1. Introduction
Abdominal aortic aneurysm (AAA), occurring within the suprarenal or infrarenal aorta, is a chronic disease caused by a permanent local dilatation of the artery [
1]. This disease affects between 4 and 8 percent of the population over the age of 65, with evidence of increasing prevalence due to aging populations [
2]. Despite the increasing advances in treatment options, the risk of cardiovascular complications remains high, estimated around 20–30% [
3]. Mechanistically, AAA is characterized by the failure of structural proteins, such as collagen and elastin within the extracellular matrix (ECM), leading to weakening and ballooning of the arterial wall [
4]. This weakening can lead to arterial wall rupture and potentially fatal bleeding, with a mortality of over 80% [
5]. The cause of the failure of these proteins is not well characterized; however, a hyperinflammatory environment has been hypothesized to influence the ECM and lead to a dysregulation of these proteins and AAA formation [
6,
7]. A hyperinflammatory environment associated with AAA also puts patients with AAA at an increased risk of major adverse cardiovascular events (MACEs) [
3,
8,
9].
Previous research has demonstrated that patients with AAA have an elevated risk of myocardial infections (MIs), cerebrovascular attacks (CVAs), and all-cause mortality when compared to healthy controls. Despite surgical intervention to treat the disease, some patients remain at an increased risk of these long-term outcomes, sometimes with a higher risk of MACEs [
10]. Hence, early detection of patients with an elevated risk of MACEs at baseline is necessary to streamline treatment and surgical planning. A recent literature review of all current prognostic biomarkers for AAA has demonstrated there is no available biomarker that predicts MACEs that is specific for patients with stable AAA [
11]. There is a dire need for clinically relevant and accurate biomarkers that can determine patients at risk of MACE, as AAA can be a heterogeneous disease, making it difficult to determine the prognosis and clinical course [
12]. This is critically important when deciding between open surgical repair versus endovascular aortic repair (EVAR). In patients with significant comorbidities or higher postoperative risk, EVAR is the preferred surgical treatment, if the aortic anatomy permits, due to its minimally invasive strategy [
13]. Having a strong prognostic biomarker will allow physicians to provide patients with tailored treatment plans and make more informed surgical decisions, preventing adverse outcomes earlier.
Due to the inflammatory nature of AAA, there has been a keen interest in discovering novel inflammatory biomarkers for the prognosis of this disease. Human epididymis protein 4 (HE4), also commonly referred to as whey acidic protein four-disulfide core domain 2 (WFDC2) is a protein that was originally discovered within the epididymis, but it is commonly found throughout the lungs and reproductive organs [
14]. HE4 has been extensively studied in its role as a biomarker for ovarian cancer [
15]. It is function is not fully understood; however, it has a conserved motif found within protease inhibitors and is known to support the innate immune system within certain epithelial membranes [
16]. It has been demonstrated to interact with matrix metalloproteinase-9 (MMP-9), which itself has been demonstrated to be a prognostic marker of abdominal aortic events [
11]. MMP-1 and 3 have similar functions to MMP-9, and hence, these two additional proteins were included in our analysis. Similarly, Cathespin-S and Chitinase 3-like 1 have been implicated in vascular tissue and ECM degradation and remodeling, a hallmark of aortic aneurysmal disease [
17,
18]. Lastly, inflammation is a well-known contributor to the progression of aortic aneurysm, as well as cardiovascular disease. B-cell activating factor (BAFF/BLyS) is a marker of inflammation and functions through its ability to increase B-cell proliferation and survival [
19]. It has previously been noted that there are elevated numbers of B-cells within AAA lesions [
20]. None of these biomarkers have previously been investigated for their association with MACE in patients with stable AAA.
