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Background:
Systematic Review

Urban Resilience and Sustainability in the Perspective of Global Consequences of COVID-19 Pandemic and War in Ukraine: A Systematic Review

by
Bojan Grum
1 and
Darja Kobal Grum
2,*
1
European Faculty of Law, 5102 Nova Gorica, Slovenia
2
Department of Psychology, Faculty of Arts, University of Ljubljana, 1000 Ljubljana, Slovenia
*
Author to whom correspondence should be addressed.
Sustainability 2023, 15(2), 1459; https://doi.org/10.3390/su15021459
Submission received: 2 November 2022 / Revised: 27 December 2022 / Accepted: 3 January 2023 / Published: 12 January 2023
(This article belongs to the Special Issue Supply Chain Sustainability Risk in Changing Demography and Technology)
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Abstract

:
The study of urban resilience (UR) in the context of sustainable development (SD) is a relatively new chapter, so we give it our full attention in this article. We seek to link UR and SD by understanding the complexity of current anthropogenic hazards—more precisely, global consequences of the COVID-19 pandemic and war in Ukraine. In our study, we go a step further and create a hypothetical model based on hazards that links the key factors of UR and SD. We set the following two objectives: whether and how research incorporates newly perceived conceptual hazards (pandemic, war) and whether all groups of factors are explored equally and simultaneously. As these two hazards have only recently emerged and research on the subject is still well underway, we have opted for a systematic review method. We focused on articles from 2019 to 2022. The study showed that newly perceived conceptual tensions (pandemic, war) related to UR and SD have not been adequately explored. The study confirmed the lack of existing research in the broader context of understanding resilience of the built environment, and thus the lack of studies that provide a foundation and perspective for SD of the built environment. Therefore, we believe that further research should specifically focus on the plurality of approaches to understand the complex interactions, their impacts, and feedbacks in the context of multidimensional urbanization to understand UR as a perspective for SD.

1. Introduction

The resilience of urban environments to ecological, socioeconomic, and political uncertainties has been the subject of sustainable development (SD) research for some time [1,2]. The term resilience originates from physics and refers to the property of a substance or system to return to its original position after deformation [2]. The concept was used as early as 1973 to define the ability of a natural ecosystem to recover from natural disasters. Since then, the concept has been widely used in the field of urban research, especially in the field of SD of urban settlements, as a promising paradigm to promote disaster risk reduction [3]. Urban settlement resilience, or so-called urban resilience (UR), almost always has a positive connotation that emphasizes the adaptive capacity of the local community (technical, organizational, social, and economic resilience), the flexibility of the socioeconomic paradigm (social, economic, physical, and human capital), and the physical resilience of the built environment (natural capital, physical characteristics of the environment, resource stability, and infrastructure) [4]. The main objective of UR is to reduce the consequences of disturbances originating from different sources [5].
The concept of resilience encompasses processes related to both natural (e.g., earthquakes, hurricanes, cyclones, drought) and anthropogenic hazards, such as human errors or malicious attacks [5,6]. Existing studies in the field of UR focus mainly on the capacity of communities to adapt to natural disasters in the context of climate change (e.g., [7,8,9,10,11,12]), but there are fewer such studies focused on public health concerns such as pandemics [13] and very few concerning physical aggression or war [14]. The COVID-19 pandemic has encouraged researchers to explore resilience, but mainly from the perspective of human capital resilience, social capital resilience, and system (risk) management. The COVID-19 pandemic is one example of a completely unexpected risk, which triggered health, social, and economic consequences for cities, higher unemployment rates, changing attitudes toward public spending, accessibility of public services and public facilities, mobility, infrastructure, etc. [15,16]. However, other aspects of UR remain unexplored, such as spatial elements and institutional and sociocultural contexts, which also have a strong influence on UR [13]. Therefore, the aim of our study is to respond to the lack of existing research in the broader context of SD of the built environment and to identify a clear perspective on SD of the built environment considering UR.
Some authors [10,17] define UR as a dynamic urban process which consists of four categories: urban ecological resilience, urban hazards and disaster risk reduction, resilience of urban and regional economies, and promotion of resilience through urban governance and institutions. Ref. [17] summarized the key factors into four main categories: environmental quality (air quality, environmental factors, and water quality), socioeconomic impacts (social and economic impacts), management and governance (governance, smart cities, etc.), and transportation and urban design.
Talking about anthropogenic hazards, not only COVID-19, but also political instability or even physical aggression on the urban environment (war in Ukraine) affect the resilience of the built environment. Cities have political, economic, and symbolic value, so even an aggressor seeking to undermine an attacked country’s political stability, economic vitality, and social stability will find cities attractive targets. On the other hand, cities offer considerable advantages to defenders by serving as sanctuaries, surveillance, and reconnaissance platforms, turning them into fortresses. All aggression leads to migration. Although the phenomenon of migration is not a new problem, with its different patterns, it is becoming a force that has significant implications for urbanization due to its complexity and rapid changes in origin, transit, and destinations [18]. Inter-racial conflicts, political conflicts, war situations, etc., bring instability and insecurity to urban settlements. They create risks in different dimensions that not only affect the demographic, social, environmental, and economic structure of the city, but also put pressure on the urban macrostructure. Research on the impact of the 2011 war in Libya found that urban residents developed stronger resilience strategies economically through job creation [19]. The study also found that in response to spatial resilience, Benghazi residents have gradually begun to build homes on the outskirts of the city, which in turn puts pressure on the pristine natural environment near the cities [19]. A host of studies have examined the vulnerability of the demographic structure of urban settlements by looking at differences in fertility or mortality rates before and after the war [20,21]. As Ref. [22] notes, the 1992 war between Serbia and Bosnia, as a sudden and violent change in the urban situation, led to a new spatial organization, a new understanding of the urban environment, and new patterns of movement and traffic, and drastically altered patterns and rhythms within the urban fabric [22]. Several studies have looked at the consequences of migration of people from conflict areas to safer urban areas (e.g., [23,24]).
Ref. [25] suggested examining the concept of UR in the context of five dimensions: physical (e.g., infrastructure), natural (e.g., ecological and environmental resilience), economic (e.g., social and economic development), institutional (e.g., political governance and management), and social (e.g., communication among people, coexistence in general). Ref. [2] states that the resilience of cities rests on four basic pillars: resist, recover, adapt, and transform. However, as Ref. notes, all theories generally agree that UR has two main objectives: to adapt to the hazardous situation and to mitigate the unexpected stresses on the exposed population. Moreover, as Ref. [26] states in the conclusion of their study reviewing the literature on UR, future studies need to incorporate the COVID-19 pandemic and its impact on issues such as health, logistics, supply chains, and other elements related to UR. However, as Ref. [26] points out, all theories generally agree that the two main goals of UR are to adapt to new and difficult situations and to mitigate unexpected stresses for those affected. They argue that future studies of UR should include the COVID-19 pandemic and its impact on issues such as health, logistics, supply chains, and other elements related to UR. Ref. notes that although the concept of UR has been closely linked to the field of ecology until recently, the concept has expanded to include many different fields, such as psychology, social sciences, education, urban safety, policy and governance, disaster risk management, economics, etc. Interestingly, Ref. [27] already pointed out the importance of the link between UR and future urban development through the three basic phases of disaster risk response mentioned above, namely response, recovery, and future development work.

