Regulating | Sustainable flood management |
Regulating | Physical habitat quality improvement | |||
Reduction in nutrient input | [30,38,56] | Sweden, Denmark, Spain | Regulating | Water quality improvement |
Provisioning | Source of water supply | |||
Flood management; Flood control | [32,33,35,36] | United Kingdom, Japan, China, Latin America | Regulating | Sustainable flood management |
Elimination of obsolete infrastructures/removal of barriers | [25,35] | United Kingdom, Iberian Peninsula | Regulating | Sustainable flood management |
Regulating | Maintenance of genetic diversity (gene flow) | |||
Management of riparian zones; Management of riparian vegetation | [26,27,29,35,37,39] | USA, France, Australia, Germany | Regulating | Water quality improvement |
Regulating | Physical habitat quality improvement | |||
Management of invasive species | [25,27,33] | Germany, Iberian Peninsula, Japan | Regulating | Physical habitat quality improvement |
Improvement of aquatic habitats or restoration of wetland habitats | [25,26,37,39] | USA, Denmark, Iberian Peninsula, Australia | Regulating | Physical habitat quality improvement |
Increase in biodiversity and connectivity between habitats | [28] | USA | Regulating | Maintenance of genetic diversity (gene flow) |
Slope stabilization or protection | [26,29,35,36,37] | USA, United Kingdom, China, Australia | Regulating | Physical habitat quality improvement |
Regulating | Erosive processes control | |||
Regulating | Sustainable flood management | |||
Improvement of channel morphology/morphological changes | [27,35] | United Kingdom, Germany | Regulating | Sustainable flood management |
Regulating | Erosive processes control | |||
Regulating | Physical habitat quality improvement | |||
Dredging | [25,33] | Iberian Peninsula, Japan | Regulating | Erosive processes control |
Regulating | Sustainable flood management | |||
Regulating | Water flow maintenance |
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Categories | Regulating | Provisioning | Cultural | |||||||
---|---|---|---|---|---|---|---|---|---|---|
Environmental Services | Water Flow Maintenance | Sustainable Flood Management | Water Quality Improvement | Physical Habitat Quality Improvement | Maintenance of Genetic Diversity (Gene Flow) | Erosive Processes Control | Fisheries Enhancement | Source of Water for Supply | Aesthetic Improvements and Recreation | |
Examples of River Restoration Techniques | ||||||||||
Creation of green corridors/revegetation | (a) | [25] | [26,27] | [22,25,27,28,29], | [22,28] | [25,26,30] | (b) | [31] | [22,25,30,32,33] | |
Expansion of the channel and riparian zones | (c) | [28,34,35] | (d) | [28,35] | [28] | (e) | (b) | (f) | ||
Channel daylighting | [28] | [28] | (g) | [28,36] | ||||||
Removal of concrete from the riverbed | (c) | [36] | [28,36] | [28] | (h) | [28,30,36] | ||||
Creation of wetlands | (i) | [26,28,37] | [22,34,35,36,38] | [28,30] | [28] | [33] | (f) | |||
Creation of linear parks | [34] | [26,28,33,38] | ||||||||
Remeandering | [35,38] | [16,25] | [16,35,38] | [34] | (j) | [16] | [16] | |||
Removal of barriers | [25] | [25,32] | [16,33] | [16,34] | [16,25,34,35], | (k) | ||||
Removal of invasive species | (l) | [22,34] | (m) | [25] | [25] | |||||
Creation of aquatic habitats (addition of gravel and pieces of wood) | [39] | [39] | ||||||||
Recovery and protection of springs | [22] | (n) | (n) | (o) | (o) | |||||
Soil bioengineering for slope stabilization | [25,28,36] | [36] | [22,28,33] | [22] | [22,29,35,36] | [22] | (p) | (q) | ||
Legend | ||||||||||
A direct association was identified | An indirect association was identified | No relation was identified |
Reference in Table 1 | Description of the Indirect Relation Between Restoration Practices and the Environmental Service |
---|---|
(a) | The creation of green corridors involves the protection and/or recovery of vegetation along the river, thereby increasing the vegetated area of the watershed. The presence of vegetation ensures the availability of permeable areas, allowing water to infiltrate the soil during rainfall events, contributing to the recharge of the groundwater table and consequently maintaining river flow during dry periods. At the same time, it reduces surface runoff from rainwater due to the interception of rainfall by the leaves of the vegetation, which subsequently aids in sustainable flood management. The presence of vegetation along the riverbanks also provides shading, reducing water evaporation and helping maintain water flow, in addition to supporting riparian ecosystems and acting as a filter for sediments, solid waste, and pollution from the watershed. |
