The Effectiveness of Interventions for Increasing COVID-19 Vaccine Uptake: A Systematic Review
Abstract
:1. Introduction
2. Materials and Methods
2.1. Eligibility Criteria
2.2. Search
2.3. Study Identification
2.4. Data Extraction
2.5. Risk of Bias Assessment
2.6. Data Synthesis
3. Results and Discussion
3.1. Risk of Bias Assessment
3.2. Communication Content
3.2.1. Benefits of Vaccination
Vaccination Behaviour
Vaccination Intention
3.2.2. Effectiveness and Safety
Vaccination Behaviour
Vaccination Intention
3.2.3. Vaccine Development
Vaccination Intention
3.2.4. Social Norms
Vaccination Behaviour
Vaccination Intention
3.2.5. Herd Immunity
Vaccination Intention
3.3. Communication Presentation
3.3.1. Personalisation
Vaccination Behaviour
Vaccination Intention
3.3.2. Framing
Vaccination Intention
3.3.3. Numerical Format
Vaccination Intention
3.3.4. Uncertainty
Vaccination Intention
3.4. Communication Delivery
3.4.1. Messenger
Vaccination Intention
3.4.2. Chatbot
Vaccination Intention
3.4.3. Video
Vaccination Behaviour
Vaccination Intention
3.4.4. Reminders
Vaccination Behaviour
Vaccination Intention
3.5. Policy
3.5.1. Mandatory Vaccination
Vaccination Intention
3.5.2. Vaccination Proof
Vaccination Intention
3.5.3. ‘Opt-Out’ Vaccination
Vaccination Intention
3.5.4. Prioritising Vaccination
Vaccination Intention
3.5.5. Legal Incentives
Vaccination Intention
3.5.6. Monetary Incentives
Vaccination Behaviour
Vaccination Intention
3.5.7. Cost
Vaccination Intention
3.6. Vaccination Delivery
3.6.1. Setting
Vaccination Intention
3.6.2. Proximity
Vaccination Intention
3.6.3. Appointments
Vaccination Intention
3.6.4. Waiting Time
Vaccination Intention
4. Recommendations
5. Future Implications
6. Limitations
7. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Author | Design | Participants | Country | Intervention Type | Outcome | Comparison | Effectiveness | Risk of Bias |
---|---|---|---|---|---|---|---|---|
Barber and West | Quasi-experimental | Vaccination rates | US | Policy: monetary incentive | Behaviour | Synthetic control | Positive effect: lottery incentive increased vaccination uptake | Good |
Bateman et al. | Online cross-sectional | n = 661 (patients) | UK | Communications—delivery: video | Intention | None | Positive effect: participants reported they were more likely to receive the vaccine after watching the video | Poor |
Batteux et al. | Online RCT | n = 328 (general population) | UK | Communications—presentation: uncertainty | Intention | No additional comparison | Neutral effect: after the first announcement, there was no difference in vaccination intention between people who received the certain and uncertain announcement Positive effect: after the second announcement, participants who received the initial uncertain announcement had stronger vaccination intention | Fair |
Berliner-Senderey et al. | Field RCT | n = 768,404 (unvaccinated over 16 s) | Israel | Communications—delivery: reminders Communications—content: benefits of vaccination, effectiveness and safety; social norms | Behaviour | No additional comparison | Positive effect: sending a text message reminder increased vaccination uptake Positive effect: messages focusing on personal benefit were more effect than messages focusing on social benefit | Fair |
Behavioural Insights Team | Online experiment | n = 4085 (general population adults) | UK | Delivery: setting, proximity, appointments and waiting time | Intention | No additional comparison | Negative effect: more people chose the option to be vaccinated later, rather than sooner, when: 1. Travel 1 h vs. 10 min 2. Were told when to go vs. going at a time of choice 3. Going to a vaccination site vs. going to the GP | Fair |
Chen et al. | Online RCT | n = 413 (general population) | China | Communications—presentation: framing, numerical format Communications—content: effectiveness and safety | Intention | No additional comparison | No effect of any news article on vaccination intention | Good |
Craig | DCE | n = 1153 (general population) | US | Communications—content: effectiveness and safety Delivery: immunity Policy: proof of vaccination Vaccination delivery: Setting | Intention | No additional comparison | Negative effect: preference of vaccination was reduced when: 1. Duration of immunity was decreased 2. Vaccine effectiveness was reduced 3. Increasing risk of serious and adverse side-effects Mixed effects: negative effect of no proof of vaccination among those who want a vaccine, no effect for those who do not. There was also a negative effect of community setting among those who prefer a medical setting, and vice versa | Good |
Dai et al. | Field RCT | n = 113,229 (patients registered at UCLA health) | US | Communications—delivery: reminders Communications—presentation: personalisation and video | Behaviour | No text message | Positive effects: sending a text message increased vaccine uptake and adding the ownership language increase uptake compared to the simple text No effect: no effect of adding a video compared to messages without a video | Good |
