Alpine Grassland Growth and Its Ecological Responses to Environmental Impacts: Insights from a Comprehensive Growth Index and SHAP-Based Analysis
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Data Collection
2.2.1. Remote Sensing Data
2.2.2. Vegetation Data
2.2.3. Environmental Datasets
2.3. Methodology
2.3.1. Vegetation Indices Calculation
2.3.2. Regression Analysis
2.3.3. Principal Component Analysis
2.3.4. Vegetation Growth Analysis
2.3.5. Combination of Machine Learning Models and SHAP
3. Results
3.1. CGI Model Construction
3.2. Spatiotemporal Dynamics and Trends of Alpine Grassland CGI
3.2.1. CGI Spatiotemporal Distribution
3.2.2. CGI Spatiotemporal Variation
3.3. Driving Factors of Alpine Grassland CGI
3.3.1. Machine Learning Models Construction
3.3.2. Key Environmental Factors Identification by SHAP
3.3.3. Dependence Between Key Driving Factors and CGI
4. Discussion
4.1. The Potential of the CGI Model in Alpine Grassland Growth Monitoring
4.2. The Spatiotemporal Variation in the Alpine Grassland Growth
4.3. The Heterogeneity of Environmental Factors Affecting the Alpine Grassland Growth
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Data Type | Band/Index | Wavelength (nm) | Spatial/Temporal Resolution |
|---|---|---|---|
| MOD13Q1 | Red | 620–670 | 250 m/16 d |
| NIR | 841–876 | ||
| EVI | / | ||
| MOD09A1 | Red | 620–670 | 500 m/8 d |
| NIR | 841–876 | ||
| Blue | 459–479 | ||
| Green | 545–565 |
| Type | Year | Number_A | Number_B |
|---|---|---|---|
| AGB | 2005 | 747 | 202 |
| 2006 | 748 | 112 | |
| FVC | 2015 | 342 | 296 |
| 2016 | 561 | 484 |
| Environmental Factor | Resolution | Dataset | |
|---|---|---|---|
| Climate | Precipitation/PRE | 1000 m | China Precipitation, Mean Temperature, and Potential Evapotranspiration Dataset (monthly, 1901–2024), National Tibetan Plateau Data Center (TPDC), Third Pole Environment Data Center (https://data.tpdc.ac.cn). |
| Temperature/TMP | |||
| Potential evapotranspiration/PET | |||
| Downward surface shortwave radiation/DSSR Palmer drought severity index/PDSI | 4500 m | TerraClimate Dataset (monthly, 1958–2024), GEE (https://developers.google.com/earth-engine/datasets/catalog/IDAHO_EPSCOR_TERRACLIMATE, accessed on 26 July 2025). | |
| Topography | DEM | 30 m | Copernicus Global 30 m Digital Elevation Model (GLO-30 DEM), released by the European Space Agency (ESA), GEE (https://developers.google.com/earth-engine/datasets/catalog/COPERNICUS_DEM_GLO30, accessed on 26 July 2025). |
| Slope | |||
| Aspect | |||
| Soil | Soil total nitrogen/STN | 250 m | Basic Soil Property Dataset of High-Resolution China Soil Information Grids (2010–2018), National Tibetan Plateau Data Center (TPDC), Third Pole Environment Data Center (https://data.tpdc.ac.cn). |
| Soil total potassium/STK | |||
| Soil total phosphorus/STP | |||
| Soil PH/SPH | |||
| Soil water/SW | 0.1° | ERA5-Land Monthly Aggregated Dataset (Since 1950), GEE (https://developers.google.com/earth-engine/datasets/catalog/ECMWF_ERA5_LAND_MONTHLY_AGGR, accessed on 26 July 2025). | |
| Anthropogenic activity | Grazing intensity/GI | 250 m | Long-term High-resolution Grazing Intensity Dataset (yearly, 2001–2024), National Science and Technology Infrastructure of China (https://www.nesdc.org.cn/). |
| Population/POP | 1000 m | LandScan Global 1 km Population Dataset, ORNL, U.S. Department of Energy (yearly, 2000–2023), GEE (https://developers.google.com/earth-engine/datasets/catalog/projects_sat-io_open-datasets_ORNL_LANDSCAN_GLOBAL?hl=zh-cn, accessed on 26 July 2025). | |
| Index | Formula | Application |
|---|---|---|
| Kernel normalized difference vegetation index (kNDVI) | | Sensitive to canopy structural and biochemical properties (e.g., LAI and chlorophyll) and alleviates NDVI saturation [46]. |
| Enhanced vegetation index (EVI) | Enhances sensitivity under high-biomass conditions and reduces atmospheric effects [47]. | |
| Ratio vegetation index (RVI) | Effective for estimating shrub aboveground biomass in arid and semi-arid regions [11]. | |
| Modified soil-adjusted vegetation index (MSAVI) | Minimizes bare soil influence and highlights sparse vegetation [12]. | |
| Green chlorophyll index (GCI) | Sensitive to chlorophyll content [13]. | |
