2.2.1. Building a Pathway System for Coordinated Prevention and Air Pollution Control
Below is a literature review on the prevention and control elements in the coordinated control mechanism for air pollution as well as previous research on the pathway and measures for air pollution prevention and control and adopted ideas from the following studies. The authors of [
24] found that environmental regulation can promote the optimization and upgrading of industrial infrastructure, reduce pollution, and improve the quality of the environment. The authors of [
25] estimated the emission intensity of different transportation modes by using the factor method for quantitatively determining the emission of air pollutants in the transportation sector and proposed that clean energy should be developed to reduce air pollution or realize air pollution prevention and control. In [
26], the author proposes restricting enterprises to reduce waste emissions by adjusting tax standards based on the airflow characteristics of pollution between regions. In [
27,
28,
29,
30], the authors established static and dynamic spatial panel models and used the L.M. test method to explore the influence of population density, the degree of economic and social development, the speed of scientific and technological progress, the traffic status, green construction, energy consumption, and other factors on air pollution and its prevention and control under different conditions. From these existing studies, the pathways that have been tested in practice were selected as the initial system for the analytic hierarchy process.
Then, a priority-based evaluation of the systematic, coordinated prevention, and control pathways for air pollution was performed based on the literature review. In this step, experts and scholars in ecological environment protection, air pollution prevention, and control as well as practitioners who had been engaged in environmental monitoring, environmental protection, and air pollution prevention for a long period of time were invited to fully discuss, delete the inappropriate pathway in the initial system, and supplement and improve the existing initial pathway, to finally form the pathway system of systematic collaborative air pollution control as shown in
Table 1.
The overall goal of pathway evaluation is to improve the effectiveness of the systematic collaborative governance of air pollution. The first-level indicators are macro descriptions, which have four leading macro indicators: building a collaborative governance system, promoting the optimization and adjustment of the industrial infrastructure, promoting the transformation and upgrading of the energy infrastructure, and improving the construction of the legal system. The second-level index is the specific collaborative governance pathway for air pollution, in which the construction of a collaborative governance system includes five specific pathways: formulating a systematic collaborative governance scheme, exploring the digital governance pathway, strengthening the publicity of air pollution hazards, promoting the construction of pollution reduction and carbon reduction infrastructure, and optimizing the performance evaluation mechanism for collaborative governance. Promoting the improvement of the industrial infrastructure includes four specific pathways: improving the efficiency of energy utilization, developing green industries, prompting enterprises to eliminate outdated modes of production, and improving industrial total factor green productivity. Promoting the transformation and upgrading of energy infrastructure mainly includes three specific pathways: increasing the proportion of emerging sources of energy such as wind energy, bioenergy, and photovoltaic energy, vigorously promoting the development of renewable energy, and building a clean and low-carbon energy system. Improving the legal system mainly includes four specific pathways: establishing the institutional restraint mechanism, improving regulatory agencies, strengthening supervision, the tightening of air pollution emission standards, and improving the ecological environment.
In the process of evaluating the air pollution collaborative governance pathway in terms of priorities, the interrelation between each link and each element in the collaborative governance mechanism system was considered, and the specific governance pathways were included. Hence, the result is a relatively rigorous and comprehensive pathway system for the systematic collaborative governance of air pollution.
2.2.2. Analytic Hierarchy Process for Priority Evaluation for the Coordinated Prevention and Control of Air Pollution
The prioritization of the collaborative governance pathways was evaluated by employing the Analytic Hierarchy Process (AHP) method. This method is often used in the research of complex systems, and it is a systematic analysis method combining qualitative and quantitative analysis. The basic principle of AHP can be summarized as follows (as shown in
Figure 2).
According to the evaluation object, construct the structural relationship between elements and establish a hierarchical structure.
According to the evaluation criteria, the degree of importance of each element relative to the upper element (target) is compared to form an evaluation matrix. According to this principle, it is possible to determine the ability of the systematic collaborative governance of air pollution to improve according to specific governmental pathways at the scheme level, which is convenient for experts when assigning scores and measurements.
