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Article

Assessing and Ranking EU Cities Based on the Development Phase of the Smart City Concept

by
Diogo Correia
1,*,
João Lourenço Marques
2 and
Leonor Teixeira
3
1
Research Unit on Governance, Competitiveness and Public Policies (GOVCOPP), Department of Economics, Management, Industrial Engineering and Tourism (DEGEIT), School of Design, Management and Production Technologies—North Aveiro School (ESAN), University of Aveiro, Campus Universitário de Santiago, 3810-193 Aveiro, Portugal
2
Research Unit on Governance, Competitiveness and Public Policies (GOVCOPP), Department of Social, Political and Territorial Sciences (DCSJP), University of Aveiro, Campus Universitário de Santiago, 3810-193 Aveiro, Portugal
3
Department of Economics, Management, Industrial Engineering and Tourism (DEGEIT), Institute of Electronics and Informatics Engineering of Aveiro (IEETA)/Intelligent Systems Associate Laboratory (LASI), University of Aveiro, 3010-193 Aveiro, Portugal
*
Author to whom correspondence should be addressed.
Sustainability 2023, 15(18), 13675; https://doi.org/10.3390/su151813675
Submission received: 20 August 2023 / Revised: 5 September 2023 / Accepted: 7 September 2023 / Published: 13 September 2023

Abstract

:
Policymakers face numerous challenges in benchmarking and assessing cities’ current development states. This study extends the understandings of previous research to provide a new perspective about how to rank smart cities’ developments by comparing the existing initiatives with city population density (as a proxy of socio-demographic characteristics) and the respective smart city phase. Quantitative analysis was performed to cluster the European Union cities according to the number of existing projects in the literature organized by smart city categories. Furthermore, to allow for the assessment of the city’s state, a composite indicator was developed that takes into consideration the different category weights to ultimately provide a smart city ranking. By clustering the categories using a Principal Component Analysis (PCA), it was possible to relate them with a specific smart city phase. In addition, for a reasonable benchmark, the city’s population density was considered. Moreover, this paper ranks the cities of the European Union and provides insightful information about the development phase of the smart city concept of each territory. The results show that on a normalized scale of 0 to 1000, the largest cities or the ones with most initiatives do not rank first. Furthermore, it shows that in similar socio-demographic contexts, there are variations in the smart city stage. Therefore, applying the contribution and findings of this research can help identify these differences and establish a set of best practices for improving the design and effectiveness of smart city strategies.

1. Introduction

Smart cities emerged to address rapid urbanization and urban agglomeration, solving traffic issues, waste management, air quality, social pressure and inequality, economic speculation, and the inefficiency of emergency bodies [1,2].
In the 1990s, this concept started being associated with information and communication technologies (ICTs) and how they would improve and optimize city management [3,4,5,6,7].
Until 2010, the number of studies reported in the literature was low. It was only with the support of Horizon 2020 funding from the European Commission that the proliferation of smart city initiatives gained significant attention [8]. In the recent years, the subject of the smart city has been gaining attention because of the emergence of extreme events such as the COVID-19 pandemic and the global discussion of climate change effects; As a result, a city’s readiness to provide a prompt response based on the correct assessment of the affected population, transportation, economic disaster risks, and integrated risk before major haze disaster events, all of which are important for disaster risk management operations, has come to the fore [9,10,11].
The concept of the smart city has passed through three stages [12,13]. Moreover, it evolved from the focus on technology led by corporate interests (Smart City 1.0) to using it as an enabler of the city’s sustainability and citizens’ quality of life (Smart City 2.0). Nowadays, citizens play a crucial participatory role in designing and contributing to city planning strategies (Smart City 3.0).
Nevertheless, the creation of a successful smart city strategy depends on existing data and correct benchmarking [14,15]. Therefore, it is important to categorise data in specific areas or smart city categories. Another synonym that can be associated with “areas” is “verticals”, which Janurova, Chaloupkova, and Kunc [16] describes as the lens through which smart city solutions engage with specific city problems. Furthermore, Kitchin [17] suggests the technologies deployed in smart cities fall under eight verticals or domains comprising: (1) government; (2) security and emergency services; (3) transport; (4) energy; (5) waste; (6) environment; (7) buildings, and (8) homes. On the other hand, Griffiths [18], highlights six smart city indicators, namely: (1) city services; (2) smart utilities; (3) smart healthcare, (4) connected and autonomous vehicles, (5) last-mile supply chain and logistics, and (6) connectivity and data.
Since the increase in attention to the topic in 2010 [19], there has been an exponential growth of publications with a strong multidisciplinary nature in their subjects, dominated mainly by China, Italy, the USA, Spain, and the UK [20].
However, little importance and attention have been given to smaller cities, which tend to have lower representation and a lack of comprehensive understanding of their smart city initiatives [21]. The geographic portrait of existing smart city initiatives would give policymakers and researchers knowledge about existing case studies and enhance the sharing of best practices and benchmarking [22].
Correia, Teixeira, and Marques [22] reviewed the state of the art of smart cities in Portugal and concluded that cities are very dependent on financing opportunities to support smart city investments. In addition, Smékalová and Kučera [23] studied the implementation of the smart city concept in the Czech Republic and confirm the relation between the size and absorption capacity of European funds since the larger the city, the more intense the investment activity. Cities have been focused on specific applications and themes to leverage their smart city approaches, rather than promoting holistic strategies. Examples can be found in Finland [24], Romania [25], Slovakia [26,27], Poland, and Ukraine [28]. This led cities to a partial implementation of smart city strategies [29]. Therefore, scaling is widely perceived as a major concern [30]. Nevertheless, although the success of a development of a smart city strategy may be related to the capacity of securing funding, smaller cities’ achievements have been neglected as a result of the challenge of assessing the current development phase of the smart city concept in each territory and understanding its meaning.
Following the approach used by Correia et al. [31] to evaluate existing projects in the European Union member states and compare these results with macroeconomic aspects, this study aimed to perform an in-depth analysis, bringing the focus from countries to the scope of cities. Furthermore, an extended analysis of the literature to study the existing smart city initiatives in the cities of the European Union was conducted.
Past research has not considered the evolution noticed in the smart city concept in the assessment and ranking of smart cities [15] and so it is common for larger cities to appear in the first places, neglecting what is being done in smaller cities [32,33,34,35].
Thus, the goal of this research was to establish a smart-city-level composite indicator to evaluate each city and compare them according to the territories’ population densities (as a proxy of socio-demographic characteristics). Furthermore, we cross-compared the information found in the literature about the areas and scope of existing projects (weighting it according to the respective smart city phase) with the population and territory dimension. The results of this assessment will set the foundations for a more structured and integrated debate about how policymakers can improve or design a dedicated smart city strategy.
The research questions are “How can the smart city development stage be assessed?” and “How can smart cities be ranked considering their socio-demographic context and development stage”. A review of the literature was performed where a search was undertaken in Scopus for evidence of smart city implementations in each territory to draw conclusions about the development phase of the concept in each city. Finally, the cities were ranked as a practical example of the application of an indicator of smart city development stage.
The characterisation of current initiatives provides policymakers and researchers with knowledge about existing case studies that can enhance the sharing of best practices and benchmarking.
The following section describes a four-step methodology. Moreover, it details the research process undertaken to find the smart city composite indicator. The results of the methodology procedure are detailed in Section 3 and a ranking of the first 50 European Union cities is presented. Section 4 has a discussion of the results, and lastly, conclusions, limitations, and avenues for future research are presented.