2. Research Model Concept

In our study, we go a step further and create a hypothetical model that links the key areas of UR and SD (Figure 1). The model serves as a transparent basis for further research. We place natural and anthropogenic hazards [5,6] at the center of the model, which are further subdivided according to current hazards, namely COVID-19 and the war in Ukraine. All these hazards require accelerated mobilization of various UR factors. We grouped these factors into the following five categories: environmental impact (EI; air quality, water resources, environmental factors, etc.), infrastructure impact (UI; urbanization, infrastructure transformation, energy supply, etc.), socioeconomic development (SE; social and economic impacts due to the changing global context), management and governance (MG; public services and governance of countries), and demographic impact (D; aging population, migration, increasing poverty, etc.). The model assumes that all these factors must be considered equally to achieve adequate UR development in today’s world. We see UR as a perspective for the SD of the entire built environment.
Based on the hypothetical model developed in Figure 1, we conducted a systematic literature review over the past three years (2019–2022). We were interested in whether the research perceives UR and the perspective of SD of the built environment in the puddle of these new, previously unforeseen impacts in the past three years, i.e., in a period of pronounced impacts of the COVID-19 pandemic and war on European soil.
The aim of our study is to identify the most relevant and influential research on the UR–SD nexus, to define its theoretical origins, and to make its contribution to the development of the research field. Based on a hypothetical model of the contemporary relationship between UR and SD, we set the following two objectives: whether and how research incorporates newly perceived conceptual hazards (pandemic, war) and whether all groups of factors are explored equally and simultaneously.
We argue that it is important to draw attention to the possible lack of research and to highlight the categories of SD that are under-researched or not researched at all in this context. The study is therefore important for further research and understanding of the perspective in the context of pandemic and war as current anthropogenic hazards and opens research areas that need to be explored in the future for a clear understanding of this problem. The study model is a useful tool to observe the level of development of resilience of a particular urban community and to identify the level of development of important factors of the built environment. Thus, the study can serve as an important tool for future planning of resilient and sustainably developed urban areas. In order to identify the dynamics of UR and SD research involving pandemics and war, we conducted a numerical review of articles published on this topic up to 2022.

3. Methods

The literature review was conducted according to the PRISMA protocol [27,28]. First, we searched the EBSCOhost database for scholarly articles in Academic Search Complete, Business Source Premier, APA PsycInfo, Scopus, Web of Science (WOS), SocINDEX with Full Text, and GreenFILE. Then, we searched the JSTOR database, and finally other bases, such as Google Scholar. The searches were conducted in May and June 2022. This search set proved to be stable, as the results obtained with the narrower search datasets were also identified with the final search set, and the hits we relied on for the literature review were also identified with the broader search datasets.
The screening process at EBSCOhost began by evaluating individual articles by title and abstract using the search term “urban resilience AND sustainable development*”. Our initial search query in EBSCOhost yielded no results. We therefore used a related search term, “urban resilience” AND “sustainable development” and obtained 127 results. We then evaluated each article using exclusion and inclusion criteria. Figure 2 shows the PRISMA flow diagram corresponding to the search protocol, inclusion and exclusion criteria, screening, eligibility, and final selection process. Articles that met the following inclusion criteria were considered for further review: (1) original empirical study/review article/book chapter, (2) written in English, (3) peer-reviewed, (4) at least abstract accessible, and (5) published between 2019 and 2022. Publications were excluded if they were (1) commentaries or editorial articles, (2) dissertations, or (3) unpublished articles. The same criteria were used to search for scientific publications in the JSTOR digital library, and the search term “urban resilience AND sustainable development*” yielded only one article. Using the search term “urban resilience” AND “sustainable development”, we obtained 188 hits. An identical search in other databases, especially Google Scholar, gave us 165 results. For further analysis, we considered publications that met the same cut-off criteria as those used at EBSCOhost.
Based on these criteria and a review of duplicate publications, we extracted 66 articles from the EBSCOhost database that could be methodologically classified into review articles and original scientific articles reporting research conducted using quantitative and qualitative methods, and theoretical articles. In order to analyze them as systematically and thoroughly as possible, we looked for the restriction options offered by the EBSCOhost application. We then used the EBSCOhost restriction options to choose among the restrictions associated with “subject”, namely “subject-thesaurus term”, “subject-major heading”, and “subject”. After an independent content review by both authors, we chose the “subject-thesaurus term” restriction option and included only articles on the following clusters: urban planning, SD, urban growth, cities and towns, sustainable urban development, emergency management, social capital, urban renewal, and quality of life. We excluded the other options because they were not relevant to our research problem. There were no choices such as migration, war, etc., that we wanted to cover topics related to war-related aggression. The result was 14 publications.
In the JSTOR digital database, the 17 retrieved publications were further extracted by automatic “subject” bounding boxes and contained only publications on the following topics or clusters: environmental science, environmental studies, health science, intergovernmental relations, peace and conflict studies, population studies, public policy and administration, and urban studies, resulting in a total of 7 publications. We extracted 43 publications using other sources, reviewed them, and included 24 publications in the final analysis according to the inclusion and exclusion criteria.
The entire process of the systematic literature search is shown in the PRISMA diagram in Figure 2. This shows that of the 480 articles identified, 45 articles were extracted step by step, which are discussed in more detail in Section 4.
In the next section, we present the results of the literature review in line with the research questions. The results are followed by a discussion that includes UR and the sustainability perspective of the built environment and incorporates new conceptual tensions (pandemic, war), as presented in Figure 1, and a synthesis of the main findings of the literature review.

