1. Introduction
For human survival and advancement, land is a crucial spatial carrier that serves multiple functions, such as economic growth, social production, and ecological and environmental protection. From farmland that ensures food security to industrial land that supports industrial development and from forests and wetlands that maintain ecological balance, the efficiency of land use directly determines the rationality of resource allocation, which in turn affects the path to achieving sustainable development goals at the national and regional levels [
1,
2]. This contradiction highlights the need to explore how spatial planning policies can balance land-driven growth with ecological sustainability. Globally, many developing countries are facing highly similar challenges. To rapidly catch up with economic development levels, these countries have widely adopted a “Land-driven Development” growth model—attracting investment through large-scale land concessions and by expanding the urban space to drive economic growth. While this model has accelerated urbanization and industrialization (the “two processes”) in the short term, it has also led to significant issues of over-expansion: the growth rate of urban built-up areas far exceeds population growth, and industrial land is developed in a haphazard manner, resulting in production and living spaces continuously encroaching on ecological spaces. This has created structural contradictions in land development [
3]. These contradictions highlight the necessity of exploring how spatial planning policies can balance land-driven growth with ecological sustainability.
In China, as in many emerging economies, land has long been a core driver of development. However, the “land-for-growth” model has also brought ecological pressures, such as ecological space fragmentation and low land-use efficiency. To address this issue, China launched the National Main Functional Zone Planning (NMFZP) strategy in 2010, a key spatial planning policy aimed at coordinating development and protection by delineating functional zones with different development priorities. Similar to China’s “Key Development Zones” (NKDZs), other countries’ “priority development zones” (such as special economic zones in Southeast Asia or regional development hubs in Africa) are core types of regions under the NMFZP policy; they are designated as areas with strong resource carrying capacity and economic potential and are tasked with driving regional growth while maintaining ecological balance. As NKDZs expand, a key question emerges: can such zones enhance land-use ecological efficiency, i.e., balance economic output with ecological costs in land use? This question holds practical significance not only for China but also for other economies facing similar land-use conflicts.
While existing research on national key development zones and land use has laid an important foundation, significant gaps remain. Most studies focus on the national, provincial, and prefectural levels, emphasizing economic outcomes such as industrial agglomeration or GDP growth [
4], with few scholars focusing on the land-use efficiency of main functional zones or a specific type of space and combining it with ecology. Furthermore, the upstream sections of the Yangtze River span China’s first and second topographical tiers, which serve as critical zones for implementing national strategic initiatives, including the Western Region Development Program, the Yangtze River Economic Zone, and the dual-city economic hub of Chengdu and Chongqing. Exploring the impacts of land exploitation and utilization in this region on socioeconomic sustainable development and ecological barrier construction is highly important.
Against this backdrop, this study focuses on the upper reaches of the Yangtze River in China using 284 county-level administrative regions within the area as a sample, with the aim of exploring the impact of NKDZs on land-use ecological efficiency and its underlying mechanisms. To this end, the article employs a DID model, treating the implementation of NKDZs as a “quasi-natural experiment”. Its core advantage lies in its ability to isolate the net policy effect: by comparing changes in land-use ecological efficiency between counties covered by NKDZs and those not covered before and after the establishment of the zones, it effectively mitigates endogeneity issues, making it more suitable than simple regression models for assessing the causal effects of spatial policies [
5].
The key contributions of this article include the following: (1) Focusing on the policy effects of establishing national key development zones on land-use ecological efficiency has shifted the research focus to “ecological efficiency”, enriching related research on the main functional zone planning of the national land space. (2) Conducting more detailed observations at the county level, which is a smaller scale, makes the research conclusions more representative. (3) Comprehensively utilizing socioeconomic and geographic information data makes efficiency calculations more scientific.
2. Literature Review
The strategy of enhancing sustainable development across the economic, social, and environmental dimensions by scientifically improving land-use efficiency through spatial planning has been embraced by numerous countries [
6]. Historically, China’s approach to land utilization has focused mainly on increasing the economic output, with insufficient attention given to how regional environmental conditions and resource availability constrain industrial development. As a result, regional economies have developed unevenly and inefficiently, resulting in severe ecological damage [
7]. Therefore, the 2010 Plan creatively divided the national territory into distinct development classifications and introduced the notion of national key development zones. At present, relevant research mainly addresses spatial development and optimization strategies for key ecological preservation districts, ecological compensation and green development, and performance evaluations and has extensively discussed land resource utilization and ecological service efficiency. In contrast, other countries have also established similar special zones aimed at promoting the development of specific regions. For example, the United States’ “Opportunity Zones” are designed to encourage capital flows to impoverished communities [
8], while India’s special economic zones are aimed at attracting foreign direct investment [
9]. Although these policies have different objectives, they all seek to guide resource flows through spatial interventions to alleviate regional imbalances. China’s national key development zone policy demonstrates uniqueness in terms of scale, hierarchical structure, and the definition of core objectives, particularly in explicitly placing ecological protection and economic development on equal footing as core priorities. This model, which combines large-scale national spatial planning with mandatory ecological constraints, is rare on a global scale, making it a typical case study for examining the complex effects of spatial policies.