Given that there are 20,000 new AAA diagnoses in Canada and that AAA has been demonstrated to be associated with a marked increase in the risk of cardiovascular events and mortality, there is a strong epidemiological rationale for identifying high-risk AAA patients [
21,
22]. Despite advances in imaging and surgical techniques, epidemiological studies consistently demonstrate that patients with AAA remain under-managed for their increased risk of MACEs, even in stable disease [
23]. The lack of clinically accepted prognostic tools for the prediction of MACEs using protein plasma biomarkers limits targeted intervention strategies in this patient population. This study builds upon epidemiological evidence that highlights the cardiovascular vulnerability of patients with AAA. Our primary objectives for this single-center prospective 5-year pilot study was to determine the association between the six plasma biomarkers of interest and MACEs. The second objective was to risk-stratify patients based on these biomarkers levels to determine 5-year freedom from MACEs.
2. Materials and Methods
All protocols were approved by the Unity Health Research Ethics Board (REB #20-195 and #16-375) and all participants in this research study provided written informed consent. All methodology followed the World Medical Association Declaration of Helsinki [
24]. This study was reported in accordance with the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines [
25]
2.1. Patient Recruitment
Consecutive patients were prospectively recruited from the St. Michaels Hospital vascular surgery ambulatory clinic in Toronto, Canada, between August 2017 and January 2019 and were followed up after their baseline every 6 months or 1 year (based on SVS guidelines for AAA management) for a total of 5 years [
13]. An ultrasound, computed tomography angiography, or magnetic resonance angiography imaging of the aorta, as well as an examination by a certified vascular surgeon, was conducted at each follow-up. Patients were included in the study within the AAA study group if they had an AAA measuring ≥3 cm on imaging and were older than 18 years of age. Selection bias was minimized by prospectively recruiting consecutive patients from a single tertiary vascular surgery center who met strict eligibility criteria. Patients were included in the study within the control group if they did not have a diagnosed AAA, with an abdominal aorta measuring <3 cm on imaging, and were older than 18 years of age. Patients with previous aortic repair, thoracic or thoracoabdominal aortic aneurysms, aortic dissections, mycotic or inflammatory AAA, chronic kidney disease, or receiving current treatment for cancer were excluded.
2.2. Baseline Clinical Characteristics
Clinical information was collected at the baseline visit, including abdominal aortic diameter, age, sex, history of hypertension (patients taking blood pressure lowering medication, with systolic blood pressure > 130 mmHg, and diastolic blood pressure > 80 mmHg), hypercholesterolemia (patients taking lipid-lowering therapy with triglyceride levels > 1.7 mmol/L or total cholesterol > 5.2 mmol/L), diabetes mellitus (patients with hbA1c > 6.5%), coronary artery disease and congestive heart failure (defined as a diagnoses documented within clinical chart by cardiologist), smoking status (current, past, or never) [
26], and current medication.
2.3. Plasma Protein Biomarker Analysis
Blood was collected from the antecubital vein into 3.2% citrated vacutainer tubes on the day of recruitment, and plasma was collected by centrifugation at 1000× g for 10 min within 1 h of collection. Plasma samples were stored at −80 degree Celsius until analysis. Biomarker analysis was conducted by thawing the samples on ice and quantifying markers by LUMINEX assay (Bio-Techne, Minneapolis, MN, USA) as described by the manufacturer. Human epididymis protein 4 (HE4), matrix metalloproteinase (MMP) 1 and 3, cathepsin S, B-cell activating factor (BAFF), and chitinase 3 like-1 were quantified in the plasma samples. All samples were run in a single duplicate.
2.4. Patient Follow-Up and Outcomes
All patients were followed up at 6 or 12 months after baseline as per the guidelines provided by the Society for Vascular Surgery. At each visit, new imaging was obtained, as well as a physical assessment by a vascular surgeon. Over the 5-year period, MACEs were recorded and included MI, CVA, and cardiovascular-related death (death due to MI, CVA, or aortic rupture). Patients were contacted by telephone at the end of the 5-year period for final data collection (June 2024).
