3.4.1. Overview of Research Collaboration
Before I analyze the collaboration patterns, it is important to emphasize that in the African context, collaboration, especially with non-African scientists, has been widely discussed. On the one hand, it is argued that research collaboration in Africa is extremely important as it enables the production of high-quality science, which is fundamental to the socio-economic development of the continent [
22]. On the other hand, there are several arguments related to the negative impact of IRC involving non-African scientists, which leads to the involvement of African scientists in research collaborations that do not address their local problems [
23,
24,
25] and the exclusion of African scientists from various tasks related to the management and execution of projects (e.g., deciding on the allocation of financial resources, defining the research questions, planning and designing the various project components, or in the analysis, interpretation, and dissemination of results [
25,
26,
27,
28]).
Bibliometric studies have shown that in the total number of documents in most African countries (especially in the western, eastern, and central regions [
26,
29,
30]), there is a high proportion of documents involving non-African scientists, and African countries consider their colonizers as the most important partners [
26]. On the one hand, the existing literature has shown that the presence of colonial ties favors collaboration [
15], which could explain, for example, why France and Belgium are strongly represented in central African publications [
26]. On the other hand, the existing literature also points to practices of neocolonial science, “a spirit in science in which authors from the [industrialised] countries realise the importance of publications, recognise the contribution, but deliberately and systematically exclude co-authorship of [developing] countries” [
31].
Given the historical context, I expect to find a high percentage of papers on NCs written in collaboration with non-African scientists (
Figure 4); in 2000–2019, there were 555 articles produced via DRC and 669 via IRC (
SI, Table S5). Collaborative activities have increased, and the growth can be characterized as exponential, with an annual growth rate of about 23% for IRC and 17% for DRC. In 2000, collaborative activities were present in all articles, and in 2019, in 98%. Considering the various 5-year periods, we see that DRC is more frequent than IRC in 2000–2004; it is about two times more frequent than IRC (
Figure 4), although the number of articles is small. Over time, IRC became more frequent, accounting for 54% of all articles in 2015–2019, while DRC accounts for 45% (
SI, Table S5). There is a difference between the values of DRC and IRC, but it is not as high as one might expect given the figures in the existing literature. We must take into account that the countries that contribute the most to NCs research (Egypt, South Africa, and Nigeria) are also the countries with the highest number of articles produced via DRC, as discussed in
Section 3.4.3 below (articles involving DRC account for 72%, 54%, and 58% of all articles; see
Tables S1 and S6 in the SI for the calculation of these data). Therefore, we can say that the observed pattern is a result of the unbalanced distribution of articles on NCs research by country.
Among the types of IRC, collaboration between African scientists without the participation of non-African scientists (IRC
intra) was rare. I found 19 articles in 2000–2019 and the majority (16 articles) were published in 2015–2019 (
SI, Table S5).
Articles to which African scientists from various countries and non-African scientists (IRC
inter_intra) contributed were practically non-existent until 2009. After that, the number of these articles began to increase; in 2015–2019, they represented 18.5% of all articles (
SI, Table S5).
This rare pattern of collaboration (IRC
intra and IRC
inter_intra) may not allow for the development and establishment of networks among African scientists that permit them to address their local challenges. These collaborations provide insights that can help us to answer current research questions and offer African scientists the opportunity to share their previous experiences, their acquired knowledge, and the challenges in their countries through informal communication. As they interact and understand each other’s capabilities and interests, trusting relationships are formed. These relationships and previous collaborations can lead to new joint projects that address local issues [
15,
28]. In addition, trusting relationships may spread among the collaborators of African scientists involved in IRC
intra and IRC
intra_inter, increasing opportunities for collaboration with these scientists’ partners [
32]. In short, it is expected that all mechanisms involved in collaborative activities will contribute to building a stronger research network between African scientists from different countries with or without the presence of non-African scientists.