(b) | The vegetation in green corridors/riparian zones supplies organic matter to the aquatic ecosystem through branches, fruits, and trunks that fall into the river, thus providing nutrients for aquatic biota. Additionally, this material can create micro-habitat zones for certain species [40], such as fish, contributing to their reproduction and enhancing fishing opportunities. |
(c) | The removal of concrete from riverbeds, along with the widening of the river channel and riparian zones, increases the permeability of the river and its surroundings, allowing for greater transverse and vertical connectivity of the river, contributing to the recharge of the groundwater table and maintaining water flow. |
(d) | Riparian zones, through their vegetation, contribute to improving water quality by retaining sediments and filtering nutrients [40]. |
(e) | The roots of vegetation present in the riparian zone help stabilize soil margins, preventing slippage and sedimentation in the river [40]. |
(f) | The widening of the channel and riparian zones, as well as the creation of wetlands, increases green areas in urban environments, creating spaces for walking, contemplation, and public engagement with nature. They also serve as temporary storage areas for floodwaters. |
(g) | Channel daylighting allows for public access to the river, creating opportunities for recreational activities and fishing. It also facilitates the maintenance and hydraulic function of the river. |
(h) | The natural dynamics of the river are a function of its flow and sedimentation regimes, which interact with the physiographic characteristics and vegetation of the landscape [33]. The removal of concrete from the riverbed allows for the return of natural sedimentation processes, creating a suitable environment for the development of fish habitats. |
(i) | Wetlands store large volumes of water. Additionally, they allow water to infiltrate the soil and both supply and are supplied by groundwater [41]. Thus, they contribute to maintaining river flow. |
(j) | River meandering results in a decrease in channel gradient [16], helping to mitigate erosive processes along the riverbed. |
(k) | The removal of barriers can lead to either an increase or a decrease in certain environmental services. For example, there may be cases where barriers represent obsolete and unused man-made structures that act as obstacles to the proper flow of water. Their removal can alleviate flooding and improve the aesthetic quality of the river environment. However, there may be instances where barriers are created to accumulate water for supply during dry periods, to create lakes for recreational activities, or for hydroelectric power generation, among other purposes. In such cases, this river restoration technique may negatively impact on environmental services. |
(l) | Invasive exotic species can alter the hydrological cycle of the areas they inhabit. Different species may cause greater water loss through evapotranspiration and hinder replenishment of groundwater [42]. Thus, they can negatively impact the maintenance of water flow in the watershed. |
(m) | Invasive exotic species modify natural systems and occupy the space of native species. They cause loss of biodiversity, alteration of the cycles and natural characteristics of affected ecosystems, and morphological changes in the natural landscape [42]. Thus, by causing the loss of local biodiversity, they also contribute to a decrease in genetic diversity. |
(n) | The protection and recovery of springs involves measures that prevent, for example, the proximity of animals and anthropogenic activities, contributing to improvements in water quality. Additionally, the protection or recovery of surrounding vegetation is also important, as it helps improve the physical quality of habitats. |
(o) | Springs can be used for human and animal consumption, as well as for recreation [43]. |
(p) | The use of soil bioengineering techniques protects the banks of watercourses. This protection prevents the presence of exposed soils, shielding them from the erosive processes caused by surface runoff from rainwater and reducing the input of sediments directly into the watercourse, decreasing its turbidity and contributing to better water quality. In cases where the watercourse is used for water supply, soil bioengineering techniques indirectly contribute to improving water treatment processes. |
