Abstract
Inverters are commonly controlled to generate AC current and Total Harmonic Distortion (THD) is the core index in judging the control effect. In this paper, a THD oriented Finite Control Set Model Predictive Control (FCS MPC) scheme is proposed for the single-phase inverter, where a optimization problem is solved to obtain the switching law for realization. Different from the traditional cost function, which focuses on the instantaneous deviation of amplitude between predictive current and its reference, we redesign a cost function that is the linear combination of the current fundamental tracking error, instantaneous THD value and DC component in one fundamental cycle (for 50 Hz, it is 0.02 s). Iterative method is developed for rapid calculation of this cost function. By choosing a switching state from a FCS to minimize the cost function, a FCS MPC is finally constructed. Simulation results in Matlab/Simulink and experimental results on rapid control prototype platform show the effect of this method. Analyses illustrate that, by choosing suitable weight of the cost function, the performance of this THD oriented FCS MPC method is better than the traditional one.
1. Introduction
Total Harmonic Distortion (THD), undoubtedly, plays an important role in the measurement and evaluation of the waveform quality in power system [1]. Meanwhile, it is also a vital performance metric for the controller design and implementation in inverters. In other words, the acquisition of low output current THD is of great significance [2]. In addition, the allowed limitation of maximum current THD is 5%, especially when the inverters are connected to the grid, so that the figure of merit in power supply can be guaranteed [3].
Numerous previous studies have been conducted for the purpose of reducing THD and two categories are taken into consideration broadly. New topologies are the main concerns of one category, in which a range of multilevel structures is applied for reducing THD due to the capability to produce the staircase-like voltage waveforms [4]. Obviously, as the number of levels increases, the THD will decline, but there will be more complex topologies leading to greater costs and difficult implementation [5]. To mitigate its effects, new optimized structures under multilevel scheme are proposed in DC-AC converters [6] and AC-AC converters [7], which can perform well and obtain low THD. Moreover, packed U-cells (PUCs) combined with the characteristic of flying capacitor and cascaded H-bridges (CHB) are also used for THD reduction [8]. On the output side, owing to the poor harmonic attenuation of conventional first-order L filter, high order filters are used for greater ability to eliminate harmonics and improve the performance [9]. For example, third-order filter is ordinarily employed because of the capability to achieve less harmonic even at lower switching frequencies [10,11]. Additionally, based on traditional filter, some improvements are applied for less THD, such as trap- [12], filter [13].
For the other category, the reduction of THD is realized by modulation pattern and switching sequence optimization [14]. As typical optimization methods of switching sequence for inverters, selective harmonic elimination pulse width modulation (SHEPWM) and its modified methods are effective for the certain low-order harmonics elimination [15]. In the realization process, a high dimensional nonlinear equation is solved by offline calculation. Then, switching sequence is generated to eliminate harmonic current of the selected discrete frequencies in one fundamental cycle [16]. Except for the ability to reduce low order harmonics, SHEPWM is also easy to understand [17]. However, a severe shortcoming of SHEPWM is the heavy computation, where earlier works are developed for alleviating the burden of calculation, such as bee algorithm [18] and particle swarm optimization [19]. Absolutely, further research should be conducted in real application. In addition, modulation optimization is also method for THD minimization. For traditional space-vector PWM (SVPWM), probabilistic optimization algorithms are employed to improve the space-vector sequences. Immune algorithm (IA) [20] and genetic algorithms (GAs) [21] are examples. Moreover, the reduction of THD is also reflected on the improvement of conventional PWM, such as dual-level dual-phase carrier (DLDPC) PWM [22], staircase-PWM modulation [23] and confined band variable switching frequency PWM (CB-VSF PWM) [24]. It can be found that THD is not taken as the control objective directly among the methods mentioned above. Namely, the design of THD oriented control scheme is not clear.