Judge the weight of the next level index relative to the previous level index, respectively, and then calculate the weight of each level element relative to the overall evaluation target and rank the importance of elements.
According to the analytical principle of the AHP method, when collecting data from the criterion level and the scheme level of the air pollution collaborative control pathway, we adopted the Likert scale method with five points. This transformed the pathway assignment into a survey question. A survey questionnaire was then designed, and data were collected by the questionnaire being distributed on WeChat, E-mail, and quiz star platforms.
- (1)
Questionnaire design and revision
According to the calculation process of the analytic hierarchy process, one should first collect data for the criterion layer relative to the target layer and data for the scheme layer relative to the criterion layer in the pathway system for air pollution collaborative governance. According to this train of thought, the pathway description is transformed into the form of a problem. The main structure of the designed questionnaire was as follows: the first section consisted of basic information concerning the investigated object. The second section, the central part of the questionnaire, mainly included the construction of a collaborative governance system, the promotion of industrial infrastructure optimization and adjustment, the promotion of energy infrastructure transformation and upgrading, and the improvement of the construction of the legal system as well as the specific pathways contained in each subject, all of which were objective questions with five points. The third part was an open-ended questionnaire, the main purpose of which was to collect the respondents’ information about whether there are other ways to coordinate air pollution control.
- (2)
Questionnaire distribution and recovery
In order to ensure the validity of the questionnaire and that it matched with the research pathway, after the design of the initial questionnaire was completed, a limited number of responses were investigated, mainly from other established experts and scholars in ecological environment protection, air pollution prevention, and monitoring at Xi’an University of Architecture and Technology, Northwest A&F University, La Trobe University, Wilfrid Laurier University, Northwest University, and the Academy of Environmental Sciences, Environmental Protection Bureau. The initial questionnaire was revised according to the investigation results.
The duration of the formal questionnaire distribution was four months. A total of 600 questionnaires were distributed mainly via the WeChat platform, e-mail, and the quiz star platform, and 538 questionnaires were responded to and returned. After eliminating any invalid questionnaires, 459 valid questionnaires were retained, with an effective response rate of 76.5%. They were then used as the sample data for the prioritization evaluation of the systematic collaborative governance pathway for air pollution.
- (3)
Data collation and analysis
After the data were collected and collated, and the reliability and validity of the data were tested and analyzed using the social science statistical analysis software spss18.0 to ensure that the collected data could support the follow-up research.
- ①
Summary statistics
When statistically describing the data obtained through the survey questionnaire, the mean, variance, and standard deviation of the valid questionnaire data were analyzed via the factor analysis function in IBM SPSS 18.0. The specific analysis results are provided in
Table 2.
From the statistical description results in
Table 2, it can be seen that the data obtained from the systematic collaborative control of air pollution have good consistency and can support the follow-up research work of this paper.
- ②
Reliability and validity of the data
The Cronbach method was used to test the reliability of the data collected from the questionnaire. The Cronbach coefficient was tested in the social science statistical analysis software SPSS 18.0, as shown in
Table 3.
Secondly, the structural validity of the questionnaire was analyzed by exploratory factor analysis. The KMO value was 0.784, and Bartlett spherical test value was 624.056 (as shown in
Table 4). Therefore, factor analysis could be carried out. It can be concluded that the questionnaire designed in this study has good structural validity.
In summary, the data collected by the questionnaire passed the reliability and validity test. The data could therefore effectively support the subsequent performance evaluation and analysis.
2.2.3. Priority Evaluation Weighting for the Air Pollution Collaborative Prevention and Control Pathway
- a.
Determine the number of evaluation experts
In the specific implementation process of the priority evaluation of the air pollution collaborative governance pathway, considering the research needs and the calculation principle of the analytic hierarchy process, ten experts and scholars who had been engaged in air pollution prevention and control for a long period of time and workers who had been engaged in ecological environment protection, air pollution prevention, and monitoring for an extended period were selected to form an expert team.
- b.
Determine the subject areas of evaluation experts.