2. Materials and Methods

The methodology started with a Scopus inquiry to collect data about the current state of the European Union’s cities regarding the number and scope of the existing smart city initiatives.
The search was performed for each of the 27 European Union member countries, using the keywords “Smart Cit*” + “Name of the Country”. An example of a search query is “Smart Cit*” + “Portugal”. This way, all terminations (such as city, cities, citizens) were included to avoid biased results. The titles, abstracts, and keywords of each article were analysed.
Based on qualitative analysis, two codes were generated. A first code connected to the identification of the city (since the search query only referred to the country), and a second code concerning the subject of the paper were generated. Thus, in the case of a paper on a new algorithm to optimise waste management collection in the city of Lisbon, obtained by the search query “Smart Cit*” + “Portugal”, two codes were allocated, Lisbon and Waste.
In this way, on the one hand, it was possible to find existing smart city categories based on the keywords referred to in the subject of the paper to ultimately quantify the number of projects by city and by category.
As inclusion and exclusion criteria, repeated and non-relatable papers were excluded from the sample, as were non-English manuscripts or those that did not mention any specific city or case study. Only journal and conference papers were considered. Furthermore, if there was no city (neighbourhood or urban district) identified in the title, abstract, or keywords, or the subject of the paper was about generic study of numerous cities within a country, the manuscript was excluded from the final detailed analysis. The results that spoke of projects in specific companies or rivers, for example, without necessarily identifying a specific city, or having the city as the main beneficiary of the initiative were also excluded. Double counting was only allowed when the paper referred to specific case studies in different cities, regardless of the country. In addition, each paper was only allocated to a single category.
Correia et al. [31] obtained 22 smart city categories. After conducting a principal component analysis, these 22 categories were reduced to four dimensions. Nevertheless, every category had a representation and contribution in each factor. Furthermore, if a city had only one project in a category that was significant in Factor 1, it would still have scores in the remaining factors, because although this category was not significant, it still contributed in the other factors. As an example, in Table A24 (Appendix A), the city of Poprad in Slovakia has only one project in the category of Community, Participation and Inclusion (Factor 4); however, Appendix B shows that the city has scores in every factor.
Thus, this analysis served to obtain the scores of each city according to the number of existing projects by the respective smart city category. Thus, after obtaining the values of each factor by city, a composite indicator was built. This composite indicator was calculated by first multiplying the number of projects in each category by the significancy value of that category in the factor. As explained in the example above, the single project in that category was multiplied by the category’s representation in each factor.
Furthermore, the four factors were directly associated with a specific stage of the smart city concept. Factor 1 joined the categories of Smart City 1.0; Factor 2 mirrored an extension of Smart City 1.0; Factor 3 considered the areas of Smart City 2.0; and Factor 4 was constituted by the categories of Smart City 3.0. When matching with the smart city literature, Factor 1 corresponded to the lowest stage (Smart City 1.0), while Factor 4 corresponded to the highest stage (Smart City 3.0). Thus, generically, Factor 1 should have a greater overall contribution because cities usually have more projects in the first stage of the concept. Therefore, the inverse values were considered to give greater preponderance to the cities that have projects in the third stage of the concept. This way, if two cities have the same number of projects, the one that has more in the third phase of the concept should rank higher.
Thus, after obtaining the city results for each factor based on the multiplication of the number of projects in each category and the representation of the category in each factor, the score values of each factor to calculate the smart city composite indicator were divided by the population density of the city to reduce biased results and give greater preponderance to the efforts of smaller cities. This way, if cities had the same number of projects, the city with lower population density would rank higher. Therefore, several classes of population density were constituted to ultimately allow the comparison according to specific population ranges. The ultimate goal was to weight the number of projects according not just to the explanation of each factor but also the relationship between their population and the area of the territory. Moreover, the sole consideration of the density value as a direct proportion to the final ranking would means smaller cities (which tend to have just one or two projects) had greater positions in the ranking. Moreover, it was important to define a fair proportion between the different density classes to overcome biased results.
The results of the factors by city were summed and normalized on a scale of 0 to 1000 to give a ranking score to each factor. Following, the resulting factor scores were multiplied by the inverse value of the contribution of each factor to rank higher cities that had more projects on the factors that matched later phases of the Smart City concept. Finally, the smart city compositive indicator was applied to each city, the results were sorted, and a ranking of the cities was established.
Figure 1 summarizes the methodology: Step 0 refers to the 22 smart city categories and four factors obtained explained in the past research; Step 1 describes the score results by city for each factor when multiplying the number of projects by the significancy of each category; Step 2 proposes several classes of population density to divide the score results by that value; Step 3 normalizes the final sum of the factor scores on a scale from 0 to 1000; and Step 4 introduces the smart city literature to explain why the scores should be considered and multiplied by the inverse values of the total variation explanation of each factor.

3. Results

This section provides a concise and precise description of the experimental results and their interpretation, as well as the experimental conclusions that can be drawn. The oldest research pieces obtained from the search queries are from 2010. Thus, the projects that constitute this sample range from 2010 to 2021. The calculation of each methodology step is represented in Figure 2.

3.1. City Cluster Analysis and Factor Scores

3.1.1. Smart City Categories

Smart city areas have been expanding throughout the years in terms of scope and number. Several authors have reflected on and identified several categories and dimensions in the literature [2,16,17,18,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50]. However, until recently, it remained unclear what the existing verticals are and their respective smart city phases.
Following a multiple-step inductive qualitative analysis, Correia et al. [31] found 22 smart city categories. Thus, after the search on Scopus using the query “Smart Cit*” + “Name of the Country” (applied to every European Union member state), the titles, abstracts and keywords were analysed to allocate a first code connected to the identification of the city and a second code concerning the contribution of the paper. Based on this codification, it was possible to inductively find the smart city categories.
Nevertheless, to reduce the number of dimensions and to group the categories in large dimensions and find their meaning, a principal component analysis (PCA) was carried out where the categories were grouped into four large areas (with a loss of only approximately 15% of the initial information). The factors were also connected to the respective smart city phase [21,22,23].

3.1.2. Cities Factor Analysis

The previous four factors (dimensions) were re-calculated based on the existing projects within the cities (weights of each category). Therefore, we applied a Principal Component Analysis (PCA) to the total existing projects in the cities of the sample to find the relationships between categories. Factor loadings or weights represent the correlation between each category (variable) and each factor. Thus, it is the amount of variance in each variable that is explained by each factor, as shown below in Table 1. In each specific category, the highest explanation value of the category contemplating the values of the category for the four factors was highlighted. In summary, the explanation of the Factor is represented by the categories highlighted in grey and bold (Table 1).
The score of each of the four factors per city was obtained by multiplying the number of projects with the respective weights/loadings (aij) detailed in Table 1. As an example, if a city had just one project in the category “Community, Participation & Inclusion” (Xj, j = 1, …, 22), the final result (Yi, i = 1, …, 4) would be the multiplication of that one project by 0.516 for Factor 1; 0.459 for Factor 2; 0.305 for Factor 3; and 0.565 for Factor 4. Generically, and since each principal component (Yi) is given by a linear combination of the variables X1, X2, …, Xj, the scores for each of the four factors (Yi, i = 1, …, 4) for each city were obtained according to the following formula:
Y i = a i j X j , ( j = 1 , , 22 ;   i = 1 , , 4 )

3.2. Population Density as a Proxy of the Socio-Demographic Context

Following the previous step, it was important to consider a socio-demographic variable that could also weight the results according to the characteristics of the territory. Furthermore, the population density was considered to standardise the results, instead of considering just the population or the area of the territory, which would cause great disparity. Therefore, the number of projects in each city was divided by their population density. This allowed cities with fewer projects to have greater preponderance in the understanding of smart cities.
Nevertheless, although the population density may be used as a proxy of the socio-demographic context of a city, the understanding is that it should not have a linear impact on the number of existing smart city projects. This means considering a non-linear relationship between these two variables. The proportion between the two variables that weigh on the final results tends to give preponderance to cities with fewer projects, while not forgetting cities with a greater number of smart city initiatives. Therefore, the cities were organized in population density classes and a specific ratio was established between them.
Furthermore, nine classes with specific proportions between them were constituted (represented in Figure 3).

3.3. Normalization of the Factor Scores

Afterwards, the maximum and minimum values among cities were considered for each factor to recalculate the average values considering the minimum and maximum values.
Thus, the factor scores were normalized on a scale from 0 to 1000. Therefore, the result of each factor by city (Yi, i = 1, …, 4), took into consideration the minimum and maximum factor scores of every city (Yj, j = 1, …, 307). Thus, each one of the four city factors’ final result was obtained according to the following formula:
Y i = Y i M i n   ( Y j ) M a x   ( Y j ) M i n   ( Y j ) 1000    

3.4. Composite Indicator to Assess the Development Phase of the Smart City Concept

A final smart city composite indicator considering the previous four factors was established. This composite indicator explains the development phase of the smart city concept of a territory.
Thus, in the final step, the values for the factor of each city value were multiplied by the total variation explanation of each factor. Nevertheless, since the understanding is that the most advanced cities have more projects in Factor 4 (Smart City 3.0) and did not necessarily have to go through all stages, more importance was given to the last factor. Therefore, to have a better weighting for the final result, the inverse value of the total variation explanation of each factor was considered to obtain the final smart city composite indicator for ranking. Moreover, as shown in Figure 4 and in Table 2 (“Weightings for rankings”), Factor 1 explains 2.85% of the development phase of the smart city concept, Factor 2 explains 19.24%, Factor 3 contributes 34.85%, and, finally, Factor 4 has an impact of 43.06% on the final result.
In short, once the scores were calculated for each city, in the four factors (Yi), it was possible to build a composite indicator (to calculate the final Smart City ranking), considering different weights. By assigning higher weights to eigenvectors associated with smaller eigenvalues, we ensured that factors contributing more significantly to the overall variation in the data received greater importance in the composite indicator. Thus, the final weights used to build the composite indicator are shown in Table 2, which was calculated as follows:
W i = ( E i ) 1 ( E i ) 1
This allows the level of maturity of development of the concept to be evaluated so that cities can design any roadmaps or establish any action plans that it may be necessary to implement.
At this stage, the smart city level would be directly impacted by the existing number of projects, weighted by their respective category (factor). This would mean that the smart city level would be directly impacted by the number of projects. This conclusion would be meaningless for decision makers.