Model predictive control (MPC), as a finite horizon optimization method, has been widely applied in the control of converters and continually developed [25], where inverters are important applications. Due to the finite switching state combinations, finite control set (FCS) MPC can achieve the control aims of single-phase inverters [26]. The simplicity for understanding and implementation is a vital advantage of FCS MPC when compared with fuzzy control and sliding mode control [27]. Moreover, it is also characterized by the ability to deal with various control objects and handle system constraints with ease [28]. The traditional cost function of FCS MPC for single-phase inverters is composed by standard error between predictive output and reference, and by minimizing it at finite horizon sampling intervals, the output can track the reference rapidly [29,30]. In other words, traditional FCS MPC aims at standard error elimination rather than direct THD reduction. In essence, the standard error is applied for the description of tracking effects with constant values, while THD is the fundamental evaluation index for sinusoidal signal tracking. Although standard error equal to 0 implies THD is 0, there is a lack of clear mathematical relations between the standard error and THD. Therefore, under the FCS MPC scheme, an improved THD-based real-time control method for single-phase inverters is proposed, i.e., the THD-oriented FCS MPC controller. The main works of this paper are as follows:
- (1)
- Based on FCS MPC frame, the proposed THD oriented FCS MPC controller is realized by ameliorating the cost function. Different from traditional one, a linear combination with weight factors of the fundamental tracking error, instantaneous THD value and DC component in current constitutes the cost function. Offline optimization is used for the selection of weight factors.
- (2)
- To avoid calculation complexity in real-time THD control, the items of the cost function are obtained by iterative algorithm. Then, switching state can be chosen after minimizing cost function and achieve the goal of THD reduction.
The rest of the paper is arranged as follows: The single-phase inverters model is presented in Section 2 as well as the problems statements. Then, Section 3 elaborates the proposed THD oriented FCS MPC controller design. The effectiveness of proposed strategy is validated by simulation and experiments, as shown in Section 4 and Section 5. Finally, Section 6 draws the conclusions of the research work.
2. System Description and Problem Statement
2.1. System Description
The typical single-phase inverter is presented in Figure 1, which is a well-known power electronics device employed for the conversion from DC electricity to AC. It consists of four power semiconductor switches named as S1–S4. Besides, it also contains the inductance L, resistance R and back electromotive force . represent the output current and input DC voltage.
Figure 1.
The topology of single-phase inverters.
Note that the single-phase inverters can operate in three different operation modes, i.e., grid-feeding, grid-supporting and grid-forming modes [31]. In this paper, the grid connected inverter in this paper is operated in grid-feeding mode and the feedback is the output current i.
The continuous-time model of the inverter is obtained by Figure 1, expressed as:
By applying forward Euler approximation [8], with as sampling time, the discrete form of Equation (1) is shown as:
where stands for the bridge voltage, which is described as . is the main operating states of the inverter and its value is determined by the switching state of four semiconductor units S1–S4.
It is known that each switch has two states, on and off. The switches in the same leg, namely or , are working in complementary separately. When is switched off and is switched on, the value of is . Conversely, it is changed to 1. means that and are both switched off/on. Then, the bridge voltage contains the voltage levels of corresponding to .
2.2. Problem Statement
In steady state, the output of current in Figure 1 can be expressed by using Fourier series as:
where is the harmonic order. The nth harmonic root mean square (RMS) value can be calculated by Equation (4).
THD is widely used in evaluating the quality of AC power, and how to minimize THD is very important for the control of inverters. In [1], THD is defined as follows:
Note that Equation (5) needs each nth Fourier coefficients to calculate THD, and it requires many elements that are not suitable for real application. In reality, THD can also be calculated by another equivalent method, as defined in Equation (6) [1]:
where is the RMS value of current i.
It is clear that the harmonics of current are almost the same in single or multiple fundamental period. Hence, in this paper, the THD optimization is conducted in a fundamental cycle (i.e., 0.02 s corresponding to 50 Hz) for simplicity, as illustrated in Figure 2. In this figure, A-cycle and B-cycle represent different cycles of adjacent points, and, in one cycle, the number of sampling points is described as N. In A-cycle, the DC, fundamental and THD values THD at kth point can be calculated, which are expressed as , and . Similarly, , and are calculated from the B-cycle.
