Abstract
In the present world context, there is a need to assess the sustainability of agricultural systems. Various methods have been proposed to assess agricultural sustainability. Like in many other fields, Multi-Criteria Decision Analysis (MCDA) has recently been used as a methodological approach for the assessment of agricultural sustainability. In this paper, an attempt is made to apply Elimination, a MCDA method, to an agricultural sustainability assessment, and to investigate its benefits and drawbacks. This article starts by explaining the importance of agricultural sustainability. Common MCDA types are discussed, with a description of the state-of-the-art method for incorporating multi-criteria and reference values for agricultural sustainability assessment. Then, a generic description of the Elimination Method is provided, and its modeling approach is applied to a case study in coastal Bangladesh. An assessment of the results is provided, and the issues that need consideration before applying Elimination to agricultural sustainability, are examined. Whilst having some limitations, the case study shows that it is applicable for agricultural sustainability assessments and for ranking the sustainability of agricultural systems. The assessment is quick compared to other assessment methods and is shown to be helpful for agricultural sustainability assessment. It is a relatively simple and straightforward analytical tool that could be widely and easily applied. However, it is suggested that appropriate care must be taken to ensure the successful use of the Elimination Method during the assessment process.
1. Introduction
Sustainability in agriculture has become an important consideration for the Sustainable Development Goals (SDGs). Target two of the SDGs (end hunger, achieve food security, improve nutrition, and promote sustainable agriculture) emphasizes agricultural sustainability, with a variety of recommendations suggested for sustainable agriculture [1]. However, to promote the concept of sustainable agricultural systems, it is important to operationalize the assessment of sustainability [2], by evaluating the sustainability of the existing practices and initiatives [3]. Sustainability assessment through the provision of relevant environmental, economic, and social information, is employed as a policy tool for planning and decision-making. According to the International Union for Conservation of Nature [4] (p. 4), “the main uses of sustainability assessment are: (1) as an input to strategic planning, decision-making, project and programme; (2) as a source of information for monitoring, evaluation and impact analysis; (3) as a source of information for sustainability reporting; and (4) as a process to raise awareness”.
A wide variety of methods have been developed to assess the sustainability of agriculture at the international, national, regional, farm, and product level. While this is an important step, there are drawbacks for many of these methods. In some methods, only one aspect of sustainability is assessed, such as cost-benefit analysis, or the carbon or ecological footprint. Other methods assess the three pillars of sustainability: environmental, economic, and social. Some methods are expert-driven (top-down), while some are expert- and stakeholder-driven (top-down and bottom-up), and some are only stakeholder-driven (bottom-up). Some assessments are based on indicators and some are based on indexes. Most of the initiatives for agricultural assessment have been undertaken by individual scholars or groups. The approaches for the assessment of agricultural sustainability are continuously evolving, because sustainability assessment frameworks are influenced by local agricultural priorities and practices [5]. There are more than 100 assessment tools used around the world [5]. Some of the most practical and useful methods are summarized in Table 1.
Table 1.
Selected agricultural sustainability assessment methods/approaches.
Apart from the above mentioned approaches, different MCDA methods, including the Multi Attribute Utility Theory (MAUT), have recently been used in agricultural sustainability assessment [12,13]. While different methods of MCDA, like MAUT, AHP, PROMETHEE, ELECTRE, and DRSA, are being used for sustainability assessment in different fields [14,15], they have not yet been tested for their ability to assess agricultural sustainability.
As agricultural sustainability is complex, including environmental, economic, and social processes, its assessment requires a range of information across all categories. MCDA can be an important and suitable framework for assessing agricultural sustainability, because of its flexibility and capacity to handle diverse information [15]. In this paper, an attempt is made to assess agricultural sustainability using the Elimination Method of MCDA, through a case study of coastal agricultural systems in Bangladesh. The main objective of this paper is to investigate the applicability of the Elimination Method for assessing agricultural sustainability. A related objective is to identify the benefits and obstacles of using Elimination as an MCDA tool for agricultural sustainability assessment.
2. Method and Data
MCDA is a method that helps decision makers to evaluate, prioritize, and select between many conflicting alternatives and criteria [16,17]. MCDA is also known as Multiple Criteria Decision Making (MCDM), Multi Criteria Decision Aiding (MCDA), Multi-Attribute Decision Analysis (MADA), Multiple Objective Decision Analysis (MODA), and Single Participant-Multiple Criteria Decision Making (SPMC) [18]). Generally, MCDA follows several phases. It starts by defining the objectives, after which the criteria are chosen to measure these objectives, and alternatives are then specified. Once the criteria and alternatives are fixed, the criteria from different scales are transformed into commensurable units, and weights are assigned to reflect the relative importance of the criteria. In the last phase, mathematical algorithms are selected and utilized for ranking the criteria, or for choosing an alternative [19,20]. In the literature, a rich variety of MCDA techniques are available for utilization, such as the Multi-Attribute Utility Theory (MAUT) [21], Preference Ranking Organization Method for Enrichment Evaluation (PROMETHEE) [22,23], ELECTRE [24], and the Analytic Hierarchy Process (AHP) [25,26]. To handle uncertainty, concepts from probability [27], fuzzy sets [28], and grey numbers [23] have been incorporated into some of the MCDA methods. Because so many different types of MCDA methods are available for employment by decision makers, one must select the most suitable technique to use in a given situation. The particular MCDA technique which one should employ depends on the characteristics of the problem under study, such as the type of data that are available and the size of the problem. Many MCDA approaches are available, as decision support systems having user-friendly computer programs to allow them to be readily applied to practical problems.