2.5. Statistical Analysis
In this pilot, observational, prospective study, continuous variables were presented as mean and standard deviation (mean ± SD) and categorical variables were presented as sample number and percent (n(%)). Differences between groups for continuous variables were determined by an independent t test if they were normally distributed and by the Mann–Whitney U test if they were non-normally distributed. For categorical variables, difference between proportions were determined by the chi squared test. Biomarkers were z-score normalized for analysis and summarized as mean ± standard deviation (SD).
For this study, the primary objective was to determine the association between baseline biomarker levels and MACEs over a period of 5 years. The secondary objectives aimed to support the association between biomarker levels at baseline, AAA, and MACEs and included (1) determining whether specific markers were elevated in patients with AAA versus controls and those who have suffered from a MACE versus those who did not; (2) determining the association between inflammatory biomarkers at baseline and aneurysm diameter at baseline; and (3) to determine whether there was a significant difference in freedom from MACEs when risk-stratifying into high or low biomarker level.
To address the primary objective, univariate and multivariate Cox proportional hazard models were used to calculate hazard ratios (HRs) for risk of MACEs with each normalized unit increase in plasma biomarker and reported as HR and 95% confidence interval (95% CI). Proportional hazards assumption was assessed for each variable in the model. For categorical variables, log(−log) survival plots were assessed for deviations from parallelism. Additionally, for both continuous and categorical variables, interaction terms were created with each variable and time, and the significance of each variable was tested. Absence of a significant interactive term was considered as meeting the proportional hazards assumption. The model was created using normalized HE4 levels and was adjusted for normalized age, sex, hypertension, hypercholesterolemia, diabetes mellitus, smoking status, congestive heart failure, and coronary artery disease without any interactive terms.
For the secondary objective, biomarker levels were compared between patients with AAA and controls, as well as in AAA patients who had suffered from a MACE versus those who had not, by the Mann–Whitney U Test. Simple linear regression was used to determine the association between biomarker levels at baseline and AAA diameter at baseline. Freedom from MACEs was determined by Kaplan–Meier curves, and differences between both groups (patients with a MACE versus no MACE) were compared by log-rank test.
Patients who did not complete the full 5-year follow-up period or were not available for telephone follow-up were considered censored at the time of their last follow-up contact. These patients were included in both the Kaplan–Meier survival analysis and the Cox proportional hazards regression model as censored observations. Statistical significance was set as p < 0.05. All analyses were conducted using SPSS Version 29.0.0.0 (241) and GraphPad Prism Version 10.1.0 (264).
4. Discussion
In this study, the results may indicate that HE4 could act as a meaningful prognostic biomarker for predicting MACE. Specifically, with every one unit increase in normalized HE4, there was a 35.3% increased risk of MACEs within five years after adjusting for age, sex, hypertension, hypercholesterolemia, diabetes, smoking status, congestive heart failure, and coronary artery disease. When looking specifically at patients with AAA, HE4 was still significantly associated with MACEs after adjusting for confounders, demonstrating that with every one unit increase in normalized HE4, there is an increased risk of MACEs by 24.9%. We also demonstrated that four biomarkers were significantly elevated in patients with AAA (HE4/WFDC2, MMP-3, BAFF/BlyS, and Cathepsin S), and three were linearly associated with AAA diameter at baseline (HE4/WFDC2, MMP-3, Chitinase-3 like 1).
AAA is a silent disease with life-threatening consequences [
27]. Patients with stable AAA without aortic repair have a significantly elevated risk of cardiovascular disease (hazard ratio (HR) 1.672, 95% confidence interval (CI): 1.522–1.835) and MACEs, including myocardial infarction (MI, HR 1.7, 95% CI: 1.479–1.953), cerebrovascular attack (CVA, HR 1.629, 95% CI: 1.443–1.839), and all-cause mortality (HR 2.544, 95% CI: 2.377–2.722) when compared to matched controls without AAA [
28]. Hence, early detection of patients with elevated risk of MACEs at baseline is necessary to streamline treatment and surgical planning [
11].
