1. Introduction
Despite the fact that plastic misuse and overuse pollute the environment worldwide, plastic production is rising [
1]. The world produced 391 million tons of plastic in 2021 [
2], and more than 1100 million tons of plastics will be produced annually by 2050. Plastics account for 15% of the annual greenhouse gas (GHG) emissions allowed if we are to prevent global temperatures rising by 1.5 °C [
3]. In addition to there being GHG emissions associated with plastics, plastics do not easily decompose naturally [
4] and contain various toxic components [
5]. Moreover, micro-plastics (1–5 µm) and nanoplastics (<1 µm) permit translocation via biological membranes, making them potentially more hazardous than larger-sized plastics [
1].
Plastics are generally made from synthetic polymers such as polyethylene (used in plastic bags); polystyrene (used to make Styrofoam cups); polypropylene (used for fibers and bottles); and polyvinyl chloride (used for food wrap, bottles, and drain pipes) [
4]. Polyethylene Terephthalate (PET) is another plastic frequently used to make bottles, and PET bottles account for 67% of bottles in the beverage market [
6].
PET is the preferred material for water bottles because it is inexpensive to produce, transparent, and carbon dioxide resistant [
7]; however, PET bottles create many negative environmental impacts due to their short useful life, large quantities of production, and prolonged decomposition process [
8]. There is substantial energy consumption and greenhouse gas (GHG) emission during the PET manufacturing process [
9]. Moreover, water left in PET bottles that have been disposed of in landfills provides mosquitoes, which can spread diseases like yellow fever and malaria, with the perfect breeding ground [
10]. Reducing the consumption of PET has a better impact on the environment than recycling or incineration [
11].
For the Gulf Cooperation Council (GCC) countries, which include Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the United Arab Emirates (UAE), drinking water from single-use plastic bottles is typical [
12], especially in the hospitality sector [
13]. Even though tap water is potable [
14], drinking bottled water is the norm among UAE citizens [
15]. The yearly individual consumption of bottled water in the UAE exceeds 285 liters (L) [
16]. The UAE banned single-use plastic shopping bags on 1 January 2024 [
17]. Nevertheless, no similar law banning the use of single-use water bottles was adopted. In contrast to the approach used to abolish single-use plastic bags, efforts were undertaken to promote the abandoning of single-use plastic bottles among residents of the UAE without legally mandating stopping their usage or establishing deadlines.
The Dubai Can initiative was launched in February 2022 to encourage Dubai residents to stop using plastic water bottles in the city. “One Little Change, One Huge Impact” is the slogan of the initiative. In pursuit of this objective, the initiative focuses on three fronts: (i) encouraging everyone to use refillable water bottles, (ii) installing water stations in Dubai, and (iii) raising environmental awareness about the harmful effects of plastics.
The hospitality sector heavily relies on PET bottles, as discussed earlier, and, in 2018, Dubai ranked fourth in terms of tourism popularity, with over 16.66 million visitors [
18]. In 2023, Dubai welcomed 17.15 million visitors [
19]. On average, 86.5% of tourists stay four nights in a hotel or furnished apartment in Dubai [
20].
Based on the moderate assumption that hotel-dwelling tourists will only consume 2 L of water per day, it is estimated that hotel-dwelling tourists drank at least 130 million liters of PET-bottled water in 2023. In [
21], it was shown that 1.5 L bottles consume the least PET, 21.73 g/L; thus, at least 2827 tons of PET needs to be manufactured to satisfy the demand for PET bottles by tourists. The production of 2827 tons of PET material generates 5112 MtCO2e, and the incineration of this mass of PET generates 4739 MtCO2e, according to the EPA (2022) [
22]. It takes a PET bottle 450 years to degrade naturally [
23]; thus, landfilling is not an option in the long run, mainly because Dubai aims to end the use of landfills [
24].
