Mechanistic Analysis of the Impact of Farmers’ Livelihood Transformation on the Ecological Efficiency of Agricultural Water Use in Arid Areas Based on the SES Framework
Abstract
1. Introduction
2. Theoretical Analysis
2.1. Social–Ecological System (SES)
2.2. Analysis of the Mechanism of Part-Time Farming (S2-a) on the Ecological Efficiency of Agricultural Water Use (O1 and O2-a)
2.3. Moderating Effect of Farm Size (RU5-a) on the Relationship Between EEAWU (O1 and O2-a) and Part-Time Farming (S2-a)
2.4. Construction of an SES Analysis Framework for the Analysis of the Impact of Part-Time Farming on the Ecological Efficiency of Agricultural Water Use (EEAWU)
3. Materials and Methods
3.1. Data Sources
3.2. Methods for the EEAWU Measurement
3.3. Evaluation Indexes for the EEAWU
3.4. Variable Selection and Modeling
3.4.1. Variable Selection
3.4.2. Selection of Model Strategy and Modeling
4. Descriptive Statistics
4.1. Analysis of the EEAWU of Sample Farmers
4.2. Analysis of the EEAWU for Different Types of Part-Time Farmers
5. Regression Analysis
5.1. Analysis of Tobit Regression Results
5.2. Moderating Effect
5.3. Test for Endogeneity
5.4. Robustness Test
6. Discussion
7. Conclusions and Policy Implications
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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First-Level Variables | Second- and Third-Level Variables |
---|---|
Social, economic, and political background (S) | S2: Demographic trend S2-a: Part-time farming |
Actor (A) | A2: Socio-economic attributes of actors A2-a: Age of the head of household A2-b: Health of the head of household A3: History and experience of resource utilization A3-a: Whether or not to use water-saving techniques in agricultural production A3-b: Proportion of food crop cultivated area A3-c: Proportion of cotton cultivated area |
Resource unit (RU) | RU5: Number of units RU5-a: Arable land area RU6: Distinguishable features RU6-a: Number of arable lands |
Governance system (GS) | GS1: Government agencies GS1-a: Irrigation convenience |
Resource system (RS) | RS3: Size of the resource system RS3-a: Severity of water scarcity for irrigation in farmland |
Interaction (I) → Outcome (O) in an action context | O1: Social performance measurement; O2: Ecological performance measurement O1 and O2-a: Ecological efficiency of agricultural water use |
Variable | Definition | Standard Error | Mean | |
---|---|---|---|---|
Input (Resource variables) | Arable land | Arable land area (ha) | 2.882 | 2.117 |
Seeds | Seed cost (USD) | 436.629 | 219.577 | |
Fertilizers and pesticides | Fertilizer and pesticide costs (USD) | 4324.906 | 1813.668 | |
Machine services | Mechanical service cost (USD) | 1126.844 | 517.951 | |
Labor | Labor cost (USD) | 1446.999 | 564.885 | |
Agricultural water consumption | Irrigation volume (m3) | 4.481 | 2.561 | |
Undesired output (Environmental variable) | Agricultural water pollution | Agricultural gray water footprint (104m3) | 2.192 | 0.914 |
Desired output (Economic variable) | Economic output | Gross agricultural output (USD) | 17,925.435 | 9530.045 |
Variable Type | Variable | Definition | Mean | Standard Deviation |
---|---|---|---|---|
Explained variable | EEAWU | Continuous variable (%) | 0.252 | 0.272 |