To calculate the priority weightings of the air pollution collaborative governance pathways according to the principle of systematic collaborative governance with regards to air pollution, evaluation experts were selected mainly from universities and practical fields: ① Six experts and scholars from universities and research institutes who had engaged in air pollution prevention and control for an extended period, accounting for 60% of the team, and ② four practitioners from the front line of air pollution prevention and control who had been engaged in ecological environment protection, air pollution prevention, and monitoring for a long period of time, who accounting for the remaining 40%. To determine the influence of the specific priority evaluation subject on the objectivity of the evaluation results, the personnel from different fields mentioned above formed a nominal group
- c.
Invite evaluation experts to score
Experts were invited to rate the importance of the criterion layers in the target layer and the importance of the scheme layers in each of the criterion layers. For the calculation, the simple average of the scores of each expert was used as the evaluation value of the relative importance of the index. The scoring criteria, according to Saaty’s 1–9 scale of basic comparison for the analytic hierarchy process, are provided in
Table 5.
- d.
Construction and calculation of index weight judgment matrix in criterion layer
Firstly, with the help of experts’ scores, the importance matrix for the criterion (standard) layers of the target layer was constructed, with purpose of the target layer index (X) being to improve the effectiveness of systematic collaborative control with respect to air pollution. Level indicators were included to build a collaborative governance system (X
1), promote the optimization and adjustment of the industrial infrastructure (X
2), promote the transformation and upgrading of the energy infrastructure (X
3), and improve the construction of the legal system (X
4). Index X
1 is important relative to X
2, with a weight of 3, most important relative to X
3, with a weight of 4, and also important relative to X
4, with a weight of 2; X
2 is important relative to X
3, with a weight of 2; the index X
4 is important relative to X
2, with a weight of 2, and more important relative to X
3, with a weight of 3. The importance matrix is provided in
Table 6.
In
Table 5,
λ is the vector characteristic heel, and
Wi is the index importance vector after normalization. It is normalized as:
In order to ensure the consistency of the evaluation, it is necessary to check the consistency after the weight calculation. The consistency test needs to measure the maximum eigenvalues of the vector matrix. The square root method was used to calculate the eigenvalues, λi, and the maximum characteristic root, =.
The following can be used to check the consistency of the matrix in
Table 5.
In (2), N = 4 and = 4.031. According to the reference scale of the consistency test, the matrix passed the consistency test, which showed that the expert’s judgments on the importance of the criterion layer relative to the target layer had good consistency. The priority evaluation of the air pollution collaborative governance pathway can be sorted according to its weighted score, which is as follows.
The weighted score for formulating a systematic collaborative governance scheme (X11) is 0.414, which means that the scheme is the most important and should be the first pathway to be implemented in the systematic collaborative governance of air pollution. The weighted score for the performance appraisal mechanism for optimized collaborative governance (X15) is 0.345. That is, after the scheme is worked out, the performance appraisal for the collaborative governance of air pollution should be strengthened. Promoting the construction of pollution and carbon reduction infrastructure (X14) has a weighted score of 0.152; the weighted score for the publicity on the hazards of air pollution (X13) is 0.058. This means more people should know about the hazards of air pollution to human health and the ecological environment, and governments should enhance human awareness of environmental protection, discourage air pollution behaviors, and jointly protect healthy human homes. Finally, the weighted score for the exploring digital governance pathway (X12) is 0.032. With the rapid development of the digital economy and technology, the digital governance pathway has become a more advanced measure and has influenced the direction of air pollution collaborative governance.
- e.
Construction and calculation of index weight judgment matrix at scheme level
According to the above ideas concerning the index importance matrix of the criterion level, an index importance judgment matrix of the scheme level relative to the criterion level was also constructed, as shown in
Table 7,
Table 8,
Table 9 and
Table 10.