Figure 2.
Cycles selecting illustrate.
Theoretically, DC bias, fundamental wave and high-order harmonics are the main component of periodic signals. The primary control objectives for inverters are to reduce the tracking error of the fundamental component, eliminate the harmonics and guarantee less DC bias. In this paper, minimizing THD is the purpose of the proposed control scheme, and the tracking error and DC bias should be subject to special constraints. The optimization model to illustrate the control problem is presented as:
3. Controller Design
3.1. Control Scheme
The scheme of the proposed THD-oriented FCS MPC method for grid connected inverters is presented in Figure 3. It is clear that this scheme is constructed based on the traditional FCS MPC method, where the major difference is the structure of the cost function. In this figure, the predictive control means predicting at th point under different switching combinations using the measured , mainly the output current in this paper. Note that the measured values are obtained by sensors and the prediction is based on the system model. Then, the cost function calculation is conducted with every predicted value and the reference value. After that, the switching states are selected by minimizing the cost function and the corresponding switching signals are sent to the H-bridge inverters to achieve the control goals. In the experiment, the calculations were conducted in the FPGA module. The details are presented below.
Figure 3.
General scheme for proposed method.
3.2. THD Prediction
According to Equation (6), it is obvious that , , and are the main factors deciding for discrete system. To avoid complexity, the THD is obtained by online iterative calculation described as follows.
and are easy to obtain for the continuous system, which are shown as:
Then, from Equation (8), for discrete system can be expressed as:
The previous value can be easily acquired by replacing k with in Equation (13). Substituting into Equation (13), the recursive form of is written as:
The formulas above illustrate the iterative calculation process of . Similarly, by applying the same method with and , the predictive value can be easily obtained for FCS MPC design.
3.3. Fundamental Wave Extraction
For periodic signals, a direct way to extract fundamental wave is by multiplying the original signal by the standard cosine function, as shown in Equation (19).
where the is the instantaneous fundamental value of current .
However, the difficulties of rewriting Equation (19) in recursive form have restricted its application. In reality, digital filters have commonly been used in many cases and the Second Order Generalized Integrator (SOGI) can extract the fundamental signal quickly [32].
The basic structure of SOGI is illustrated in Figure 4. Except for the central frequency , the damping factor is also contained in the scheme, which can impact the influence of SOGI. The SOGI can filter the harmonics being away from . The acquisition of discrete-time integrator is important for the discrete implementation of SOGI. Using the forward Euler method for integrator estimating, the SOGI can be written as follow:
Figure 4.
Scheme for Second Order Generalized Integrator (SOGI).
3.4. FCS MPC Scheme
To drive the switching units for inverters current tracking, FCS MPC scheme is used to determine the appropriate switching states judged by the cost function. It should be noted that, for MPC, the future control sequence is obtained by minimizing the cost function used to evaluate the predicted values and it applies the first value of the sequence to converters. However, FCS MPC is implemented by predicting and applying the future values to the cost function corresponding to every switching states and then selecting the associate switching states with minimum cost function. Since there are finite switching states for power converters, FCS MPC is widely and successfully employed in the converters control.
The implementation process is mainly divided into three steps. Firstly, the predicted current is obtained by the discrete model of single-phase inverters in Equation (2), shown as:
where and are the xth switching combination and corresponding predicted current. As mentioned above, , which means the subscript .
Hence, according to Equations (6), (15) and (20), the predicted current fundamental values, THD and DC values are described as
where are obtained by Equations (14), (16)–(18) and (20). The symbol means the predicted current is used.
Secondly, the cost function is deduced by the given reference and the predicted values. In this paper, one step FCS MPC is employed to avoid the complex calculations, where the conventional form for inverters is expressed as:
where is the reference value at th point.