Field RCT | n = 90,662 (patients registered at UCLA health) | US | Communications—delivery: reminders Communications—content: benefits of vaccination Communications—presentation: personalisation | Behaviour | No text message | Positive effect: sending a second reminder increased vaccine uptake No effect: all message types increased vaccine uptake | Good | |
Online RCT | n = 2003 | US | Communications—content: personalisation Communications—delivery: Reminders communications—presentation: video | Intention | No text message | Positive effect: adding a video increased participants’ reported likelihood of scheduling a video No effect: adding ownership language did not increase participants’ reported likelihood of scheduling a video | Good | |
Davis et al. | Online RCT | n = 481 (vaccine-hesitant individuals) | UK | Communications—content: effectiveness and safety | Intention | No information | Positive effect: participants reported stronger COVID-19 vaccination intention when receiving information about COVID-19 vaccines compared to no information Positive effect: participants reported stronger COVID-19 vaccination information when receiving information about COVID-19 vaccines plus information describing 40% flu vaccine efficacy than participants who received only COVID-19 information | Good |
Duch et al. | Online RCT | n = 1628 (unvaccinated US adults) | US | Communications—delivery: video Policy: monetary incentives | Intention | Health benefits of COVID-19 vaccine | No effect—lottery: no difference in percentage of people seeking more information when presented with a standard COVID-19 health information video compared to an information video plus information on a lottery Positive effective—cash voucher: more people sought more information after watching a video containing COVID-19 health information plus information on a cash-equivalent voucher | Good |
Freeman et al. | Online RCT | n = 16,455 (general population) | UK | Communications—content: benefits of vaccination and vaccine development | Intention | NHS website information | No effect: no effects overall of any message type Positive effect: amongst strongly hesitant participants, messages describing personal benefits or safety concerns or combining the conditions reduced vaccine hesitancy compared to the control | Good |
Han et al. | Online RCT | n = 1497 (general population) | US | Communications—presentation: uncertainty | Intention | Basic information about COVID-19 | No effect: overall, no difference in intention between conditions Positive effective: higher vaccination intention when messages used uncertainty and uncertainty+normalising conditions | Good |
Kerr et al. | Online RCT | n = 2488 (general population) | UK | Communications—content: effectiveness and safety | Intention | No information | No effect: no effect of messages conditions on vaccine hesitancy or vaccine intention | Good |
Online RCT | n = 2217 (general population) | UK | Communications—presentation: uncertainty | Intention | No additional comparison | No effect: no effect of message conditions on vaccine hesitancy or vaccine intention | Good | |
Kobayashi et al. | Cross-sectional | n = 10,192 (general population) | Japan | Communications—delivery: chatbot | Intention | None | Positive effect: vaccination intention increased after using the chatbot | Poor |
McPhedran et al. | DCE | n = 2012 (18–29 unvaccinated adults) | UK | Delivery: setting, proximity, appointments Communications—presentation: messenger | Intention | No additional comparison | Positive effect: vaccinations were most preferred when: 1. Vaccinations were in a nearby GP surgery 2. Location proximity was 15–30 min away Negative effect: vaccinations were least preferred when: 1. Vaccinations were at a nearby pharmacy or drive-thru 2. Appointments were after hours in the week 3. Invitations were forwarded from one’s best friend 4. Location proximity was 30–45 min away | Good |
Moehring et al. | Online RCT | n = 437,236 (general population) | 23 countries | Communications—content: social norms | Intention | Delayed control | Positive effect: social norm framing increased vaccination acceptance | Good |
Motta et al. | Online RCT | n = 7064 (general population) | US | Communications—presentation: messenger Communications—content: benefits of vaccination and vaccine development | Intention | Unrelated news story | Positive effects: vaccination intention increased for messages with a personal or collective frame, compared to the control and when no pre-bunking of clinical trials is included No effects: compared to the control, there was no effect of on vaccination intention when messages used an economic frame, lay person source, expert source or included pre-bunking of clinical trial information | Fair |
