1. Introduction
In the past few decades, the urbanization process in various countries around the world has maintained a rapid growth trend, and the proportion of impermeable surfaces is gradually increasing, inevitably leading to an increased risk of flooding in urban centers due to extreme rainfall [
1]. At the same time, the occurrence of urban meteorological disasters has intensified due to climate change, which is mainly characterized by global warming [
2]. More than 100 major flood disasters occur globally every year, causing huge losses to human life and property in flood-affected cities and seriously affecting urban economic and social stability [
3]. It is estimated that the direct economic losses caused by floods in China from 1990 to 2018 came to over CNY 4 trillion [
4]. China is the one of the countries in the world with a high incidence of floods and waterlogging, and devastating flood disasters have occurred in recent years, such as the flooding in Beijing city in 2012 [
5] and in Zhengzhou city in 2021 [
6].
Much research has been conducted in the last few years on flood hazards and disaster reduction methods, using approaches such as flood strategies [
7] and flood risk simulation [
8]. Considering the changing precipitation patterns and the damage caused by heavy rainfall in recent years, traditional safety concepts and disaster prevention measures are no longer sufficient to meet the needs of current and future urban development. The assessment and improvement of urban resilience are attracting a great deal of attention from researchers [
9], and the concept of resilience has been widely used in many fields and disciplines. In 1973, a Canadian scholar first introduced the concept of resilience into the field of ecology [
10]. Resilient cities refer to cities that have a strong ability to resist and absorb external interference, to quickly adapt to environmental changes, to maintain functional and system structure stability, and to promote rapid recovery in the face of disasters. There are new opportunities for urban flood prevention and disaster reduction by building resilient cities. The concept of urban flood resilience (UFR) has been proposed: responding to flood disasters with urban resilience construction, which enables a city to quickly restore its original socio-economic characteristics after a flood, thereby avoiding casualties and reducing economic losses [
11].
Based on the concept of the resilient city, many assessment methods have been proposed to evaluate and analyze UFR; these include index systems, system function curves, and quantitative modeling. Index-based resilience assessment is the most commonly used method [
12]. In addition, UFR has been studied by many scholars, using more sophisticated models such as the PSR framework, the socio-economic-natural complex ecosystem [
13], and the system dynamics model [
14]. Many models have also been built based on local demand for evaluating urban flood resistance capacity [
15,
16]. It is believed that UFR is closely related to a city’s economic development level. As the driving force for urban development, economic level directly affects urban infrastructure investment, flood control, disaster relief investment, per capita income, and industrial structure [
17]. At the social level, as citizens are the main implementers of the concept of urban resilience, it is particularly important to actively mobilize citizen participation, integrate resources, break down psychological barriers, and form a collaborative management mechanism for a whole society. The age distribution, learning ability, and employment status of residents provide support for urban economic development, which has an important impact on disaster resistance and is directly related to a city’s resilience to floods. The infrastructure level is the key to ensuring the normal operation of a city during disasters: urban drainage networks, road conditions, and green coverage are considered important factors that affecting urban resilience [
13]. However, there is currently no standard method suitable for assessing the UFR of any city since it is affected by many factors.
To understand the level of urban flood resistance, it is usually necessary to select multiple relevant indicators from different perspectives, to construct an evaluation framework. In the absence of standards for these indicators, multi-criteria decision-making (MCDM) methods can serve as a comprehensive evaluation or goal-ranking technique [
18]. Numerous existing studies have used MCDM to explore urban flood issues. For instance, Lee et al. constructed an MCDM tool based on socio-economic development and climate change in a certain area of Seoul, South Korea to assess local flood vulnerability [
19]. Sanaz Hadian et al. drew a flood risk map of Mazandaran Province, Iran, based on MCDM and analyzed the local residents’ ability to cope with flood disasters [
20]. Kelly et al. developed a large-scale flood risk assessment tool based on MCDM and analyzed flood risks in Australia [
21]. From past research, it can be seen that MCDM can be flexibly applied according to regional characteristics and research purposes. For multi-criteria decision making, the determination of indicator weights is very important. In previous studies, subjective weighting methods have been frequently used [
22,
23], but subjective weighting methods (such as AHP) are just improvements on the basis of hierarchical evaluation methods. Since they rely on the subjective scoring matrix of the respondents, their evaluation results are still relatively subjective [
24]. On the other hand, EWM is an objective weighting method that assigns weights to indicators based on the amount of information they contain. This study adopts a method combining FAHP and EWM to reduce the subjective influence of the fuzzy hierarchical evaluation method. In addition, understanding the main factors limiting the development of flood resilience is a prerequisite for improving resilience levels. Previous studies have used the Geographical Detector Model to find indicators that restrict the development of flood resilience on a spatial scale [
25]. GRA is a data analysis method that measures the geometric correspondence between factors [
26]. This study uses the GRA method to explore the limiting factors of flood resilience on a temporal scale.