Collaboration between African scientists, all from the same country, and non-African scientists (IRC
inter) is the most common, comprising 88.2% of all articles in 2000–2004 and 77.6% in 2015–2019 (
SI, Table S5). The benefits of these joint activities can be maximized if the African scientists involved have well-established national and intra/inter-regional African networks. In this scenario, they can serve as a bridge between other African scientists representing their professional connections in Africa and the non-African scientists involved in IRC
inter.
3.4.2. Collaboration Networks
If we look at the network behind NCs research, we can speculate on the potential benefits of IRC from this perspective.
NCs research is characterized by high geographical dispersion as the network consists of 129 countries (89 non-African and 40 African countries,
SI, Figure S5). There are 5059 links, which account for 61% of all possible interactions given the number of countries involved. The interactions between non-African countries (the links connecting two non-African countries) dominate the network as they account for 57.4% of all links (
SI, Figure S5), followed by the interactions between African and non-African countries, which account for 36.3% of all links. Finally, interactions between African countries account for 6.3% of all links. In the network, 2192 links (43.3% of all links) represent a single publication in 20 years.
Collaborations between African countries appear to be fragile, as the subnetwork related to these interactions has 60% of its links representing only one article in 20 years (
Figure 5). When these links are removed, the number of African countries with links to another African country drops from 40 to 25.
The subnetwork of the collaborations between African and non-African countries (
SI, Figure S6) also shows weaknesses, as the links representing one publication in 20 years account for 49% of all its links. The Republic of Congo, Liberia, South Sudan, and Togo, which also have a fragile position in
Figure 5, albeit Togo to a lesser extent, lose all their connections to non-African countries when the links representing one publication are deleted (
SI, Figure S7). In addition, African countries have lost connections with 15 non-African countries (Albania, Armenia, Bhutan, Bosnia and Herzegovina, Haiti, Hungary, Jamaica, Kazakhstan, Latvia, Malta, Montenegro, Myanmar, North Macedonia, Syria, and Yemen).
The subnetworks indicate that Ghana, Nigeria, Tanzania, and Kenya can play an important role in the flow of knowledge in the continent and in establishing professional links between African countries. They are quite well connected with other African countries within and outside their region (28 countries in the case of Kenya and 29 for the others). South Africa can also be crucial but is not well connected within southern Africa. In 20 years, it co-authored a single publication with Botswana. If we ignore the links representing one article, the top five consist of the same countries, and Uganda also appears at the top.
These countries, in addition to Egypt and Zambia, have the highest number of connections to non-African countries. They are influential in the network, as they are connected to countries with many connections and are also supported by the high values of eigencentrality (
SI, Table S8).
As for non-African countries, the USA and the UK are key players in the flow and access to knowledge, as shown by the high number of connections and centrality (they have the highest values for degree and eigencentrality,
SI, Table S8).
The role of these countries becomes even clearer when analyzing the number of jointly authored articles by African countries (
SI, Table S7). They are among the five countries that collaborated the most with Africa in 2000–2019 and within each 5-year period. In 2000–2019, about 57% and 28% of the articles produced via IRC involved the collaboration of scientists from the USA and the UK, respectively. It is important to mention the colonial relations between the UK and African countries. The literature emphasizes the importance of colonial ties in research collaboration [
15,
33], and the statistics on NCs research show that about 46% of all articles involving UK scientists were produced in collaboration with scientists from South Africa and Kenya. Articles involving scientists from Tanzania, Nigeria, and Egypt are also represented, albeit in smaller numbers.
Sweden, the Philippines, and Switzerland lost their positions in this top group. Their contribution is limited to two and three articles in 2000–2004 (
SI, Table S7), while others such as India, Canada, Pakistan, and France emerged in the top group during that period, although Pakistan and France were no longer at the top group in 2015–2019. The research with multinational clinical trials conducted in India, Pakistan, African countries, and other regions could justify the high presence of India and Pakistan at the top.
As for universities, 627 participated in IRC (
SI, Table S9), and they are present in 96% of all articles produced via IRC. The distribution of universities by region is asymmetrical, as non-African universities predominate, although those from Africa increased over time (
SI, Table S10). In 2015–2019, there were 126 African universities involved in IRC, accounting for 22% of all universities. The distribution of universities by country is also skewed, as those from the USA represent 18.5% of all universities in 2000–2019, followed by the UK with 4.8%.