The specific MCDA technique used in the case study investigated this paper is called the Elimination Method. Reasons for utilizing this technique are its simplicity in design and implementation, as well as its capability to provide meaningful findings. Moreover, the case study contains a relatively large number of criteria, which can be readily handled by the technique.
In the next subsection, the approach for applying a particular version of the Elimination Method is explained, followed by a short mathematical description. Within Section 2.2, the data for the case study are presented for the sustainability assessment of five different agricultural systems in Bangladesh.
2.1. Elimination Method of MCDA
The Elimination Method was proposed by MacCrimmon [29] and Radford [30]. It is founded on linguistic rule-based models, which “focus on expressions of preferences on criteria via some linguistic rules, mostly expressed as ‘If ..., then ...’. The advantage of this kind of preference data is that people make decisions by searching for rules that provide good justification of their choices” [31] (p. 19). This method allows the user to rank feasible alternatives, and to consider both numeric and non-numeric criteria [32].
Reference values (Reference value is also referred to as “threshold”, “fair earthshare”, “critical flow” and “sustainability standard” [33] (p. 433) or thresholds are important considerations for elimination methods. Reference values can be determined using normative and relative considerations. “Normative reference values are defined based on science or policy (Experts and stakeholders may be involved), whereas relative reference values are based on indicator values for similar systems or a reference/ideal system. Normative reference values allow comparison of a system with previously defined reference values” [33] (p. 433). To produce a sustainability assessment which is robust, comparable, and transparent among stakeholders, it is important to clarify what type of reference point is being used in the sustainability assessment, as well as how the reference points were determined and why [33]. In the current study, relative reference values are used.
The flow chart in Figure 1 explains the major steps used by the authors to rank the alternatives in their research, as illustrated by the case study in Section 2.2, Section 3 and Section 4. As can be seen, five main steps are utilized to order the alternatives according to preference, from most to least preferred. In fact, the procedures displayed in Figure 1 constitute a special case of the overall elimination approach [32], which is explained in detail by Ma et al. [32]. In Step 4 of the current case study, shown in Figure 1, the highest criterion values of the agricultural systems are considered as reference values, to which the other values of the criteria of the agricultural systems are compared. The reference value represents the highest achievable value in this data set for a given criterion. The scores of the criteria are developed in such a way that the highest value of the criteria represents a higher level of sustainability. Therefore, all of the highest scores of the criteria of different agricultural systems are considered as reference values for the respective criteria. If the criterion value is equal to the reference value, the agricultural system fulfills the criterion. This new rule can be considered as an addition to the overall Elimination Method, that makes it easier to use in sustainability assessment. The total number of criteria fulfilled for each sustainability criterion determines the rank for each agricultural system.
Figure 1.
Steps in Elimination Method. Source: Based on [32,34].
To explain the process in Figure 1 in more detail, suppose that a set of alternative agricultural systems is represented by the set:
where .
The sustainability of each alternative can be evaluated using the set of criteria:
where .
Note, that if there were only one criterion to assess each alternative, then the alternatives could be directly ranked according to their performance, with respect to that one criterion, from most to least preferred. This could produce tied results. When there are at least two criteria, one must then determine the scores for each criterion across all of the alternatives, as indicated in Step 2 of Figure 1.
In Step 3, let be the maximum value of criterion , across all of the alternatives. Here, is referred to as the reference value for criterion . In this application, the maximum value is used, but in other situations it may be meaningful to use a reference value such as the mean or minimum value. If the value of an alternative for criterion is less than , then an “X” is assigned to indicate that the alternative is below the reference value for . As can be seen in Step 4, one does this for every criterion over all of the alternatives. In Step 5, the total number of times that an alternative fails to meet the reference value across all of the criteria, is used to rank the alternatives, where ties are allowed.
The simplified elimination method utilized in the paper possesses a number of distinct advantages. For instance, it can easily handle a large number of criteria and alternatives, for which the criteria may be quantitative or qualitative in nature. Moreover, the criteria can be compensatory, whereby a value change in one criterion can affect others, and non-compensatory criteria. The criteria may be commensurable, whereby the criteria may or may not have the same units, respectively. As can be seen from Figure 1, the evaluation process is transparent and easy to follow, as well as to apply in practice, as demonstrated by the real-world case study in Section 2.2, Section 3 and Section 4. The methodology in Figure 1 could be expanded to handle weights for the criteria, by ordering the criteria from most to least important [32]. However, when there are a large number of criteria, ordering of the criteria could be time-consuming. In addition, uncertainty could be taken into consideration by the use of probability, fuzzy set (28), or grey numbers (23). However, a disadvantage of entertaining uncertainty is that the model becomes more complicated.