Palm et al. | Online RCT | n = 1123 (general population) | US | Communications—content: effectiveness and safety, vaccine development and social norms Communications—presentation: messenger | Intention | No information | Positive effects: a news story describing that the vaccine is safe and effective or others being willing to get vaccinated increased vaccination intention compared to the control Negative effects: a news story describing that others are unwilling to get vaccinated or that Trump pushed approval decreased vaccination intention compared to the control No effects: a new story describing that the vaccine is unsafe and ineffective or a liberal mandatory agenda had no effect compared to the control | Good |
Pink et al. | Online RCT | n = 1480 (Republicans) | US | Communications—presentation: messenger | Intention | A video and short essay on an unrelated topic | Positive effect: Republican endorsement was more effective than Democrat endorsement and the control message for unvaccinated participants | Good |
Santos et al. | Field RCT | n = 9723 (health care workers) | US | Communications—content: social norms and effectiveness and safety | Behaviour | Delayed control | Positive effects: messages describing social norms and re-framing the vaccine risk both led to more vaccination registrations than the delayed control No effect: there was no difference in vaccination registrations between the two message types | Fair |
Serra-Garcia and Szech | Online experiment | n = 1040 (targeting Black participants) | US | Policy: ‘opt-out’ vaccination and monetary incentives | Intention | Defaults: No additional comparison No compensation | Positive effects: stronger vaccination intentions for higher compensation and in the opt-out condition Negative effects: a smaller compensation decreased vaccination intend compared to no compensation | Good |
Sinclair and Agerström | Online RCT | n = 654 (18–30 adults) | UK | Communications—content: social norms and effectiveness and safety | Intention | No information | Positive effect: participants reported stronger vaccination intentions for higher social norms than weaker social norms (85% vs. 45%) No effects: there was no difference in vaccination intention between both social norm messages and the NHS message. There was also no effect of norm group (young vs. general) on vaccination intention. | Good |
Sprengholz et al. | Online RCT | n = 1349 (general population) | Germany | Policy: monetary incentive Communications—content: benefits of vaccination | Intention | A vaccine would be approved shortly No payment | No effects: there was no effect of communication or payment on participants’ reported likelihood of receiving the vaccine | Fair |
Sprengholz et al. | Online RCT | n = 973 (general population) | Germany | Policy: Mandatory vaccination and prioritising vaccination | Intention | No additional comparison | Negative effects: high reactance to mandatory vaccination for those with lower a priori vaccination intention and a high reactance to scarcity of vaccination for those with higher a priori vaccination intention | Fair |
Online RCT | n = 1701 (groups not yet offered the vaccine) | US | Policy: mandatory vaccination and prioritising vaccination | Intention | No additional comparison | Negative effects: high reactance to mandatory vaccination for those with lower a priori vaccination intention and a high reactance to scarcity of vaccination for those with higher a priori vaccination intention | Good | |
Sprengholz et al. | Online experiment | n = 997 (general population) | Germany | Policy: legal and monetary incentives | Intention | No additional comparison | Positive effect: monetary incentives increased willingness to get vaccinated from 3250 euros onwards No effect: no impact of legal incentives (e.g., increased freedoms) on vaccination intention | Good |
Strickland et al. | Online RCT | n = 497 (general population) | US | Policy: ‘opt-out’ vaccination | Intention | No pre-selection | No effects: no effect of pre-selecting ‘yes’ or ‘no’ | Good |
Online experiment | n = 485 (general population) | US | Communications—content: vaccine development Communications—presentation: framing | Intention | No additional comparison | Positive effects: greater acceptance of less effective vaccines under a positive framing condition and when the vaccine was developed for 12 months | Good | |
Taber et al. | Online RCT | n = 589 (unvaccinated US adults) | US | Policy: monetary incentives | Intention | No additional comparison | No effects: vaccination intention did not differ across conditions | Good |
Online RCT | n = 274 (unvaccinated adults) | US | Communications—presentation: framing and numerical format | Intention | No additional comparison | No effects: vaccination intention did not differ across conditions | Good | |
