4.1. The Possible Thought Experimenting Quality of Fear and Trembling
As a point of departure for my analysis, I acknowledge that Kierkegaard’s book spans over a philosophical as well as a theological discourse. In the first case, the development of a narrative where characters and events embody critical arguments against certain aspects of Hegel’s philosophy. However, while criticizing some elements of the German philosopher’s account, the narrator’s own argumentation frequently borrows from the Hegelian framework as well. The depiction of the two movements of resignation and faith depends, for example, on a dialectic that is much like the one employed by Hegel. Consequently, instead of an absolute opposition, Kierkegaard’s writings display a combination of Hegelian as well as anti-Hegelian views. Hence, if we consider Fear and Trembling to be a philosophical thought experiment, we end up with quite an intriguing situation. More specifically, a thought experiment that provides evidence against some elements of Hegel’s philosophy, while other parts of his philosophical system belong to its underlying background assumptions. In addition, there are also other philosophical traditions that impinge on the thought experimenting processes. One of the more decisive of these is, I argue, the Socratic mode of open-ended interrogation. Instead of bringing purely theoretical content to the thought experimenting situation, this account exercises influence on the basis of its specific method of inquiry.
Accordingly, while both Hegel’s and Socrates’ legacy affect the narrative, they do so in different ways and in relation to distinct aspects of the epistemic process. In the following, I will, however, argue that, of these two, it is the Socratic tradition that exercises most influence on the thought experimenting character of
Fear and Trembling. By combining a narrative scenario (in which different characters embody various philosophical and theological concepts) with a Socratic maieutic technique and a performative invitation to the reader, Kierkegaard’s novel, thus, becomes an imaginative “laboratory of the mind” or, as Robinson puts it, a “funhouse of existential activity” that, at every turn, provides opportunities for self-exploration and self-assessment (
Robinson 2018, p. 75):
Such a funhouse is not a simple matter of fun and games but more like a fairy tale that uses the comic, the charming, the seductive, or the magical in order to draw the reader into the anxiety, the suffering, the terror, and the death that dog human existence (
Robinson 2018, p. 75).
Consequently, even though Kierkegaard’s critique of Hegel constitutes one level of the narrative, a perhaps even more salient level is the one the author leaves open for the reader’s own existential exploration and self-searching. On the basis of these characteristics, I therefore argue that Fear and Trembling can be labeled a Socratic kind of thought experimenting.
My proposal is accordingly, and in contrast to (
Tang (
2006)—see
Section 2)), that many of Kierkegaard’s writings, in fact, can be seen as cases of thought experimenting. This position is, however, founded on a certain assumption about the particular character of the thought experimenting activity that Kierkegaard’s existential perspective prescribes. That is, it does not invite us to an entirely “hypothetical argumentation” but depends on our own personal investment and “existential contribution” to the presented scenario. As
Watts (
2016) suggests, this is not an activity that is beyond thought but, rather, involves another
type of thinking than what the abstract, aesthetic–logical mode is able to represent. Although Watt’s argumentation primarily concerns
Philosophical Fragments, here, it is taken to be valid for
Fear and Trembling as well. That is, in my view, this essay can be conceived of as a thought experiment that involves both abstract and concrete thinking (earlier referred to as “double reflection”). Furthermore, I argue that the boundary between the aesthetic–logical and the ethico–religious modes (proposed by Watts) should be conceived of as fluid rather than static. As a consequence, the Socratic character of
Fear and Trembling influences and has a decisive impact on both kinds of thinking. In the following, although I will not be using the terms “ethico–religious” and “aesthetic–logical,” the interrelation between the philosophical and the theological aspects of Kierkegaard’s novel is, nonetheless, going to be emphasized.
Before we continue, it is, for this reason, necessary to question whether
Fear and Trembling, in fact, should be referred to as a purely
philosophical thought experiment. While religious matters may very well be the object for philosophical thought experimenting (employing philosophical background assumptions and strategies for justification), they could also be dealt with by theological equivalents. Such theological thought experiments are, according to Fehige, characterized by their employment of “intuitions that depend on revelation” (
Fehige 2014, p. 388). Fehige suggests that this type of thought experimenting, for example, can be found in relation to the problem of theodicy: …the well-known problem of theodicy can be conceived of as a thought experiment of revealed theology and not only as a philosophical argument to support atheism. Given the undeniable existence of god and of evil in the creation, the problem arises how the creator of everything can be good and omnipotent (
Fehige 2009, p. 265).