2.2. Data for the Case Study
To test the Elimination method for assessing agricultural sustainability, data (Appendix A: Table A1, Table A2, Table A3, Table A4, Table A5 and Table A6) were collected from Talukder [35]. These data are associated with the sustainability of five different agricultural systems: Bagda (shrimp)-based agricultural systems (S) from Shyamnagar Upazila (Upazila is the second lowest tier of local government in Bangladesh [36]), Bagda-rice-based agricultural systems (SR) from Kalijang Upazila, rice-based agricultural systems (R) from Kalaroa Upazila, Galda-rice-vegetable-based integrated agricultural systems (I) from Dumuria Upazila, and traditional practice-based agricultural systems (T) from Bhola Sadar Upazila. These Upazilas are located in the southwest coastal zone of Bangladesh (Figure 2). Data were collected from the literature, field observations, questionnaire surveys, and key informant interviews of knowledgeable farmers, agricultural extension officers, fishery officers, livestock officers, and block supervisors. Representatives from a total of 221 households, representing five categories of farmers: (landless (<0.01 acres), marginal (0.01 ≤ 0.50 acres), small (0.50 ≤ 2.5 acres), medium (2.5 ≤ 5.0 acres) and large (>5.0 acres) [35]) were considered during data collection [35]. The data for sustainability criteria were grouped into six categories of sustainability: productivity, stability, efficiency, durability, compatibility, and equity. In brief: productivity is related to the yields of agricultural systems; stability refers to the ability to maintain a good level of productivity over an extended period of time; efficiency is the measure of the extent to which the inputs for agricultural production enhance the crop yield (expressed in energy); durability is the ability of the agricultural system to resist or recover from stress and therefore, maintain a good level of productivity over a cropping cycle; compatibility refers to the ability of an agricultural system to fit in with the bio-geophysical, human, and socio-cultural surroundings in which the system is placed; and equity promotes a good quality of life for farmers and their family members [37].
Figure 2.
Location of the study areas in Bangladesh [35].
3. Results of Elimination Method
Ranking the sustainability of agricultural systems depends on all of the scores of the criteria, from all categories. Scores of the criteria vary across the agricultural systems. For example, in the productivity category, ‘I’ (Integrated agriculture system) has the highest yield and net income (Appendix A: Table A1). A comparison of results and an in-depth knowledge of on-the-ground production and community considerations, are instructive and help to interpret results. For example, the overall productivity is higher in ‘I’ due to the year-round production of many crops, including three rice harvests a year, as well as the simultaneous production of crops such as jute, oilseed, and vegetables. Among environmental criteria, the energy output and input ratio, crop richness, and biodiversity condition, are very good in ‘I’, when compared to other systems. Due to fewer crops, the energy output to input ratio and crop richness are smaller in ‘SR’ and ‘S’. The condition of biodiversity is poor in ‘S’ because shrimp farming causes biodiversity degradation [38]. Since it is near the tidal zone, the study area ‘S’ is more exposed to salt water. However, according to the local people, the soil salinity is low in ‘R’ and close to zero in ‘T’, due to the significant input of rainwater and freshwater from the upstream rivers. Among responding farmers, those in ‘I’ have a higher level of education than their counterparts in ‘S’, ‘SR’, ‘R’, and ‘T’.
Table 2 shows the reference values and scores of the criteria of the agricultural systems. Here, all of the criteria are considered important for agricultural sustainability. The results of the case study are presented in Table 3 and Figure 3, and are self-explanatory.
Table 2.
Scoring of criteria and rules of reference values.
Table 3.
Evaluation results after applying rules of Elimination Method.
Figure 3.
Ranking of the agricultural systems.
The relative reference values are considered here, since it is very difficult to identify the normative reference values in the context of the coastal agriculture of Bangladesh, because there are not enough secondary data related to sustainability of the agricultural systems. This is appropriate as the determination of normative reference values is time-consuming and sometimes pointless, since agricultural sustainability is a very relative concept, that varies over time and space [19]. Table 3 presents the evaluation results after applying the rules of the Elimination Method, as described in the methodology section.
Figure 3 displays the final results, that is, the ranking of the sustainability of agricultural systems. According to the ranking of the sustainability of agricultural systems, ‘I’ is the most preferred sustainable system, in comparison to the other four systems. ‘I’ fails on 25 of the 50 criteria, meaning that, for ‘I’, the remaining 25 criteria are equivalent to the reference values. The farmers of ‘I’ also expressed their satisfaction with most of the sustainability issues, like productivity, biodiversity, social health, and economics. This finding also echoes the finding of Rahman and Barmon [39], that ‘I’-type agricultural systems are more sustainable compared to others. Among agricultural systems, ‘S’ failed in most of the reference criteria and ranked as the least preferred system. Hossain et al. [38] also expressed that shrimp-based agricultural systems are less sustainable, due to the socio-ecological effects of shrimp cultivation.