Few hotels have abandoned PET bottles since the launch of the Dubai Can initiative [
25]. Alongside this shift, multiple water drinking stations were installed in popular tourist areas in Dubai, enabling locals and visitors to utilize reusable water bottles [
26]. The government of Dubai and the hotels that reacted to the Dubai Can initiative have taken steps that could set off a chain reaction that would eliminate PET bottles entirely in hotels and reduce greenhouse gas emissions [
27].
The literature is replete with research articles concerning the management of plastic waste in general [
28,
29,
30] and PET waste management [
6,
31,
32] specifically. Researchers have examined PET management in the packaging industry, e.g., [
33,
34]; however, most of these studies did not consider behavioral changes by PET users. For instance, the technical aspects of recycling PET bottles are examined, e.g., in [
6], without considering the consumers’ opinions. Furthermore, without considering consumer references, the environmental impacts and costs of PET bottles were compared to those of glass refillable bottles in the hospitality industry in Northern Italy [
13] and to those of non-alcoholic beverages in California [
35]. Research that examined PET consumers’ viewpoints did not take into account the hospitality sector or behavioral shifts over time, e.g., [
36,
37].
The main objective of this research is to give decision-makers a forecasting tool to examine the hotels’ long-term responses to the Dubai Can initiative. Traditional forecasting methods such as causal and time series forecasting [
38], as well as machine learning [
39], are well suited for predicting consumption. Nevertheless, the substitution of PET water bottles with more eco-friendly alternatives represents an adoption process [
40]. A population member decides to adopt an innovation during the adoption process; this transition from non-adopter to adopter is typically modeled as irreversible [
40]. Moreover, the adoption rate depends on the population percentage that has already adopted the new behavior [
41]. The number of adopters increases over time, approaching a saturation level as an asymptote [
40,
41], which makes it a good choice for medium- and long-range projections [
40]. For this reason, adoption processes have been used to model the adoption of several new technologies, like internet banking [
42], Twitter hashtags [
43], and AI applications [
44]. Several review papers discussed the various applications of diffusion models [
45,
46].
In this study, the hotels’ decision to replace PET bottles with sustainable alternatives is consistent with two fundamental assumptions that underpin diffusion models: first, the notion that transitions are irreversible, and, second, the expectation that the rate of adoption is proportional to the percentage of current adopters. Consequently, a diffusion model is used in this work. Moreover, diffusion models have been recently applied to predict the responses of populations to novel sustainable products or energy sources. Such studies include the adoption of renewable energy sources by hotels in Australia [
47]; the transition of Greeks from fossil fuels to biomass as a heating source [
48]; the utilization of photovoltaic power sources by residents in Germany [
49]; and the transition of car owners in California to electric vehicles [
50].
The developed forecasting model is expected to provide decision-makers with vital information, like the percentage of hotels that have abolished PET bottles at each time point. The model will also provide decision-makers with a better understanding of the GHG emission reduction caused by the Dubai Can initiative, another objective of this work. Reducing GHG emissions is essential for the UAE’s efforts to satisfy the sustainable development goals (SDGs) [
51]. Decision-makers can use such details to determine whether they need to step in and speed up the process by enacting regulations or providing incentives to hotels by comparing actual abandonment rates to forecasted ones. Since the Dubai Can initiative is still in its early stages of impact, the forecasting tool considers three adoption rates: fast, average, and slow. Moreover, decision-makers can estimate the environmental impacts of each scenario.
2. Materials and Methods
Several factors related to the diffusion of PET alternatives among hotels need to be understood to develop a diffusion model [
52]. In this research, the following factors were analyzed:
Innovativeness: Individual personality traits influence the adoption or rejection of innovations [
53,
54]. Individuals tend to cluster based on their lifestyles [
55], which further shapes their inclinations towards adopting or rejecting innovations;
Innovation characteristics: In the IT sector, innovation characteristics, e.g., ease of use or prices, influence the behavior of the studied community towards these innovations [
56]. Recently, the characteristics of environmental innovations were also considered [
57,
58];
Communication: Communication channels and social relationships are pivotal in the diffusion of innovations [
59];
Decision-making: Most related studies simply focus on influencing variables and implicitly assume fully rational decisions [
60].
