Morphological Optimization of Low-Density Commercial Streets: A Multi-Objective Study Based on Genetic Algorithm
Abstract
1. Introduction
2. Methods
2.1. Research Framework
2.2. Study Area
Residential Block Prototypes
2.3. Urban Morphological Indicators
2.4. Generation of Land Parcel Model
3. Simulation Process and Optimization Algorithm
3.1. Simulation Tools and Data Processing Tools
3.2. Building Performance Simulation Based on Grasshopper
3.3. Multi–Objective Optimization
4. Results and Discussion
4.1. Results of Multi-Objective Optimization
4.1.1. Spatial Distribution of Multi-Objective Optimization Results
4.1.2. Comparative Analysis of Dominated Solutions and Non-Dominated Solutions
4.1.3. Analysis of Block Performance Improvement
4.2. Trend Analysis of Pareto-Optimal Solutions in the Optimization Process
4.3. Analysis of the Influence Degree of Design Variables
4.4. Correlative Analysis of Urban Morphological Parameters and Objective Variables
4.5. Limitations and Future Work
5. Conclusions
- (1)
- Multi-objective optimization model implemented via Wallacei exhibits strong performance, with Pareto-optimal solutions evenly scattered at the leading edge of feasible solutions. Compared with dominated solutions, the three objectives performance within Pareto-optimal solutions has been improved. The optimization trends are as follows: E–1 and E–2 (enclosed buildings) always appear in the optimal solutions, while H–1 (Hybrid buildings) rarely appear. The block shifts from high BEC and high FAR in the early stage, to low BEC and low FAR in the middle stage, and then to high BEC and high FAR in the later stage. In the middle stage, 1–3 story point buildings appear more frequently, while in the later stage, 4–6 story point buildings appear more frequently. Enclosed buildings are mainly south-facing, followed by east and west orientations. The optimal solution closest to the ideal solution consists of slab buildings and enclosed buildings, with no point or hybrid buildings. The occurrence frequency of enclosed buildings is relatively low in the central plots (i.e., Plot 2 and Plot 4), while that of slab-type buildings is relatively high in these plots. Therefore, priority should be given to the combination of enclosed and slab-type buildings, while excessive use of hybrid and point-type buildings should be curbed. The shading properties of enclosed buildings can be utilized to improve thermal comfort in summer.
- (2)
- The multi-objective optimization model is capable of effectively optimizing the three objectives related to block buildings. Compared with the extremely inferior solution, the optimal solution closest to the ideal point reduces BEC by 33.2% and UTCI by 1.3%, and increases FAR by 102.8%. This suggests that the optimization algorithm is capable of effectively accomplishing multi-objective optimization of BEC, UTCI and FAR of block buildings, thereby providing a reusable technical paradigm for the optimization of urban morphology at the meso-scale.
- (3)
- The findings from the sensitivity analysis suggest that design variables exert varying degrees of influence on the three optimization objectives. Among them, the number of floors of the three slab-type buildings (S–1, S–2 and S–4) has the most significant impacts on BEC, UTCI and FAR: their impacts on BEC are 87.5%, 60.8% and 55% respectively; on UTCI are 48.1%, 51% and 45.4%, respectively; and on FAR are 85.8%, 58.5% and 51.6%, respectively. In contrast, the opening angle of enclosed buildings has a certain impact on UTCI, but has minimal influence on BEC and no impact on FAR.
- (4)
- The results of the correlation analysis indicate that the urban morphological parameter-energy consumption-related indicators have significant correlations with BEC, UTCI and FAR. These indicators reflect the building density of the block, the degree of shading, solar radiation in the block, etc. SVF, OSR and SF are obviously negatively correlated with BEC, while BD, AF and EUI are positively correlated with BEC. In terms of outdoor thermal comfort, SVF, OSR and SF are positively correlated with UTCI: a more open outdoor sky enhances solar radiation, which increases UTCI and reduces outdoor comfort. AF and EUI are negatively correlated with UTCI; as buildings become taller, the shaded area increases, leading to a decrease in UTCI. Among these indicators, OSR and AF have the greatest impact on FAR.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Code | Extract Buildings | Building Model | Ground Floor Plan | Building Type | Number of Layers | Building Area (m2) |
---|---|---|---|---|---|---|
E–1 | Enclosed | 1–3 | 2050 | |||
E–2 | Enclosed | 1–3 | 1700 | |||
E–3 | Enclosed | 1–3 | 1000 | |||
S–1 | Slab | 4–9 | 1500 | |||
S–2 | Slab | 4–6 | 1500 | |||