3.5. Smart City Ranking

Table 3 shows the ranking of the first 50 territories. It is important to highlight the fact that the best city is Dublin, with a ranking of 907 out of a total of 1000. Table A28 (Appendix B) details the results of each of the 307 cities and provides insightful information about their factor sub-results. The results suggest that cities with fewer projects are also considered smart city territories, since the number of projects they have is significant for their population density, as is the cases of Trikala, Oulu, Antwerp, Thessaloniki, Graz, and Évora. All of them are in the top 20 and have less than 10 projects. The population density shown in Table 3 is rounded to the units.
Several outliers were excluded from the final analysis since they would bias the results, mostly because their population density was too low and therefore would weigh favourably on these territories. Moreover, they would be the best cities, even with a small number of projects. These territories were: Munzingen (Germany), Papagou (Greece), Nordhavn (Denmark), Osmannoro (Italy), Papagou (Greece), Region of Elefsina (Greece) and Les Orres (France), and the Sardinian Region (Italy).

3.6. The Example of Dublin—Application of the Methodology

Initially, from the content analysis of the literature, 22 papers were allocated to the city of Dublin. As shown in Table 4, the projects were distributed in 10 different categories.
The number of papers in each category was then multiplied by the significance of each category (see Table 1). The sum of values would give Dublin the following scores for each factor: Factor 1—11.222; Factor 2—9.726; Factor 3—8.688; and Factor 4—8.188 (Step 1—Table 5). After this, the results of the factors were divided by the population density class (see Figure 3).
Therefore, in the case of Dublin, since the population density is 4756 people/km2, the respective class was number 5. Therefore, the factor scores were divided by 2. Thus, the scores of each factor turned into: Factor 1—5.611; Factor 2—4.863; Factor 3—4.344; and Factor 4—4.094 (Step 2—Table 5).
In the following step, the resulting values were normalized on a scale from 0 to 1000, considering the minimum and maximum factor scores (minimum and maximum values) as: Factor 1—min 0.04, max 6.45; Factor 2—min 0.02, max 4.86; Factor 3—min 0.03, max 4.43; and Factor 4—min 0.00, max 4.09. This resulted in the following final scores: Factor 1—869; Factor 2—1000; Factor 3—979; and Factor 4—1000 (Step 3—Table 5).
In the final step, the score values were multiplied by the weightings for rankings (from the inverse value of the total explanation of the factor—see Figure 4). Thus, the score of each factor was obtained before it was multiplied by Factor 1—2.85%, Factor 2—19.24%, Factor 3—34.85%, and Factor 4—43.06% to ultimately result in the final factor scores: Factor 1—24.79; Factor 2—192.36; Factor 3—341.38; and Factor 4—348.54 (Step 4—Table 5). The sum of the previous values makes Dublin rank first, with a final smart city composite indicator result of 907 (Appendix BTable A28).

4. Discussion

Existing frameworks have ranked cities without considering the evolution noticed in the smart city concept [16]. Therefore, existing smart city rankings have only been looking at the number of projects (biased by communication) and have historically put larger cities in the first places, neglecting what is being done in smaller cities [32,33,34,35,51,52]. Ruohomaa et al. [24] point out that research on smart cities usually focuses on big cities, with the topic being widely neglected for medium and small cities. Moreover, the same cities are usually used as case studies. Several examples can be found in the literature [53,54,55,56,57,58,59,60].
Since the understanding of smart cities has evolved from a purely technical perspective to focus on the role that citizens may have in the development of city strategic plans, in this study, we developed a methodology that gives greater preponderance to projects in categories that are more related to the latest stages of the concept and weights that according to their population density. It is reasonable that a small city with only one project should rank higher than a larger city with the same number of projects.
Thus, the results of this study suggest that the territories that rank higher are not those with the highest number of projects nor the largest ones.
Two different assumptions were considered that can be subjective and have an impact on the final result. First, weighting the number of projects according to the population density contributes to filling the existing gap in terms of dimension versus development of the concept. Second, the definition of the classes was based on several hypotheses to guarantee that, on the one hand, the city that ranked first did not score 1000 points in each factor; the goal was not to have a role-model city, but only a city that is doing better than the others yet still has a roadmap that can be obtained, and, on the other hand, to not allow cities with very low population density and only one project to rank significantly higher than cities with more projects.
Thus, although this study may present a methodology that may have some replicability issues, it provides a fair ranking because it made the necessary assumptions to improve the recognition of the work done by cities with a smaller population and to reduce the bias of final results.
Therefore, in the top 10 cities in this ranking can be found the city of Trikala, Greece, with only eight projects, but as the city is in class 1 of population density, these projects have greater significancy than, for example, Cagliari, Italy, that ranks immediately after it and has 14 projects.
Past rankings in the literature would put Barcelona first. In this ranking, Barcelona only appears in fifth place, because although it is the city with the greatest number of projects, its population density is high, and it has only one more project than Dublin in the categories of the third phase of the concept (see Appendix A, Table A14 and Table A26). Thus, as explained before, the defined methodology aimed to consider several premises that would allow a final indicator (and a ranking) that would favour cities with the same (or almost the same) projects and lower population density, and cities that would have more representative projects in the categories of community, participation, and inclusion and privacy, security, and safety.
By giving greater preponderance to the projects and categories that are connected to the later stages of the concept, this study contributes by advocating that cities can significantly impact the quality of life of their citizens and rank higher on smart cities ranking by improving the involvement and participation of the community, rather than focusing on securing funding for investment in technological solutions.
Additional questions are raised about whether the decisions produced actually express citizens’ preferences [50]. The understanding of the weighting of each variable in the development phase of the smart city concept may also be personalized to each city. Moreover, since the comprehension of what a smart city is may differ according to the understanding and preferences of citizens, a bottom-up approach could also be taken into account to weigh this top-level methodology [61]. In addition, the literature describes several smart city barriers that can be considered by cities according to the results obtained in this paper [62,63,64,65,66,67]. Correia, Teixeira, and Marques [68] even extend this interpretation by studying which endogenous barriers have higher impact and order them by priority.

5. Conclusions

This research aimed to provide a composite indicator for smart city mature development to allow the ranking of European Union cities.
The main goals of this study were not just to provide a ranking of every city present in the literature, but to weight the smart city level composite indicator and its results, firstly according to the respective smart city category of the projects (ultimately connected to the smart city concept phase) and secondly considering the population density of each territory (organized by classes). This avoids the fact that smaller cities are often neglected and unconsidered when considering smart cities. Therefore, the final values of the four factors that constitute the composite indicator for the development phase of the smart city concept were normalized on a scale from 0 to 1000. In addition, the population density of each territory was considered and the density value of each city was matched to a class to define a non-linear relationship. This allowed a greater comparison between smaller and larger cities, since using the direct value of the population density would rank smaller cities higher (since the impact of one project would be significant based on the small scale of the territory) and larger cities lower. Furthermore, the ranking mixes smaller cities and larger cities and raises new perspectives on the discussion about what truly makes a city smart.
The management of each territory, namely the definition of an action plan, can be based on the results of the assessment methodology defined in this paper. Moreover, depending on the territory results in each factor, a strategic plan can be designed to prioritize the initiatives in the categories that will have a significant impact on its smart city development.
The first limitation of this paper may be the fact that the only source considered was Scopus. However, since the goal was to study every city present in the literature, this recognized scientific database may the most suitable, given its reliability, coverage, and integrity to use as a proxy. In the future, this study can be enhanced to include other sources. Furthermore, this study took the existing articles in the literature as a proxy for existing initiatives in each territory and considered only the analysis of titles and abstracts. In future work, the exhaustive analysis of each paper can be performed to understand the success of the case study and what impact it had on the city’s strategy. Thus, additional data such as the project size, scope, funding, and people involved can be considered.
A second limitation is the fact that cities may have skipped phases, and therefore may have not gone through Smart City 1.0 and 2.0 and have only projects in categories that constitute the third phase of the smart city concept.
Finally, the main objective of this paper was to define the process for the development phase of the smart city concept of a certain territory and not necessarily to provide a definitive ranking for cities, which can differ depending on the different assumptions and interpretations that can be made, namely the proxies that were used to weigh the results. In this case, since there are few reliable socio-demographic data for cities, population density was used as proxy for context and different classes with specific weights were considered (to overcome the linear relationship issue). Other socio-demographic (and socioeconomic) variables can be added to improve the weighting of the development phase of the smart city concept.

Author Contributions

Conceptualization, D.C., J.L.M. and L.T.; methodology, D.C. and J.L.M.; validation, J.L.M. and L.T.; formal analysis, D.C. and J.L.M.; writing—original draft preparation, D.C.; writing—review and editing, D.C., J.L.M. and L.T.; supervision, J.L.M. and L.T.; funding acquisition, J.L.M. and L.T. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by Portuguese national funds through the Foundation for Science and Technology, FCT, I.P., in the context of the JUST_PLAN project (PTDC/GES-OUT/2662/20).