4. Results

Table 1 lists the a priori study and practice focus areas of UR and SD, as well as the study areas (clusters) that we identified and named within each focus level based on the underlying themes or constructs.
Table 1 shows that most excluded articles relate UR and sustainability to public sector functioning and governance (E3, E6, E7, E8, and E11), followed by environmental quality with the environmental factors presented (E1, E2, and E12), with significantly less coverage of the other groups of factors. Interestingly, most excluded articles identify natural disasters as a source of resilience (E1, E2, E3, E9, E12, and E14), followed by political instability (E4, E6, E7, and E8), while aggression (war) and climate change (E4, E6, E7, and E8) are the most common sources of resilience. A significant number of articles do not address the causes that lead to a situation in which UR is relevant (E10, E11, and E13).
Table 1 shows that most articles mention natural disasters (E1, E2, E12, E14) and political instability (E3, E4, E6, E7, E8, E9) as the main hazard. Only one article mentions war aggression (E5) and no pandemic (COVID-19) as threats. We note that a substantial number of articles do not mention a specific hazard that has led to a situation in which UR is relevant (E10, E11, E1, E13). In most of the articles where natural disasters are mentioned as the main hazard, they involve water (water resources, floods). We attribute this mainly to the fact that the water problem has become relevant in recent years with increasing urbanization [43]. Ref. [43] notes that today, more than two-thirds of water-scarce cities can alleviate water scarcity by investing in infrastructure, but they must be willing to make significant environmental trade-offs. Ref. [44] showed that strategic management of water resources in these cities is therefore important for the future of the global economy. On the other hand, there are the political problems arising from the growth of cities [45]. Therefore, most studies refer to the problem of urban management, economic stability, risk management, government stability, people’s sense of security, and trust. The lack of the latter is identified as a threat, so most studies identify the accelerated development of risk management as a solution. It is therefore not surprising that most studies identify MG as the main factor linking UR and SD (E3, E6, E7, E9, E11), followed by SE (E8, E13, E14) and EQ (E1, E2, E12).
According to the objective of whether and how research incorporates newly perceived conceptual hazards (pandemic, war), the results presented in Table 1 primarily show the lack of existing research that recognizes the threat of a pandemic such as COVID-19. Regarding the objective of whether all groups of factors are equally and simultaneously studied, the results presented in Table 1 show the lack of research that considers the plurality of UR in the broader context of SD.
We created results in Table 2 following the EBSCOhost restrictions and independently chose 10 clusters in which we included the read articles: environmental science, environmental studies, health science, intergovernmental relations, peace and conflict studies, population studies, public policy and administration, and urban studies. Of all the articles retrieved, only six were found to be relevant, fitting into four clusters: environmental science (J1–J3), peace and conflict studies (J4), health science (J5), and urban studies (J6).
Table 2 shows that most articles identify natural disasters (J2, J3, J6) as the main hazard. We note that a significant number of articles do not identify a specific hazard that leads to a situation where UR is relevant (J1, J4, J5). Most of the articles that mention natural disasters as a major hazard discuss climate change. Climate change is one of many types of shocks and stresses that cities face [10]. The cited articles in Table 2 associate UR with reducing the risks and consequential damages of natural disasters from climate change. Thus, they note that it is climate change that increases pressures and uncertainties for the economy, the environment, and society in general.
According to the objective of whether and how research incorporates newly perceived conceptual hazards (pandemic, war), the results presented in Table 2 primarily show the lack of existing research that recognizes the threat of the COVID-19 pandemic. Regarding the objective of whether all groups of factors are equally and simultaneously studied, the results presented in Table 2 show that in the broader context of SD, there is no research that considers the plurality of UR.
We created results in Table 3 according to Google Scholar and grouped them in one cluster. Of 43 articles retrieved, 24 were found to be relevant. Table 3 shows that most excluded articles UR and SD refer to management and governance factors (G1, G2, G3, G5, G8, G9, G10, G12, G14, G15, G17, G19, G20, G21, G23), followed by environmental quality factors (G1, G6, G11, G16, G18, G20, G21, G22), while the effects of other groups of factors are addressed much less. Interestingly, most excluded articles mention natural disasters as the main risk (G2, G3, G4, G6, G8, G15, G16, G19, G21), followed by political instability (G1, G4, G7, G9, G12, G14, G17, G24), while aggression (war) and pandemics (COVID-19) are not mentioned as sources of hazard in any of the excluded articles. A considerable number of articles do not discuss sources of danger at all (G5, G10, G11, G13, G18, G20, G22, G23). However, among all articles, there are seven articles that address the topic more comprehensively, covering at least three or four groups of factors simultaneously (G5, G10, G15, G17, G20, G21, G22). However, we did not find any article covering all five groups (EQ, UI, SE, MG, and D) simultaneously.
The results show that most articles associate UR with urban governance, smart city development, and public services (n = 23), followed by infrastructure development (n = 18), socioeconomic development (n = 15), and environmental factors (n = 12), and the least with demographic impacts and migration (n = 3). Consequently, most of the excluded articles simultaneously address the importance of management and governance and urban infrastructure (n = 10). However, we found no article that simultaneously links management and governance to demographic impacts (n = 0), and no article that links demographic impacts to urban infrastructure (n = 0). The results show that climate change is one of many types of shocks and stresses that cities face, and that climate change-related shocks usually occur in combination with other environmental, economic, and political stresses. This was also confirmed by [10], who draws on numerous authors [71,72,73].

