1. Introduction
The usual treatment of quantum mechanics is to consider two distinct kinds of dynamics for the quantum wavefunction: reversible unitary dynamics of the Schrödinger equation and irreversible wavefunction collapse. Similar to the approach of Hugh Everett [
1], we assume a completely unitary dynamics for quantum mechanics and explore its consequences. The aim is to explore the extent to which the results of quantum experiments, and thereafter our own subjective experience of our world, can be explained starting from a hypothesis of unitarity (or equivalently, reversible dynamics).
In a related publication [
2], we explain the details of how to define a measurement procedure within the context of unitary quantum mechanics. The current article explores a particular instructive example in detail and sets it in the context of explaining the objective classical reality we are familiar with.
A consequence of the assumption of unitarity is that redundant information about the measurement is required in order to correct for the inevitable environmental influence. As a result, we propose the existence of a “correlated environment” that provides this information. This is related to “spectrum broadcast structures” described in [
3]. We thereafter explain the emergence of an objective classical reality following the arguments in [
4].
The article is structured as follows. The limits that unitarity of quantum mechanics places on the measurement procedure and its consequences are explored in
Section 2. The motivation of a “correlated environment” and explanation of how it is a conserved resource follow in
Section 3. We then explain how these considerations help explain the familiar objective classical reality in
Section 4. A discussion follows in
Section 5.
2. Limits of Unitary Quantum Mechanics
In this section, we discuss how the assumption of unitary quantum mechanics limits the dynamics of quantum measurement. The arguments presented here are quite similar to those discussed in [
1].
Consider a quantum system being measured,
where we use the mental picture of an electron spin being measured, which is labelled s for “signal”. The electron spin could be either in the
or
state and generically it is in a superposition, such as in Equation (
1).
The quantum system is measured by an observer. As we assume that quantum mechanics is a complete description of our universe, the observer is also described using a quantum state. Let us assume that the observer is in the arbitrary state
The states for the observer indicate its physical configurations that correspond to recording a measurement of , respectively, for the signal. Note that, due to time reversibility, it is not required to label the states with a time label; the state of the observer when the signal is measured corresponds to a well-defined state when the measurement procedure is begun.
A specific initial state for the observer is assumed in usual approaches to Everettian quantum mechanics and this leads, implicitly or explicitly, to the issue of preferred bases [
5]. In our approach, an arbitrary state for the observer is assumed (Equation (
2)) so that the observer need not be in any predetermined initial state to allow the measurement procedure to take place. Nevertheless, our approach does not completely resolve the issue, as the basis dependence comes in implicitly at the level of the Hamiltonian (or unitary) enabling the measurement procedure; this is discussed in
Section 5.
In order for the measurement procedure to be unitary, it is required that the information in the observer (Equation (
2)) be transferred to another system so that the no-deletion theorem [
6] is not violated. It is therefore required to consider a (large enough) third system into which the observer’s prior state can be dumped. We call this the environment and consider for its state
In this case, the state is not in a superposition because we assume an environment state that is well-known. The extension to an arbitrary environment state is considered later in
Section 2.2.
Figure 1 summarizes the setup we consider here.
Incidentally, the observer state itself might live in a larger Hilbert space than the signal; in other words, there may correspond physical configurations of the observer that do not correspond to having measured any state of the signal. This is not an issue, as any arbitrary initial observer state can be dumped into an environment which is large enough.
2.1. Quantum Measurement
We define quantum measurement as a process that establishes perfect correlation between the signal and the observer. We restrict ourselves to the simplified and idealized case where the outcomes of the quantum measurement are orthogonal states for both the system and observer; the case of generalized measurements is considered in [
2]. In this case, perfect correlation means that the different states of the observer correspond bijectively to states of the signal; cases where the “basis” for the observer differs slightly from that of the signal are considered in [
2]. Therefore, starting with the three disconnected subsystems of
Figure 1, the goal is to reach a state where the signal and observer completely agree with one another.
the perfectly correlated signal–observer state is denoted as
.
At the level of the individual basis vectors, the action is
2.2. Generic Environment
In case the environment is not in the state but , by the requirement of unitarity, the subspace can only be mapped to span so that the measurement procedure necessarily goes wrong; that is, the signal and observer are no longer correlated but anticorrelated.
In terms of the basis vectors, a natural extension of the action of Equation (
5) is
where the environment absorbs the state the observer initially is in. Therefore, the measurement procedure proceeds as
where
is the state of the signal and observer where they are anticorrelated.
In case the environment state is in a generic superposition, such as
, the measurement proceeds as
where the signal–observer is correlated in the branch beginning with
and anticorrelated in the other branch,
.
2.3. Local Operations
The results of
Section 2.2 can be obtained using only local operators. The local operators codify interactions that take place between systems which are physically close to each other. Using local operators between observer–environment and signal–environment, the measurement procedure of Equation (
8) can be carried out; there is no requirement for the signal and observer to directly interact.
An imprint operation is defined as
and is similar to the CNOT gate used in quantum computation. A swap operation is defined as
which is similar to the swap gate in quantum computing. It can now readily be seen that
achieves the required outcome of Equation (
8),
The environmental influence on the measurement procedure is evidenced by the fact that there are multiple branches of the wavefunction (Equation (
8)) depending on which branch of the environment the overall system began in. The signal and observer are perfectly correlated in one of the branches and anticorrelated in the other. In the following,
Section 3, we explore how this environmental influence can be corrected for. The measurement procedure so far is summarized in
Figure 2.
5. Discussion
We begin with an assumption of purely unitary quantum dynamics in
Section 2 and explain the limits it imposes on the quantum measurement procedure. The assumption of unitarity along with that of an arbitrary initial state for signal and observer necessitates the use of an environment into which the observer can dispose its initial state. Extending the arbitrariness of the initial state to the environment (and along with the usual assumption of unitarity), it is seen that the environment can influence the measurement procedure and leave a trace therein (Equation (
8)).
This implies the necessity of redundant information about the environment so that the influence of the environment can be undone. We therefore describe a correlated environment (Equation (
12)) which is redundantly encoded and which can help correct for the environmental influence. With this addition, we describe a corrected measurement procedure (Equations (
13) and (
14)), which results in perfect correlation between signal and observer. It is also seen that one can come up with a measure of this correlation and that it is a conserved resource used up in the quantum measurement procedure. These considerations make up
Section 3.
Finally, in
Section 4, we describe how, using the considerations of the previous sections, the emergence of an objective classical reality can be argued for. It is seen that redundancy of information about the measurement procedure is key, as it is the agreement of different observers regarding the state of affairs of the world that is described as objective classical reality [
2,
3,
4]. Stability of this classical reality is argued to be due to the formation of highly branched structures, such as in
Figure 4, which makes it difficult to undo this correlation.
The current article discusses a particular example in detail in order to highlight the main ideas of our approach. A related article [
2] is a more abstract analysis and addresses other issues in more detail. One of the issues we do not address in either article is how a correlated environment such as in Equation (
12) emerges in the first place. While one might obtain a hint of an answer in
Section 4, detailed analysis is required in order to properly address this issue. The issue of basis independence is also something we gloss over. While the state of signal, observer, and environment are all basis-independent and so is the swap operation (Equation (
10)), the imprint operation (Equation (
9)) is basis-dependent. Therefore, the issue of preferred basis brought up in
Section 2 is not completely addressed. How/whether the emergence of basis dependence in the imprint operation relates to the emergence of a correlated environment is another interesting question for future research.