Although Kierkegaard was critical of the Hegel-inspired form of Christianity that, in his time, was prevalent in the Evangelical Lutheran Church of Denmark, I argue that his thought experimenting still fits within Fehige’s definition. That is, while rejecting the idea that the paradox of faith can be comprehended objectively, he emphasized faith as subjective truth and inwardness. Rather than seeing Fear and Trembling as an entirely Socratic kind of thought experimenting, I, hence, argue that Kierkegaard’s narrative needs a hybrid category that covers both its philosophical and theological undertakings. On this basis, I suggest that Fear and Trembling may be conceived of as a Socratic–theological thought experiment. Since this novel (because of its existential orientation) is more concerned with the human attitude to God than with God as such, it may be more accurate to characterize it as a case of theological anthropology than of theology proper.
4.2. The Relation between Thought Experimenting and Literary Fictions
In order to make an informed judgment on the thought experimenting qualities of Kierkegaard’s narrative, we must also take into account its resemblance to literary fiction. A good way to start is to question whether “literary fiction” in fact is the proper label for Fear and Trembling, or whether it is more accurate to see it as a philosophical text concealed in literary clothing. Although the difference between the two alternatives seems to be modest, which one we choose may have implications for how we view the epistemic work it achieves.
As was mentioned in the introduction,
Carroll (
2002) and
Elgin (
2014) belong to a group of philosophers that stress the resemblance between thought experiments and some (but not all) literary fictions. Both Carroll and Elgin advocate—although in different ways—
literary cognitivism, which is the thesis that “literary fiction can be a source of knowledge in a way that depends crucially on its being fictional” (
Green 2010, p. 352). Such knowledge claims have, according to Davies, been presented in at least four ways in recent philosophical discussion (
Davies 2010, pp. 56–57). One of them is to argue that fictions can contribute with factual information about the world (for example, among a bundle of fictive sentences, there may also be true statements.) Another strategy is to claim that fictive narratives provide their readers with “an understanding of general principles operative in the real world” (
Davies 2010, p. 57). By exemplifying these principles (in either an implicit or an explicit way), they generate insights into their real-world equivalents. The third proposed way by which a fictional narrative can serve as a source of knowledge, Davies argues, is to develop the reader’s categorical comprehension.
In presenting a fictional world, a narrative may furnish the reader with new categories or kinds whose application to the real world illuminates certain matters of fact. For example, works like
1984 or
The Trial provide us with conceptual frameworks to critically examine the ways in which socio-political structures can exercise control over the life of the individual. What we can thereby acquire, it is claimed, are new and insightful ways of classifying and categorizing things and situations (
Davies 2010, p. 57).
According to the fourth and last of Davies’ presented categories, fictions primarily generate affective knowledge and an empathic comprehension of “what it would be like” to be in a particular set of circumstances. In the following, as I examine how Noël Carroll and Catherine Elgin motivate and argue for literary cognitivism, I will consider whether their approaches conform to any of Davies’ suggested categories. In order to specify the exact nature of their accounts, I also intend to make use of David Egan’s distinction between three ways to characterize the relation between thought experiments and literary fictions (
Egan 2016). The
claim of applicability is, according to Egan, the most moderate one. It simply acknowledges that literary fictions can be applied in thought experimenting—which, for example, is the case when philosophers, instead of creating thought experiments of their own, borrow them from the literature. According to Carroll, this is a method that philosophers frequently use.
Encountering the Socratic doctrine that a person who knows the good cannot choose to do evil, the philosopher may respond by drawing attention to the literary cases of Milton’s Satan, who declares, “Evil be thou my good,” as well as to Shakespeare’s Iago and Melville’s Claggart. The reader, using her conception of what is humanly possible, recognizes that such personality types could obtain and then go on to take these literary inventions as counterexamples to the Socratic position (
Carroll 2002, p. 9).