Currently, no strategies exist to stop the progression of aneurysm growth; however, early management can help slow the growth rate [
29]. Once the aneurysm has reached ≥5.5 cm, it is recommended that surgical treatment is provided, as the risk of aortic rupture is approximately 9–10% per year [
13]. Two strategies are currently available for surgical management: open abdominal aortic repair, where a large incision is made within the abdomen to access the aorta, or endovascular aortic repair (EVAR), where a smaller incision is created, often in the femoral artery in the groin, and a catheter is used to place a stent-graft within the diseased region [
13]. Open surgical repair has a longer recovery period and higher risk of post-operative adverse events, including ischemia, MI, stroke, sexual dysfunction, and claudication [
30,
31]. EVAR is known to have lower 30-day mortality, lower blood loss, and shorter recovery times; however, the disadvantages of EVAR include increased rates of stent complications such as endoleaks, endograft migration, collapse, kinking, stenosis, and the need for re-intervention [
32]. Currently, there is a lack of prognostic biomarkers available to stratify patients with AAA at baseline who are at an increased risk of cardiovascular complications. Biomarkers that predict MACEs can help stratify patients and allow physicians to initiate more intensive medical treatment to prevent AAA growth and reduce adverse outcomes and the need for surgical intervention. A study in 2019 determined that patients who had higher risk factors for cardiac disease had significantly lower rates of MI and cardiovascular death with EVAR compared to open repair [
33]. When those patients with higher risk reach the cut-off of aneurysmal size for surgical intervention, physicians can make more informed decisions about which surgical intervention may be the best fit.
The Society for Vascular Surgery guidelines currently provide the Vascular Study Group of New England (VSGNE) risk prediction model as a method to stratify patients undergoing elective AAA repair into mortality risk categories based on clinical and procedural factors [
13,
34]. Notably, this model lacks a plasma protein biomarker that may reflect underlying pathophysiological mechanisms of the disease. Our findings suggest that HE4 has a prognostic value in predicting MACEs, and future research could determine whether adding such a marker to these clinically accepted risk stratification models improves their predictive capabilities. Currently, machine learning models have also become increasingly effective in predicting outcomes in clinical settings due to their ability to determine more complex and non-linear relationships between characteristics of interest [
35]. Investigating the use of machine learning models that integrate both clinical characteristics and HE4 may also lead to the discovery of more accurate risk prediction models that improve clinical decision making and patient outcomes.
Evidence suggests that HE4 is involved in the innate immune system and inflammation within epithelial membranes, increases fibrosis, and acts as a protease inhibitor [
36,
37,
38]. It has also been shown to upregulate other proteinases, such as matrix metalloproteinases MMP-9, MMP-2, and cathepsin B, which have been implicated in AAA progression [
39]. HE4 may contribute to increasing AAA diameter and MACEs through its involvement in these processes, exacerbating ECM breakdown and arterial wall weakening. Fibrosis is another critical pathophysiological process associated with AAA. The process involves the excessive remodeling of ECM components, leading to structural changes in the aortic wall. HE4 has been implicated in promoting fibrosis in various tissues [
35]. In patients with AAA, increased HE4 levels may drive fibrotic remodeling, potentially leading to altered mechanical properties such as stiffening of the aortic wall and increased risk of not only aortic rupture but also cardiovascular changes and MACEs.