This study selected Yingtan City as the research subject. In 2022, Lee et al. conducted a study on the ecological resilience of the middle Yangtze River urban agglomeration, in which the ecological resilience of Yingtan City was at a moderate level [
27]. In the same year, Yao et al. found that the sensitivity to flash floods in the northeastern part of Jiangxi Province was high, and Yingtan City, located in this region, was susceptible to flash floods [
28]. At present, scholars have conducted a small amount of research on the resilience and flood disasters of Yingtan City, but the amount of research on the flood resilience of Yingtan City is relatively low. As part of the first batch of sponge city demonstration cities in China, it is crucial for it to implement the concept of flood resilience.
Previous studies have constructed various evaluation frameworks in search of standard assessment methods [
29,
30], but, due to the characteristics of the research area and the internal complexity of flood resilience, there are still gaps in flood resilience research from different perspectives and regions [
31]. This study constructed an evaluation framework from three dimensions: social recovery, ecological recovery, and infrastructure recovery, using FAHP–EWM and TOPSIS as the measurement methods for UFR. The prominent contributions of this study are to quantify the urban flood resilience capacity by integrating indicators of socio-economic recovery, ecological recovery, and infrastructure recovery in Yingtan City and to find factors that restrict flood resilience from a temporal scale. In addition, under the guidance of the constructed evaluation framework, this study divided the levels of various indicators based on statistical data from all cities in China and further used the TOPSIS method to evaluate the flood resistance capacity of Yingtan City in the target year, which better guided the future development of Yingtan City’s flood resistance capacity. This is another contribution. The research results aim to construct an applicable flood risk analysis strategy, providing theoretical support for the improvement of flood resilience in Yingtan City.
The rest of this article is organized as follows.
Section 2 introduces the study area and data.
Section 3 describes the basic approach and the analysis steps of UFR evaluation. Then, in
Section 4, we analyze the evolution characteristics of UFR in Yingtan from 2010 to 2022 and the UFR grades in three different years, utilizing the TOPSIS method.
3. Methodology
3.1. Overall Framework
As shown in
Figure 2, this article establishes an overall assessment system for UFR based on the UFR evaluation framework. The content is divided into three parts: (1) the construction of the UFR evaluation framework, consisting of three primary indicators—social resilience, ecological resilience, and infrastructure resilience—and 17 secondary indicators; (2) the use of Gray Correlation Analysis to validate the rationality of the UFR evaluation framework’s indicator weights, along with an analysis of the contributions of indicators to regional UFR; (3) an analysis of the temporal evolution characteristics of UFR in Yingtan City and an assessment of the changes in UFR levels there, based on the Technique for Order Preference by Similarity to Ideal Solution method.
Firstly, a UFR assessment indicator system was established, comprising three subsystems: socio-economic resilience, ecological resilience, and infrastructure resilience. Subsequently, a combined subjective–objective approach (FAHP–EWM) was employed to assign weights to 17 secondary indicators. On this basis, the evolution characteristics of flood resilience levels in Yingtan City from 2010 to 2022 were explored using the TOPSIS and GRA methods. In addition, to better guide the future development of flood resilience in Yingtan City, we applied the Natural Breaks Method (NBM) to divide the resilience levels into three annual intervals. Subsequently, the TOPSIS method was used to assess the flood resilience level for the target years in Yingtan City.