In the
claim of cognitivism, the analogy between the narrative types is much stronger, since it states that “we can defend the cognitive value of thought experiments by drawing analogously on the cognitive value of thought experiments” (
Egan 2016, p. 148). The underlying assumption is, consequently, that both kinds of narratives perform the same (or, at least, similar) type of cognitive work. Even more far-reaching, however, is
the identity claim that, according to Egan’s characterization, states that literary fiction, in fact,
is a specific kind of thought experiment.
In what follows, Carroll’s and Elgin’s proposals will be presented. The possible insights I gain from this exploration is then going to be used as a background for my reflection on Kierkegaard’s thought experimenting.
4.3. The Argument Account of Noël Carroll
According to
Carroll (
2002), literary fictions, like philosophical thought experiments, can function like arguments that mobilize conceptual knowledge that we already possess. By operating on the reader’s antecedent conceptual knowledge, they exploit the reader’s ability to apply concepts so that that knowledge is clarified and brought out in the open. In this way, literary scenarios can function as extended philosophical thought experiments that instantiate and analyze abstract concepts. They may, for example, enable conceptual discrimination, dispel vagueness, test new ways of setting up a problem or a question, illuminate the criteria that lead us to apply the concept, and so forth.
As a consequence, some literary fictions—according to Carroll—can serve as “wheels of virtue”, promoting and guiding the reader’s reflection on the concept of virtue and the conditions under which it is applied. He takes E.M. Forster’s novel
Howard’s End to be an example of this. Here, the cast of characters bear structured and polarized relations of comparison and contrast to each other. By prompting us to apply concepts of vice and virtue to the characters in question, the narrative, thus, sharpens our ability to recognize the abstract concept that the leading figures instantiate, Carroll argues. Since this type of literary thought experiments relies on the conceptual knowledge that the audience already possess, they are, in some senses, rhetorical. At the same time, “they are rhetorical in a way that is not divorced from argumentation” (
Carroll 2002, p. 14). That is, while the narratives set up arguments and points to possible conclusions, the argumentation itself is completed in the mind of the reader.
In this respect, they are doubly educative: not only do they afford knowledge of concepts, but they guide the reader through the process of conducting a grammatical investigation of the virtues by arraying in a structured way imagined examples that point toward pertinent distinctions (
Carroll 2002, p. 14).
Hence, although the aim of the imaginative scenarios is not to make empirical discoveries of the world, they reorganize and refocus the audience’s conceptual knowledge in novel ways. Carroll formulates his account as a response to epistemic arguments that deny that literature and art can function as genuine sources of knowledge. According to what he refers to as the
no-evidence argument, artwork do not contribute to knowledge, since they do not, in general, provide any justification of the beliefs they advance. The so-called
no-argument argument denies, in turn, that art lacks the kind of argumentation and analysis that are required to justify knowledge claims. Carroll’s strategy is, accordingly, to argue that literary fictions and philosophical thought experiments only contribute with conceptual knowledge and therefore do not require empirical justification. Of the two objections raised against literary cognitivism, it is primarily the no-argument argument that Carroll addresses. In terms of the no-evidence argument,
Davies (
2010) rightly points out that Carroll’s response “only applies if the cognitivist’s claims are restricted to conceptual knowledge” (
Davies 2010, p. 62).
Another critique of Carroll’s approach is raised by
Egan (
2016), who argues that an absolute paralleling of thought experiments and literary fictions is misleading. While the purpose of thought experiments is exhausted by the role it plays in a philosophical argumentation, Egan emphasizes that literary works, on the contrary, have multiple functions.
We read literature with a degree of openness: we remain alert and attentive to the ways the text might surprise us, provoke unexpected thoughts, insights, feelings, and so on. None of this is required, or even expected, when we read thought experiments. Reading a thought experiment might provoke thoughts, insights, or feelings beyond what is needed for the argument at hand, but these additional responses are accidental outcomes rather than central to the experience of reading a thought experiment (
Egan 2016, p. 143).
A related critique that Egan raises is against what he refers to as Carroll’s “allegorical reading” of literary fictions. When approaching a text in such a manner, the reader “treat[s] each element in the story as a symbolic representation of some aspect of the abstract problem under consideration” (
Egan 2016, p. 144). Rather than having a value of its own, the characters in the narrative are now evaluated in terms of their instantiation of analogues at the abstract level. This is different from literary reading, which—Egan argues—draws “meaning from the connections
between elements at the concrete level rather than finding meaning only at the allegorical level” (
Egan 2016, p. 144).