In the importance matrix of C
1 of the standard layer B
1, the index of the standard layer B
1 is to build a collaborative governance system (X
1), and the indices of the plan layer C
1 are to formulate a systematic collaborative governance scheme (X
11), to explore a digital governance path (X
12), to strengthen the publicity of air pollution hazards (X
13), to promote the construction of infrastructure to achieve pollution reduction and carbon reduction (X
14), and to optimize the performance evaluation mechanism for collaborative governance (X
15). Index X
11 is the most important relative to X
12, with a weight of 10, followed by X
13, with a weight of 8, which is important relative to X
14, with a weight of 5, and important relative to X
15, with a weight of 2; index X
13 is important relative to X
12, with a weight of 3. Index X
14 is important relative to X
12, with a weight of 6; it is more important relative to X
13, with a weight of 5. Index X
15 is more important than X
12, X
13, and X
14 with a weight of 9, 8, and 4, respectively. The importance matrix is provided in
Table 7.
We then checked the consistency of matrix C1. The consistency test coefficient was 0.078, N = 5, C.R. = 0.078/1.12 = 0.07 < 0.1. Therefore, the judgment matrix C1 passed the consistency test.
In the importance matrix of C
2 in the standard layer B
2, the index of the standard layer B
2 is to promote the optimization and adjustment of the industrial infrastructure (X
2), and the indices of the plan layer C
2 are to improve energy utilization efficiency (X
21), to develop green industries (X
22), to urge enterprises to eliminate backward modes of production (X
23), and to improve the total factor green productivity of industry (X
24). The index X
21 is the most important relative to X
22, with a weight of 9, more important relative to X
23, with a weight of 3, and important relative to X
24, with a weight of 7. Index X
23 is important relative to X
22, with a weight of 6, and is more important relative to X
24, with a weight of 4. Index X
24 is important relative to X
22, with a weight of 4. The importance matrix is provided in
Table 8.
The consistency of matrix C2 was checked by the consistency test. The coefficient from the test was 0.066, N = 4, C.R. = 0.066/0.9 = 0.07 < 0.1. Hence, the judgment matrix C2 passed the consistency test.
In the importance matrix of C
3 in the standard layer B
3, the index of the standard layer B
3 is to promote the transformation and upgrading of energy infrastructure (X
3), and the indices of the plan layer C
3 are to increase the proportion of emerging energy sources such as wind energy, bioenergy, and photovoltaic energy (X
31), to vigorously promote the development of renewable energy (X
32), and to build a clean and low-carbon energy system (X
33). The index X
31 is important relative to X
32, with a weight of 4; it is important relative to X
33, with a weight of 6; index X
32 is important relative to X
33, with a weight of 3. The importance matrix is provided in
Table 9.
The consistency test coefficient obtained from checking the consistency of matrix C3 was 0.028, N = 3, and C.R. = 0.028/0.58 = 0.05 < 0.1. Hence, the judgment matrix passed the consistency test.
In the importance matrix of C
4 in the standard level B
4, the index of the standard level B
4 is to improve the legal system construction (X
4), and the indices of the plan level C
4 are to establish and improve the institutional restraint mechanism (X
41), to improve the supervision institutions and strengthen supervision (X
42), to strictly enforce air pollution emission standards (X
43), and to improve the Ecological Environment Protection Act (X
44). The index X
41 is more important than X
43, with a weight of 4, and more important than X
44, with a weight of 6. The index X
42 is important relative to X
41, X
43, and X
44, with a weight of 2, 5, and 7, respectively. The index X
43 is important relative to X
44, with a weight of 3. The importance matrix is provided in
Table 10.
We also checked the consistency of matrix C4. The consistency test coefficient was 0.033, N = 4, C.R. = 0.033/0.9 = 0.037 < 0.1, so the judgment matrix C4 passed the consistency test.
- f.
Weight determination and ranking
To judge the weight of the performance evaluation index it was necessary to calculate the weight by combining the relative importance of each level index with that of the upper-level index. The weight matrix of the comprehensive index is provided in
Table 11.
According to
Table 10, the index weight vector can be obtained by judging the comprehensive weight of the priority evaluation of the air pollution cooperative governance pathway: W = (0.193, 0.015, 0.027, 0.071, 0.161, 0.094, 0.007, 0.043, 0.017, 0.066, 0.021, 0.009, 0.091, 0.14, 0.032, 0.015).