5. Discussion

Interestingly, the results show that researchers have focused primarily on the relationship between UR and the management and governance of urban built space over the past three years. It is believed that the influence of management and governance plays a key role in UR and consequently in the development of sustainability. On the other hand, our findings show that there is virtually no research linking demographic issues to UR and SD. The importance of the lack of a more comprehensive approach is also highlighted by other researchers who argue that UR as a perspective for SD the built environment requires a better understanding of the complex interactions, their impacts, and feedbacks in the context of multidimensional urbanization and the complex governance structures involved, land use change, climate change, changing ecological foundations, socioeconomic factors, emerging risks such as pandemics, multiple uses of urban space and resources, and new opportunities to engage in governance [74,75,76]. However, we found that researchers still associate UR mainly with resilience to phenomena resulting from political instability, also understood as a lack of risk management, poor governance and management of cities, poor communication between government structures, etc.
Only in second place are causes such as natural and environmental disasters, which surprised us. What surprised us even more was the virtual absence of studies dealing with pandemics (COVID-19) and war (migration) in the context of UR and US. Many of the studies we excluded from our review do not address the causes that UR requires. They understand UR as a general component of SD, to which they attach great importance, but they do not explain the causes, consequences, and interplay of complex interactions that can lead to different scenarios (e.g., [37,39,41,43,46,47,52,57,58,60,63,65,69]). As Ref. [77] notes, “We have memory, we look for patterns, we prepare scenarios.” The emergence of COVID-19, of aggression (war), and of many natural disasters, on the other hand, are memories from which we can search for patterns and prepare scenarios. We believe these scenarios should include all the factors that we combine in our study in the hypothetical model (Figure 1) as environmental quality (EQ), urban infrastructure (UI), socioeconomic impacts (SE), management and governance (MG), and demographic impacts (D).
All the hazards of recent years have dictated the need to integrate different skills. Most people are aware that the world is a single entity and that it is no longer enough to control local urban dynamics [78]. Collaborative scenario building, the development of new tools, disciplines, and solutions is becoming a process that involves all stakeholders in shaping the urban environment [78]. It points to a transition from a consumer society, where most people expect society to be responsible for their well-being, to a self-determined society, where everyone must take responsibility for what happens [78].
UR almost always has a positive connotation, emphasizing the adaptability of the local community (technical, organizational, social, and economic resilience), the flexibility of the socioeconomic paradigm (social, economic, physical, and human capital), and the physical resilience of the built environment (natural capital, physical features of the environment, stability of resources and infrastructure). In our research, we combined the above factors into a hypothetical model of the determinants of UR and SD observed in the context of threats to the health (COVID-19) and livelihood (global consequences of the war in Ukraine) of the population. Using the method of a systematic literature review over the past three years, the study had two objectives: whether and how research incorporates newly perceived conceptual hazards (pandemic, war) and whether all groups of factors are equally and simultaneously explored.
Our study confirmed the lack of existing research in the broader context of understanding the resilience of the built environment, and thus the lack of studies that provide a foundation and perspective for SD of the built environment. Therefore, we believe that further research should specifically focus on the plurality of approaches to understand the complex interactions, their impacts, and feedback in the context of multidimensional urbanization to understand UR as a perspective for SD.
The importance of taking a broader view of UR considering sustainable urban development must be emphasized in future research. The global UR design needs to respond in a way that understands all types of risk and addresses them in the context of resulting vulnerability. We can conclude that natural and anthropogenic hazards can impact all aspects of society, including its economy and the environment.

6. Limitations of the Study

Pandemics and wars are one of many types of shocks and stresses that cities can face and are the least explored in terms of sustainable urban development. The latter lends relevance to our study. However, we know that our study is limited and that future studies will have to cover all hazards simultaneously. The most studied hazards are certainly natural disasters due to climate change, such as extreme heat [79,80,81]. This was also confirmed by other studies [10,71,73].