4.4. The Exemplification Account of Catherine Z. Elgin
For Catherine Z. Elgin, thought experiments have a slightly different function than the one Carroll proposes. Rather than playing a role in philosophical argumentation, she argues that thought experiments exemplify properties and patterns of the phenomena they pertain to. The same cognitive function is, according to her, performed by literary fictions. In both kinds of narratives, exemplification gives the reader epistemic access to the real-world equivalents of the features displayed in the fictional world. In the last case, the author “abstracts individual elements instantiated in fact, finds or devises an appropriate pattern, and embodies that pattern in fiction” (
Elgin 2014, p. 232). The general principle of Elgin’s approach is, accordingly, that the consequences the readers draw out from the events and features of the fictional world, may also help them to configure things in the world outside of the fiction.
Although philosophers sometimes disagree on what conclusions to draw from a thought experimenting scenario, Elgin points out that the interpretations of stereotypical thought experiments “are supposed to be univocal, at least until the relevant background assumptions change” (
Elgin 2014, p. 239). For literary fictions, univocal interpretation is, on the contrary, not the common standard. Here, narratives can, on the contrary, bear a multitude of correct interpretations without this being considered to be a weakness. In Elgin’s view, it is rather
because of (rather than in spite of) their multilayered nature that literary fictions can enhance our understanding. At the same time, instead of making a sharp distinction between the two types of narrative, she maintains that they do similar kinds of cognitive work.
Whether or not we call works of fiction thought experiments, I have urged that fictions, thought experiments, and standard experiments function in much the same way. By distancing themselves from the facts, by resorting to artifices, by bracketing a variety of things known to be true, all three exemplify features they share with the facts. Since these features may be difficult or impossible to discern in our everyday encounters with things, actions, thought experiments, and standard experiments advance our understanding of the world and of ourselves (
Elgin 2014, p. 240).
Although Elgin sometimes refers to philosophical thought experimenting, her primary focus seems to be the comparison between scientific thought experiments and literary fiction. As a consequence, she argues that these types of narratives can contribute to conceptual knowledge as well as knowledge about empirical states of reality. On this basis, it may be argued that Elgin’s account fits particularly well with the kind of comprehension that Davies describes as an “understanding of general principles operative in the real world” (Davies’s second category). That is, by exemplifying and instantiating these principles, the fictional narratives provide insight into how they operate in an outside world. Depending on the exact character of the exemplification in question, this strategy can, consequently, give raise to various forms of knowledge, Elgin proposes. In relation to Egan’s categorizations, it appears as if her account reflects claims of applicability as well as cognitivism. In the last case, both thought experiments and literary fiction gain their cognitive value by having the capacity to instantiate features of the world outside of the fictional world. It is less clear, however, whether or not Elgin also proposes that literary fictions in fact are thought experiments (an identity claim). However, from what one may infer from quotations as the one cited above, it seems that her primary concern is the shared cognitive function of both narratives—rather than their exact interrelation.
What particularly stands out in Elgin’s Exemplification Account is that it has more resemblances with scientific modelling than with the development of philosophical arguments. Elgin’s view of thought experimenting should, consequently, be seen against the background of her earlier writings about “felicitous falsehood” in scientific modelling (
Elgin 2007;
Elgin [2004] 2017). By highlighting selected properties of a target area, Elgin argues, models afford epistemic access to their real-world equivalents and can, therefore, from a scientific perspective, be “true enough”. For this reason, she focuses more on the concept of understanding than on the concept of knowledge. In contrast to philosophers like
Pritchard (
2014) and
Grimm (
2014), who claim that it is impossible to have an accurate understanding of reality without having any true beliefs, Elgin, thus, states that understanding can be a cognitive success without being factive. The literary cognitivism that she advocates has, consequently, more to do with considerations being “cognitively acceptable” (to the extent that they can figure in an understanding of the world) rather than being, in all aspects, true. As an illustration, she refers to commercial samples cards that instantiate the colors of paint. Besides color, these cards include a number of other properties that are considered irrelevant to their function. (They consist, for example, of sequences of colored rectangles with a name or number associated with each color, have a certain size, were manufactured at a particular date, and so forth.) Accordingly, these cards are not patches of real paint but should, rather, be viewed as fictions that give us access to the color they represent (
Elgin 2007, p. 39–40). In Elgin’s view, scientific models—as well as thought experiments and literary narratives—are fictions of a similar kind. Hence, although not being literally true, they are cognitively valuable since they give us epistemic access to—and creatively reconfigure—certain features of reality that otherwise would be difficult or impossible to discern.