Acknowledgments

This research was supported by Institute of Electronics and Informatics Engineering of Aveiro (UIDB/00127/2020) and by the research unit on Governance, Competitiveness and Public Policy (UIDB/04058/2020), both funded by national funds through FCT—Foundation for Science and Technology.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

As shown in Table A1, the sample of Austria concerns data about six territories. Graz and Vienna are the cities with most results in absolute terms. Only Vienna has results in the last phase of the smart city concept. It is also possible to notice the lack of projects in several categories.
Table A1. Number of smart city initiatives organized by city and category in Austria.
Table A1. Number of smart city initiatives organized by city and category in Austria.
AustriaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Graz291,134127.51 1 4 2 1 95
Innsbruck131,059104.9 1 11
Linz206,53795.99 1 11
Salzburg155,41665.65 1 11
Vienna1,920,949414.61 2 241 12 312 212212
Villach63,236134.9 1 11
Total2020241011190051300021
Cities2010111011150021200011
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A2, the sample of Belgium concerns data about 13 territories. Antwerp is the city with most results. However, it does not have any project in the last two categories. It is also possible to note several small cities with fewer projects and greater representation in the last phase of the smart city concept, such as Knokke-Heist.
Table A2. Number of smart city initiatives organized by city and category in Belgium.
Table A2. Number of smart city initiatives organized by city and category in Belgium.
BelgiumPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Antwerp53,00021543 1 1 94
Brussels122,000161.4 1 1 1 1 44
Flanders Region6,589,00013,625 1 1 1 21 65
Ghent263,703156 2 1 32
Knokke-Heist33,08656.4 1 11
La Louvière80,94464.2 1 11
Leuven101,03256.6 1 11
Leuze13,88673.53 1 11
Liege196,29669.41 11
Mons95,705147 3 31
Namur111,800176 1 11
Seraing63,78735.3 1 11
Wallonia Region3,648,20616,844 2 21
Total5440300100010041411050
Cities2220200100010031311050
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A3, the sample of Bulgaria concerns data about three territories. There are few initiatives in this country. There are only results in the categories of environment and air quality, culture, tourism and heritage, and digitization and interoperability.
Table A3. Number of smart city initiatives organized by city and category in Bulgaria.
Table A3. Number of smart city initiatives organized by city and category in Bulgaria.
BulgariaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Ruse147,500543.8 1 11
Sofia1,275,00013491 1 22
Varna375,000238.5 1 11
Total1000000001000000200000
Cities1000000001000000200000
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A4, the sample of Croatia concerns data about eight territories. There are few initiatives in each city. However, there are a couple of cities that have results in the last stage of the smart city concept.
Table A4. Number of smart city initiatives organized by city and category in Croatia.
Table A4. Number of smart city initiatives organized by city and category in Croatia.
CroatiaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Bol169423 1 11
Dubrovnik41,6711441 1 22
Koprivnica28,66691.5 1 11
Osijek10,000175 1 11
Rijeka100,00043.2 1 11
Sisak40,185419 1 11
Split161,31279.6 1 11
Sveti Križ Začretje566040.4 1 11
Total1210000000020000100020
Cities1210000000020000100020
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A5, the sample of Cyprus concerns data about two territories. Nicosia has the most results, and there is a noticeable representation of multiple categories.
Table A5. Number of smart city initiatives organized by city and category in Cyprus.
Table A5. Number of smart city initiatives organized by city and category in Cyprus.
CyprusPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Limassol101,00035.09 2 1 32
Nicosia55,01420.08 2 1 1 1 165
Total0020002000010000100111
Cities0010001000010000100111
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A6, the sample of the Czech Republic concerns data about 13 territories. Brno has the most results. Several smaller cities, although they have few projects, are starting the smart city approach with categories of the third stage of the concept.
Table A6. Number of smart city initiatives organized by city and category in Czech Republic.
Table A6. Number of smart city initiatives organized by city and category in Czech Republic.
Czech RepublicPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Brno382,405230.2121 11 1 1 1 98
Havířov70,16532.1 1 11
Jeseník37,709719 1 11
Karlovy Vary293,3113315 1 11
Karvina50,90257.5 1 11
Lovosice887311.89 1 11
Moravia Silesian1,192,8345427 1 11
Ostrava284,982214 111
Prague1,335,084496 2 1 1 1 1 1 76
Uherske Hradiste25,00121.3 1 11
Usti nad Labem91,98294 1 1 1 33
Zdarna80010.36 1 11
Zlín74,4781040 1 1 22
Total1240250011111031210031
Cities1130250011111031210031
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A7, the sample of Denmark concerns data about six territories. Aarhus is the most-represented city, having projects in 11 smart city categories.
Table A7. Number of smart city initiatives organized by city and category in Denmark.
Table A7. Number of smart city initiatives organized by city and category in Denmark.
DenmarkPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Aalborg219,4871144 1 11 33
Aarhus352,751468.92 11 1 111 2 11 2 1411
Copenhagen638,11788.251 2 3 1 1 85
Odense205,509304.3 1 11
Region of North Jutland590,4397933 1 11
Sønderborg73,831496.6 1 1 22
Total3111002031151030211030
Cities2111002021131020211020
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A8, the sample of Estonia concerns only data about two territories. Nevertheless, these cities already count several projects.
Table A8. Number of smart city initiatives organized by city and category in Estonia.
Table A8. Number of smart city initiatives organized by city and category in Estonia.
EstoniaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Tallinn438,341159.4 1 4 52
Tartu95,430154 1 111 44
Total0010000000000021500000
Cities0010000000000021200000
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A9, the sample of Finland concerns data about eight territories. Helsinki and Oulu are the cities with the greatest number of projects. There is a noticeably greater focus of the country on the third stage of the concept, since five cities have projects in these categories.
Table A9. Number of smart city initiatives organized by city and category in Finland.
Table A9. Number of smart city initiatives organized by city and category in Finland.
FinlandPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Espoo290,000312.3 11 1 1 44
Hämeenlinna67,8481785 1 11
Helsinki656,920214.32 11 3 4 1 2 147
Lohja45,886939.1 1 11
Oulu207,3272971 1 31 3 84
Region of Häme170,5775199 1 11
Tampere241,009524.9 1 2 1154
Tuusula38,783219.5 1 11
Vaasa67,551364.7 1 1 22
Total2110161000110050801081
Cities1110141000110030401051
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A10, the sample of France concerns data about 11 territories. Lyon is the city with the greatest number of projects and categories represented. The dispersion reveals that this city passed through all the smart city phases.
Table A10. Number of smart city initiatives organized by city and category in France.
Table A10. Number of smart city initiatives organized by city and category in France.
FrancePopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Grenoble160,00018.1 1 1 22
Lille234,47534.8 11 1 33
Lorraine Region23,5472,346,000 1 11
Lyon522,96947.911 12 1 1 3 107
Marseille870,731241 1 11
Nancy105,058151 1 1 33
Nantes318,80865.2 1 11
Nice342,66971.9 2 132
Paris2,165,423106 1 1 1 11 55
Rennes220,48850.4 1 11
Saint-Nazaire69,99346.79 1 11
Total2320015010030012610031
Cities2320014010030012510011
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A11, the sample of Germany concerns data about 30 territories. Hamburg is the city with the greatest number of projects and categories represented. The dispersion reveals that this city passed through all the smart city phases.
Table A11. Number of smart city initiatives organized by city and category in Germany.
Table A11. Number of smart city initiatives organized by city and category in Germany.
GermanyPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Augsburg295,830146.8 1 11
Baden-Württemberg11,103,04335,748 1 11
Berlin3,664,088891.12 1 1 1 21 86
Bonn330,579141.1 2 21
Brandenburg2,531,07129654 1 11
Cologne1,086,000405.2 1 1 1 1 44
Darmstadt159,174122.1 1 11
Dortmund587,696280.7 1 1 22
Düsseldorf620,523217.4 1 11
Erfurt213,692269.9 1 2 32
Essen582,415210.3 1 11
Frankfurt764,104248.3 1 1 22
Freiburg230,940153 1 11
Hamburg1,852,478755.1 2121 1 1 1 2 118
Hannover536,925204.3 1 11
Heilbronn126,45899.9 1 11
Herrenberg31,46565.71 1 11
Karlsruhe310,000173.4 1 1 22
Leipzig595,000297.8 1 1 22
Lübeck216,000214.2 1 11
Ludwigsburg93,58443.4 1 1 22
Mainau-Lake Constance1850.448 1 11
Mainz218,57897.73 1 11
Munich1,484,226310.7 2 1 11 1 65
Nuremberg518,370186.4 1 11
Regensburg153,09480.86 1 11
Ruhr Valley10,680,78344351 1 1 33
Stuttgart635,911207.31 1 22
Vaihingen28,90173.41 11 22
Wüstenrot661330.02 1 11
Total4351334212151073815170
Cities3341233212151063714160
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A12, the sample of Greece concerns data about 15 territories. Trikala is the city with the greatest number of projects and categories represented. There is a noticeably greater focus of the country on the third stage of the concept, since eight cities have projects in these categories.
Table A12. Number of smart city initiatives organized by city and category in Greece.
Table A12. Number of smart city initiatives organized by city and category in Greece.
GreecePopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Athens664,04638.961 1 1 33
Elefsina29,90236.591 1 22
Heraklion173,993244.6 11 1 1 1 55
Igoumenitsa25,814428.41 11
Island of Kos33,388287.2 1 11
Kavala70,50135.13 1 1 22
Korydallos63,4454320 1 11
Lesvos86,4361633 111
Mykonos10,134105.2 1 11
Patras213,984334.91 1 22
Samos Island32,977477.4 1 11
Skiathos608849.9 1 11
Thessaloniki325,182315,1961 1 2 1 1 65
Trikala81,355607.6 1 11 1 11 2 87
Volos144,449385.6 1 11
Total5140313011010030220081
Cities5140212011010030220071
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A13, the sample of Hungary concerns data about three territories. Budapest is the city with the greatest number of projects and categories represented. The dispersion reveals that this city passsed through all the smart city phases.
Table A13. Number of smart city initiatives organized by city and category in Hungary.
Table A13. Number of smart city initiatives organized by city and category in Hungary.
HungaryPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Budapest1,752,286525.1 2 1 1 1165
Miskolc154,521972.8 1 11
Szeged160,7662811 11
Total1000002001010001000011
Cities1000001001010001000011
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A14, the sample of Ireland concerns data about four territories. Dublin is the city with the greatest number of projects and categories represented. The dispersion reveals that this city passsed through all the smart city phases. Nevertheless, there are data about few Irish cities, and there is a great discrepancy between Dublin and the remaining cities, which can mean that the country’s efforts are concentrated in the capital city.
Table A14. Number of smart city initiatives organized by city and category in Ireland.
Table A14. Number of smart city initiatives organized by city and category in Ireland.
IrelandPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Cork City209,655186.7 1 11
Dublin554,554116.6111 14 13 42 4 2210
Ennis25,27619.65 1 11
Limerick94,19259.2 1 1 22
Total1110014000100140420060
Cities1110011000100120110030
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A15, the sample of Italy concerns data about 64 territories. Milan and Turin are the cities with the greatest number of projects and categories represented. Nevertheless, there are cities with smaller dimensions also with great smart city representation, as the example of Cagliari.
Table A15. Number of smart city initiatives organized by city and category in Italy.
Table A15. Number of smart city initiatives organized by city and category in Italy.
ItalyPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Altavilla Silentina672452 1 11
Apulia Region3,926,93119,363 1 11
Bagheria53,14929.7 1 11