Figure 1 displays the main steps of this research. The first three steps, the Delphi method, surveying, and AHP, were conducted to analyze the factors affecting the diffusion model. The first step was to study the factors that might convince hotels relying on PET water bottles to abolish this practice. This was carried out by inviting six experts to participate in a Delphi study [
61] to determine what influences hotels’ choices to phase out PET bottles. A survey was developed based on these factors to check hotels’ perspectives on these factors, and responses from 412 hotels were statistically analyzed.
Based on the statistical analysis of the hotels’ responses, important factors were retained and further analyzed using the analytical hierarchy process (AHP) [
62]. This analysis was needed to weigh the factors based on their possible effects on hotels’ decisions to abolish PET bottles. Important factors were found to comply with the generalized Bass model (GMB) [
63], which is an important model belonging to innovation diffusion theory (IDT) [
64]. Thus, the developed conceptual model divides hotels into innovators, hotels that would abolish PET bottles by themselves, and imitators, hotels that would follow the innovators. The hotels’ transition to being non-PET users was then modeled using a system dynamic (SD) model [
65]. The SD model compares several scenarios regarding their GHG emissions.
2.1. Delphi
Six experts were invited to assist in developing the idea of how hotels will react to the Dubai Can initiative. There were three professionals connected to Dubai’s hospitality industry. One of the experts was the general manager of a three-star hotel, and the other two were operational managers of two- and five-star hotels, respectively. All the experts had at least five years of experience in Dubai and ten years or more in the hospitality sector. Academics with backgrounds in marketing, sustainable tourism, and environmental sciences were the remaining three experts.
According to [
66], the Delphi technique is appropriate for reaching consensus in relatively new areas; therefore, it was used to determine the factors that might influence hotels’ decisions to ban PET bottles [
67]. The Delphi survey was run twice to determine the factors hotels would consider if they decided to phase out PET bottles. The six experts agreed upon the following four factors:
Cost: There are several options available to hotels who wish to discontinue using PET bottles. For instance, the water in Dubai is drinkable, but the hotels must maintain clean water tanks and pipelines to guarantee the safety of the tap water [
17]. PET bottles are more expensive than hiring a licensed company to clean tanks and pipes. In addition, hotels have the option to add water dispensers and install drinking water filters. Travelers can request glass, metal, or Tritan
™ bottles or jugs from hotels;
Peer pressure: Every hotel must adhere to the same rules that other hotels in the same category have established. As a result, other three-star hotels will follow suit if a few of them decide to stop using PET bottles;
Superior pressure: Not only will hotels copy one another, but they will also copy hotels that are rated more highly than themselves. In other words, four-star hotels will imitate five-star hotels more frequently as they adopt sustainable practices;
Tourist pressure: Visitors may be interested in using the water bottles that the hotels provide now that drinking water stations have been installed in Dubai. Also, travelers are growing more conscious of the environmental issues surrounding PET.
2.2. Surveying
A survey regarding hotels’ and hotel apartments’ opinions of the mentioned factors was conducted. As
Table 1 shows, only four questions were asked in order to ensure a high response rate. Individuals could express differing degrees of agreement or disagreement by using a five-point Likert scale, which provided a fair diversity of possible answers [
68]. The responses’ means and standard deviations are displayed in the last two columns of
Table 1. Strong disagreement is indicated by a value of 1, and strong agreement is indicated by a value of 5. While emails were used for the majority of inquiries, a few hotels were also visited. In total, 412 hotel responses were either gathered or received.
The feedback indicates that cost is not a significant deterrent against using PET bottles. The majority of hotels are aware that cheaper alternatives to PET bottles exist. Superior and peer pressures are the primary factors that would compel hotels to discontinue the use of PET bottles.