Then, for the proposed THD oriented FCS MPC, the cost function is modified to satisfy the objectives in Equation (7). The weights and are introduced to turn the problems into a single-objective optimization problem. The modified cost function is reconstructed by the weighted summation of the error between the reference values and the predicted fundamental values of output current, the predicted THD value and the predicted DC component of output current, which is presented as:
Finally, comparing the cost , the optimal can be obtained with the minimum associated cost, which is expressed as:
According to the relationship between and the switching states of the semiconductor units S1–S4 mentioned in Section 2.1, the switching signals are generated to achieve the control objectives.
3.5. Close Loop Realization
Figure 5 demonstrates the control algorithm of proposed method, where the operation steps are described as follows:
Figure 5.
Control Algorithm.
- Step 1
- Initialize digital controller.
- Step 2
- Measure and by sensors, and read from memory.
- Step 3
- Step 4
- Initialize the inner loop with .
- Step 5
- Add 1 to cycle count value x, and select the xth switch state to calculate the corresponding predicted current .
- Step 6
- Step 7
- Calculate the cost function by Equation (26).
- Step 8
- Judge ? If yes, then next step, else jump to Step 5.
- Step 9
- Select the optimal corresponding to the minimum cost J, then send the switching signals to inverters and return to Step 2.
4. Simulation Verification
To confirm the effectiveness of proposed controller, a single-phase inverter model, i.e., the model shown in Figure 1, was established in Matlab/Simulink for simulation with the presented parameters in Table 1. Note that Stateflow block was used for the control algorithm programming and generating the switching signals to drive the switching units, where the steps are elaborated in Section 3.5.
Table 1.
Simulation parameters.
Since the selection of weights , plays an important role in the realization of proposed controller, a group of simulations were carried out with , where to show the change of THD in steady-state, as presented in Figure 6.
Figure 6.
THD performance of different weights.
As illustrated in Figure 6, the performance is related to both and , especially sensitive to . According to the analysis, the minimum of THD in Figure 6 is 5.1708% when . Under the same circumstance, the THD of traditional FCS MPC is 5.6814%. In other words, the minimum value of THD at this condition is reduced by 8.9877% compared with the traditional one.
The tracking effects of two methods under same reference signal, namely, , are shown in Figure 7. In the figure, the transit time from traditional FCS MPC to proposed controller is set to 0.2 s, as presented in Figure 7a. The dynamic change process of THD is shown in Figure 7b, indicating that the THD of proposed controller is lower compared with traditional FCS MPC. In addition, the harmonic analysis in Figure 7c also presents that most of the harmonic components of proposed controller are lower than the traditional one, which is the explanation for the decrease of THD. It should be noted that the average times of switching in one second for proposed controller is 3000 while that for traditional FCS MPC is 3400, which means there are no bad effects on switching.
Figure 7.
Simulation results of two methods: (a) output current; (b) THD; and (c) harmonic analysis.
5. Experimental Verification
5.1. Test Bench
An experimental platform of single-phase inverters was implemented to further validate the proposed controller presented in Figure 8a. Figure 8b illustrates how the platform works by a block diagram and the specifications are listed in Table 2.
Figure 8.
Rapid control prototype: (a) experimental platform; and (b) block diagram.
Table 2.
Experimental platform design parameters.
The test bench is mainly made up of LabVIEW interface, embedded NI CompactRIO 9033, single-phase inverter circuit, DC source and current sensor. As for NI cRIO 9033, the main component is a FPGA module as an important part for the implementation and execution of proposed control law. Then, NI 9205 is a 16-bit analog input module with 32 single-ended or 16 differential channels, which is used to measure output current of the circuit. Its maximum input range and sampling rates are ±10 V and 250 kS/s, respectively. A digital input/output module NI 9401 was used to output control signals, via one of its eight bidirectional channels, to achieve control objectives, and the updating rate is 100 ns. Both NI 9205 and NI 9401 are connected to the FPGA module of NI cRIO 9033 by high-speed internal bus. Note that the LabVIEW environment in PC, communicating with NI cRIO 9033 via ethernet, helps to program FPGA module, and save and check the experimental results for better demonstration, similar to a man–machine interface.