Bari315,000116 1 2 5 83
Basilicata547,5799992 1 1 22
Bay of Pozzuoli78,87043.2 1 11
Bergamo119,68438.8 1 11
Bologna394,463141111 1 1 2 1 87
Bolzano107,76052.3 3 31
Brescia195,10290.7 1 21 43
Bresso26,2853.38 1 11
Cagliari149,474134 2 3 13 1 4 146
Calabria Region1,877,72815,080 1 1 22
Campania Region5,679,75913,5951 1 1 33
Catania294,298181 1 1 1 2 1 65
Cesena97,254249 1 11
Cosenza65,19737.21 1 1 33
Cuneo55,980120 1 11
Emilia-Romagna Region4,445,54922,451 1 11
Florence359,75510211 2 1 1 2 86
Genoa558,930239 1 1 11 44
Gioia Tauro19,97038 1 11
Glurns/Glorenza88813 1 11
Iglesias29,075207.6 1 11
L’Aquila69,941473.911 1 13 64
Lazio5,720,79617203 1 11
Lecce94,000238 1 1 22
Liguria1,509,8055418 1 11
Lombardy Region9,966,99223,844 1 11
Madonna di Campiglio7000.73 1 11
Matera60,000388 1 11
Merano40,04726.34 1 11
Messina225,546212 1 1 22
Milan1,397,715182 21131 1 3 113 1 3 2112
Modena187,977184 1 11
Montieri1186108.2 1 1 1 1 44
Naples922,0941171 11
Padova209,73092.8 2 1 32
Palermo637,885159 2 1 1 43
Parma195,988261 1 11
Pavia71,12262.91 1 1 2 54
Pescara118,76633.6 1 11
Piedmont4,273,21025,3991 2 32
Pisa89,969187 1 1 22
Prato201,41097.6 1 1 22
Rende34,51154 1 11
Rome2,770,22615081 1 2 1 54
Rovereto33,17550 1 11
Salerno129,20659.2 1 1 22
Savona58,94965.5 5 51
Settimo Torinese45,49532 1 11
Siena54,195119 1 11
South Tyrol1,078,46013,607 1 11
Sulcis Iglesiente—Guspinese136,3452117.44 1 11
Sutri505560.85 1 11
Syracuse117,0532041 1 22
Taranto190,717310 1 11
Terni107,9822121 1 22
Trento118,879158 2 1 11 1 65
Trieste200,60984.5 1 11
Turin858,205130 4 241 11 1121 3 2111
Tuscany Region3,668,33322,9931 1 22
Vallelunga Pratameno384439 1 11
Venice256,083457 1 11
Total12823158644174314218717431180
Cities12616143534134194214711431100
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A16, the sample of Latvia concerns only data about two territories, which can mean that the country’s efforts are concentrated in these cities. Riga has only projects in the first and last phase of the smart city concept.
Table A16. Number of smart city initiatives organized by city and category in Latvia.
Table A16. Number of smart city initiatives organized by city and category in Latvia.
LatviaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Jelgava55,51760.6 1 2 32
Riga621,120304 11 1 33
Total0111002000000000000010
Cities0111001000000000000010
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A17, the sample of Lithuania concerns only data about one territory with a single project in a category of the first stage of the smart city concept. This can mean that this topic is still in its early days in Lithuania.
Table A17. Number of smart city initiatives organized by city and category in Lithuania.
Table A17. Number of smart city initiatives organized by city and category in Lithuania.
LithuaniaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Kaunas298,753157 1 11
Total0010000000000000000000
Cities0010000000000000000000
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A18, the sample of Luxembourg concerns only data about the capital city, which can mean that the country’s efforts are concentrated in this city. Although it does not have any project in the last stage of the concept, this city seems to be following the evolution of the smart ciy concept.
Table A18. Number of smart city initiatives organized by city and category in Luxembourg.
Table A18. Number of smart city initiatives organized by city and category in Luxembourg.
LuxembourgPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Luxembourg124,50951.46 1 1 2 2 64
Total0000000100010020200000
Cities0000000100010010100000
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A19, the sample of Malta does not contemplate data about any city, which can mean that the country has still not looked into this subject.
Table A19. Number of smart city initiatives organized by city and category in Malta.
Table A19. Number of smart city initiatives organized by city and category in Malta.
MaltaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
--- --
Total----------------------
Cities----------------------
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A20, the sample of Netherlands concerns data about 12 territories. Amsterdam is the city with the greatest number of projects and categories represented. Nevertheless, there are cities with smaller dimensions also with great smart city representation, such as the example of Eindhoven. A greater focus of this country on the third stage of the concept can also be noticed, since six cities have 15 projects in these categories.
Table A20. Number of smart city initiatives organized by city and category in Netherlands.
Table A20. Number of smart city initiatives organized by city and category in Netherlands.
NetherlandsPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Amersfoort157,46262.62 1 11
Amsterdam873,338165.51 1 23 1 211 421810
Apeldoorn164,781339.9 1 11
Delft103,58122.65 1 11
Den Bosch155,490110 1 11
Eindhoven235,69187.66 1 2 3174
Enschede159,732140.8 2 21
Helmond92,62753.18 1 11
Rotterdam651,631217.6 1 2 253
Schiedam79,29717.82 1 11
Utrecht359,37093.83 1 1 1 33
Zaanstad156,90173.87 1 11
Total10102530010600213110105
Cities1010132001050011211053
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A21, the sample of Poland concerns data about 19 territories. Warsaw is the city with the greatest number of projects and categories represented. Nevertheless, the number of cities represented in this sample may mean a greater focus of the country on this subject.
Table A21. Number of smart city initiatives organized by city and category in Poland.
Table A21. Number of smart city initiatives organized by city and category in Poland.
PolandPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Bialystok296,958102.1 1 1 22
Bydgoszcz344,091176 1 1 22
Czestochowa217,530159.7 1 11
Gdańsk470,805262 1 1 22
Katowice290,553164.6 1 11
Krakow779,966326.91 1 2 1 54
Małopolska province3,404,86315,108 1 11
Plock118,26888.04 1 11
Poznań532,048261.9 1 11
Rzeszów196,638120.4 1 11
Sandomierz23,19328.69 1 11
Silesian Province4,492,33012333 1 11
Sosnowiec197,58691.06 1 11
TriCity742,432418.18 1 1 22
Warsaw1,794,166517.2 141 1 1 85
Wroclaw641,928292.8 1 2 32
Zabrze170,92480.41 11
Zielona Góra140,892278.3 1 11
Żuromin894111.02 1 11
Total2271041020040030230050
Cities2241041020030030230040
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A22, the sample of Portugal concerns data about 17 territories. Porto and Lisbon are the cities with the greatest number of projects and categories represented. The number of cities represented in this sample of the small country of Portugal may represent a greater focus of the country on this subject.
Table A22. Number of smart city initiatives organized by city and category in Portugal.
Table A22. Number of smart city initiatives organized by city and category in Portugal.
PortugalPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Águeda46,134335.3 3 1 42
Algarve467,4954996 1 11
Aveiro80,880197.5 11 1 1 44
Braga193,333183.4 1 1 22
Bragança34,5801174 1 1 22
Cascais214,13497.4 1 11
Castelo Branco52,2721438 2 21
Cávado438,4661246 1 11
Coimbra140,796319.4 1 11
Covilhã46,453555.6 1 1 22
Evora53,5681307 4 1 52
Lagoa23,71888.3 1 11
Lisbon544,85184.9 1 1 2 11 12 3 128
Madeira251,060313.4 1 11
Paredes84,414156.81 1 22
Porto231,96241.3 11 42 2 1 1 1138
Viana do Castelo85,864318.6 1 11
Total1580116226081042011051
Cities1460113124051041011031
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A23, the sample of Romania concerns data about seven territories. Nevertheless, the dispersion of projects and the number of cities represented in this sample may mean a great focus of the country on this subject.
Table A23. Number of smart city initiatives organized by city and category in Romania.
Table A23. Number of smart city initiatives organized by city and category in Romania.
RomaniaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Alba Iulia60,400104 1 1 22
Brasov246,200267 1 1 22
Bucharest1,819,41923811 1 33
Cluj324,700180 1 1 22
Galati227,800246 1 11
Iasi303,000101 2 21
Oradea187,000116 1 1 22
Total1100000101131002010020
Cities1100000101121002010020
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A24, the sample of Slovakia concerns data about eight territories. Bratislava is the city with the greatest number of projects and categories represented. Nevertheless, there are cities with smaller dimensions also with great smart city representation, such as the example of Zilina. A greater focus of the country on the third stage of the concept is also noticeable, since three cities have projects in these categories.
Table A24. Number of smart city initiatives organized by city and category in Slovakia.
Table A24. Number of smart city initiatives organized by city and category in Slovakia.
SlovakiaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Banská Bystrica76,018103 1 11
Bratislava475,503368 13 1 1 64
Komárno32,967103 1 11
Košice229,040244 1 11
Lučenec25,90247.81 1 22
Poprad49,85563.1 1 11
Trenčín54,74082 1 11
Žilina82,65680 21 1 1 54
Total1151010003000010110030
Cities1121010003000010110030
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A25, the sample of Slovenia concerns only data about two territories, and one of them only counts with a single project, which can mean that the country’s efforts are only in the capital city. Ljubljana seems to be following the evolution of the smart city concept.
Table A25. Number of smart city initiatives organized by city and category in Slovenia.
Table A25. Number of smart city initiatives organized by city and category in Slovenia.
SloveniaPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Ljubljana294,464275 1 1 133
Logatec14,681173 1 11
Total0110000000000000010001
Cities0110000000000000010001
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A26, the sample of Spain concerns data about 38 territories. Barcelona and Madrid are the expected cities with the greatest number of projects and categories represented. However, there are smaller cities with great representation, as in the case of Malaga. The number of smart city projects and cities represented in this sample unveil the focus and efforts of the country on the development of this subject.
Table A26. Number of smart city initiatives organized by city and category in Spain.
Table A26. Number of smart city initiatives organized by city and category in Spain.
SpainPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Alicante337,304201 1 1 1 33
Ávila57,949231 1 1 22
Barcelona1,636,73299.1 31471 1114 1 322912
Béjar13,40345.74 1 11
Betanzos13,32824.3 1 11
Bilbao346,40541.4 1 1 1 1 1 55
Cartagena216,3655581 1 22
Castelló de la Plana172,589111 1 11
Coruña245,46837.811 22
Donostia-San Sebastián187,41560.89 1 11
Elda52,55145.8 1 11
Galicia2,695,64529,5741 1 2 43
Girona101,93239 1 1 22
Gran Canaria Island865,7561560 1 11
Granada231,77581.1 1 1 22
Guadalajara87,064235 1 11
Huelva142,5381521 1 22
Huesca53,429161 1 11
Jaén111,9324241 1 1 33
Llíria22,7962281 11
Madrid3,305,408606416 12 11 1 1 1 3 2211
Malaga577,4053952122 12 1 4 1 169
Murcia460,3498861 1 1 33
Navarre661,53710,390 1 11
Oviedo217,552187 2 21
Pamplona203,08125.1 11 1 33
Rois106,08452.9 1 11
San Sebastián188,10260.91 1 22
Sant Cugat del Vallès94,01248.2 1 11
Santander172,22136.11322112 1 2 159
Santiago de Compostela97,858220 1 1 22
Seville684,234141 1 11
Soria39,398271.8 1 11
Tarragona135,43658.8 1 11
Valencia789,744139 2 23 1 84
Valladolid297,775197 1 22 1 1 75
Vitoria-Gasteiz253,0932771 1 2 1 54
Zaragoza675,301974 1 1 1 1 44
Total1612177812946921710819111172
Cities1298545735721010817111121
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
As shown in Table A27, the sample of Sweden concerns data about 11 territories. Stockholm is the city with the greatest number of projects and categories. However, it does not count any project in the last stage of the concept. On the other hand, there are smaller cities with representation in that phase.
Table A27. Number of smart city initiatives organized by city and category in Sweden.
Table A27. Number of smart city initiatives organized by city and category in Sweden.
SwedenPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Eskilstuna106,9751100 1 11
Gothenburg583,056448 1 1 2 43
Karlshamn32,402489 1 11
Linköping164,6161428 1 11
Luleå78,5492094 1 11
Malmö347,9491572 3 52
Örebro156,38113731 11
Skellefteå72,8406801 2 1 32
Stockholm975,551187 1 1 22 2 1 96
Uppsala233,38921821 1 22
Växjö94,8591665 1 1 22
Total4210120100092021300020
Cities3110120100051011300020
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.