However,
Davies (
2010) questions why the content that a reader extracts from the fiction (and then test by projecting it onto the world) should be seen as a source of knowledge rather than as a source of hypotheses (
Davies 2010, p. 63). Since Elgin prefers to talk about understanding rather than knowledge, Davies’ critique does not so much challenge as clarify her position. That is, as I interpret her account, exemplification can be compared to a kind of modeling that, in turn, enables the reader to hypothesize about reality. Furthermore, although the examples are fictional and include aspects that are not true, features of reality can still be detected that contribute to her overall understanding of it. During this process, the real-world testing of the hypotheses necessitates a continuous reassessment and reconfiguration of the exemplification in question.
4.5. Fear and Trembling in Light of Carroll’s and Elgin’s Account
Kierkegaard’s Fear and Trembling is, as earlier noted, a hybrid case in many aspects. On the one hand, its combines philosophical and theological elements in such a way that it, as I previously suggested, can be referred to as a Socratic–theological thought experiment. On the other hand, it has a narrative character that, just as well, could be described as a case of literary fiction. One could therefore, in light of Noël Carroll’s account, argue that it is literary thought experiment that develops an argument against certain aspects of Hegelian philosophy (in particular, the idea that faith is beyond reason). This claim gains support from the fact that the entire work is purposely designed to provoke the readers to explore and challenge their own assumptions about the concept of faith, but since this is an existential undertaking, Kierkegaard argues, it cannot stop with a purely philosophical reconfiguration of an abstract concept. In order to grasp the core of the concept, the audience has to actualize it “in the flesh”—as a lived reality.
Johannes de Silentio consequently uses the Socratic technique of interrogation as a way to disclose that faith cannot be acquired by objective philosophical reasoning. As a result, the text may be said to develop a philosophical argument but does so in a way that leaves the argumentation dependent on the reader’s own existential contribution. In this way, the reading of
Fear and Trembling acquires certain resemblances to the subjective engagement that is required when reading literary fictions. On Kierkegaard’s part, he deliberately chooses a narrative format that evokes the reader’s subjectivity and, hence, parallels the existential situation he aims at depicting. Therefore—even if I agree with Egan that literary fictions, in general, cannot be reduced to philosophical arguments—I also suggest that there are some exceptions to this rule. I argue that
Fear and Trembling is an example of this. Here, the argumentation is deliberately laid out in such a manner that the text (a) acquires literary qualities and (b) emphasizes a subjective—rather than an objective—standard of justification. This kind of justification is “rooted in its personal disclosure value alone” (
Clayton 1989, p. 4). In this case, it is a direct reflection of Kierkegaard’s own characterization of how the paradoxical nature of the Christ event leads to “an objective uncertainty held fast in an appropriation process of the most passionate inwardness” (
Kierkegaard [1846] 1941, p. 182). At the same time, this type of justification disqualifies Kierkegaard’s fiction from being the standard type of philosophical argumentation. Instead, it becomes a theological thought experiment whose intuitions depend on revelation. Even so, the narrative maintains those of its philosophical features that can be harmonized with its overall theological approach.
The theological nature of Fear and Trembling, in turn, influences the type of explanatory work it can be said to perform. Nonetheless, in order to avoid mixing things up, I propose that we distinguish between three functional levels of the text that, in different ways, influence its possible explanatory force. On the first level, the narrator develops an argument about the subjective nature of faith. This argumentation is embodied in a fictional narrative that enables the reader to explore the concept of faith. Although the argument and its “fictional vehicle” are a unit, they also have different functions. On this basis, I suggest that the fictional narrative belongs to a second level, which—accordingly—is the representation level on which the execution of the thought experiment takes place. Furthermore, since the argument on the first level can only be subjectively justified in relation to the lived reality of the reader, a third, existential level is required. On this level, the explanations offered at the first and second level are tested against the readers’ own life experiences. I argue that it is, accordingly, in the interaction between these three levels that the specific thought experimenting character of Fear and Trembling is established. Hence, in order to examine the narrative’s possible explanatory function, one needs to investigate it both as a unit and as a combination of separate functional levels.
