1. Introduction
In recent years, three-dimensional (3D) printing has dramatically been developed in various industrial fields to construct structures with complicated 3D shapes based on computer-aided design (CAD) models [
1]. The process of creating 3D objects was invented in 1986 by Charles Hull and introduced as additive manufacturing (AM), rapid prototyping (RP), or solid-freeform (SFF) [
2]. This convenient technology could construct 3D structures with thermoplastic polymer materials such as acrylonitrile butadiene styrene (ABS) [
3,
4,
5], polylactic acid (PLA) [
3,
5,
6], polyamide (PA) [
7], and polycarbonate (PC) [
8], that were already being used for biomechanics [
9], optical metamaterials [
10], smart textiles [
11], and other applications. The advantages of this fabrication method are the optimal use of the material, a flexible design, and more precise production of complex parts and components.
As a class of multi-scale structures, so-called “metamaterials” exhibit thermo-mechanical properties that are not found in nature. Their unusual characteristics arise from their structures and geometries rather than the material of which they are composed [
12]. For the first time, Lakes [
13] reported foam structures with negative Poisson ratios. Recently, 3D printing technology has enabled us to fabricate cellular materials with complex architectures [
14]. For example, Wang et al. [
15] showed dual-material auxetic metamaterials consisting of two parts, stiff walls and elastic joints, that did not show any instability during deformation. The finite element (FE) and experimental results showed that these metamaterials had distinctly different auxeticities and mechanical properties from traditional single-material auxetic metamaterials. In another case, Garcia and et al. [
8] designed an all-dielectric uniaxial anisotropic metamaterial and then fabricated and tested it. It was manufactured from polycarbonate using a fused deposition modeling (FDM) 3D printing. Mirzaali et al. [
16] used computational models and advanced multi-material 3D printing techniques to rationally design and additively manufacture multi-material cellular solids for which the elastic modulus and Poisson’s ratio could be independently tailored in different directions. Yang et al. [
17] used the classical planar tessellation theory to find regular 2D figures that can be used as configurations for first- and second-order honeycombs, and systematically explored the configuration characteristics of the existing two-dimensional (2D) and 3D auxetic and non-auxetic structures. Then, based on a topology analysis, they designed and classified 3D hierarchical metamaterials according to first-order and second-order configurations, which have tailored different ranges of Poisson’s ratio and Young’s modulus. Bodaghi et al. [
18] conducted experimental and numerical studies on the mechanical behaviors of metamaterials made of hyperelastics under both tension and compression in a large strain range. They used the FDM method for 3D printing samples and explored metamaterial behaviors in tension and compression modes, revealing buckling instability characteristics.
By printing “smart” materials, 3D printing shifts to another level that is called 4D printing. In other words, 4D printing is a combination of 3D printing with time as its fourth dimension [
19].
Figure 1 shows the difference between 3D and 4D printings, where in a 4D-printed sample, stimuli like water, heat, a combination of heat and light, and a combination of water and heat trigger actuations. The selection of the stimulus depends on the requirements of the specific application, which also determine the types of smart materials employed in 4D-printed structures. Among active materials, shape memory polymers (SMPs) have more advantages. These advantages are higher recoverable strain of up to 400%, lower density, lower cost, simple procedure for programming of shapes, and good controllability over the recovery temperature. SMPs can hence be utilized in the automotive and aerospace industries, and other fields. For example, Tibbits et al. [
20] created a linear strip structure composed of rigid and active materials. This structure could transform into a corrugated structure when it was placed in water. This was a demonstration of 1D-to-2D shape-shifting using the self-bending mechanism. They printed a 2D flat surface with different swelling activated in the water that could change into closed-surface cubes with a 3D shape. Zhang et al. [
21] showed that the release of the internal strain in printed samples generated during the 3D printing process made the printed structure remain flat under heating, and when it was cooled to room temperature, it changed into a 3D structure. Jamal et al. [
22] showed a configuration change for tissue engineering where a 2D planar bio-origami changed into a 3D pattern by the self-bending operation. This configuration change was enabled by different swelling ratios of hydrogels and rigid materials in the water. By understanding the FDM printing method and SMP cycle, Bodaghi et al. [
23] manufactured adaptive metamaterials enabled by functionally graded (FG) 4D printing technology, without application of any programming process and external manipulation. They implemented an in-house FE code to solve constitutive governing equations of SMP structures. Using 4D printing, Joanne et al. [
24] studied cross-folding origami structures that were made of multi-material components along different axes and different horizontal hinge thicknesses with a single homogeneous material. Chen et al. [
25] demonstrated geometrically reconfigurable, functionally deployable, and mechanically tunable lightweight metamaterials utilizing 4D printing. They introduced metamaterials that were made of photo-crosslinkable and temperature-responsive SMPs. By implementing 4D printing technology, Bodaghi and Liao [
26] introduced tunable continuous-stable metamaterials with reversible thermo-mechanical memory operations. Zolfagharian et al. [
27] provided a control-oriented modelling approach for 3D-printed polyelectrolyte soft actuators. They developed an electro-chemo-mechanical model for the 3D-printed polyelectrolyte soft actuators and validated it with the experimental data. A new class of metamaterials, so-called “self-morphing structures”, has recently been introduced and studied [
28]. Yu et al. [
29] designed a new concept of a morphing wing based on SMPs and their reinforced composites. Tao et al. [
30] simulated self-folding SMP hinged shells by implementing a complicated user defined material (UMAT) subroutine into the commercial FE software package of Abaqus.