Appendix B

Table A28. Full ranking.
Table A28. Full ranking.
NCityCountryProjectsDensity (People/km2)ClassFactor 1Factor 2Factor 3Factor 4Ranking
1DublinIreland 224756.038586910009791000907
2ViennaAustria 224633.25958989761000938889
3TurinItaly 216601.5776790855837755742
4MadridSpain 225454.4696945906792713726
5BarcelonaSpain 2916515.969872713738872723
6AarhusDenmark 14752.29473779923837638714
7MilanItaly 217679.7537691741794655668
8AmsterdamNetherlands 185276.9676635640653840662
9TrikalaGreece 8133.89571679698734709656
10CagliariItaly 141115.4784594970649619646
11OuluFinland 869.783571750584521907631
12HelsinkiFinland 143065.4225539635733607604
13AntwerpBelgium 9246.511611000779617584597
14MalagaSpain 161461.7854944831605501572
15SantanderSpain 154770.6655815523443577480
16ThessalonikiGreece 61.0316821559503460574473
17HamburgGermany 112453.2884590485438578464
18LisbonPortugal 126417.5626382606505336421
19GrazAustria 92283.4044415589526283407
20EvoraPortugal 540.985461409550504305399
21PortoPortugal 135616.5136536490344453388
22L’AquilaItaly 6147.58291586635428259378
23BrnoCzech Republic 91661.1864513433388390369
24TampereFinland 5459.15222262283355502361
25Flanders RegionBelgium 6483.59632405430462299360
26GaliciaSpain 491.149151334388433285335
27EindhovenNetherlands 72688.6955238296306418316
28BerlinGermany 84111.8715359352391285314
29FlorenceItaly 83527.015359330356316308
30ÁguedaPortugal 4137.59021353443405188302
31StockholmSweden 95216.856275470412161298
32BolognaItaly 82797.615337421351242297
33CataniaItaly 61625.9564262322348299295
34Vitoria-GasteizSpain 5913.69313253328347294294
35TrentoItaly 6752.39873310513388140291
36LyonFrance 1010,917.938335284266370286
37ValladolidSpain 71511.5484399266308326284
38LuxembourgLuxembourg 62419.534247383368191275
39PragueCzech Republic 72691.7025253409356159265
40WarsawPoland 83468.9985413355283247265
41BariItaly 82715.5175368413329166262
42CopenhagenDenmark 87230.7886312288367185257
43SavonaItaly 5899.98473273379361139255
44MunichGermany 64777.0395227299312210246
45NicosiaCyprus 62739.7415192160286311245
46BrusselsBelgium 4755.8863156247321229244
47BratislavaSlovakia 61292.1284337376248198237
48PaviaItaly 51130.7154246295232264236
49HeraklionGreece 5711.33693328267247250234
50RomeItaly 51837.024237315260219234
51TallinnEstonia 52749.9445151249331189233
52BudapestHungary 63337.0525243215182348233
53TartuEstonia 4619.67533167302336127224
54KrakowPoland 52385.9474249297291165223
55EspooFinland 4928.59433186300271188223
56PiedmontItaly 3168.24321307319251168216
57MalmöSweden 52216.2364272289256168211
58RotterdamNetherlands 52994.6285161155170317204
59ValenciaSpain 85681.6126363305229151202
60ŽilinaSlovakia 51033.24269242221187196
61AveiroPortugal 4409.5192343197241159187
62BresciaItaly 42151.069412329827686187
63ZaragozaSpain 4693.32753239177214205187
64Wallonia RegionBelgium 2216.58791123256229119174
65ErfurtGermany 3791.74513106152279116170
66BasilicataItaly 254.801741122117234176169
67ZlínCzech Republic 271.613461167154137248169
68Campania RegionItaly 3417.78292229266174138166
69CologneGermany 42680.1585145149195186165
70UppsalaSweden 2106.9611174174197164164
71JaénSpain 3263.9906216830721968164
72GothenburgSweden 41301.4644215213207127163
73CovilhãPortugal 283.608711127172256108163
74SønderborgDenmark 2148.6731142241221101163
75SkellefteåSweden 310.710191349258174115160
76VäxjöSweden 256.972371122175229119159
77MurciaSpain 3519.58133194141122232156
78VaasaFinland 2185.22351184179164152150
79AalborgDenmark 3191.8593132322719978149
80WroclawPoland 32192.3774142172127182145
81MonsBelgium 3651.0544318923518684144
82Usti nad LabemCzech Republic 3978.53193190172112187143
83BilbaoSpain 58367.2717177198146138142
84Tuscany RegionItaly 2159.54131210199154126142
85GenoaItaly 42338.6194206231163100142
86VaihingenGermany 2393.69327216423371139
87LjubljanaSlovenia 31070.7784109122135185138
88NiceFrance 34765.91157596147190138
89BragançaPortugal 229.45486116924915588137
90ÁvilaSpain 2250.8615116924915588137
91Calabria RegionItaly 2124.517811317327861136
92ParisFrance 520428.529125153171123136
93Ruhr ValleyGermany 32408.2944153166165117135
94DubrovnikCroatia 2289.38192138138156131131
95BolzanoItaly 32060.421413819318272129
96AlicanteSpain 31678.1294135136168110127
97LecceItaly 2394.95827519320047125
98UtrechtNetherlands 33830.0125114119126156124
99GhentBelgium 31690.40441798599189122
100PalermoItaly 44011.855518918416462120
101NaplesItaly 47881.145712919714376118
102CosenzaItaly 31752.608416218812398118
103LimassolCyprus 32878.3135132162124111117
104RigaLatvia 32043.1584173160108124116
105JelgavaLatvia 3916.122132235481195113
106SofiaBulgaria 2945.14463114114129109108
107PisaItaly 2481.11762722409475107
108SyracuseItaly 2573.7892312611582148106
109ParedesPortugal 2538.3546312611582148106
110KavalaGreece 22006.86476103112124104
111Alba IuliaRomania 2580.769235917416521100
112NancyFrance 37003.86761081021199798
113BonnGermany 22342.874681451286898
114ClujRomania 21803.88947810010311597
115TerniItaly 2509.349131291281108496
116PatrasGreece 2638.94893141787614094
117Santiago de CompostelaSpain 2444.809121691461096393
118HämeenlinnaFinland 138.01008156901328093
119South TyrolItaly 179.25773156901328093
120KarlshamnSweden 166.26176156901328093
121Moravia SilesianCzech Republic 1219.7962156901328093
122LeipzigGermany 21997.9854841061039793
123LudwigsburgGermany 22156.3134791361235891
124PadovaItaly 32260.0224197145966590
125BragaPortugal 21054.16489929410690
126Region of North JutlandDenmark 174.42821130531596689
127MontieriItaly 110.96118174906213889
128KorydallosGreece 114.68634174906213889
129Region of HämeFinland 132.80958174906213889
130LinköpingSweden 1115.2773174906213889
131Samos IslandGreece 169.07625174906213889
132Island of KosGreece 1116.2535174906213889
133LuleåSweden 137.51146174906213889
134LimerickIreland 21591.0814661571164789
135BydgoszczPoland 21955.0634801121266089
136MessinaItaly 21063.8964521361413388
137LesvosGreece 152.930813182222087
138LučenecSlovakia 2541.88283134144718786
139ElefsinaGreece 2817.21783154727512086
140GdańskPoland 21796.96649598998786
141CartagenaSpain 2387.75092172155707886
142GranadaSpain 22857.891530571585586
143LohjaFinland 148.861681591261115985
144Karlovy VaryCzech Republic 188.479941591261115985
145MykonosGreece 196.33081591261115985
146IglesiasItaly 1140.0531591261115985
147MateraItaly 1154.63921591261115985
148TuusulaFinland 1176.68791591261115985
149WüstenrotGermany 1220.28651591261115985
150AlgarvePortugal 193.573861591261115985