2.3. Analytical Hierarchical Process
Pairwise comparisons are used in the AHP Multi-Criteria Decision-Making (MCDM) method to rank factors or alternatives [
69]. Steps needed to conduct an AHP study are as follows:
Define the goal of the study: In this study, this is the ranking of factors affecting hotels’ abandonment of PET bottles;
Identify decision criteria, among which pairwise comparison is conducted: In this study, and after excluding cost, three criteria were compared, namely, peer, superior, and tourist pressures;
Choose a comparison scale to compare the identified factors, as shown in
Table 2: Psychologists argue that expressing one’s preference when given only two options is easier and more accurate than when one is asked to simultaneously consider all options [
70];
Ask experts to rank the criteria: A comparison matrix was designed and distributed among the experts to collect their opinions.
Table 3 shows the comparison matrix along with some randomly generated values. For example, the expert who might have provided these illustrative values finds that the impact of peer pressure is significant compared to that of tourist pressure;
Aggregate expert inputs: In this study, twenty new hotel industry practitioners were asked to participate in the AHP study. Utilizing a snowball sampling technique, the three industry experts who participated in the Delphi study were asked to refer additional industry experts to participate in the AHP study [
71];
Calculate the weights of the criteria: First, the normalized weights were found by dividing each value in the aggregated table by the sum of the associated column. For example, the sum of the peer pressure column is 6.14; thus, the normalized value of the cell representing the superior pressure and peer pressure is 0.81. The weight is found by taking the average of each row. For example, the weight of the superior pressure is ;
Determine the consistency ratio (CR) to accept the results: First, the maximum eigenvalue of the aggregate comparison matrix,
, is calculated. Using
, the consistency index, CI, is calculated, (
)/(
), where
n is the matrix size. The value of the CR is found using CI/RI, where RI is a random index that depends on the matrix size [
72].
The factors were ranked and weighted as follows: peer pressure at 0.52, superior pressure at 0.37, and tourist pressure at 0.08. Furthermore, a CR < 0.1 led to the acceptance of these results [
73].
2.4. Generalized Bass Model
As stated earlier, the above three analysis steps were conducted to better understand the factors affecting the diffusion model. These steps revealed the following:
Innovativeness: Five- and four-star hotels have higher innovativeness than lower-ranked hotels;
Innovation characteristics: The studied innovation, using alternatives to PET bottles, can be cheaper than the current practice of using PET water bottles;
Decision-making: Factors influencing hotels to abolish PET bottles are superior and peer pressures.
As for communication, it was assumed that the message of Dubai Can has been communicated to all hotels, and information about abandoning PET bottles is public. These factors and assumptions are integrated into the diffusion model developed in this research.
Diffusion models form a traditional area of research that predicts the adoption of new products [
74]. Many models have been proposed, but that of Bass [
75] is undoubtedly the most used for its efficiency and simplicity compared to other models [
76]. In addition to modeling the adoption of new technologies, the Bass diffusion model has been used to model behavioral changes with regard to, for example, car ownership [
77], new food [
78], or new medicines prescribed by doctors [
79]. Similarly to in [
47], where Bass diffusion was used to model how hotels in Queensland, Australia, will abandon traditional and renewable energy sources, Bass diffusion was used in this work to model how hotels in Dubai will abandon the use of PET bottles and switch to refillable bottles.
The generalized Bass model (GBM) [
80] is an extension to the original Bass model where external factors are included in the model, as shown in Equation (
1). In Equation (
1) and at time
t,
shows the rate of transition from the non-adopters pool to the adopters one. The targeted population can be divided into two proportions: the proportion of adopters
and the proportion of non-adopters
. The variable
in Equation (
1) represents the impact of external factors at time
t. In addition to these time-varying variables, Equation (
1) uses coefficients
p and
q, which show the importance of adoption and imitation, respectively.