The literature review implies that researchers have mostly developed their own in-house FE codes or implemented complicated UMATs using FE commercial software packages to model self-folding structures.
This paper aims at introducing self-bending/morphing/rolling structures fabricated by 4D printing technology and simulating their thermo-mechanical behaviors by a novel simple computational tool. The main approach is based on an understanding of thermo-mechanical behaviors of shape memory polymers and the concept behind FDM technology, as well as experiments to explore how printing speed can control self-bending features. The feasibility of the SMP primitives with self-bending features via FG 4D printing is first demonstrated experimentally. The self-folding 1D-to-2D process is simulated by introducing a straightforward method into a commercial FE software package of Abaqus that is much simpler than writing a UMAT subroutine or an in-house FE solution. 4D printing and the computational tool are applied to develop practical complex structures with self-bending/morphing/rolling features. A good qualitative and quantitative correlation is observed, verifying the accuracy of the proposed method.
4. Results and Discussion
In this section, the experimental and numerical analyses of the self-bending/morphing structures are presented. The samples are heated by dipping into the hot water at a prescribed temperature of 85 °C that is greater than the transition temperature by 22 °C. Three straight beam-like samples with dimensions of (30 × 1.6 × 1) mm are printed at liquefier temperature
Tin = 190 °C and the print speed of
,
and
, respectively. The configuration of the three samples after the heating–cooling process is depicted in
Figure 7. As it can be seen, the samples self-bend when dipping in the hot water. The observed self-bending is due to an unbalanced pre-strain induced during 3D printing and deposited through the thickness direction. Unbalancing in the through-the-thickness pre-strain distribution leads to a mismatch in the free-strain recovery, producing curvatures and revealing a transformation from a temporary straight shape to a permanent curved shape. It should be mentioned that curved beams could be manually programmed again to get another temporary shape and reveal shape memory effects upon heating. It is also found that the pre-strain has an increasing trend through the thickness from the lower to the upper layer that leads the beam to be changed upward. This self-bending is such that the samples with higher printing speeds have larger bending angles. One of the reasons that can explain this trend is that more speed provides more mechanical loading that may induce more pre-strain. In fact, the FDM printing process shows the capability of both fabrication and hot programming at the same time. To characterize the deformed shape, we define three geometric parameters
that can describe the deformed shapes.
,
and
denote the outer length, the opening, and the depth of the mid-surface of the deformed sample, respectively.
Then, the FE Abaqus software is used to model the printed samples. For this purpose, the element type C3D8T is used, and the sample is discretized into five sections with different thermal expansion coefficients. The thermal expansion coefficient on each layer is chosen to obtain the deformed configuration for the specific printing speed.
Table 3 shows the thermal expansion coefficient of each layer for different printing speeds.
Figure 8 also shows the results from the FE Abaqus simulation.
Table 4 also lists the geometric parameters obtained from the experiments, FE Abaqus, and in-house FE code. It is found that simulation results of Abaqus are in a good agreement with the characteristics observed in the experiments and the in-house FE solution. It validates the reliability of the SMP programming by considering FG thermal expansion in the FE Abaqus.