(q) | Slope stabilization and soil bioengineering techniques enable the stabilization and restoration of riverbanks, potentially combining vegetation with inert materials [22], thus enhancing the aesthetic quality of riverbanks. It is important to note that some scholars on the subject do not consider the use of bioengineering techniques as measures of river restoration. |
Indicator | References | Methodology for Obtaining Data | Criticality Classification |
---|---|---|---|
I1 Conservation of springs | [22] | Percentage of the impermeable area of the spring’s contribution catchment | Low: <20%; Medium: between 20% and 60%; High: >60% |
I2 Riverbed permeability | [3,44] | Qualitative analysis of the lining of the banks and the riverbed | Low: Permeable riverbanks and bottom; Medium: Impermeable riverbanks and natural bottom; High: Impermeable riverbanks and bottom |
I3 Surface runoff generation | [3,45,46] | Quantitative analysis of the surface runoff coefficient | Low: <0.3; Medium: between 0.3 and 0.7; High: > 0.7 |
I4 Surface runoff accumulation | [45,46] | Quantitative analysis of the slope indicator for drainage proposed by Miranda (2016) | Low: 0.25; Medium: 0.50 or 0.75; High: 1 |
I5 Solid waste | [3,44] | Percentage of households where there is no garbage accumulated in public spaces | Low: >70; Medium: between 70% and 30%; High: <30% |
I6 Sewage | [3,44] | Percentage of sanitary sewage collection and treatment given by SSCT = C x T/100, where C is the sewage collection percentage and T is the percentage of sanitary sewage treatment | Low: >70%; Medium: between 70% and 30%; High: <30% |
I7 Conservation status of the banks | [3,44] | Quantitative analysis of the banks indicator given by: B = NOB0.5x VC0.5/100, where NOB is the percentage of non-occupied banks and VC is the percentage of vegetal cover | Low: >0.66; Medium: between 0.66 and 0.33; High: <0.33 |
I8 Sediment generation | [22] | Determination of the erosion susceptibility of the area through pedological and slope information and determination of the potential classification for sediment generation through the erosion susceptibility and soil use and occupation of the area | Low: low sediment generation potential; Medium: medium sediment generation potential; High: high or very high sediment generation potential |
I9 Recreational areas and number of inhabitants | [22] | Mapping of recreational areas and the areas within 400 m distance from their limits. The areas within this range are classified as low priority and the others are classified according to the number of inhabitants: more inhabitants indicates a higher priority | Low: Areas within a 400 m radius of recreational areas; Medium: Areas outside a 400 m radius of recreational areas and with less than 150 Ihab/ha; High: Areas outside a 400 m radius of recreational areas and with more than 150 Ihab/ha |
Criticality Condition/ Location | Within the Opportunity Area | Outside the Opportunity Area |
---|---|---|
Low | Medium priority | Low priority |
Medium | High priority | Low priority |
High | High priority | Medium priority |
Environmental Service | Equation | |
---|---|---|
Water flow maintenance | CS1 = (I1 + I2 + I3)/3 | (2) |
Sustainable flood management | CS2 = (I3 + I4)/2 | (3) |
Water quality improvement | CS3 = (I5 + I6 + I8)/3 | (4) |
Source of water for supply | CS4 = (I1 + I5 + I6 + I8)/4 | (5) |
Erosive processes control | CS5 = I8 | (6) |
Maintenance of genetic diversity (gene flow) | CS6 = I7 | (7) |
Physical habitat quality improvement | CS7 = (I2 + I5 + I6 + I7 + I8)/5 | (8) |
Fisheries enhancement | CS8 = (I5 + I6 + I7 + I8)/4 | (9) |
Aesthetic improvements and recreation | CS9 = (I5 + I6 + I7 + I8 + I9)/5 | (10) |
Indicator | Processing of Data for Obtaining the Indicator |
---|---|
I1 Conservation of Springs | Based on the hydrology database generated for this study, potential springs were also identified—for future confirmation—and their watersheds were delineated using geoprocessing tools. The classification of permeable and impermeable areas in the study region was obtained using satellite imagery from the CBERS-4A/WPM Sensor taken in April 2022. |