7. Conclusions and Guidelines for Further Research

The study showed that newly perceived conceptual tensions (pandemic, war) related to UR have not been adequately explored. In line with the hypothetical model (Figure 1) that we set up in this study, we found:
  • That most of the research on the relationship between UR and SD is on the management and governance of urban built space (MG).
  • The second most important area of research is the urban infrastructure (UI) sub-area;
  • Followed by research in the environmental quality (EQ) sub-area.
  • The least amount of research is on demographic factors in UR (D).
The study confirmed the lack of existing research in the broader context of understanding built environment resilience, and thus the lack of studies that provide a foundation and perspective for SD the built environment. Therefore, we believe that further research should specifically focus on the multiplicity of approaches to understand the complex interactions, their impacts, and feedbacks in the context of multidimensional urbanization to understand UR as a perspective for SD of the built environment. In this way, we would encourage researchers to continue their research in this important area, which will ultimately lead to the overall satisfaction and well-being of users of the built environment. It is impossible to predict the response and behavior of citizens in the event of a disaster. However, something can certainly be done to make the built environment more resilient, which may help the disaster itself respond positively to the disruption. Such a response can reduce material damage, migration, and all the negative impacts of a disaster. Therefore, we believe that this study, which highlights the lack of mainly pluralistic research, can encourage researchers to further investigate this topic.

Author Contributions

Conceptualization, B.G. and D.K.G.; methodology, B.G. and D.K.G.; software, D.K.G.; validation, B.G. and D.K.G.; formal analysis, B.G. and D.K.G.; investigation, B.G. and D.K.G.; resources, B.G. and D.K.G.; data curation, B.G. and D.K.G.; writing—original draft preparation, B.G. and D.K.G.; writing—review and editing, D.K.G.; visualization, B.G.; supervision, B.G.; project administration, B.G.; funding acquisition, B.G. and D.K.G. All authors have read and agreed to the published version of the manuscript.

Funding

Research was supported by the Slovenian research agency (grant numbers J5-3112, J7-4599, and P5-0110).

Institutional Review Board Statement

Not applicable.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Conflicts of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