While this type of assessment is based on very simple conditional statements and is easy to calculate, it depends entirely on the calculation of the criteria’s values. Therefore, the selection of criteria and the calculation of criteria values, requires a high degree of transparency, to ensure that this type of calculation is as clear and robust as possible. While agricultural sustainability in this assessment is divided into six categories, it does not reflect the actual performance of the individual categories in the overall ranking. It is important to note that the overall rank is heavily influenced by the number of criteria in each category as the criteria are added up, and thus have a significant impact on the final outcome. For example, ‘S’ as a whole, ranked the lowest, but if we examine the performance of each category, durability is tied between ‘S’ and ‘I’ (Table 3). If we explain this result by category, we see that “I” is highlighted as the “most sustainable” agricultural system for each category: ‘I’ for productivity, efficiency, durability (tied with ‘S’), and equity, ‘T’ for stability, and ‘R’ for compatibility. Therefore, while final rankings based on all of the criteria are important for this study, it is also useful to check the individual performance of each category. This will allow a more refined consideration of the performance of different categories, and also help to suggest ways to improve the categories of agricultural systems for agricultural sustainability.
4. Discussion
There are several considerations for applying an MCDA method as an agricultural sustainability assessment tool. In general, MCDA is appropriate because it can consider many criteria, thus allowing for the complexity needed for sustainability analysis. However, when using the MCDA framework, assigning the weighting of the criteria is very subjective. To avoid this subjectivity, using reference values based on the Elimination Method is a useful approach for sustainability assessment. By using criteria scores and relative reference values, the Elimination Method offers the ability to rank the sustainability of agricultural systems [32]. The advantage of this method is that, using the highest score in each category, readily allows for the identification of the criteria that fulfill the reference values. This makes it a flexible, transparent, time-saving, and holistic process, that can handle the imprecision and subjectivity of the information associated with sustainability criteria. If the sustainability criteria fall in a regular pattern, such as higher positive values of the criteria indicating higher sustainability, it can handle large data with ease. However, having to eliminate many criteria and not consider all the criteria’s values, will lessen the actual effect of the total criteria in the overall ranking [40].
The results of the Elimination analysis reveal that shrimp-based agricultural systems perform poorly in comparison to integrated and rice-based agricultural systems. There is a significant difference in how these systems fulfill the criteria of sustainability. It should be noted that farmers consider shrimp-based agricultural systems to be profitable, but there are adverse ecological consequences, and the production of shrimp has dropped over successive years. Rice yields are very low in S and SR, which is jeopardizing the food supply. Biodiversity is also low in these systems, which suggests a trend of agricultural unsustainability. Therefore, some of the farmers interviewed by Talukder [35] reported that they are considering changing to integrated agricultural systems.
This suggested modified Elimination Method allows the user to set a threshold value in a category, as a bar below which all data are eliminated. This leaves the top value for that category. Once all top values for each category have been determined, these category values can be summed, and the results can be ranked. This case study demonstrates that Elimination is able to determine sustainability rankings for the different systems. This finding may motivate other researchers to collect more reliable criteria with which to apply the Elimination Method for sustainability assessment. The ranking of agricultural sustainability raises various questions about the sustainability performance of the agricultural systems. The Elimination Method can be offered as an option for holistically assessing agriculture [41], as it can consider criteria from all three pillars of sustainability.
5. Conclusions
Applying MCDA to agricultural sustainability assessment is complex, as many criteria need to be considered. In any MCDA-based assessment (Like MAUT, PROMETHEE), the weighting of criteria is very subjective. To avoid this, eliminating criteria based on objective reference values, defined in terms of a case study, is a useful alternative.
To the best of our knowledge, this is the first time an attempt has been made to use Elimination Method to evaluate and compare the agricultural sustainability of different systems. In this study, the process of the Elimination Method is described, and the scores of criteria and relative reference values are determined. Furthermore, the methodological process of Elimination is tested through a case study, in order to identify its advantages and pitfalls. This paper is not an “instruction manual” for using the Elimination Method for agricultural sustainability, but the framework presented here can help to simplify sustainability assessment. However, appropriate and transparent measures are needed for selecting the criteria, and their scoring and reference values. The MCDA Elimination Method is used to rank the sustainability performance of agriculture by considering economic, environmental, and social criteria. This framework allows an integrated assessment as it handles data related to the three pillars of sustainability. The Elimination approach can be an option for sustainability assessment, but there is still a lot of scope to investigate, including the applicability of other techniques of the MCDA approach, in order to identify suitable or preferred MCDA techniques for assessing agricultural sustainability.
One drawback to this is that successive elimination can cause the method to lose fundamental properties of the original criteria, as part of the overall final ranking [41]. The research and Elimination analysis reported in this thesis offer insights for future researchers as they define their categories, and collect data to test the Elimination Method in the context of agricultural and other types of sustainability assessment. Like MAUT and PROMETHEE, Elimination can also facilitate learning, debate, and consensus building among the stakeholders, for agricultural sustainability. Adopting Elimination for agricultural sustainability assessment can be a positive step in understanding and comparing multiple dimensions of sustainability.
Acknowledgments
This paper has been supported by the Social Sciences and Humanities Research Council (SSHRC), Canada.
Author Contributions
Byomkesh Talukder conceived and designed the original research as part of his Ph.D. thesis. Alison Blay-Palmer guided to execute the research. Keith W. Hipel helped to understand the applicability of the Emanation Method in sustainability assessment and Gary W. vanLoon guided by statistical techniques to develop criteria.
Conflicts of Interest
The authors declare no conflict of interest.
Appendix A. Databases Used in the Bangladesh Study
Table A1.