3.2. Index System for UFR
3.2.1. Primary Indicators
Currently, the concept of urban safety resilience is underdeveloped, and its connotations and domain extensions remain ambiguous [
32]. Scholars’ assessments of urban rain-flood resilience involve various aspects such as ecology, society, economy, environment, and climate. However, there is still no standardized evaluation system [
3,
33]. Drawing on previous research, it has been found that, when cities are unable to maintain their current state in the face of challenges, the social and economic structures have the flexibility to create entirely new systems [
34]. At the same time, social and economic conditions are directly related to the resilience and recovery capabilities of cities in coping with flood disasters [
35]. The selection of social-economic resilience serves as a crucial dimension within the UFR assessment framework. Some studies have indicated that the dimensions of urban ecological resilience and infrastructure resilience are of significant importance in assessing the recovery capability from flood events [
36]. Urban areas with ecological vulnerabilities are highly susceptible to flooding and waterlogging [
37,
38,
39], highlighting the crucial impact of ecology on the recovery capacity from urban waterlogging. Urban ecological resilience, with its connotations of ecological resources and environmental restoration, is a suitable dimension for assessment. Furthermore, when floods occur, urban infrastructure plays a direct role in the discharge of rainwater. Some scholars have utilized hydraulic models for scenario simulations, relying on urban infrastructure parameters to assess urban waterlogging risk [
40,
41]. We have chosen infrastructure resilience as one of the assessment dimensions, as it is closely associated with urban waterlogging recovery capabilities. This study considers social resilience, ecological resilience, and infrastructure resilience as primary indicators, allowing for a more comprehensive analysis of the contribution of each dimension to UFR and the constraints of each subsystem’s indicators.
3.2.2. Secondary Indicators
In order to accurately assess the UFR level of Yingtan City, this study referred to the “Guidelines for the Evaluation of Safety Resilient Cities” (GB_T 40947-2021) and the other relevant literature. Based on the actual conditions of the study area, indicators highly correlated with Yingtan City’s UFR were selected. Subsequently, the Delphi Expert Survey Method was used to conduct a questionnaire survey on experts in relevant fields to screen indicators. The questionnaire is detailed in
Table S1. This study invited experts from the fields of urban planning, emergency management, and urban water services. Their professional knowledge and experience could comprehensively cover all aspects of the research, and they had a deep understanding of the actual situation in Yingtan City. Their evaluation results ensured the comprehensiveness and accuracy of the results. While ensuring the accuracy and comprehensiveness of the evaluation results, excessive expert opinions may lead to redundancy of information, which may affect the clarity and operability of the evaluation results [
42]. Therefore, this study selected a total of five experts for indicator screening. The details of the expert group can be found in
Table S2. Ultimately, the experts, considering the three major attributes of urban rain-flood resilience and following the principles of scientific validity, relevance, representativeness, and feasibility, conducted a detailed assessment and screening of the indicators. Finally, 17 secondary evaluation indicators representing urban socio-economic resilience, ecological resilience, and infrastructure resilience were selected, establishing the UFR assessment indicator system for Yingtan City. The reasons for selecting each secondary indicator are as follows.