The University of London (UoL-GBR) is the leader given the number of articles in which it was involved in the entire period, followed by the University of California (UC-System-USA) (
SI, Table S11). Other well-known universities are present in the top 10, such as Harvard University (HU-USA), Johns Hopkins University (JHU-USA), the University of North Carolina (UNC-System-USA), and the University of Oxford (OX-GBR). As for African universities, the University of Malawi (UNIMA-MWI), the University of Makerere (Mak-UGA), and the University of Witwatersrand (Wits Univ-ZAF) published more articles via IRC in 2000–2019. Over time, the changes in the top 10 are not significant. We see changes from the first to the second 5-year period, but the number of articles we are dealing with is so small that an in-depth discussion is impossible.
The collaboration network has 627 universities and 48,468 links (
SI, Figure S8). The visible links represent 25% of the possible interactions between the participating universities. The interactions between non-African universities dominate the network as they account for 77% of all links (
SI, Figure S8), followed by the interactions between African and non-African universities, which are 21% of all links. Finally, interactions between African universities account for 2% of the observed links.
The network is characterized by a dense core dominated by non-African universities. There are clusters of universities that are closely connected to this core. If we move from the core to the periphery, the network consists of small groups of universities with weak connections to each other and fragile connections to the core.
This network can be considered too fragile as 67% of the links represent a single publication in 20 years. If these links are deleted, the network consists of 477 universities (397 and 80 African and non-African universities, respectively).
Regarding the subnetwork among African universities, it cannot be said that it is a mature and well-established network, as several universities have a very fragile position (
SI, Figure S9). A total of 17 out of 138 universities have no connections to other African universities; they are part of the network because they are only linked to non-African universities. Moreover, 557 out of 804 links represent one publication in 20 years. If we delete these links, only 48 African universities will still be connected, and most of the small groups of African universities, which are at the network periphery, disappear.
The University of Cairo in Egypt (CU-EGY), MUHAS-TZA in Tanzania, Wits Univ-ZAF in South Africa, the University of Kinshasa in the Democratic Republic of Congo (UNIKIN-ZAR), and the University of Cape Coast in Ghana (UCC-GHA), from different African regions, can play an important role in the flow of knowledge between African universities as they are linked to several universities in other countries from their region and also from other African regions, except Wits Univ-ZAF and UNIKIN-ZAR. Although they are linked to universities in other African regions, they have no joint publications with countries within their region.
It is important to know which African universities can play a crucial role in the flow of knowledge and the expansion of professional relationships within the continent and to identify those that stand out for their links with non-African universities. The role of the above universities is diminished by the absence or presence of a small number of links with non-African universities.
The subnetwork between African and non-African universities, which includes 600 universities (
SI, Figure S10), is also fragile, as the number of links representing one publication is 6896 out of its 10,409 links. Most African universities have at least one publication with non-African universities, as 127 out of 138 are in the subnetwork. However, the presence of African universities seems delicate as only 74 remain in the subnetwork if the links representing one publication are deleted. In addition, many connections with non-African universities are lost as the number of these universities drops to 239.
Despite these weaknesses, we find African universities that occupy an outstanding position. The universities highlighted above (
SI, Figure S9), as well as the University of Ahmadu Bello (ABU-NGA), the University of Stellenbosch (SU-ZAF), and the University of Cape Town (UCT-ZAF) (from Nigeria and South Africa), have the most connections with non-African universities. They are also among the universities with the highest centrality in the network (except for UNIKIN-ZAR), as shown by the eigencentrality values (
SI, Table S12).
Finally, as far as non-African universities are concerned, outstanding universities such as UoL-GBR, OX-GBR, and UW-USA are important in NCs research, as shown by their high number of connections and their centrality in the network (
SI, Table S12). These institutions have the most connections to African universities (about 14% of their total connections).