Explanatory variable | Full-time farmer | Ratio of non-farm income to total household income is 0–10%: Yes = 1; No = 0 | 0.194 | 0.396 |
Type I part-time farmer | Ratio of non-farm income to total household income is 10–50%: Yes = 1; No = 0 | 0.290 | 0.454 | |
Type II part-time farmer | Ratio of non-farm income to total household income is 50–100%: Yes = 1; No = 0 | 0.516 | 0.500 | |
Farmers’ part-time job engagement degree | Full-time farmer = 1, Type I part-time farmer = 2, Type II part-time farmer = 3 | 2.321 | 0.780 | |
Moderating variable | Cultivated area | Continuous variable (ha) | 2.117 | 2.885 |
Control variable | Age of the head of household | Continuous variable (year) | 46.214 | 10.509 |
Health status | Very healthy = 1, somewhat healthy = 2, healthy = 3, poor health = 4, very poor health = 5 | 1.775 | 1.087 | |
Arable land characteristics | Continuous variable (number of arable lands) | 2.741 | 1.965 | |
Proportion of food crop growing area | Proportion of wheat and maize growing area to total growing area (%) | 0320 | 0.409 | |
Proportion of cotton growing area | Proportion of cotton growing area to total growing area (%) | 0.304 | 0.431 | |
Degree of irrigation water shortage | Very adequate = 1, somewhat adequate = 2, adequate = 3, inadequate = 4, severely inadequate = 5 | 3.654 | 1.044 | |
Convenience of irrigation | Very inconvenient = 1, inconvenient = 2, convenient = 3, moderately convenient = 4, very convenient = 5 | 4.330 | 0.916 | |
Whether water-saving techniques are adopted? | Adopted = 1, not adopted = 0. | 0.734 | 0.457 |
Variable Category | Variable | Model 1 | Model 2 | Model 3 | Model 4 | Model 5 | Model 6 | Model 7 |
---|---|---|---|---|---|---|---|---|
Independent variable | Farmers’ part-time job | −0.043 *** (0.018) | −0.041 ** (0.018) | 0.062 ** (0.037) | 0.011 (0.030) | −0.057 ** (0.027) | −0.038 (0.036) | −0.040 (0.025) |
Control variable | Age of the head of household | −0.002 (0.001) | −0.002 (0.001) | −0.002 (0.001) | −0.002 (0.001) | −0.002 (0.001) | −0.002 (0.001) | |
Health condition | −0.017 (0.012) | −0.016 (0.012) | −0.018 (0.012) | −0.018 (0.012) | −0.018 (0.012) | −0.018 (0.012) | ||
Arable land characteristic | 0.001 (0.005) | 0.001 (0.005) | 0.000 (0.006) | 0.001 (0.005) | −0.000 (0.006) | −0.000 (0.006) | ||
Proportion of food crop growing area | −0.252 *** (0.035) | −0.261 *** (0.036) | −0.267 *** (0.036) | −0.253 *** (0.035) | −0.268 *** (0.036) | −0.265 *** (0.036) | ||
Proportion of cotton growing area | −0.276 *** (0.042) | −0.267 *** (0.041) | −0.260 *** (0.041) | −0.276 *** (0.042) | −0.260 *** (0.040) | −0.270 *** (0.042) | ||
Degree of shortage of irrigation water | 0.004 (0.012) | 0.002 (0.012) | 0.002 (0.012) | 0.004 (0.012) | 0.002 (0.012) | 0.003 (0.012) | ||
Convenience of irrigation | 0.011 (0.014) | 0.011 (0.014) | 0.009 (0.013) | 0.010 (0.014) | 0.009 (0.013) | 0.010 (0.013) | ||
Whether water-saving techniques are adopted? | 0.050 * (0.024) | 0.054 ** (0.024) | 0.056 ** (0.024) | 0.050 * (0.024) | 0.056 ** (0.024) | 0.057 ** (0.024) | ||
SIGMA | 0.270 | 0.241 | 0.242 | 0.243 | 0.242 | 0.242 | 0.243 | |
Constant | 0.351 *** (0.048) | 0.523 *** (0.089) | 0.420 *** (0.084) | 0.441 *** (0.082) | 0.463 *** (0.082) | 0.450 *** (0.082) | 0.448 *** (0.082) | |