Next, potential applications of self-bending primitives are demonstrated. First, we design a flat sheet with dimensions of (50 × 30) mm, reinforced by three straight beams that are printed with different speeds.
Figure 9 shows the experimental results of the deformed configuration of the structure after heating up to 65 °C and then cooling down to room temperature. Young’s modulus of the PLA at 85 °C is very low. Therefore, if the structure is heated up to 85 °C, the beams become very soft and the paper sheet under tension returns the beams to the undeformed configuration. That is why the structure should be heated up to 65 °C. As observed in
Figure 9, the bending angles are different for the beams printed with different speeds. Due to this fact, the sheet is bent along the central line with different angles and deformed into a conical panel by heating. This can be considered as a demonstration of a 2D-to-3D shape-shifting by the self-morphing mechanism.
The composite structure, including the main flat sheet reinforced by three straight beams with different pre-strain levels, is modeled by the FE Abaqus. The interaction between the beams and the paper sheet is of the Tie type, which is a perfect bond between the beams and the paper sheet. After determining the thermal boundary conditions similar to the experimental conditions, the structure is heated up to 65 °C and then cooled down to the room temperature.
Figure 10 represents simulation results of the deformed configuration that properly match with the experimental shape. As expected, the beam that is 4D printed with a lower speed has a lower bending angle, while the beams printed faster produce greater bending angles. Similar to the experimental results, the paper sheet bends and transforms into a conical panel with the self-morphing feature.
For the second example, we consider a plus-like structure printed at
. This structure consists of two perpendicular beams with dimensions of (30 × 1.6 × 1) mm. The structure is heated up to 85 °C and then cooled down to room temperature.
Figure 11 illustrates the experimental results of the deformed configuration after the heating–cooling process. It can be found that this element has the potential to be used as a flexible self-bending gripper for future mechanical/biomedical devices fabricated by the 4D printing technology. The bending of the gripper can be controlled by changing the printing speed. For example, if a sample is printed at
, the bending of the gripper becomes greater. This means that the printing speed can be manipulated to get a desired angle. To model this structure with the FE Abaqus, it is divided into five sections through its thickness, and the thermal boundary conditions are chosen similar to the experimental conditions. The plus-like structure is heated up to 85 °C and then cooled down to room temperature.
Figure 12 shows the deformed configuration obtained from the simulation.
The comparison studies in
Figure 7,
Figure 8,
Figure 9,
Figure 10,
Figure 11 and
Figure 12 revealed the high accuracy of the 3D FE method in Abaqus in replicating the experimental observations. In the following studies, this digital Abaqus tool is implemented to simulate various self-bending devices.
Figure 13 shows a flower-like structure composed of a flat paper sheet and eight straight beams. The dimensions of the beams are (30 × 1.6 × 1) mm. The printed beams are at a 10 mm distance from the center of the structure. The beam structures are printed on the paper such that the first printed layer is directly connected to the paper. To model the interactions between the beams and the paper sheet, a Tie-type interaction is assumed. The beam-like structures are 4D printed with different speeds for three different case studies. The configuration of the flower-shaped structure reinforced with beams printed with different speeds after the heating–cooling process is displayed in
Figure 14. As it can be seen, when the structure is heated up to 65 °C, it is bent towards the interior layer and the structure transforms into a flower shape.
The results presented in
Figure 14a show that the deformed configuration for the case of
has a lower bending angle. As it can be observed, by increasing the printing speed, the flower further closes. As another example, a bunch of beams with dimensions of (30 × 1.6 × 1) mm are diagonally printed over a rectangular paper sheet with dimensions of (230 × 21) mm, as shown in
Figure 15. The angle between the paper sheet and beams is 45°. The beams are connected to the paper such that the first printed layer is directly connected to the paper. The interaction between the paper sheet and beams is of the Tie type. This structure is heated up to 65 °C and then cooled down to the room temperature. The beam-like structures are 4D printed with different speeds for three different case studies.
Figure 16 illustrates the configuration of the rectangular paper sheet reinforced with the beams fabricated with different speeds after the heating–cooling process.
Figure 16 reveals that the structure, initially in a flat state, transforms into a helix upon heating, revealing a self-rolling feature. It is observed that enhancing the printing speed increases the pitch. Therefore, by changing the printing speed, the pitch can be controlled. Moreover, by changing the angle between the paper sheet and the 4D-printed beams, the geometry of the self-rolling helix could be changed.