3.4.3. DRC Activities
As for DRC, Egypt, Nigeria, South Africa, and Tunisia are among the top three countries with the highest number of documents in each period, although Tunisia’s presence is marginal as only two articles were identified in 2000–2004 (
SI, Table S6). These countries account for 74% of all articles produced via DRC. Although the changes concerning DRC are positive for these countries, this concentration indicates a low level of interaction between African scientists within the boundaries of the remaining countries.
As for Egypt, Nigeria, and South Africa, it seems that each country is trying to solve its local problems by drawing on local knowledge, as the number of articles produced via DRC increased, albeit at different rates.
South Africa, which had the highest number of articles produced via DRC in 2000–2004, about 47% of all articles in that period, was displaced in the following period by Nigeria, which represented about 39% of all articles in 2005–2009. In 2010–2014, Nigeria lost its first place to Egypt, which retained the lead in 2015–2019. The relative weight of articles produced via DRC from South Africa decreased over time, while that from Egypt increased, accounting for about 34% of all articles produced via DRC in 2015–2019.
The data indicate that Ethiopia has made a significant commitment to DRC over the last five years. While there were no interactions within the borders in the previous periods (
SI, Table S6), articles produced via DRC in 2015–2019 account for 14% of all articles with DRC in that period.
3.4.4. Visibility and Thematic Spectrum of Collaborative Activities
Research involving scientists from several countries leads to results with greater visibility than research conducted only within borders, as the CNCI values show (
SI, Table S13). The median value is 0.5 of the world average for articles produced via DRC, and the value has not changed much over time. As for the articles produced via IRC, the median values are very close to the world average, and the highest value is recorded for articles published in 2010–2014, at 1.272 of the world average (
SI, Table S13). The highest visibility of articles produced via IRC was also highlighted in previous studies [
34], reinforcing the role of IRC as an instrument to elucidate knowledge of high impact.
Although articles with IRC
inter are prevalent in NCs research, articles with IRC
inter_intra have a higher visibility (articles published in 2010–2014 and 2015–2019,
SI, Table S14). Articles with IRC
inter_intra and published in 2010–2014 have a median value that is twice as high as the world average and 1.5 times as high as for articles with IRC
inter in the same period. For the most recent articles (2015–2019), visibility decreased for both types of IRC.
Maternal Mortality, Group B Streptococcus, Bilirubin, Gestational Diabetes Mellitus, and Preterm Labor are the topics researched with more collaboration in the entire period (
SI, Table S15). Therefore, the distribution is very similar to that in
Figure 3.
Maternal Mortality and Group B Streptococcus have the largest number of collaborative articles in each 5-year period. However, the thematic spectrum is dynamic, with Bilirubin and Fetal Heart Rate emerging at the top in 2005–2009, Bilirubin maintaining its position, and Preterm Labor appearing in the last period (
SI, Table S15).
It has been argued that the scientific production of publications in African countries is dependent on the contribution of foreign scientists [
29]. However, the data show that different patterns can be found depending on the level of analysis.
Among the topics for which there are documents with IRC or DRC, IRC is the most common in 25 topics, and in the top five, we have Maternal Mortality, Gestational Diabetes Mellitus, HIV Prevalence & Prophylaxis, and Malaria. The number of articles produced via IRC is about three times as high as those produced via DRC (
SI, Table S16). As for Fetal Heart Rate, the distribution is more balanced, and the difference is one document.
DRC is the most frequent in 24 topics, and in the top five, we find Group B Streptococcus, Bilirubin, Preeclampsia, Preterm Labor, and Patent Ductus Arteriosus (
SI, Table S16). Still, the differences between DRC and IRC are not as pronounced as in the previous case, except for Patent Ductus Arteriosus.
The IRC articles’ visibility is above that of articles produced via DRC for the topics with 20 or more articles (
SI, Table S17). Except for Group B Streptococcus and Gestational Diabetes Mellitus, the visibility of articles produced via IRC is twice as high as that of articles produced via DRC. For these topics, the visibility regarding the presence of IRC is also close to or slightly above the world average, except for Bilirubin, with a median value of 1.5 times the world average.