Using the SD model to model a diffusion behavior requires changing rates into volumes per time, as shown in Equation (
2), where
and
A are the numbers of potential adopters and adopters, respectively ([
49] and [
47]). On the one hand, the
term in Equation (
2) shows the adoption rate due to innovators, i.e., hotels that respond to the Dubai Can initiative. On the other hand, the term
represents the adoption rate of imitators affected by the word of mouth.
The AHP results indicate that peer and superior pressures will have the greatest impact on hotels’ transition to being non-PET users. These two factors account for 90% of the AHP weights. For simplicity, the other two factors are ignored. If the model only considers peer pressure, then the original Bass model can be applied, where PA in the model represents hotels that are still using PET and A represents hotels that have already abandoned PET. However, superior pressure is an external factor that necessitates the use of a GBM.
Hotels in Dubai were classified into five groups based on available data. Three groups represent 5-star, 4-star, and 1- to 3-star hotels, whereas the other two groups depict deluxe and standard hotel apartments. Thus, the subscripts h1, h2, and h3 are used to indicate hotels categorized as 5-star, 4-star, and 1–3-star accommodations, respectively. Similarly, a1 and a2 are used to denote the deluxe and standard apartments, respectively. Consequently, is the p-coefficient of the GMB of the 4-star hotel, for example. and represent the PAs and Is of the deluxe apartments, respectively.
The Bass model for 5-star hotels is represented by Equation (
3), while the GBM for 4-star and 1–3-star hotels is represented by Equation (
4). In Equation (
4), the external variable
represents the proportion of hotels in the higher classification category that have eliminated PET bottles. As for hotel apartments, it is assumed that deluxe apartments are subject to the superior pressure of five-star hotels, as demonstrated by Equation (
5), while deluxe apartments are superior to standard apartments, as demonstrated by Equation (
6).
2.5. System Dynamic Model
The SD model was used to model how hotels will abandon PET bottles, similarly to in [
47]. Moreover, using tank and water flow analogies with decision-makers made the SD model a better choice for this study. The Dubai Can initiative was launched in 2022; thus, data were unavailable for finding the best estimates for
p and
q. Moreover, the SD model was used to study the projected impacts of the Dubai Can initiative on PET abolition in hotels. Thus, the steps recommended in [
81] were followed, and a conceptual model using Vensim
® was iteratively built to facilitate its validation by the experts [
82]. In the first iteration, the SD model did not account for innovation diffusion; instead, it considered only the growth of tourists, hotels, and GHG emissions, assuming that all hotels use PET bottles. The second iteration of this model included modeling the transition of each hotel category from PET users to non-users. The time horizon covered by the model is 25 years, beginning in 2023.
The experts who identified the factors were tasked with reviewing either a subset or the entirety of the two SD models. Experts in the hospitality industry focused on hotel behavior, the marketing experts checked the diffusion innovation behavior, and GHG emissions were confirmed by the environmental scientist. The sustainable tourism expert was required to oversee the entire validation process.
The validity of an SD model primarily refers to the model’s structure, which is required to instill confidence in the model [
82]. The model’s structure and parameters had to be confirmed by examining the mathematical equations and parameters used to construct each of the two SD models [
83]. In addition, tests for extreme conditions and parameter consistency were conducted. In addition to validating the SD model’s structure, the model’s behavior was examined through the extreme condition, behavior sensitivity, and boundary adequacy tests [
82]. The experts who contributed to the development of the SD models have validated and accepted their results.
4. Discussion
GHG emissions from PET water bottles in Dubai hotels are compared to those of gasoline-powered vehicles to assess the environmental impact of this practice. With an annual mileage of 11,500 miles and a fuel economy of 22.2 miles per gallon, the average passenger vehicle produces around 4.6 MtCO2e of emissions, according to [
84]. So, over the next 25 years, PET water bottles in Dubai hotels will cause 457,174 MtCO2e of greenhouse gas emissions, which is the same as driving about 100,000 cars for a year. In the best scenario, the GHG savings are equivalent to not using 54,000 cars annually. Thus, decision-makers need to make sure that hotels follow the best-case scenario, in which all hotels will stop using PET water bottles by 2050. These values show that small steps matter toward saving the environment.