151OviedoSpain 21163.384901271194885
152Castelo BrancoPortugal 236.350491265142647382
153BrasovRomania 2922.09743811891071682
154EnschedeNetherlands 21134.464111406014382
155PamplonaSpain 38090.8767101961125880
156Emilia-Romagna RegionItaly 1198.0112160841166380
157GironaSpain 22613.6415681181075180
158BrandenburgGermany 185.3534413241833179
159MiskolcHungary 1158.8415129111154979
160San SebastiánSpain 23088.703593856011179
161StuttgartGermany 23067.588593856011179
162BialystokPoland 22908.50157859849476
163HuelvaSpain 2937.753140651155375
164JeseníkCzech Republic 152.446451781101034274
165SisakCroatia 195.906921781101034274
166Lorraine RegionFrance 10.0100371781101034274
167Altavilla SilentinaItaly 1129.30771781101034274
168Sveti Križ ZačretjeCroatia 1140.0991781101034274
169LeuzeBelgium 1188.84811781101034274
170Vallelunga PratamenoItaly 198.56411781101034274
171EskilstunaSweden 197.251781101034274
172SoriaSpain 1144.95221781101034274
173IasiRomania 230005781101034274
174RuseBulgaria 1271.2394244711046473
175BéjarSpain 1293.0258244711046473
176BucharestRomania 37644.6187129105776573
177OradeaRomania 21612.0694100115508773
178TriCityPoland 21775.3894108112805572
179NavarreSpain 163.67055196345212571
180AthensGreece 317044.3985113716371
181Baden-WürttembergGermany 1310.592222411265371
182HuescaSpain 1331.8571258714811071
183KoprivnicaCroatia 1313.2896258714811071
184Lombardy RegionItaly 1418.0084258714811071
185GuadalajaraSpain 1370.4851258714811071
186Silesian ProvincePoland 1364.2528258714811071
187Apulia RegionItaly 1202.8059192115894270
188Glurns/GlorenzaItaly 168.30769156148912369
189LilleFrance 36737.7876143901043369
190IgoumenitsaGreece 160.25677111280588468
191ÖrebroSweden 1113.8973111280588468
192LlíriaSpain 199.98246111280588468
193HerrenbergGermany 1478.8464246100874767
194DortmundGermany 22093.684119103764565
195LiguriaItaly 1278.664624767915063
196KošiceSlovakia 1938.688533658865361
197VeniceItaly 1560.356733658865361
198Sulcis Iglesiente-GuspineseItaly 164.39143186134444660
199SutriItaly 183.07313186134444660
200CoimbraPortugal 1440.81426187813358
201LazioItaly 1332.546426187813358
202CesenaItaly 1390.578326187813358
203CuneoItaly 1466.526187813358
204VillachAustria 1468.76226187813358
205ApeldoornNetherlands 1484.792626187813358
206Knokke-HeistBelgium 1586.631234859399258
207NamurBelgium 2635.227334859399258
208PopradSlovakia 1790.095134859399258
209RoveretoItaly 1663.534859399258
210SalernoItaly 22182.5344124116424757
211KarlsruheGermany 21787.7744124116424757
212FrankfurtGermany 23077.34256482112057
213ŻurominPoland 1811.34333782714056
214TrenčínSlovakia 1667.56133782714056
215SienaItaly 1455.420227291703356
216VolosGreece 1374.608427291703356
217Viana do CasteloPortugal 1269.504127291703356
218RendeItaly 1639.092633855754252
219TarantoItaly 1615.216130141192152
220Gioia TauroItaly 1525.526331873100651
221GalatiRomania 1926.016331873100651
222BetanzosSpain 1548.477431873100651
223RzeszówPoland 11633.20643049724651
224LübeckGermany 11008.40343049724651
225FreiburgGermany 11509.41243049724651
226MeranoItaly 11520.38743049724651
227HeilbronnGermany 11265.84641428883850
228HelmondNetherlands 11741.76441428883850
229SandomierzPoland 1808.400135638437449
230KarvinaCzech Republic 1885.252235638437449
231Banská BystricaSlovakia 1738.038835638437449
232Cork CityIreland 11122.95144050327949
233La LouvièreBelgium 11260.8144050327949
234EnnisIreland 11286.3144050327949
235DarmstadtGermany 11303.63644050327949
236PoznańPoland 12031.49344050327949
237RijekaCroatia 12314.81544050327949
238OstravaCzech Republic 11331.6924153912648
239CoruñaSpain 26493.862610766375447
240EldaSpain 11147.40243170603447
241TriesteItaly 12374.07143170603447
242PlockPoland 11343.34443170603447
243RoisSpain 12005.36943170603447
244KomárnoSlovakia 1320.068267106343747
245GrenobleFrance 28839.77976271711847
246OdenseDenmark 1675.3536221328446
247LovosiceCzech Republic 1746.257435975572846
248Zielona GóraPoland 1506.259435975572846
249ParmaItaly 1750.911935975572846
250ZdarnaCzech Republic 177.2200819615112045
251SkiathosGreece 1122.00419615112045
252Małopolska provincePoland 1225.368219615112045
253RennesFrance 14374.76252542624045
254NantesFrance 14889.69352542624045
255CzestochowaPoland 11362.11643246633644
256PratoItaly 22063.6274131103312944
257SzegedHungary 1572.12137352365644
258Settimo TorineseItaly 11421.7194146285544
259SeraingBelgium 11806.9974146285544
260HavířovCzech Republic 12185.8264146285544
261EssenGermany 12769.44853443276943
262SchiedamNetherlands 14449.88853443276943
263AmersfoortNetherlands 12514.56453443276943
264Uherske HradisteCzech Republic 11173.75644732366342
265KatowicePoland 11765.20744732366342
266NurembergGermany 12780.95552661523041
267BergamoItaly 13084.63952661523041
268Saint-NazaireFrance 11495.89744261562441
269BagheriaItaly 11789.52944261562441
270LinzAustria 12151.65144261562441
271SalzburgAustria 12367.34244261562441
272ZaanstadNetherlands 12124.01544261562441
273OsijekCroatia 157.14286113069283639
274BolCroatia 173.65217113069283639
275LogatecSlovenia 184.86127113069283639
276ModenaItaly 11021.61445218267239
277AugsburgGermany 12015.19145218267239
278KaunasLithuania 11902.88545064482439
279SplitCroatia 12026.53345064482439
280Castelló de la PlanaSpain 11554.85645064482439
281MadeiraPortugal 1801.084935588273139
282Madonna di CampiglioItaly 1958.904135588273139
283PescaraItaly 13534.7025125373538
284HannoverGermany 12628.125125373538
285ZabrzePoland 12125.9246144304837
286CávadoPortugal 1351.89892751188035
287DelftNetherlands 14573.11354515226334
288MarseilleFrance 13612.99254515226334
289DüsseldorfGermany 12854.29252571421133
290VarnaBulgaria 11572.32744674222633
291Den BoschNetherlands 11413.54544674222633
292TarragonaSpain 12303.33344674222633
293CascaisPortugal 12198.50146313265533
294Sant Cugat del VallèsSpain 11950.45646313265533
295LiegeBelgium 12828.47355338254232
296Mainau-Lake ConstanceGermany 1412.9464210254212931
297LagoaPortugal 1268.607210254212931
298Donostia-San SebastiánSpain 13077.92754065192328
299Gran Canaria IslandSpain 1554.971838444162425
300InnsbruckAustria 11249.371452761024
301SosnowiecPoland 12169.844452761024
302Bay of PozzuoliItaly 11825.694452761024
303LeuvenBelgium 11785.01847137132121
304RegensburgGermany 11893.3224546110820
305BressoItaly 17776.627735340016
306MainzGermany 12236.55473112411
307SevilleSpain 14852.72356400219
Note: Data of Population Density was collected from Eurostat—The Statistical Office of the European Union.