Concerning the enhancement of strategic development zones, scholars believe that government investment within these zones should be channeled through direct investment, investment subsidies, loan interest subsidies, and dedicated funding streams to facilitate various project types ranging from commercial to public welfare initiatives. These include the construction of transportation networks, industrial development and clustering, the optimization and rational layout of urban agglomerations, and the creation of necessary amenities for integrating rural migrants into cities [
10]. In research on urbanization development and construction, some scholars have pointed out that the diffusion effect of “growth poles” in key development zones has not been fully realized [
11]. At the regional level, western provinces show greater increases in both built-up land area and development zone expansion speed compared to other regions [
12]. While the urbanization level of county towns in underdeveloped regions is increasing, the environmental sustainability of urbanization has deteriorated significantly [
13], leading to landscape fragmentation and heterogeneity within key development zones [
14]. Some scholars have analyzed the spatial politics of main functional zone planning in relation to urbanization issues in key development zones [
15] and strategic optimization for these zones within national land space planning [
16].
With respect to studies concerning environmental compensation mechanisms and sustainable growth in priority ecological conservation areas, scholars have analyzed the role of key development zones in the ecological compensation mechanism from the perspectives of market mechanisms and stakeholder interests. They argued that key development zones are both “users” and “beneficiaries” of ecosystem services and should assume the responsibilities of “payers” and “compensators” [
17]. Furthermore, since key development zones and restricted development zones serve different social development functions, it is necessary to achieve a balance through appropriate ecological compensation mechanisms [
18]. At the micro level, there is little difference in the willingness to pay for ecological compensation among residents in optimized and key development zones, but there is a certain difference in the level of payment [
19]. The goals of key development zones include not only economic growth but also the coordinated integration of the population, ecology, and the economy, as well as green development [
20]. In terms of green development evaluation, constructing a green development evaluation indicator system based on the perspective of the main functional zones, such as a differentiated indicator system with a “consistent framework but different weights” [
21], is most common. A quantitative evaluation revealed that principal economic zones in the Yangtze River development belt scored substantially below both efficiency-enhanced districts and development-constrained areas in terms of sustainability indicators, with serious ecological and production problems [
22].
In terms of land use and performance evaluations in national key development zones, most existing studies have focused on analyzing the main functional positioning outlined in the Plan. Relevant research indicates that national spatial planning can promote economic growth within key development zones and that there are significant differences between municipalities and counties (cities) at different administrative levels [
23]. Moreover, the evaluation of ecological efficiency is a key focus of research on the main functional zones. Some scholars have incorporated the value of ecosystem services into ecological performance assessment frameworks [
24]; and they have used the PSR model to conduct a longitudinal evaluation of ecological security in Yunnan Province [
25]. In addition, many scholars have also evaluated provincial ecological environment effects or ecosystem services on the basis of the main functional zones, analyzing the transformation of the quality of the ecological environment between ecological economic zones, optimized development zones, and key development zones [
26], as well as chronological–spatial changes in the ecological service equilibrium within key development zones [
27].
With respect to land utilization and ecological effectiveness, conventional assessments of land-use efficiency mainly use single-factor evaluations, but this approach cannot capture the complex input-output relationships in land development and utilization [
28]. With the increasing severity of ecological and environmental problems, the inclusion of “unwanted” outputs in land use has gradually gained attention. In 1990, Sturm and Schaltegger first conceptualized eco-efficiency as the proportional relationship between economic value added and the environmental burden. Since then, significant research efforts have focused on optimizing land use while maintaining ecological balance. The methods employed include data envelopment analysis (DEA), superefficient DEA models, and the non-expected output (SBM) model [
29]. The research scales encompass the macro, meso, and micro levels, and the research domains have expanded to include sectors such as industry, agriculture, and energy [
30]. Additionally, based on regional land-use or ecological efficiency measurement results, scholars have further explored their influencing factors or spatial differentiation mechanisms and proposed targeted recommendations to improve efficiency, reduce consumption, and alleviate ecological pressure [
31]. Although methods for measuring land-use efficiency and ecological efficiency are relatively well established, using quasi-experimental methods to assess the impact of specific spatial planning policies as exogenous shocks on the combination of the two—land-use ecological efficiency—is still in its exploratory stage in the existing literature. This study not only focuses on measuring efficiency but also emphasizes causal assessments of policy effects, providing a new perspective on understanding how spatial planning policies influence land-use patterns and their environmental consequences at the micro level.
In summary, scholars have extensively discussed the spatial optimization, economic development, and ecological performance of national key development zones. Their research scales cover national-, provincial-, and prefecture-level cities, and their research methods include case studies, empirical testing, and GIS technology to discuss issues related to the establishment and implementation of national key development zones or national key and non-key development zones. However, existing research has not sufficiently addressed how national key development zone policies, while driving economic growth, specifically impact land-use efficiency and the dynamic balance between land use and ecological conservation. Additionally, there is a lack of detailed analysis at the county level and scientific identification of policy effects. Therefore, this paper focuses on counties and districts in the upper reaches of the Yangtze River in China and explores the impact of national key development zones on the ecological efficiency of land use based on technology, structure, and the effects of “two processes”. Furthermore, this study not only provides empirical evidence for China to optimize its national spatial development and protection framework but also offers valuable insights for other countries facing similar “growth versus protection” dilemmas. Specifically, it provides experience on how to set and enforce ecological constraints while pursuing economic growth, as well as how to assess the synergistic effects of policies.