Selected indicators and values to construct single composite indicators for productivity.
| Sustainability Category | Composite Indicator | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Productivity | Productivity | Weighted yield of the main staple crop | t/ha | QTL | Economic | Q.S. | 2.26 | 4.41 | 5.23 | 6.51 | 2.86 | Ratio scale |
| Net income from the agro-ecosystem | $/ha | QTL | Economic | Q.S. | 311.15 | 1020.37 | 1585.81 | 1806.04 | 544.01 | Ratio scale | ||
| Protein yield from the agro-ecosystem | kg/ha | QTL | Ecological | Q.S. | 68.42 | 147.23 | 552 | 373.01 | 318.87 | Ratio scale | ||
Legend: QTL = Quantitative; Q.S. = Questionnaire survey.
Table A2.
Selected indicators and values to construct single composite indicators for stability.
| Sustainability Category | Composite Indicator | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Stability | Landscape stability | Land exposure to natural events: cyclone | binary yes/no response | QUAL | Ecological | S.D. | 1 | 2 | 2 | 2 | 1 | Nominal scale |
| Land exposure to natural events: saline water | binary yes/no response | QUAL | Ecological | S.D. | 1 | 1 | 3 | 2 | 3 | Nominal scale | ||
| Land exposure to natural events: drought in kharif to rabi season | binary yes/no response | QUAL | Ecological | S.D. | 1.5 | 1.5 | 2 | 2 | 3.5 | Nominal scale | ||
| Land exposure to natural events: river bank erosion | binary yes/no response | QUAL | Ecological | S.D. | 2 | 2 | 2 | 2 | 1 | Nominal scale | ||
| Stability of embankment | binary yes/no response | QUAL | Ecological | F. O. | 1 | 2 | 1 | 2 | 2 | Nominal scale | ||
| Withdraw of upstream water | binary yes/no response | QUAL | Ecological | S.D. | 1 | 1 | 1 | 1 | 2 | Nominal scale | ||
| Soil health/stability | Organic materials | % | QTL | Ecological | S.D. | 4 | 4 | 2 | 3 | 2 | Ordinal scale | |
| Salinity | dS/m | QTL | Ecological | S.D. | 1 | 5 | 6 | 3 | 6 | Ordinal scale | ||
| Macronutrient: N | meq/100 gm | QTL | Ecological | S.D. | 2 | 2 | 2 | 1 | 2 | Ordinal scale | ||
| Macronutrient: P | meq/100 gm | QTL | Ecological | S.D. | 3 | 2 | 3 | 3 | 3 | Ordinal scale | ||
| Macronutrients: K | meq/100 gm | QTL | Ecological | S.D. | 6 | 4 | 3 | 2 | 4 | Ordinal scale | ||
| Soil pH | Ratio (no unit) | QTL | Ecological | S.D. | 1 | 3 | 4 | 2 | 4 | Ordinal scale | ||
| Water quality | Water salinity in surface water (quality of surface water for irrigation) | dS/m | QTL | Ecological | S.D. | 1 | 2 | 2 | 2 | 3 | Ordinal scale | |
| Water salinity in ground water (quality of ground water for irrigation) | dS/m | QTL | Ecological | S.D. | 1 | 2 | 2 | 4 | 3 | Ordinal scale | ||
| Arsenic concentration (quality of ground water for irrigation) | Ppm | QTL | Ecological | S.D. | 2 | 2 | 2 | 2 | 4 | Ordinal scale | ||
Legend: QTL = Quantitative; QUAL = Qualitative; S.D. = Secondary data; F.O. = Field observation.
Table A3.
Selected indicators and values to construct single composite indicators for efficiency.
| Sustainability Category | Composite Indicator | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Efficiency | Monetary efficiency | Money input and output in the agro-ecosystem | $ output/$ input | QTL | Economic | Q.S. | 1.53 | 2.24 | 2.78 | 6.67 | 2.29 | Ratio scale |
| Energy efficiency | Overall energy efficiency | Ratio of energy output and input | QTL | Ecological | Q.S. | 1.37 | 2.01 | 5.53 | 5.54 | 5.9 | Ratio scale | |
| Non-renewable energy efficiency | Ratio of energy output and input | QTL | Ecological | Q.S. | 0.78 | 0.92 | 2.17 | 2.52 | 2.44 | Ratio scale | ||
Legend: QTL = Quantitative; Q.S. = Questionnaire survey.
Table A4.
Selected indicators and values to construct single composite indicators for durability.