Two years after the Dubai Can initiative was launched, several hotels have banned the use of PET bottles on their premises. Examples of these hotels include five-star hotels like Anantra®, The Palm Dubai, the InterContinental®, Dubai Festival City, the Sheraton®, and Sheikh Zayed; four-star hotels like the Delta® Hotel and First Collection®; and three-star hotels like Rove® at the Park. Observing this hotel sample, most of them are classified as either five star or four star. Water filtration and bottling plants have mostly replaced PET-bottled water in hotels. The Delta® Hotel, which converts atmospheric moisture to potable water, is an exception.
Decision-makers expect over 20% of the four- and five-star hotels to have already abandoned the use of PET water bottles. Moreover, several hotels expressed their intentions to stop using PET bottle. For the decision-makers, these results show that four- and five-star hotels’ transition to being non-PET users is following the best-case scenario. However, it is too early to judge how quickly one- to three-star hotels will abolish the use of PET bottles. If this segment of hotels is slow in abandoning PET water bottles, then officials in Dubai could think of an incentive to push one- to three-star hotels to abolish PET water bottles, e.g., favoring hotels that adopt sustainable practices when holding conferences or hosting governmental guests.
5. Conclusions
Every year, Dubai welcomes a large number of tourists. Tourists in Dubai drink water from PET bottles because this is the norm in Dubai. Dubai has launched an initiative to reduce the reliance of its residents on PET bottles, and this paper investigates whether this initiative could also include hotels eventually stopping using PET bottles.
This study uses Delphi techniques and a survey to identify potential factors that may influence hotels’ decisions to eliminate PET bottles. After identifying these factors, the AHP is utilized to assign weights to the identified factors. Peer pressure and superior pressure are the primary determinants of hotel decisions. These two factors can be modeled elegantly for each hotel category using a GBM. Consequently, an SD model is constructed to include all hotel categories and stimulate tourism growth and the number of hotels in each category.
Three scenarios are tested regarding how hotels will transition from being PET users to non-users. In 25 years, according to the best- and average-case scenarios, all hotels will have eliminated the use of PET bottles. In the worst-case scenario, however, only 16% of hotels will cease using PET bottles during the same time frame.
Unlike for single-use plastic bags, Dubai has not passed a law to abolish single-use water bottles; however, it has launched an initiative. The analysis suggests that decision-makers should keep track of how hotels eliminate PET bottles. If the percentage of hotels abandoning PET bottles follows the worst-case scenario, then decision-makers might push hotels to adopt more environmentally friendly practices. For example, favoring eco-friendly hotels when hosting government officials. In addition to Dubai officials, decision-makers in other countries would also benefit from this project and its effects. This is especially true in GCC countries, where PET bottles are common in the hospitality industry. It is always possible to pass legislation prohibiting PET bottles, but it is preferable if the goal of outlawing unsustainable practices is accomplished without one.
This work must be updated once data are available to determine which scenario hotels have followed. In addition, it is possible to decide later the optimal p and q values for the GBMs of each hotel category. Other environmental impacts in addition to greenhouse gas emissions can be compared by researchers. Additionally, a comparison can be made regarding the financial ramifications of this transition. As mentioned in the introduction, models based on the diffusion of innovation theory have already been used to examine how renewable energy options are adopted in various countries; nevertheless, additional research is required to comprehend how sustainable behaviors are changing. Furthermore, while it may be most convenient to implement regulations to impose a change, decision-makers must explore alternative approaches to promote transformation. Therefore, further investigation is needed to identify policies, incentives, or alternative strategies that policymakers can adopt instead of legislation to promote more sustainable conduct.