As shown in
Table 1, after expert evaluation and screening, six indicators—per capita GDP (A1), local fiscal expenditure (A2), number of healthcare workers per 10,000 population (A3), percentage of population aged over 60 and under 18 (A4), unemployment rate (A5), and density of population (A6)—were selected to characterize the socio-economic resilience of the city. Regional post-disaster recovery or reconstruction relies on local financial inputs, and regions with strong economic dynamics are better equipped to deal with challenges. For instance, the GDP volume in Zhengzhou City during the pre-, mid-, and post-incident stages of the 2021 flood disaster exhibited a systematic change [
43], indicating that per capita GDP and local fiscal expenditure can largely reflect local flood recovery capabilities. Density of population was considered due to its positive correlation with flood risk; higher population density tends to lower resilience levels [
44]. In regions with a higher proportion of socially vulnerable groups, the proportion of flooded areas in the floodplain tends to increase [
45]. Conversely, an increase in the number of individuals covered by health insurance can mitigate this risk. Previous research has utilized the population age structure index and the number of healthcare workers to assess socio-economic resilience [
46]. The ecological resilience (
Table 1) was assessed by combining five indicators: per capita public green area (B1), green coverage rate of the built-up area (B2), the centralized treatment rate of the sewage treatment plant (B3), the surface area of lakes and rivers (B4), and land development intensity (B5). In urban development, different types of landscape exhibit significant differences in runoff generated during rainfall events [
47]. In highly developed regions, extensive areas of impermeable surfaces increase the risk of urban flooding. In contrast, green spaces, as the primary permeable ground in cities, effectively reduce the runoff coefficient during rainfall events, thereby decreasing the probability of flood occurrence [
48]. Therefore, the three secondary indicators of per capita public green area, the green coverage rate of the built-up area, and the land development intensity play a significant role in UFR. Urban water bodies possess natural storage capacity and are indispensable indicators in waterlogging studies. Regions with a higher water area tend to have a lower flood risk index [
49]. Additionally, the urban centralized treatment rate of the sewage treatment plant reflects the construction of sewage treatment facilities and the level of urban sewage management. Given its attributes related to both infrastructure and ecology, and to balance the number of elements in each primary indicator, sewage collection rate was included in the ecological resilience dimension. The assessment of urban infrastructure resilience (
Table 1) was conducted by combining six indicators: number of hospital beds per ten thousand population (C1), per capita refuge area (C2), density of road network in built district (C3), communication coverage (C4), density of sewers in built district (C5), and central city pumping capacity (C6). Density of sewers and pumping capacity are crucial indicators representing the capability to discharge rainwater effectively [
50,
51]. In urban areas, rainfall-induced flooding directly impacts the traffic condition of roads. Road density is highly correlated with flood risk [
52]. However, roads can also serve as drainage channels after extreme rainfall, accelerating the discharge of accumulated water. Simultaneously, the recovery of transportation functions in high-density road areas significantly expedites the reconstruction process. Communication coverage, per capita refuge area, and the number of hospital beds per 10,000 population were selected from an emergency perspective. Per capita refuge area includes urban parks, green spaces, and elevated open squares that can be used as areas to mitigate flood disasters [
53].
Based on the positive and negative impacts of the 17 indicators on UFR, positive and negative indices were assigned. Positive indices represent a positive correlation with the level of UFR, while negative indices indicate a negative correlation. This assessment resulted in a total of 13 positive indicators and 4 negative indicators.
3.3. Subjective and Objective Weight Calculation Method
The FAHP–EWM method has been validated to improve the accuracy of results in previous studies [
54]. Online survey questionnaires were administered to five experts in construction, meteorology, emergency management, and related fields, obtaining initial score judgment matrices for the primary and secondary indicators in the UFR assessment framework. Subsequently, FAHP was used to calculate the relatively subjective weight values, and EWM was employed to determine the final objective weights of the indicators.
The calculation steps of the Fuzzy Analytic Hierarchy Process (FAHP) are as follows:
- (1)
Constructing Judgment Matrix:
Following the hierarchy model, construct fuzzy judgment matrices layer by layer based on expert scores. Each element in the matrix represents the fuzzy relationship of the ith element relative to the jth element in the lower layer. In each layer, elements are compared pairwise according to the 0.1~0.9 scale method, using the adjacent elements in the upper layer as criteria to construct the fuzzy judgment matrix:
- (2)
Constructing the Fuzzy Consistency Judgment Matrix:
- (3)
Calculating Subjective Weights for Each Evaluation Criterion:
where
is the weight of the
th criterion, and the weight calculation formula is as follows:
among
- (4)
Consistency Index Check:
When the consistency index (CI) is
, the judgment matrix can be classified as a fuzzy consistent judgment matrix. Typically, a threshold value denoted as ‘
’ is used, and it is commonly set to
:
The calculation steps of the Entropy Weight Method (EWM) are as follows:
- (1)
Build the Initial Assessment Matrix:
Construct the initial matrix with m objects and
n indicators:
- (2)
Standardization of Indicator Data:
Due to significant differences in the nature and units of various indicators, to eliminate the influence of different units, the range method is used to standardize the data.