| Sustainability Category | Composite Indicators | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Durability | Resistance to pest stress | Chemical response to pest stress | binary yes/no response | QUAL | Ecological | Q.S. | 1.78 | 4.17 | 4.24 | 5.45 | 6.54 | Nominal scale |
| Water availability at transplanting stage of rice | binary yes/no response | QUAL | Ecological | Q.S. | 0.75 | 0.75 | 0.2 | 0.2 | 0.2 | Nominal scale | ||
| Water availability at flowering stage of rice | binary yes/no response | QUAL | Ecological | Q.S. | 0.75 | 0.75 | 0.2 | 0.2 | 0.2 | Nominal scale | ||
| Farm management (soil test, pest management, land management, soil fertility management) | binary yes/no response | QUAL | Ecological | Q.S. | 0.67 | 0.83 | 1.69 | 1.36 | 0.0 | Nominal scale | ||
| Resistance to economic stress | Good product price | binary yes/no response | QUAL | economic | Q.S. | 8.44 | 5 | 4.58 | 4.55 | 3.8 | Nominal scale | |
| Availability of seeds | binary yes/no response | QUAL | Ecological | Q.S. | 9.33 | 9.5 | 10 | 10 | 8.85 | Nominal scale | ||
| Availability of market (market diversification) | Yes/no | QUAL | Social/economic | Q.S. | 10 | 9.17 | 8.47 | 10 | 7.69 | Nominal scale | ||
| Resistance to climate change | Agricultural training | binary yes/no response | QUAL | Social/ecological | Q.S. | 1.33 | 1.83 | 0.33 | 2.27 | 1.15 | Nominal scale | |
| Climate change awareness | binary yes/no response | QUAL | Social | Q.S. | 1.11 | 0.67 | 0.51 | 1.82 | 0 | Nominal scale | ||
| Advice from agricultural extension workers or NGO | binary yes/no response | QUAL | Ecological | Q.S. | 0.66 | 1.17 | 0.51 | 0.45 | 0.38 | Nominal scale | ||
Legend: QUAL= Qualitative; Q.S. = Questionnaire survey.
Table A5.
Selected indicators to construct single composite indicators for compatibility.
| Sustainability Category | Composite Indicators | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Compatibility | Human Compatibility | Drinking water quality (protected) | binary yes/no response | QUAL | Ecological | Q.S. | 0 | 8 | 9 | 10 | 9 | Nominal scale |
| Illness from drinking water | binary yes/no response | QUAL | Ecological | Q.S. | 5 | 10 | 10 | 10 | 10 | Nominal scale | ||
| Biophysical Compatibility | Overall biodiversity condition: Percentage of non-crop area | % | QTL | Ecological | Q.S. | 7.54 | 6.48 | 23.01 | 15.73 | 18.68 | Ordinal scale | |
| Overall biodiversity condition: crop richness | number of crops | QTL | Ecological | Q.S. | 2 | 6 | 16 | 10 | 17 | Ordinal scale | ||
| Overall biodiversity condition: crop rotation | number | QTL | Ecological | Q.S. | 2 | 3 | 5 | 4 | 4 | Ordinal scale | ||
| Ecosystem connectivity | binary yes/no response | QUAL | Ecological | F.O. | 1 | 1 | 2 | 2 | 2 | Nominal scale | ||
Legend: QTL = Quantitative; QUAL = Qualitative; Q.S. = Questionnaire survey; F.O. = Field observation.
Table A6.
Selected indicators and values to construct single composite indicators for equity.
| Sustainability Category | Composite Indicators | Description | Unit | Data Type | Sustainability Pillar | Data Source | Agricultural Systems | Level of Measurement | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| S | SR | R | I | T | ||||||||
| Equity | Education | Education of farmers | % | QTL | Social | Q.S. | 8.56 | 9.25 | 4.75 | 10 | 5 | Ordinal scale |
| Education status of farmers’ male children | % | QTL | Social | Q.S. | 10 | 9.49 | 11.2 | 13.1 | 7.45 | Ordinal scale | ||
| Education status of farmers’ female children | % | QTL | Social | Q.S. | 9.07 | 10.54 | 11.17 | 12.5 | 6.36 | Ordinal scale | ||
| Access to electronic media | % | QTL | Social | Q.S. | 7.78 | 9.17 | 9.39 | 10 | 3.08 | Ordinal scale | ||
| Economic | Farm profitability (previously it was Income from agro ecosystem) | $ | QTL | Economic | Q.S. | 648.23 | 3340.55 | 1371.32 | 1992.39 | 1025.06 | Ratio scale | |
| Average wage of farm labourer ($) | $/person/day | QTL | Economic | Q.S. | 1.33 | 1.33 | 1.60 | 1.80 | 1.60 | Ratio scale | ||
| Livelihood diversity other than agriculture | Count, 0 to 5 | QTL | Economic | Q.S. | 6.22 | 4.33 | 5.93 | 4.55 | 6.92 | Ordinal scale | ||
| Years of economic hardship | No. of year | QTL | Economic | Q.S. | 0.73 | 0.73 | 0.91 | 0.82 | 0.64 | Ordinal scale | ||
| Road network (establishing farm roads and access roads) | access/not access | QTL | Economic/social | Q.S. | 2 | 3 | 3 | 3 | 1 | Nominal scale | ||
| Health | Settings where treatment is taken or public health | % | QTL | Social | Q.S. | 3.51 | 4.76 | 4.07 | 8.14 | 4.29 | Ordinal scale | |
| Sanitation or public health | % | QTL | social | Q.S. | 7.69 | 8.73 | 7.59 | 7.41 | 7.08 | Ordinal scale | ||
| Gender | Women’s involvement in decision making about agricultural activities | % | QTL | Social | Q.S. | 3 | 4 | 5 | 6.5 | 2.5 | Ordinal scale | |
| Gender-based wage differentials | $/person/day | QTL | Economic | Q.S. | 0.33 | 0.33 | 0.5 | 0.59 | 0 | Ratio scale | ||
Legend: QTL = Quantitative; Q.S. = Questionnaire survey.