I2 Riverbed Permeability | For the calculation of the permeability indicator of the João Mendes Riverbed, an average width of 4 m was considered, based on the hydrology database. Analyzing the 2019 orthophoto provided by the Municipal Government of Niterói, the land covers along the river course were examined using Street View images, along with several field visits conducted by the authors in the area. |
I3 Surface Runoff Generation | The calculation of the surface runoff generation indicator used the land use and occupation categorization data provided by the Municipal Government of Niterói. |
I4 Surface Runoff Accumulation | The slopes were obtained through geoprocessing using the digital terrain model (DTM) of the João Mendes River Watershed. Subsequently, the slopes were reclassified according to the categories presented by Miranda et al. [45]. |
I5 Solid Waste and I6 Sewage | The study of solid waste and sanitary sewage conditions in the João Mendes Watershed utilized as a data source the demographic census conducted by the Brazilian Institute of Geography and Statistics in 2010 [53]. Regarding the treatment of collected sewage, in the neighborhoods located within the João Mendes Watershed, the sewage is directed to the Itaipu Treatment Station. Therefore, it was assumed for the calculation of the CTE in this watershed that 100% of the collected sewage has adequate final disposal. |
I7 Conservation Status of the Banks | The assessment of riverbank conditions in the João Mendes Watershed involved delineating 30 m wide strips based on the hydrology database. For the calculation of the sub-indicator NOB, an analysis of riverbank and riverbed occupancy was conducted using the land use and occupation data provided by the Municipal Government of Niterói. For the calculation of the sub-indicator VC, the land use classification obtained through geoprocessing using the CBERS-4A/WPM Sensor satellite image from April 2022 was utilized, considering the categories of dense vegetation, grass, and urban areas. |
I8 Sediment Generation | To determine soil erosion susceptibility in the João Mendes Watershed, the surface slope was obtained from its DTM, along with the soil classification database from the Brazilian Agricultural Research Corporation (Embrapa) for the state of Rio de Janeiro. To assess the potential for sediment generation, the land use and land cover data provided by the Municipal Government of Niterói were utilized. |
I9 Recreational Areas and Number of Inhabitants | For mapping recreational areas in the João Mendes River Watershed, areas categorized as “recreation” were obtained from the land use and occupation database of Niterói, as well as park areas from the municipal squares database provided by the Municipal Government. Additionally, tourist and cultural heritage areas available on the Municipal Government website were included. Data on trails from both the Municipal Government of Niterói and the Serra da Tiririca State Park, as well as from the Wikiloc trail platform, were also utilized. Finally, recreational areas identified through the analysis of the municipality’s 2019 orthophoto were included, along with others known to the authors that were not mapped in the mentioned databases. The number of inhabitants was obtained from the Brazilian Institute of Geography and Statistics database, from the year 2010 [53]. |
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Lima, A.F.; Ferreira, G.F.; Veról, A.P.; Miguez, M.G. Prioritizing Urban River Restoration Management Practices: A Cross-Evaluation Using the Criticality Index for Watershed Restoration (CIWR) and Opportunity Layers. Land 2024, 13, 2244. https://doi.org/10.3390/land13122244
Lima AF, Ferreira GF, Veról AP, Miguez MG. Prioritizing Urban River Restoration Management Practices: A Cross-Evaluation Using the Criticality Index for Watershed Restoration (CIWR) and Opportunity Layers. Land. 2024; 13(12):2244. https://doi.org/10.3390/land13122244
Chicago/Turabian StyleLima, Andressa Ferreira, Giulia Figueiredo Ferreira, Aline Pires Veról, and Marcelo Gomes Miguez. 2024. "Prioritizing Urban River Restoration Management Practices: A Cross-Evaluation Using the Criticality Index for Watershed Restoration (CIWR) and Opportunity Layers" Land 13, no. 12: 2244. https://doi.org/10.3390/land13122244
APA StyleLima, A. F., Ferreira, G. F., Veról, A. P., & Miguez, M. G. (2024). Prioritizing Urban River Restoration Management Practices: A Cross-Evaluation Using the Criticality Index for Watershed Restoration (CIWR) and Opportunity Layers. Land, 13(12), 2244. https://doi.org/10.3390/land13122244