For positive indicators, the standardization formula is as follows:
For negative indicators, the standardization formula is as follows:
In the formulas, represents the original data of the th indicator for the th unit, and represents the standardized data for the th indicator of the th unit after processing;
- (3)
Calculate the Information Entropy Value ():
In the formula, represents the proportion of the th indicator for the th. is the information entropy for the jth indicator. The larger the entropy value () for a particular indicator, the smaller its weight in the evaluation; conversely, a smaller entropy value implies a larger weight;
- (4)
Calculate the Objective Weights for Each Evaluation Criterion:
where
is the weight for the
th indicator. The weight calculation formula is as follows:
among 0 ≤
wj ≤ 1;
- (5)
Determine the Comprehensive Weight of Indicators:
In the formula, W is the comprehensive weight for the corresponding indicator, WEj is the weight obtained from the entropy weight method, and WFj is the weight obtained from the fuzzy analytic hierarchy process.
3.4. TOPSIS Comprehensive Evaluation Method
The fundamental idea of TOPSIS is based on a set of evaluation criteria, an established ideal solution, and a negative ideal solution [
55]. The method calculates the distances between each alternative solution and the ideal and the most negative solutions. This computation results in a comprehensive score for each alternative solution. Considering the advantages of TOPSIS in the field of Multiple Attribute Decision Making (MADM), this study adopts TOPSIS as the evaluation method for assessing the UFR of Yingtan City from 2010 to 2022. The specific steps are as follows:
- (1)
Define the multi-objective decision-making problem:
- (2)
Standardization of attribute properties:
where
represents positive indicators and
represents negative indicators;
- (3)
Vector normalization of indicator data after processing:
- (4)
Calculate the Weighted Normalized Decision Matrix:
- (5)
Determine the Positive Ideal Solution and Most Negative Solution :
where
represents positive indicators and
represents negative indicators;
- (6)
Calculate the Euclidean distance to the Positive Ideal Solution and Most Negative Solution :
- (7)
Calculate the proximity of the evaluation object to the most extreme solutions, i.e., the relative closeness between the evaluation object and the most positive and negative solutions. The calculation formula is
The urban resilience assessment results are expressed using the fitness degree, with a range of values from 0 to 1. When the value is closer to 1, the degree indicates closer proximity to the positive ideal point, implying a higher level of urban resilience. Conversely, when the value is closer to 0, it indicates closer proximity to the most negative solution, suggesting a lower level of urban resilience.
3.5. Gray Relational Analysis
Gray Relational Analysis (GRA) is a multi-criteria decision-making method based on gray system theory. It is commonly used to analyze the correlation or measure the contribution of evaluation factors to evaluation results in uncertain and fuzzy multi-criteria data [
56]. In this study, Gray Relational Analysis is employed to diagnose the important factors that influence UFR based on the geometric correspondence data among various indicators. A gray relational degree of an indicator in UFR greater than 0.5 indicates a close correlation. Additionally, indicators with a gray relational degree greater than 0.7 are considered significant factors that influence UFR [
57].
3.6. Resilience Level Assessment
3.6.1. UFR Level Classification
The Natural Breaks Method is a univariate method based on cluster analysis. In cases where the number of classes is predetermined, it iteratively calculates data breakpoints between categories to minimize differences within the same category and maximize differences between different categories. This method has been effective in vulnerability zoning along coastlines and resilience-level assessments [
58,
59]. In this study, statistical yearbook data were collected for Chinese prefecture-level cities and some county-level cities, from 2010 to 2022. Given that indicators may fluctuate over different years, yearly data for each indicator in the assessment framework were selected and outliers were removed. Subsequently, NBM was applied to classify indicators such as population density and per capita GDP for all cities (as recorded in the statistical yearbook) in China. For indicators not recorded in the statistical yearbook, classification was based on national standards and technical specifications. A total of five levels were classified, with Level 1 indicating low resilience to floods, Level 2 indicating relatively low resilience, Level 3 indicating average resilience, Level 4 indicating relatively high resilience, and Level 5 representing high resilience. To assess the resilience levels of Yingtan city in 2010, 2016, and 2022, three classification interval tables were generated. The classification interval for 2010 is provided below (
Table 2), and the classification intervals for other years are detailed in
Supplementary Table S3 and Table S4. Using the assigned values corresponding to Levels I to V, each indicator was assigned a five-level indicator value, as shown in
Table 3.