Thirumurthy et al. | Quasi-experimental | Vaccination rates | US | Policy: monetary incentives | Behaviour | States with no incentive | No effect: no difference in vaccination trends between states and without incentives | Fair |
Thorpe et al. | Online RCT | n = 1075 (general population) | US | Communications—content: effectiveness and safety, benefits of vaccination and vaccine development | Intention | No message | No effect: vaccination intention did not differ across conditions | Good |
Trueblood et al. | Online RCT (Study 2) | n = 1003 (general population) | US | Communications—content: effectiveness and safety and herd immunity | Intention | Information about the vaccine approval process, side-effects and efficacy | Positive effect: when describing the necessary coverage to achieve herd immunity people were willing to receive the vaccine sooner than the control No effects: no differences in intention when comparing the COVID-19 vaccine efficacy to the flu relative to the control and when combining information on flu comparison and describing necessary coverage compared to the control | Good |
Walkley et al. | Quasi-experimental | Vaccination rates | US | Policy: monetary incentives | Behaviour | Prior to incentive and states with no incentive | No effect: no effect of lottery-based incentive in Ohio on vaccination uptake | Good |
Witus and Larson | Online RCT | n = 1632 (general population) | US | Communications—delivery: Video | Intention | No information | Positive effect: higher vaccination intention amongst those watching the male-narrated video compared to the control group No effects: no difference in vaccination intention between the female-narrated video and the control and the blog post and the control | Fair |
Yuen et al. | Online cross-sectional | n = 2733 (adults above 18) | Hong Kong | Policy: monetary incentives and cost Communications—content: effectiveness and safety Delivery: waiting time | Intention | No additional comparison | Positive effects: vaccines were more likely to be chosen when: 1. They had 95% efficacy compared to 50% or 70% efficacy. 2. Medical insurance is provided against severe side-effects compared to not provided Negative effects: vaccinations were less likely to be chosen when: 1. Subsidies were provided (compared to a free vaccines) 2. There is a wait of 30 days (compared to no waiting time) No effects: vaccinations were less likely to be chosen when: 1. Increased likelihood of mild side-effects 2. Increased likelihood of severe side-effects 3. Subsidies were provided (compared to a medical insurance) 4. There is a wait of 7 or 14 days (compared to no waiting time) | Good |
Intervention | Recommendation |
---|---|
Communications content Benefits of vaccination | Recommendation: Emphasising the benefits of vaccination to the self and others can be effective, but there are mixed findings. Studies on behaviour find that it is not more effective than informing individuals of where they can receive the vaccine [16]. There is evidence from studies on intention that it could be more effective with strongly hesitant groups, although it might not affect all demographic groups in the same way [20]. One possible explanation is that people already know the benefits and so there are other barriers to vaccination that are reducing uptake/ intentions. Indeed, more co-production work is likely to be beneficial in helping to identify the benefits relevant to specific groups. This use of co-production can also help identify how the benefits should be communicated with the target population (e.g., using appropriate content, communication sources or messengers). Outcome: Behaviour and intention Overall quality: Good/Fair (7 studies) |
Communications content Effectiveness and safety | Recommendation: Reminders that emphasise vaccine effectiveness can increase vaccination uptake [17]. Evidence on intention suggests that communicating the effectiveness and safety of vaccines can have a positive effect, and could in fact be stronger for vaccine-hesitant individuals [25]. However, the evidence is mixed, with some research suggesting that it is no more effective than a control. The evidence also suggests that describing effectiveness and safety is more effective when there is high vaccine effectiveness and low risk of side-effects [29,30]. Outcome: Behaviour and intention Overall quality: Good (11 studies) |
Communications content Vaccine development | Recommendation: It is unclear whether addressing the speed of development of vaccines and robustness of trials affects uptake since evidence is mixed [18]. However, one trial suggests that it could decrease hesitancy amongst vaccine-hesitant individuals [20]. Outcome: Intention Overall quality: Good (5 studies) |