DWH (Durbin–Wu–Huasman) test | 0.6578 | 0.9952 | 0.5141 | 0.8762 | 0.4994 | 0.5204 | ||
Phase 1 F value | 154.42 *** | 103.140 *** | 199.403 *** | 26.666 *** | 10.204 *** | 12.167 *** |
Variable | Model 2 | Model 3 | Model 4 | Model 5 |
---|---|---|---|---|
Explanatory variable | −0.044 ** (0.017) | 0.046 (0.031) | 0.018 (0.027) | −0.070 ** (0.027) |
Part-time job engagement degree × farm size | −0.001 *** (0.000) | 0.001 * (0.001) | −0.001 * (0.001) | −0.002 * (0.001) |
Farm size | −0.001 * (0.000) | −0.001 (0.000) | 0.0001 (0.000) | −0.001 (0.000) |
Control variable | Controlled | Controlled | Controlled | Controlled |
SIGMA | 0.239 | 0.240 | 0.242 | 0.240 |
Constant | 0.530 *** (0.090) | 0.429 *** (0.084) | 0.441 *** (0.085) | 0.462 *** (0.084) |
Variable | Model 1 | Model 2 | Model 3 | Model 4 | Model 5 | Model 6 | Model 7 |
---|---|---|---|---|---|---|---|
Core independent variable | −0.034 ** (0.016) | −0.037 ** (0.016) | 0.057 * (0.030) | 0.007 (0.026) | −0.050 * (0.026) | −0.027 (0.044) | −0.043 (0.027) |
Control variables | Controlled | Controlled | Controlled | Controlled | Controlled | Controlled | |
Environmental regulation | −5.020 *** (1.364) | −3.511 *** (1.259) | −3.639 *** (1.258) | −3.762 *** (1.262) | −3.537 *** (1.262) | −3.711 *** (1.265) | −3.835 *** (1.258) |
SIGMA | 0.266 | 0.239 | 0.240 | 0.240 | 0.240 | 0.240 | 0.240 |
Constant | 0.347 *** (0.039) | 0.513 *** (0.089) | 0.419 *** (0.084) | 0.440 *** (0.084) | 0.458 *** (0.084) | 0.446 *** (0.084) | 0.445 *** (0.083) |
Variable | Model 1 | Model 2 | Model 3 | Model 4 | Model 5 | Model 6 | Model 7 |
---|---|---|---|---|---|---|---|
Core independent variable | −0.043 ** (0.018) | −0.041 ** (0.019) | 0.062 * (0.038) | 0.011 (0.030) | −0.057 ** (0.027) | −0.038 (0.036) | −0.040 (0.025) |
Control variables | Controlled | Controlled | Controlled | Controlled | Controlled | Controlled | |
Constant | 0.347 *** (0.039) | 0.524 *** (0.090) | 0.420 *** (0.085) | 0.441 *** (0.082) | 0.463 *** (0.083) | 0.450 *** (0.083) | 0.448 *** (0.083) |
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Du, H.; Wang, G.; Ran, G.; Zhu, Y.; Zhu, X. Mechanistic Analysis of the Impact of Farmers’ Livelihood Transformation on the Ecological Efficiency of Agricultural Water Use in Arid Areas Based on the SES Framework. Water 2025, 17, 1962. https://doi.org/10.3390/w17131962
Du H, Wang G, Ran G, Zhu Y, Zhu X. Mechanistic Analysis of the Impact of Farmers’ Livelihood Transformation on the Ecological Efficiency of Agricultural Water Use in Arid Areas Based on the SES Framework. Water. 2025; 17(13):1962. https://doi.org/10.3390/w17131962
Chicago/Turabian StyleDu, Huijuan, Guangyao Wang, Guangyan Ran, Yaxue Zhu, and Xiaoyan Zhu. 2025. "Mechanistic Analysis of the Impact of Farmers’ Livelihood Transformation on the Ecological Efficiency of Agricultural Water Use in Arid Areas Based on the SES Framework" Water 17, no. 13: 1962. https://doi.org/10.3390/w17131962
APA StyleDu, H., Wang, G., Ran, G., Zhu, Y., & Zhu, X. (2025). Mechanistic Analysis of the Impact of Farmers’ Livelihood Transformation on the Ecological Efficiency of Agricultural Water Use in Arid Areas Based on the SES Framework. Water, 17(13), 1962. https://doi.org/10.3390/w17131962