3.6.2. Establishment of Resilience-Level Evaluation Model
- (1)
Constructing the Initial Evaluation Matrix A, based on the Indicator Level Values in
Table 3:
- (2)
Calculating the comprehensive weight values of the 17 evaluation indicators according to FAHP–EWM:
After obtaining the weight of each indicator, the
Ci of the five levels is calculated based on Equations (12)–(21). A higher relative closeness value, closer to 5, indicates a better performance. The results for
Ci are presented in
Table 4;
- (3)
Establishing UFR level standards based on calculated relative closeness values for each level, as shown in
Table 5.
5. Evolution of UFR Level
Considering the minimal fluctuation in resilience levels between consecutive years within the study period, the analysis focused on three specific years in Yingtan City to assess flood resilience grades. The flood resilience indicators for the assessment years are denoted as U1, U2, and U3, corresponding to 2010, 2016, and 2022, respectively. Referring to
Table 2,
Table S5, and Table S6 and statistical data (
Table S4) allows for the determination of individual indicator levels, as presented in
Table 9. In this evaluation model, Level V of flood resilience is regarded as the most desirable, while Level I represents the least favorable scenario. Hence, using an evaluation model to analyze the years under assessment involves determining the values of various indicators for each year. Then, Equations (12)–(21) are used to calculate how closely the indicator value sequence of this assessment matches the most ideal and worst solutions, as shown in
Table 10. These results are compared against the grading standards provided in
Table 5 to determine the flood resilience level of the entity being evaluated.
After conducting our calculations, we determined the flood resilience alignment in Yingtan City for the years 2010, 2016, and 2022. In 2010, the proximity was 0.3439, categorizing it as Level III. By 2016, this proximity had increased to 0.3971, remaining at Level III, yet showing a noticeable rise. Moving to 2022, the flood resilience level’s proximity reached 0.6061, now positioned at Level IV. These findings indicate a gradual improvement in flood resilience from 2010 to 2016, followed by a swift advancement from 2016 to 2022. This trend aligns with the temporal evolution observed in the previous section on flood resilience levels.
Analyzing the data (
Table 9) regarding flood resilience indicator levels spanning from 2010 to 2022, notable shifts are evident in three key metrics within Yingtan City: per capita GDP (A1), communication coverage (C4), and the density of sewers in the built district (C5). The increase in A1 values mirrors the city’s levels of livelihood capital, marking a pivotal aspect for fortifying urban resilience against flood risks. This rise aligns with the steady growth of Yingtan’s key economic sector—the copper industry—propelling the city’s per capita GDP to a leading national position. The surge in C4 values also signifies China’s rapid strides in information technology. Yingtan City has achieved an advanced level of mobile communication, furnishing an efficient conduit for disseminating crucial information during flood emergencies. In 2021, as Yingtan was designated a model sponge city, local authorities implemented various projects, including rainwater and sewage diversion reforms alongside extensive drainage network construction. These efforts were aimed at addressing urban flooding issues. Consequently, Yingtan City quickly advanced to a leading national position in terms of its C5 level. Moreover, as of 2022, local fiscal expenditure (A2) and percentage of the population aged over 60 and under 18 (A4) in Yingtan City continued to lag behind. Areas such as the number of healthcare workers per 10,000 population (A3), the surface area of lakes and rivers (B4), and the density of road networks in the built district (C3) still hold prospects for improvement.