| Chlorophyll vegetation index (CVI) | Indicates chlorophyll content and canopy biochemical status [14]. | |
| Green normalized difference vegetation index (GNDVI) | Reflects chlorophyll content and is strongly associated with FVC in alpine meadows [15,16]. | |
| Normalized difference vegetation index green-blue (NDVIgreen-blue) | Sensitive to leaf nitrogen content based on green–blue spectral information [17]. |
| CGI Difference | Level |
|---|---|
| <−0.0503 | poor growth |
| −0.0503–−0.0082 | relatively poor growth |
| −0.0082–0.0339 | stable growth |
| 0.0339–0.0760 | relatively good growth |
| >0.0760 | good growth |
| β | Zc | Level |
|---|---|---|
| β < −0.0005 | Zc < −1.96 | significant decrease |
| β < −0.0005 | −1.96 ≤ Zc < 1.96 | slight decrease |
| −0.0005 ≤ β < 0.0005 | −1.96 ≤ Zc < 1.96 | stable |
| β ≥ 0.0005 | −1.96 ≤ Zc < 1.96 | slight increase |
| β ≥ 0.0005 | Zc ≥ 1.96 | significant increase |
| Model | Parameters | Scale |
|---|---|---|
| RF | max_depth | (5, 8) |
| min_samples_split | (2, 10) | |
| min_samples_leaf | (5, 15) | |
| XGBoost | learning_rate | (0.01, 0.1) |
| max_depth | (5, 8) | |
| subsample | (0.5, 0.9) | |
| min_child_weight | (10, 20) | |
| colsample_bytree | (0.2, 0.9) | |
| LightGBM | learning_rate | (0.01, 0.1) |
| max_depth | (5, 8) | |
| num_leaves | (10, 30) | |
| feature_fraction | (0.2, 0.9) |
| Vegetation Index Combination | Total Score |
|---|---|
| kNDVI, EVI, MSAVI, GNDVI, CVI | 14.8057 |
| kNDVI, MSAVI, GNDVI, CVI, RVI, GCI | 14.5179 |
| kNDVI, MSAVI, GNDVI, NDVIgreen-blue, CVI, RVI, GCI | 14.4377 |
| EVI, MSAVI, GNDVI, CVI, RVI, GCI | 14.3582 |
| MSAVI, GNDVI, CVI, RVI, GCI | 14.2688 |
| Year | Types | R2CGI | R2kNDVI | RMSECGI | RMSEkNDVI |
|---|---|---|---|---|---|
| 2022 | FVC | 0.2475 | 0.2286 | 19.7692 | 20.0160 |
| Grassland Type | Model | Training Set | Testing Set | ||||
|---|---|---|---|---|---|---|---|
| R2 | MAE | RMSE | R2 | MAE | RMSE | ||
| Gramineous Steppe | RF | 0.9482 | 0.0223 | 0.0312 | 0.9082 | 0.2907 | 0.0417 |
| XGBoost | 0.9767 | 0.0156 | 0.0209 | 0.9274 | 0.0261 | 0.0371 | |
| LightGBM | 0.9865 | 0.0118 | 0.0160 | 0.9275 | 0.0261 | 0.0371 | |
| Desert Steppe | RF | 0.9577 | 0.0161 | 0.0239 | 0.9157 | 0.0236 | 0.0379 |
| XGBoost | 0.9736 | 0.0136 | 0.0188 | 0.9427 | 0.0217 | 0.0313 | |
| LightGBM | 0.9609 | 0.0162 | 0.0229 | 0.9318 | 0.0233 | 0.0341 | |
| Alpine Steppe | RF | 0.9129 | 0.0222 | 0.0308 | 0.8952 | 0.0237 | 0.0339 |
| XGBoost | 0.9647 | 0.0143 | 0.0196 | 0.9358 | 0.0184 | 0.0265 | |
| LightGBM | 0.9597 | 0.0149 | 0.0209 | 0.9271 | 0.0195 | 0.0283 | |
| Alpine Meadow | RF | 0.8727 | 0.0394 | 0.0529 | 0.8617 | 0.0411 | 0.0553 |
| XGBoost | 0.9787 | 0.0164 | 0.0216 | 0.9306 | 0.0289 | 0.0392 | |
| LightGBM | 0.9530 | 0.0240 | 0.0321 | 0.9239 | 0.0303 | 0.041 | |
| Saline Meadow | RF | 0.9036 | 0.0131 | 0.0242 | 0.8356 | 0.0178 | 0.0326 |
| XGBoost | 0.9775 | 0.0076 | 0.0117 | 0.8629 | 0.0163 | 0.0297 | |
| LightGBM | 0.9984 | 0.0022 | 0.0031 | 0.857 | 0.0165 | 0.0303 | |
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Li, Y.; Liu, Y.; Li, X.; Yan, J.; Du, Y.; Meng, Y.; Liu, J. Alpine Grassland Growth and Its Ecological Responses to Environmental Impacts: Insights from a Comprehensive Growth Index and SHAP-Based Analysis. Plants 2026, 15, 93. https://doi.org/10.3390/plants15010093
Li Y, Liu Y, Li X, Yan J, Du Y, Meng Y, Liu J. Alpine Grassland Growth and Its Ecological Responses to Environmental Impacts: Insights from a Comprehensive Growth Index and SHAP-Based Analysis. Plants. 2026; 15(1):93. https://doi.org/10.3390/plants15010093
Chicago/Turabian StyleLi, Yanying, Yongmei Liu, Xiaoyu Li, Junjuan Yan, Yuxin Du, Ying Meng, and Jianhong Liu. 2026. "Alpine Grassland Growth and Its Ecological Responses to Environmental Impacts: Insights from a Comprehensive Growth Index and SHAP-Based Analysis" Plants 15, no. 1: 93. https://doi.org/10.3390/plants15010093
APA StyleLi, Y., Liu, Y., Li, X., Yan, J., Du, Y., Meng, Y., & Liu, J. (2026). Alpine Grassland Growth and Its Ecological Responses to Environmental Impacts: Insights from a Comprehensive Growth Index and SHAP-Based Analysis. Plants, 15(1), 93. https://doi.org/10.3390/plants15010093