References
- International Council for Science (ICSU); International Social Science Council (ISSC). Review of the Sustainable Development Goals: The Science Perspective; International Council for Science (ICSU): Paris, France, 2015; Available online: http://www.icsu.org/publications/reports-and-reviews/review-of-targets-for-the-sustainable-development-goals-the-science-perspective-2015/SDG-Report.pdf (accessed on 10 July 2016).
- Astier, M.; García-Barrios, L.; Galván-Miyoshi, Y.; González-Esquivel, C.E.; Masera, O.R. Assessing the Sustainability of Small Farmer Natural Resource Management Systems. A Critical Analysis of the MESMIS Program. Ecol. Soc. 2012, 17, 25. [Google Scholar]
- Pope, J.; Annandale, D.; Morrison-Saunders, A. Conceptualising sustainability assessment. Environ. Impact Assess. Rev. 2004, 24, 595–616. [Google Scholar] [CrossRef]
- IUCN—The World Conservation Union. IUCN Resource Kit for Sustainability Assessment. Part A: Overview Based on the Work of the IUCN /IDRC Sustainability Assessment Team Compiled and Written by Irene Guijt and Alex Moiseev with Robert Prescott-Allen. IUCN Monitoring and Evaluation Initiative, 2001. Available online: http://cmsdata.iucn.org/downloads/resource_kit_a_eng.pdf (accessed on 7 January 2015).
- Food and Agriculture Organization (FAO). Sustainability Assessment of Food and Agriculture Systems (SAFA) Guidelines; Natural Resources Management and Environment Department: Rome, Italy, 2012; Available online: http://www.fao.org/fileadmin/templates/nr/sustainability_pathways/docs/Reflections_SAFA_E_Forum_2012_final.pdf (accessed on 20 July 2015).
- Van Cauwenbergh, N.; Biala, K.; Bielders, C.; Brouckaert, V.; Franchois, L.; Garcia Cidad, V.; Hermy, M.; Mathijs, E.; Muys, B.; Reijnders, J.; et al. SAFE—A hierarchical framework for assessing the sustainability of agricultural systems. Agric. Ecosyst. Environ. 2007, 120, 229–242. [Google Scholar] [CrossRef]
- Häni, F.; Braga, F.; Stämpfli, A.; Keller, T.; Fischer, M.; Porsche, H. RISE, a tool for holistic sustainability assessment at the farm level. Int. Food Agribus. Manag. Rev. 2003, 6, 78–90. [Google Scholar]
- Eriksson, I.S.; Elmquist, H.; Nybrant, T. SALSA: A simulation tool to assess ecological sustainability of agricultural production. AMBIO 2005, 34, 388–392. [Google Scholar] [CrossRef] [PubMed]
- Gomez-Limon, J.A.; Sanchez-Fernandez, G. Empirical evaluation of agricultural sustainability using composite indicators. Ecol. Econ. 2010, 69, 1062–1075. [Google Scholar] [CrossRef]
- Zahm, F.; Viaux, P.; Vilain, L.; Girardin, P.; Mouchet, C. Assessing farm sustainability with the IDEA method-from the concept of agriculture sustainability to case studies on farms. Sustain. Dev. 2008, 16, 271–281. [Google Scholar] [CrossRef]
- Van Ittersum, M.K.; Ewert, F.; Heckelei, T.; Wery, J.; Olsson, J.A.; Andersen, E.; Bezlepkina, I.; Brouwer, F.; Donatelli, M.; Olsson, L. Integrated assessment of agricultural systems—A component-based framework for the European Union (SEAMLESS). Agric. Syst. 2008, 96, 150–165. [Google Scholar] [CrossRef]
- Dantsis, T.; Douma, C.; Giourga, C.; Loumou, A.; Polychronaki, E.A. A methodological approach to assess and compare the sustainability level of agricultural plant production systems. Ecol. Indic. 2010, 10, 256–263. [Google Scholar] [CrossRef]
- Talukder, B.; Saifuzzaman, M.; vanLoon, G.W. Sustainability of agricultural systems in the coastal zone of Bangladesh. Renew. Agric. Food Syst. 2016, 31, 148–165. [Google Scholar] [CrossRef]
- Velasquez, M.; Hester, P.T. An analysis of multi-criteria decision making methods. Int. J. Oper. Res. 2013, 10, 56–66. [Google Scholar]
- Cinelli, M.; Coles, S.R.; Kirwan, K. Analysis of the potentials of multi criteria decision analysis methods to conduct sustainability assessment. Ecol. Indic. 2014, 46, 138–148. [Google Scholar] [CrossRef]
- Köksalan, M.; Wallenius, J.; Zionts, S. Multiple Criteria Decision Making: From Early History to the 21st Century; World Scientific: Singapore, 2011. [Google Scholar]
- Ishizaka, A.; Pearman, C.; Nemery, P. AHP Sort: An AHP-based method for sorting problems. Int. J. Prod. Res. 2012, 50, 4767–4784. [Google Scholar] [CrossRef]
- Hipel, K.W.; Radford, K.J.; Fang, L. Multiple Participant‑Multiple Criteria Decision Making. IEEE Trans. Syst. Man Cybern. 1993, 23, 1184–1189. [Google Scholar] [CrossRef]