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Sustainability 15 01459 g001 550
Figure 1. A hypothetical model of UR and SD factors in times of health (COVID-19) and human-induced malicious (global consequences of the war in Ukraine) hazards.
Figure 1. A hypothetical model of UR and SD factors in times of health (COVID-19) and human-induced malicious (global consequences of the war in Ukraine) hazards.
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Sustainability 15 01459 g002 550
Figure 2. PRISMA diagram of the protocol for searching, inclusion, and exclusion of reviewed articles.
Figure 2. PRISMA diagram of the protocol for searching, inclusion, and exclusion of reviewed articles.
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Table
Table 1. Key elements of the scientific articles included in the literature review by EBSCOhost database.
Table 1. Key elements of the scientific articles included in the literature review by EBSCOhost database.
Subject/Found Articles (E)/Extracted Articles (En)E(n)/ *AuthorsType of the ArticleTitle/ObjectivesOutcomes**
Urban planning/
E = 14/
En = 2		E1/EQBeceiro et al. (2022) Case study/PortugalAssessment of the contribution of Nature-Based Solutions (NBS) to UR: application to the case study of Porto“Nature-Based Solutions (NBS) provide a systemic approach to promote the maintenance, enhancement, and restoration of biodiversity and ecosystem services (ES) in urban areas, helping to enhance UR in the water sector”(p. 1). “The RAF application allowed developing an integrated assessment of the main NBS aspects for the improvement of UR, which to date have been evaluated separately by different studies” (p. 17).N
E2/EQFu et al. (2021)Case study (Mill Creek watershed, OH, USA)Assessment of green infrastructure performance through an urbanresilience lens“Green infrastructure (GI) is widely recognized for reducing risk of flooding, improving water quality, and harvesting stormwater for potential future use” (p. 1). “To implement the open space scenario in our urban demonstration site, suitable vacant lots could be converted to greenspace (e.g., forest, detention basins, and low-impact recreation areas)” (p. 1).N
SD/E = 13/En = 3E3/MGAcuti et al. (2020)Qualitative content analysisCompany disclosures concerning the resilience of cities from the SD Goals (SDGs) perspective “This study provides new insights into the contribution of companies to the resilience of cities, thus advancing the literature on the link between business and UR” (p. 1).P
E4/UIJiménez-Medina et al. (2021)Case study (La Unión, Spain)Tourism business, place identity, SD, and UR: a focus on the sociocultural dimension“Along the twentieth century, city with a mining tradition place faced a severe industrial crisis. Building on its history, heritage, and resources, the local economy changed towards the mining heritage tourism business” (p. 1) This article describes such a process of development and UR. Results have shown how the tourism sector allows to preserve the mining tradition.P
E5/DAquilino et al. (2020)Case study (Bari, Italy)Earth observation for the implementation of SD Goal 11 indicators at local scale: monitoring of the migrant population distribution “The study focused on updating the distribution map of the migrant population” (p. 1). “The indicators obtained could support urban planners and decision makers not only in the increasing migration pressure management, but also in the local level monitoring of Agenda 30” (p. 19).W
Urban growth/
E = 7/
En = 1		E6/MGLi et al. (2021)Case study (Beijing, China)The dynamic development process of UR: From the perspective of interaction and feedback “The urban system is gradually becoming a multi-level and multipolar network under the rapid development of information and communication technology” (p. 1). “Case study shows that each sub-network resilience has its sensitivity factors, which should become policy concerns and can maximize the output under the same input” (p. 1).P
E7/MGSharma (2021)Case study (Dhaka, Bangladesh)Reactive, individualistic and disciplinary: the UR project in Dhaka“At the urban level, resilience represents an uncomfortable partnership between goals of enhanced environmental safety and the continued championing of economic growth as the core indicator of SD. Drawing on a critical political economy approach, this paper worked to tease out the intricacies of this difficult union by theoretically developing the traits of resilience as reactive, individualistic, and disciplinary, and empirically examining Dhaka” (p. 11).P
Cities and towns/
E = 6/
En = 2		E8/SEDai et al. (2019)Case study (Sanya, China)A hierarchical measurement model of perceived resilience of urban tourism destination“This study develops a macro–micro hierarchical resilience measurement model for tourism city from a resident perception-based perspective. Destinations should consider the five aspects of resilience, (social, economic, resources, governance, knowledge) at both the urban and community levels. For example, social networks and learning abilities have proven to be important components of resilience” (p. 777).P
E9/MGDiaz-Sarachaga and Jato-Espino (2019)Empirical researchDo sustainable community rating systems address resilience?“After selecting the most relevant community rating systems, this research determined their adequacy to handle urban challenges by benchmarking them against the major international efforts and some relevant resilience assessment tools extracted from the study of eight global frameworks” (p. 62).P
Green infrastructure/
E = 3/
En = 0
Emergency management/
E = 2/
En = 2		E10/UIHuck et al. (2020a)Case study (Christchurch, New Zealand)Building urban and infrastructure resilience through connectivity: an institutional perspective on disaster risk management in Christchurch, New Zealand“Study shows that debates on UR can benefit from the concept of institutional connectivity—defined as institutionalized forms of vertical, horizontal or cross-territorial interaction—to systematically address these complexities” (p. 1). “Study argue that scholars of risk management should not see institutional connectivity as a goal in itself but rather as contested processes that can either support or impede specific resilience capacities” (p. 8)./
E11/MGHuck et al. (2020b)Case study (Rotterdam)Towards resilient Rotterdam? Key conditions for a networked approach to managing urban infrastructure risks“Critical infrastructures are increasingly recognized to be playing important roles in UR theory and practice. Conclusions call for national and supranational legal reforms to establish uniform procedural rules for urban risk management and contingency planning to provide guidance for municipalities on how to enhance the resilience of their cities and infrastructures” (p. 12)./
Social capital/
E = 1/
En = 1		E12/EQAnguelovski et al. (2019)Case study (Municipality of Medellín)Grabbed urban landscapes: Socio-spatial tensions in green infrastructure planning in Medellín“Through the analysis of a greenbelt project, an emblematic case of green infrastructure planning in Medellín, article argue that, as the Municipality of Medellín is containing and beautifying low-income neighborhoods through grabbing part of their territories and turning them into green landscapes of privilege and pleasure, communities are becoming dispossessed of their greatest assets––location, land and social capital” (p. 133).N
S12—Urban renewal/
E = 1/