5.2. Experimental Results
According to the control algorithm in Section 3.5, experiments were conducted on the platform presented in Figure 8, where Table 3 lists the parameters. NI cRIO 9033 was used as the controller with the FPGA module programmed by LabVIEW. Besides, the comparison between traditional FCS MPC and proposed controller is also demonstrated. Note that the back electromotive force is set to 0 due to the test bench.
Table 3.
Experimental parameters.
Figure 9 demonstrates the performance of traditional FCS MPC and proposed controller with and . Taking as an example, from s to s, traditional FCS MPC was used for the current tracking, while the proposed method was applied after s in Figure 9d. It can be easily found that the instantaneous THD value was reduced significantly after s in Figure 9e. Besides, through FFT analysis shown in Figure 9f of current waveform in the steady state, a lower magnitude in most harmonic components can be obtained by proposed method compared with traditional FCS MPC, which was similar to the simulation. By comparing the waveform and the THD performance, it was found that a lower THD (8.00%) was obtained from proposed controller while that from traditional FCS MPC was 8.21%, and the decline was about 2.56%. As for , there are similar results in Figure 9a–c. It should be noted that, compared with the simulations, the improvement of THD was a little lower, which may be resulted from the noise of current sensor and the time-delay from calculation.
Figure 9.
Experimental results of two methods: (a) output current with ; (b) THD with ; (c) harmonic analysis with ; (d) output current with ; (e) THD with ; and (f) harmonic analysis with .
Table 4 presents the improvements of THD with different to further verify the effectiveness of the proposed controller, where the weights and were selected by offline optimization. It can be easily found that, compared with the traditional FCS MPC, the performance of proposed controller was better. The THD was reduced overall, especially when tracking low current. Meanwhile, the calculation time for proposed controller was 6.125 µs (245 ticks at 40 MHz clock) while it was 5.05 µs (202 ticks at 40 MHz clock) for traditional FCS MPC in this paper, indicting that the computation burden for proposed method was a little larger. However, there was no bad effect on the control performance.
Table 4.
THD in different current.
In addition, the instant response of proposed controller is displayed in Figure 10. At about 1.045 s, shown by the bold dotted line in the figure, the reference current changed from 2.5 A to 3.5 A, and the output current tracked the reference rapidly as well as the descending process. As for the tracking error, a sudden increase can be seen at the changing moment and it decreased to a reasonable range quickly. As shown in Figure 10c, THD had a large mutation when changed. Then, after a period, it dropped to normal value and gradually restores to stable status.
Figure 10.
Instant response of proposed controller: (a) output current; (b) error; and (c) THD.
6. Conclusions
In this paper, concerned with the real-time THD control, a THD oriented FCS MPC controller is designed for single-phase inverters. Reducing THD has always been the focus of inverter control, but the real-time control using THD as a direct object has not been widely studied before. FCS MPC is characterized by its simplicity and the ability to process various control objectives. Hence, the control problem for proposed method is formulated as a multi-objective optimization problem. To achieve this goal, the cost function is modified to handle this problem, which is constructed by the linear combination with weight factors of the current fundamental tracking error, instantaneous THD value and DC component. Besides, iterative method is developed to reduce the computational burden. Simulations and experiments were conducted to verify the effectiveness of proposed method. The results indicate that, compared with traditional FCS MPC, better performance can be obtained, especially when tracking low current, and there is no obvious increase in the calculation time. Note that appropriate weights make the proposed controller perform well in THD reduction, while abusing weights may lead to bad performance becoming even worse. In other words, good weights can make a difference when the operation condition changes, such as the reference current amplitude and circuit parameters, which need further research.
Author Contributions
Conceptualization, P.L.; methodology, P.L.; software, R.L. and H.F.; validation, R.L. and H.F.; writing-original draft preparation, R.L. and H.F.; resources, P.L.; writing—review and editing, P.L.; and funding acquisition, P.L.
Funding
This research was supported by the National Natural Science Foundation of China (grant number: 51707168).
Conflicts of Interest
The authors declare no conflict of interest.
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