When reading Fear and Trembling in light of Noël Carroll’s and Catherine Z. Elgin’s account, it is primarily the first and second level that come into focus. Since I have already addressed the level of argumentation, I now intend to discuss the second, thought experimenting level. Here, one of the fundamental questions concerns the mode of representation that the fictional narrative utilizes. According to Carroll, characters such as the knight of infinite resignation, the tragic hero, and even Johannes de Silentio himself serve as symbols for specific abstract concepts. As concepts, they are related to how we perceive and categorize an entity or an event. As a result, different individuals can conceptualize entities and events in different ways. What Carroll claims is, consequently, that philosophical thought experiments and literary thought experiments operate on the concepts that the readers already possess, bringing them out in the open and enabling them to reassess and reconfigure them. However, according to Elgin, it is more accurate to refer to fictions as exemplifications of features in the real world. That is, even though the tragic hero is a fictional character, he can still exemplify properties and patterns in a world outside the narrative. Thus, in the comparison between Carroll’s and Elgin’s approaches, the distinction between “concept” and “example” becomes crucial. What is, for instance, the exact difference between seeing a thought experiment, such as Plutarch’s story about the ship of Theseus, as an exploration of the concept of identity, or, on the contrary, as an exemplification of metaphysical properties? It is tempting to say that exemplification presupposes a much more far-reaching scope in terms of its presupposed real-world access. That is, the promise inherent in the term “exemplification” is not only to widen our conceptualizations of reality, but—in fact—to give access to actual reality. However, such a pledge needs to be viewed against the background of Elgin’s quite modest truth claims. On her account, even if the aim of the total network is to depict reality as accurately as possible, not all parts of it have to be absolutely true. Elgin’s proposal, thus, illuminates other aspects of Fear and Trembling than those we gain access to by applying Carroll’s account to it. In particular, it problematizes the question of truth and what role it plays in cognitive advancement. For Kierkegaard, it is perhaps more a question of existential advancement and of what kind of truth actualizes such a movement.
4.6. A Brief Notice on the Explanatory (Exploratory) Function of Fear and Trembling
In this article, I have argued that Kierkegaard’s Fear and Trembling is a Socratic–theological thought experiment that engages the reader in a process of spiritual and existential discernment. It is a hybrid case of thought experimenting that displays Socratic, theological, and existential features. As such, it enables us to compare the cognitive functions that different kinds of thought experiments perform. It may, however, be argued that Kierkegaard’s novel can be spiritually and existentially illuminating without having to be framed in thought experimenting terms. In this article, my intention has, nonetheless, been to examine the interdisciplinary use of fictional narratives as a way to explain and explore different dimensions of reality. The purpose of addressing the resemblance between literary fictions and thought experimenting, has, consequently, been to find (as well as to problematize) a common narrative determinator. For this reason, I presented the accounts of Noël Carroll and Catherine Elgin, who both (although in different ways) develop theories about the resemblance between the epistemic role(s) that thought experiments and some (but not all) literary fictions may play.
As a thought experiment,
Fear and Trembling, thus, does not so much “explain” an objective reality as help the readers to form their own answer to the questions posed. The explanatory function is, consequently, dependent on the readers’ own existential contribution. Given this, I propose that it is more accurate to see the explanatory force of
Fear and Trembling in relation to its
exploratory function. On the performative stage that the novel sets up, the readers can imaginatively play out and test the problems that Johannes de Silentio has confronted them with. The full effect of this instantiation nonetheless requires that the solutions become the readers’ lived and subjectively chosen reality. In one of his articles, Kierkegaard, consequently, writes: “In respect to God, the
how is
what” (
Kierkegaard [1967] 1978, JP 2: 1405;
Kierkegaard [1909] 1948, Pap. X2 A 644). In this view, the only way to grasp faith’s paradoxical “what” is to be immersed in its subjectively experienced “how”.