En = 1		E13/SEZhou et al. (2021)Empirical studyAchieving resilience through smart cities? Evidence from China“Four aspects of UR are analyzed: economic resilience, social resilience, ecological resilience, and infrastructure resilience” (p. 1). “The results show that the construction of smart cities significantly generally improves UR, but different types of UR are affected differently: with urban economic and social resilience being significantly positively affected, and urban ecology and infrastructure resilience being significantly negatively affected” (p. 13)./
Quality of life/
E = 1/
En = 1		E14/SEOkumura et al. (2021)Case study (Rio de Janeiro)Integrated water resource management as a development driver—prospecting a sanitation improvement cycle for the greater Rio de Janeiro using the city blueprint approach“The purpose of this work is to pose the key role of Integrated Water Resource Management for a city’s SD, aiming to improve social, economic, and environmental conditions. It is important to highlight that sanitation strategy accomplishment also relies on a supportive Governance that enables sustainable urban growth by integrating urban plan, urban design, sanitation, mobility, economic expansion, with strong social participation” (p. 1).N
(*): (EQ)(UI)(SE)(MG)(D): See Figure 1. (**): (N)(W)(P)(C): See Figure 1. E1: [29], E2: [30]; E3: [31], E4: [32]; E5: [33]; E6: [34]; E7: [35]; E8: [36]; E9: [37]; E10: [38]; E11: [39]; E12: [40]; E13: [41]; E14: [42].
Table
Table 2. Key elements of the scientific articles included in the literature review by JSTOR database.
Table 2. Key elements of the scientific articles included in the literature review by JSTOR database.
Clusters/Retrieved Articles (J)/Extracted Articles (Jn)J(n)/ *AuthorsType of the ArticleTitle/ObjectivesOutcomes**
Environmental sciences/
J = 11/
Jn = 3		J1/UICilk (2020)Qualitative empirical study; case study National culture and UR: a case study of resilient cities“UR efforts are not strongly influenced by national culture, but instead share a common thread of being inclusive, future-oriented, and prioritizing quality of life over profits” (p. 18)./
J2/EQManteaw (2020)Theoretical article (Sub-Saharan Africa)Mindscapes and landscapes: learning to adapt in transnational climate adaptation collaborative in Africa“Through experiences of self-observation and insightful awareness of local ecologies and realities, people living in their communities are able to self-organize as ‘Self-Critical Epistemological Awareness’. The capacity to build new knowledge and the ability to utilize the different knowledge forms emerge out of the changing manifestations of climate change impacts” (p. 101).N
J3/DSiddiqui et al. (2022)Book chapter (Bangladesh)Climate Change and Mitigation in Bangladesh: vulnerability in urban locations“The aim of this chapter is to develop an understanding of those who have moved to urban locations in the context of climate change and assess their gains and vulnerabilities in urban settings” (p. 114).N
Peace and conflict studies/
J = 2/
Jn = 1		J4/MGWade et al. (2021)Empirical studySustainable governance networks and urban internet of things systems in big data-driven smart cities“Smart sustainable cities develop heterogeneous big data-driven tools throughout numerous scales that are linked through various wireless interconnected sensor networks, which supply and systematize incessant input in relation to different features of urbanity” (p. 68)./
Health sciences/
J = 1/
Jn = 1		J5/SEThorén (2021)Book chapter (theoretical)Resilience“Resilience is an important concept in sustainability science, but it is crucially secondary to other concepts, such as sustainability itself. Two important forces act on sustainability science: one is the coalescence around some disciplinary core; the other is the expansion and inclusion of further disciplines” (p. 87)./
Urban studies/
J = 1/
Jn = 1		J6/EQRoggema et al. (2020)Book chapter; case study (The Netherlands)The ‘Beltscape’: new horizons for the city in its natural region“The concept of the Green Belt is taken as the starting point of reference for Dutch regional and national planning approaches. The core question in this chapter is whether these areas, the former Green Belts, should be allowed to evolve as dynamic new urban centers or whether the notion ofopen green landscapes should be permanently retained” (p. 119).N
*: (EQ)(UI)(SE)(MG)(D): See Figure 1. **: (N)(W)(P)(C): See Figure 1. J1: [43]; J2: [44]; J3: [45]; J4: [46]; J5: [47]; J6: [48].
Table
Table 3. Key elements of the scientific articles included in the literature review by other databases.
Table 3. Key elements of the scientific articles included in the literature review by other databases.
Clusters/Retrieved Articles (G)/Extracted Articles (Gn)G(n)/ *AuthorsType of the ArticleTitle/ObjectivesOutcomes**
Urban sustainability—UR
G = 43/
Gn = 24		G1/MGCaldarice et al. (2021)Case study, ItalyThe relevance of science–policy–practice dialogue. Exploring the urban climate resilience governance in Italy“The paper analyses the urban climate resilient strategies of the Italian metropolitan cities. The paper suggests an iterative process to unlock the science-policy-practice dialogue for contributing to operationalize urban climate resilience fostering thanks to a multiscalar governance approach” (p. 1).P
G1/EQ
G2/MGCarta et al. (2021)Case study, CopenhagenResilient communities: a novel workflow“Presented model analyses successful sustainable communities extracting information about daily routines (commuting, working, use of buildings etc.). The aim of the proposed model is to suggest to designers and city-level policy makers improvements to help them to achieve different levels of sustainable goals” (p. 1).N
G2/UI
G3/MGCaughman (2020)Systematic reviewCollaboration and evaluation in US and resilience transformations: the keys to a just transition?“Article explores the role of partnerships and collaborations as well as monitoring and evaluation in facilitating and accelerating equitable urban sustainability and resilience transformation and concludes with the establishment of just transformative capacity” (p. 1).N
G3/UI
G4/SEChen et.al. (2022)Systematic reviewIntegrated social–ecological–infrastructural management for UR“Enhancing UR requires integrated approaches towards the management of social, ecological, and infrastructural systems. This Article aims to offer a better scientific basis for the planning and design of resilient urban social-ecological-infrastructural systems” (p. i).N
G4/UI
G5/MGClavin et al. (2020)Literature reviewResilience, adaptation, and sustainability plan assessment methodology: an annotated bibliography“The review findings addresses a set of plan quality principles that can be used for future plan and associated material assessment. The discussion highlights concepts observed related to resilience, adaptation, and sustainability terminology, and findings from the review related to the state of practice and research on resilience, adaptation, and sustainability planning” (p. i)./
G5/UI
G5/EQ
G6/UICobbinah (2021)Case study, GhanaUR in climate change hotspot“This paper analyzes the unexplored potentials of urban planning in addressing issues of climate change in the continent and makes recommendations for the engagement of urban planning in developing resilient African cities” (p. 1).N
G6/EQ
G7/UIElmqvist et al. (2019)Framework developmentSustainability and resilience for transformation in the urban century“Article propose a new framework that resolves current contradictions and tensions; a framework that will significantly help urban policy and implementation processes in addressing new challenges and contributing to global sustainability” (p. 267).P
G8/MGFastiggi et al. (2021)Quantitative studyGoverning UR:organizational structures andcoordination strategies in 20 NorthAmerican city governments“This paper describes how UR governance is structured and coordinated in 20 North American cities (19 US and one Canadian) based on interviews with city officials” (p. 1262). Article pointed the need for a clear definition of resilience, strong leadership, and stakeholder engagement.N