Previous studies have demonstrated a similar association between HE4 and cardiovascular events. A recent study also demonstrated that HE4 was associated with cardiovascular events in patients with chronic obstructive pulmonary disease (HR: 2.012; 95% CI, 1.773–4.469;
p < 0.001) [
40]. Another study demonstrated that HE4 was a predictor of ischemic cardiomyopathy (HR: 1.003, 95% CI: 1.001–1.005,
p = 0.002) [
41]. In this study, we have demonstrated the potential clinical association between HE4 and MACEs; however, its role in the progression of AAA remains unclear. HE4 has been studied as a potential marker of ovarian cancer; however, recent evidence suggests that it may also play a role within vascular pathophysiology [
37,
41]. In knockdown studies of HE4, silencing HE4 in cancer cells has led to a reduction in cell viability and invasiveness, which suggests a pro-survival and anti-apoptotic function [
42]. Ischemia has been shown to upregulate HE4 expression through the hypoxia-inducible factor pathway; furthermore, HE4 can be upregulated by inflammatory cytokines such as interleukin-6 and tissue necrosis factor alpha [
43,
44]. In this study, elevated levels in AAA patients and its association with MACEs may be related to the compensatory survival mechanism or the inflammatory and fibrotic response to the vascular injury associated with AAA. Future research on in vivo models of vascular tissue would help to clarify whether HE4 is a marker of inflammation/fibrosis or an active contributor to vascular remodeling and cardiovascular events.
HE4 could play an important role in the management of AAA by potentially using its demonstrated prognostic capabilities to risk stratify patients and personalizing treatment plans to optimize outcomes and prevent MACEs. Patients exhibiting elevated HE4 levels could also be prioritized for more intensive surveillance and aggressive therapeutic interventions. For example, patients with elevated HE4 could benefit from aggressive cardiovascular risk factor control, such as intensified statin usage, strong antiplatelet therapy, and lifestyle modifications, including smoking cessation, if not already initiated, structured exercise therapies for weight loss, and diabetes management. Elevated HE4 levels may indicate a heightened inflammatory state and an increased risk of MACEs, suggesting that a less invasive approach such as EVAR might be preferable over open repair. HE4 may also potentially be a therapeutic target for the prevention of AAA progression and adverse cardiovascular events. The ability of HE4 to predict both MI and overall MACEs, as demonstrated in our study, highlights its potential as a promising prognostic biomarker in clinical practice. Further studies using HE4 as part of surgical decision-making would be required to determine its effectiveness in risk stratification and postoperative MACE reduction, as well as targeted therapy.
Focusing on the health system level, HE4 could be incorporated into screening in patients with AAA to identify patients who may benefit from more frequent monitoring or early cardiology referral. From a clinical perspective, the identification of HE4 as a potential prognostic marker can have a positive implication on the management of AAA. There is currently a lack of existing tools that predict long-term cardiovascular outcomes in this populations, and hence, incorporating HE4 into routine risk assessment can help stratify patients based on the likelihood of MACEs, thereby helping guide more intensive medical strategies and lifestyle interventions or influence the choice between endovascular or open repair. HE4 holds promise as a marker that can be clinically actionable and could complement current imaging and clinical risk assessment tools to help improve patient outcomes.
Study Limitations
There are some limitations to our study that may limit the generalizability of our results. Firstly, this is a single-center study with a small sample size, which may not reflect the full patient population and may have led to a potentially reduced power for the outcomes of stroke and cardiovascular-related death. Also, some clinical characteristics, including BMI, race, and socioeconomic status, were not included in the analysis, which may further reduce the generalizability to the general population. HE4 has been associated with some other diseases, such as pulmonary fibrosis, ischemic cardiomyopathy, and pulmonary arterial hypertension; however, these were not included in our analysis [
41,
45]. Our study population was predominantly male, reflecting the known higher prevalence in males. Further studies of HE4 in a female population may be warranted. Secondly, patients were called over the telephone if a recent clinical follow-up was not available. Patients may not have accurately recalled whether events had occurred and hence this may have influenced the results. Also, due to the observational nature of this pilot prospective study, the possibility of residual confounding and selection bias cannot be entirely ruled out and may preclude causal inferences. Lastly, the degree of fibrosis was not quantified in patients with AAA, and due to the kinetic differences between biomarkers, the physiological mechanisms behind our observed results are difficult to determine. These results, however, are important and warrant further research on the use of HE4 as a prognostic biomarker for MACEs in patients with AAA.