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Figure 1. Methodological approach.
Figure 1. Methodological approach.
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Figure 2. Smart city composite indicator per city (step-by-step).
Figure 2. Smart city composite indicator per city (step-by-step).
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Figure 3. (a) Population density classes. (b) Representation between the proportion of the classes.
Figure 3. (a) Population density classes. (b) Representation between the proportion of the classes.
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Figure 4. Development phase of the smart city concept: explanation of each factor.
Figure 4. Development phase of the smart city concept: explanation of each factor.
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Table 1. Factor analysis.
Table 1. Factor analysis.
CategoryF1F2F3F4Dimension
Environment and air quality0.7570.4090.2870.344Infrastructure and transport
Infrastructure and communication networks0.8690.3560.1560.149
Mobility and transportation0.6260.5790.4250.171
Parking0.8920.0450.0640.174
Smart city foundations0.7780.1510.2550.394
Strategy and governance0.5920.3090.3310.452
Traffic0.6540.1890.2600.513
Waste0.6690.5540.1360.056
Water and irrigation0.6510.0970.523−0.020
Culture, tourism, and heritage0.5880.6700.2270.189Sectoral initiatives
Education0.3950.7370.4310.093
Energy and lighting0.5370.5570.4860.171
Health and well-Being0.2460.7380.528−0.088
Sport0.0030.8990.1310.213
Urban planning0.4150.6320.5200.243
Buildings and housing0.2270.5620.7080.037Territorial competitiveness
Digitization and interoperability0.4000.4560.6140.326
Economy and industry0.4250.4310.5410.257
Logistics0.2280.2780.7320.270
Rural and agriculture0.0580.1390.8370.126
Community, participation, and inclusion0.5160.4590.3050.565Community
Privacy, security, and safety0.2380.0620.1290.901
Eigenvalues14.2932.1191.1700.947
Table 2. Final weights according to the inverse value.
Table 2. Final weights according to the inverse value.
F1F2F3F4
Eigenvalues (Ei, i = 1, …, 4)14.2932.1191.1700.947
Inverse value (smart city concept context) (Ei)−10.0670.4720.8551.056
Weightings for rankings (Wi)2.85%19.24%34.85%43.06%
Table 3. Ranking of 50 cities.
Table 3. Ranking of 50 cities.
PositionCityCountryProjectsDensity (People/km2)ClassRanking
1DublinIreland 224756 5907
2ViennaAustria 2246335889
3TurinItaly 2166026742
4MadridSpain 2254546726
5BarcelonaSpain 2916,5169723
6AarhusDenmark 147523714
7MilanItaly 2176807668
8AmsterdamNetherlands 1852776662
9TrikalaGreece 81341656
10CagliariItaly 1411154646
11OuluFinland 8701631
12HelsinkiFinland 1430655604
13AntwerpBelgium 92471597
14MalagaSpain 1614624572
15SantanderSpain 1547715480
16ThessalonikiGreece 611473
17HamburgGermany 1124534464
18LisbonPortugal 1264186421
19GrazAustria 922834407
20ÉvoraPortugal 5411399
21PortoPortugal 1356176388
22L’AquilaItaly 61481378
23BrnoCzech Republic 916614369
24TampereFinland 54592361
25Flanders Reg.Belgium 64842360
26GaliciaSpain 4911335
27EindhovenNetherlands 726895316
28BerlinGermany 841125314
29FlorenceItaly 835275308
30ÁguedaPortugal 41381302
31StockholmSweden 952176298
32BolognaItaly 827985297
33CataniaItaly 616264295
34Vitoria-GasteizSpain 59143294
35TrentoItaly 67523291
36LyonFrance 1010,9188286
37ValladolidSpain 715124284
38LuxembourgLuxembourg 624204275
39PragueCzech Republic 726925265
40WarsawPoland 834695265
41BariItaly 827165262
42CopenhagenDenmark 872316257
43SavonaItaly 59003255
44MunichGermany 647775246
45NicosiaCyprus 627405245
46BrusselsBelgium 47563244
47BratislavaSlovakia 612924237
48PaviaItaly 511314236
49HeraklionGreece 57113234
50RomeItaly 518374234
Table 4. Number of smart city initiatives organized by category in Dublin.
Table 4. Number of smart city initiatives organized by category in Dublin.
IrelandPopulationArea (Km2)ABCDEFGHIJKLMNOPQRSTUVTotalCategories
Dublin554,554116.6111 14 13 42 4 2210
Legend: (A)—environment and air quality; (B)—infrastructure and communication networks; (C)—mobility and transportation; (D)—parking; (E)—smart city foundations; (F)—strategy and governance; (G)—traffic; (H)—waste; (I)—water and irrigation; (J)—culture, tourism, and heritage; (K)—education; (L)—energy and lighting; (M)—health and wellbeing; (N)—sport; (O)—urban planning; (P)—buildings and housing; (Q)—digitization and interoperability; (R)—economy and industry; (S)—logistics; (T)—rural and agriculture; (U)—community, participation and inclusion; (V)—privacy, security, and safety.
Table 5. Dublin step-by-step factor results.
Table 5. Dublin step-by-step factor results.
FactorStep 1—Loading ScoresStep 2—Division Density PopulationStep 3—Normalization (Scale 0–1000)Step 4—Weightings for Rankings
111.2225.61186924.79
29.7264.8631000192.36
38.6884.344979341.38
48.1884.0941000348.54
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Correia, D.; Marques, J.L.; Teixeira, L. Assessing and Ranking EU Cities Based on the Development Phase of the Smart City Concept. Sustainability 2023, 15, 13675. https://doi.org/10.3390/su151813675

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Correia D, Marques JL, Teixeira L. Assessing and Ranking EU Cities Based on the Development Phase of the Smart City Concept. Sustainability. 2023; 15(18):13675. https://doi.org/10.3390/su151813675

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Correia, Diogo, João Lourenço Marques, and Leonor Teixeira. 2023. "Assessing and Ranking EU Cities Based on the Development Phase of the Smart City Concept" Sustainability 15, no. 18: 13675. https://doi.org/10.3390/su151813675

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