G8/SE
G9/MGFrantzeskaki et al. (2021)Literature reviewUrban sustainability science: prospects for innovations through a system’s perspective, relational and transformations’ approachesProposal for the future of urban sustainability science centers on emphasizing the relevance and policy applicability of systems’ thinking, value and place thinking and transitions/transformations thinking as fundamental to how knowledge is co-produced by search science, policy and society and becomes actionable” (p. 1).P
G9/SE
G10/MGYaman Galantini (2019)Literature review, quantitative analysisCatching on “UR” and examining “UR planning”“Paper aimed to clarify how resilience can be positioned in urban planning paradigms” (p. 882) “Paper aimed that assuredly necessitates to understand the interdependencies between various urban aspects” (p. 901)./
G10/UI
G10/SE
G11/UIHong et al. (2022)Standardization of dataThe coupling relationship between UR level and urbanization level in HefeiArticle explains whether the UR level is coupled with the urbanization level and the degree of coupling, providing advice and wisdom for the future high-quality urban development of Hefei” (p. 1). “What should be paid more attention to is infrastructure and ecology and to enhance their resilience” (p. 7)./
G11/EQ
G12/SEKapucu et al. (2021)Literature reviewUR for building a sustainable and safe environment“Article offers perspectives and conception of UR, and how it can help urban areas to prepare and adapt to absorb and recover from external and internal disturbances and reduce urban vulnerabilities with policies and governance” (p. 10).P
G12/MG
G13/DKhan et al. (2021)Quantitative studyFactors affecting UR and sustainability: case of slum dwellers in Islamabad, Pakistan“Study aims to determine and analyze the factors that are associated with UR and sustainability for the slum inhabitants of Islamabad, Pakistan. Study considered a limited number of factors that affect UR and urban sustainability” (p. 1)./
G13/SE
G14/MGRamires Lopez et al. (2020)Literature reviewSustainability and resilience in smart city planning: a review“Urban planning is recognized as an interaction between the state and society, which aims to articulate public policies in the territory, facilitating their administration in favor of greater development and well-being of society. The main result is to consider cities with a complex systems approach” (p. 1).P
G14/SE
G15/UINarieswari et al. (2019)Data source reviewMulti-dimensional UR index for sustainable city“Paper describes quantitative study in Semarang City that aims to build an index using secondary data by considering 5 dimensions: social, economic, infrastructure, institutional” (p. 1). “The results of resilience measurements show the infrastructure dimensions is a very influencing factor” (p. 7).N
G15/SE
G15/MG
G16/EQCreamer et al. (2021)Data source reviewLong-term resilient and sustainable cities: a scoping paper“The research paper looks at actions needed to make cities resilient and livable places, by prioritizing the inter-relationship between people and place, especially the natural environment” (p. 101).N
G16/SE
G17/MGNi’mah and Roychansyah (2021)Literature reviewUrban sustainability and resilience governance: review from the perspective of climate change adaptation and disaster risk reduction “This study aimed to identify the general framework of adaptive urban governance by review, elaboration, and analysis of documents” (p. 83). “Anticipatory governance requires application of the principle of proactivity and future foresight in policy formulation” (p. 95).P
G17/MGEskandari Nodeh (2019)Descriptive analytical methodIdentifying resilience dimensions and its impact on urban sustainability of Rasht city “The purpose of this study is to identify the dimensions of UR and their relationship with urban sustainability in Rasht” (p. 63). “Findings show that social resilience, economic resilience, resilience environmental-physical and institutional resiliency affect urban sustainability” (p. 63).
G18/UI/
G18/EQ
G19/MGPhilibert Petit (2022)Descriptive-analytical methodSmart city technologies plus nature-based solutions: viable and valuable resources for UR“Article is about the possible and desirable networking of Smart City Technologies (SCT) with the emerging resource of Nature-Based Solutions (NBS), for cities to efficiently and effectively achieve resilience from threats, hazards, and disturbances occasioned by an SD model” (p. 377).N
G19/SE
G20/UICreamer et al. (2021)Descriptive-analytical methodLong-term resilient andsustainable cities:a scoping paperArticle pointed out 5 pillars of UR: urban governance, urban planning and environment, resilient infrastructure and basic services, urban economy and society, urban disaster risk management. /
G20/SE
G20/MG
G20/EQ
G21/MGSethi et al. (2021)Case study, IndiaHow to tackle complexity in urban climate resilience? Negotiating climate science, adaptation and multi-level governance in India“Article draw on suitable adaptation measures for five key urban sectors—water, infrastructure, building, urban planning, health and conclude a sleuth of climate resilience building measures for policy application through national/state policies, local urban plans and preparation of city resilience strategy” (p. 1).N
G21/EQ
G21/UI
G22/EQZeng et al. (2022)Literature reviewUR for urban sustainability: concepts, dimensions, and perspectives“Study has identified key indicators of UR under three major components like adaptive capacity, absorptive capacity and transformative capacity” (p. 1). “This study argues that system resilience is critical for attaining sustainability in a rapidly urbanized condition” (p. 18)./
G22/UI
G22/MG
G23/UITootoonchi et al. (2021)Literature reviewIntroducing a new paradigm in urban planning through integration of resilience and critical theory to increase feasibility of UR“The concept of resilience cannot respond to emerging problems by itself” (p. 527). “This article shows that integrating critical theory and resilience can compensate the existing weaknesses in resilience and increase its feasibility” (p. 528)./
G23/MG
G24/UIUrquiza et al. (2021)Literature reviewAn integrated framework to streamline resilience in thecontext of urban climate risk assessment“Article offers an integrated analytical framework and methodological pipeline to streamline resilience analysis in the context of urban climate risk assessment” (p. 1).P
*: (EQ)(UI)(SE)(MG)(D): See Figure 1. **: (N)(W)(P)(C): See Figure 1. G1: [33]; G2: [49]; G3: [50]; G4: [51]; G5: [52]; G6: [53]; G7: [54]; G8: [55]; G9: [56]; G10: [57]; G11: [58]; G12: [59]; G13: [60]; G14: [61]; G15: [62]; G16: [63]; G17: [64] G18: [65]; G19: [66];G20: [63]; G21: [67]; G22: [68]; G23: [69]; G24: [70].
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Grum, B.; Kobal Grum, D. Urban Resilience and Sustainability in the Perspective of Global Consequences of COVID-19 Pandemic and War in Ukraine: A Systematic Review. Sustainability 2023, 15, 1459. https://doi.org/10.3390/su15021459

AMA Style

Grum B, Kobal Grum D. Urban Resilience and Sustainability in the Perspective of Global Consequences of COVID-19 Pandemic and War in Ukraine: A Systematic Review. Sustainability. 2023; 15(2):1459. https://doi.org/10.3390/su15021459

Chicago/Turabian Style

Grum, Bojan, and Darja Kobal Grum. 2023. "Urban Resilience and Sustainability in the Perspective of Global Consequences of COVID-19 Pandemic and War in Ukraine: A Systematic Review" Sustainability 15, no. 2: 1459. https://doi.org/10.3390/su15021459

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