- Herath, G.; Prato, T. Role of Multi-Criteria Decesion making in Natual Resource Management. In Using Multi-Criteria Decision Analysis in Natural Resource Management; Herath, G., Prato, T., Eds.; Ashgate Publishing, Ltd.: Farnham, UK, 2006. [Google Scholar]
- Chen, Y.; Kilgour, D.M.; Hipel, K.W. Screening in multiple criteria decision analysis. Decis. Support Syst. 2008, 45, 278–290. [Google Scholar] [CrossRef]
- Keeney, R.; Raiffa, H. Decisions with Multiple Objectives: Preferences and Value Tradeoffs; Cambridge University Press: New York, NY, USA, 1993. [Google Scholar]
- Brans, J.P.; Mareschal, B. PROMETHEE methods. In Multiple Criteria Decision Analysis: State of the Art Surveys; Springer: New York, NY, USA, 2005; pp. 163–186. [Google Scholar]
- Kuang, H.; Kilgour, D.M.; Hipel, K.W. Grey-based PROMTHEE II with Application to Evaluation of Source Water Protection Strategies. Inf. Sci. 2015, 294, 376–389. [Google Scholar] [CrossRef]
- Figueira, J.; Mousseau, V.; Roy, B. ELECTRE methods. In Multiple Criteria Decision Analysis: State of the Art Surveys; Springer: New York, NY, USA, 2005; pp. 133–153. [Google Scholar]
- Saaty, T.L. The Analytic Hierarchy Process, New York: McGraw Hill. International, Revised ed.; RWS Publications: Pittsburgh, PA, USA, 2000. [Google Scholar]
- Saaty, T.L.; Peniwati, K. Group Decision Making: Drawing out and Reconciling Differences; RWS Publications: Pittsburgh, PA, USA, 2013. [Google Scholar]
- Doumpos, M.; Grigoroudis, E. Multicriteria Decision Aid and Artificial Intelligence: Links, Theory and Applications; John Wiley & Sons: Hoboken, NJ, USA, 2013. [Google Scholar]
- Hipel, K.W. Fuzzy Multicriteria Modelling. Invited paper in Systems and Control Encyclopaedia, Theory, Technology and Applications; Singh, M.G., Ed.; Pergamon Press: Oxford, UK, 1987; pp. 1826–1829. [Google Scholar]
- MacCrimmon, K.R. An Overview of Multiple-Objective Decision-Making. In Multiple-Criteria Decision-Making; Cochrance, J.L., Zeleny, M., Eds.; University of South Carolina Press: Columbia, SC, USA, 1973; pp. 18–44. [Google Scholar]
- Radford, K.J. Individual and Small Group Decisions; Springer: New York, NY, USA, 1989. [Google Scholar]
- Chen, Y. Multiple Criteria Decision Analysis: Classification Problems and Solutions. Ph.D. Dissertation, University of Waterloo, Waterloo, ON, Canada, 2006. [Google Scholar]
- Ma, J.; Hipel, K.W.; De, M.; Cai, J. Transboundary water policies: Assessment, comparison and enhancement. Water Resour. Manag. 2008, 22, 1069–1087. [Google Scholar] [CrossRef]
- Acosta-Alba, I.; Van der Werf, H.M.G. The use of reference values in indicator-based methods for the environmental assessment of agricultural systems. Sustainability 2011, 3, 424–442. [Google Scholar] [CrossRef]
- Hipel, K.H. Multiple Participant Multiple Criteria Decision Making; SYDE 433. Fall 2013. 396 Courseware; Waterloo University: Waterloo, ON, Canada, 2013. [Google Scholar]
- Talukder, B. Sustainability of Changing Agricultural Systems in the Coastal Zone of Bangladesh. Master’s Thesis, Queen’s University, Kingston, ON, Canada, 2012. [Google Scholar]
- Bangladesh Bureau of Statistics (BBS). 2012 Statistical Yearbook of Bangladesh; Ministry of Planning: Dhaka, Bangladesh, 2013. [Google Scholar]
- Van Loon, G.W.; Patil, S.G.; Hugar, L.B. Agricultural Sustainability: Strategies for Assessment; SAGE Publications: New Delhi, India, 2005. [Google Scholar]
- Hossain, M.S.; Uddin, M.J.; Fakhruddin, A.N. M. Impacts of shrimp farming on the coastal environment of Bangladesh and approach for management. Rev. Environ. Sci. Bio/Technol. 2013, 12, 313–332. [Google Scholar] [CrossRef]
- Rahman, S.; Barmon, B.K. Energy productivity and efficiency of the ‘gher’ (prawn-fish-rice) farming system in Bangladesh. Energy 2012, 43, 293–300. [Google Scholar] [CrossRef]
- Munda, G. Social Multi-Criteria Evaluation for a Sustainable Economy; Springer: Berlin, Germany, 2008. [Google Scholar]
- Marta-Costa, A.A.; Silva, E. Methods and Procedures for Building Sustainable Farming Systems: Application in the European Context; Springer Science and Business Media: Berlin, Germany, 2012. [Google Scholar]
© 2017 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license ( http://creativecommons.org/licenses/by/4.0/).