S–3 | Slab | 4–6 | 1700 | |||
S–4 | Slab | 4–6 | 1400 | |||
H–1 | Slab + point | 4–6 | 1037 | |||
P–1 | Point | 4–6 | 1200 | |||
P–2 | Point | 1–3 | 918 |
Indicator Name | Calculation Formula | Illustration |
---|---|---|
FAR | ||
OSR | ||
BD | ||
AF | ||
SF | ||
SVF |
Parameter Type | Parameter Name | Settings |
---|---|---|
Time and Date | Start Date—Time | 22 July, 6:00–22:00 |
Meteorological boundary conditions | - | EPW file modified from UWG’s modeled microclimate results |
Building | Floor | U value = 0.5 W/m2·K |
External Wall | U value = 0.8 W/m2·K | |
Window | U value = 2.2 W/m2·K (SHGC = 0.35) | |
Roof | U value = 0.8 W/m2·K | |
Window-to-wall ratio | North/East/West Facades | 0.4 |
South Facade | 0.6 | |
Internal Thermal Gain | Lighting | Power Density: 10.0 W/m2 |
Electrical Equipment | Power Density: 13 W/m2 | |
HVAC System | Operating Hours: 8:00–21:00 | |
people | Floor Area per Person: 8 m2/person | |
Fresh Air Volume per Person: 30 m3/(h·person) | ||
HVAC System | Cooling Setpoint Temperature | 26 °C |
Heating Setpoint Temperature | 18 °C |
Algorithmic Parameter | Parameter Effects | Parameter Settings |
---|---|---|
Crossover Probability | Controls the probability that two parent individuals will exchange genes (parameters). The higher the value, the more rapid the emergence of new populations, generally taking the value 0.1–0.99. | 0.9 |
Mutation Probability | The probability that an individual undergoes random variation. High probability increases diversity but may deviate from the optimal solution; low probability tends to fall into local optimality. | 0.1 |
Crossover Distribution Index | Smaller values mean that the crossover process children are farther away from the parent, introducing more variation. Larger values mean that the crossover process children are close to the parent, preserving a greater proportion of the parent’s traits. | 20 |
Mutation Distribution Index | A smaller value means that the mutation process offspring are far away from the parent, introducing more variation. Larger values mean that the offspring of the mutation process are close to the parent, retaining more of the parent’s characteristics. | 20 |
Random Seed | The value dictates the manner in which the algorithm undergoes initialization. | 1 |
Population Size | Total number of individuals per generation involved in the evolutionary algorithm. | 40 |
Max Generations | Determines the longest number of generations for which the algorithm will run. | 50 |
Design Variable | Variable Name | Unit | Value Range | Increment Step |
---|---|---|---|---|
Number of Floors of Building E–1 | X1 | - | [1, 3] | 1 |
Number of Floors of Building E–2 | X2 | - | [1, 3] | 1 |
Number of Floors of Building E–3 | X3 | - | [1, 3] | 1 |
Number of Floors of Building S–1 | X4 | - | [4, 9] | 1 |
Number of Floors of Building S–2 | X5 | - | [4, 6] | 1 |
Number of Floors of Building S–3 | X6 | - | [4, 6] | 1 |
Number of Floors of Building S–4 | X7 | - | [4, 6] | 1 |
Number of Floors of Building H–1 | X8 | - | [4, 6] | 1 |
Number of Floors of Building P–1 | X9 | - | [4, 6] | 1 |
Number of Floors of Building P–2 | X10 | - | [1, 3] | 1 |
Angle of Building E–1 | X11 | ° | [0, 360] | 90 |
Angle 1 of Building E–3 | X12 | ° | [0, 360] | 90 |
Angle 2 of Building E–3 | X13 | ° | [0, 360] | 90 |
Angle 3 of Building E–3 | X14 | ° | [0, 360] | 90 |
Angle 4 of Building E–3 | X15 | ° | [0, 360] | 90 |
Building Type | Plot 1 | Plot 2 | Plot 3 | Plot 4 | Plot 5 | Plot 6 |
---|---|---|---|---|---|---|
Enclosed (E–1, E–2, E–3) | 0.453 | 0.316 | 0.522 | 0.113 | 0.522 | 0.506 |
Slab (S–1, S–2, S–3, S–4) | 0.539 | 0.664 | 0.328 | 0.814 | 0.223 | 0.304 |
Hybrid (H–1) | 0.004 | 0.004 | 0.040 | 0.053 | 0.020 | 0.008 |
Point (P–1, P–2) | 0.004 | 0.016 | 0.110 | 0.020 | 0.235 | 0.182 |
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Zhang, H.; You, L.; Yuan, H.; Guo, F. Morphological Optimization of Low-Density Commercial Streets: A Multi-Objective Study Based on Genetic Algorithm. Sustainability 2025, 17, 7541. https://doi.org/10.3390/su17167541
Zhang H, You L, Yuan H, Guo F. Morphological Optimization of Low-Density Commercial Streets: A Multi-Objective Study Based on Genetic Algorithm. Sustainability. 2025; 17(16):7541. https://doi.org/10.3390/su17167541
Chicago/Turabian StyleZhang, Hongchi, Liangshan You, Hong Yuan, and Fei Guo. 2025. "Morphological Optimization of Low-Density Commercial Streets: A Multi-Objective Study Based on Genetic Algorithm" Sustainability 17, no. 16: 7541. https://doi.org/10.3390/su17167541
APA StyleZhang, H., You, L., Yuan, H., & Guo, F. (2025). Morphological Optimization of Low-Density Commercial Streets: A Multi-Objective Study Based on Genetic Algorithm. Sustainability, 17(16), 7541. https://doi.org/10.3390/su17167541