Communications content Social norms | Recommendation: Booking reminders telling others to ‘join the millions’ can be effective at increasing vaccine uptake but likely to be less effective than messages emphasising other aspects such as personal benefits [17] and safety [23]. Communicating that others intend to get vaccinated elicits mixed findings on intention, although could be effective in contexts where vaccination intentions are not clear [33], such as booster vaccinations. Social norms are a key facilitator for engaging in a range of behaviours and social norm interventions can be successful [54]. To be effective, social norms interventions need to be tailored to the target group, delivered by a member of the target group or a trusted individual and relevant to existing group norms [55]. Outcome: Behaviour and intention Overall quality: Good/Fair (5 studies) |
Communications content Herd immunity | Recommendation: Highlighting how many need to be vaccinated to reach herd immunity could be effective, although this evidence is from one study [18]. Previous experimental evidence also suggests that communicating about herd immunity can increase vaccine uptake [34,35]. Outcome: Intention Overall quality: Good (1 study) |
Communications presentation Personalisation | Recommendation: Vaccination invitations that mention that a vaccine has been made available to them can be effective in increasing uptake [16]. However, when sending a second reminder, personalisation is comparable to reminders [16]. Contrary to the field trial, an identical online experiment found that telling individuals a COVID-19 vaccine has been made available to them did not increase intention [16]. Outcome: Behaviour and intention Overall quality: Good (3 studies) |
Communications presentation Framing | Recommendation: The effects of positive relative to negative framing are unclear from this limited evidence, suggesting that neither positive nor negative framing is more effective. A meta-analysis of framing effects in other vaccinations suggest that there is no effect of framing on vaccine intention [56], and therefore both positively and negatively framed information could be used. Outcome: Intention Overall quality: Good (3 studies) |
Communications presentation Numerical format | Recommendation: The format in which effectiveness or lottery outcomes is communicated had no effect on vaccination intentions [31,36], although previous studies suggest frequencies are easier to understand than probabilities [57,58]. Outcome: Intention Overall quality: Good (2 studies) |
Communications presentation Uncertainty | Recommendation: Communicating uncertainty about COVID-19 vaccines does not seem to decrease vaccination intention and may even be protective in terms of maintaining vaccination intention and trust in communicators if conflicting information arises over time [27,38]. This is consistent with guidance from the British Psychological Society, which recommends to communicate uncertainty and acknowledge change [59]. Outcome: Intention Overall quality: Good/Fair (3 studies) |
Communications delivery Messenger | Recommendation: Match the messenger to the receiver in terms of characteristics, views, etc., as indicated by previous research [60,61]. Avoid controversial figures that might be divisive [26] and use trusted sources (e.g., NHS and GP). These trusted sources may vary between groups, meaning it is critically important to understand the views of target groups and their relationship to different sources. Outcome: Intention Overall quality: Good (4 studies) |
Communications delivery Chatbot | Recommendation: Having an automated and instant chatbot providing vaccine information could increase vaccine uptake, although evidence is from one low-quality study with no control group and pre- and post-intervention vaccination intentions measured post-intervention [41]. Outcome: Intention Overall quality: Poor (1 study) |
Communications delivery Video | Recommendation: Adding educational videos to reminders does not increase the effectiveness of the reminder in increasing vaccine uptake. There is mixed evidence regarding the use of videos in increasing vaccine intention. There are also difficulties with ensuring the videos reach a wide audience [43]. Outcome: Behaviour and intention Overall quality: Good/Fair (4 studies) |
Communications delivery Reminders | Recommendation: Sending text message reminders increases vaccine uptake, as is the case in the interventions for the influenza vaccine [62]. Outcome: Behaviour and intention Overall quality: Good (4 studies) |
Policy Mandatory vaccination | Recommendation: Mandating vaccination is unlikely to be an effective strategy to increase vaccination uptake, particularly amongst people who already have low intentions to receive the vaccine [44]. Mandating vaccinations could also lead to a reduction in uptake of future doses [63], resignation of health care staff [46] and exacerbating inequalities through increased risk of enforcement [64]. Outcome: Intention Overall quality: Fair/Good (2 studies) |
Policy Vaccination proof | Recommendation: One study suggests that proof of vaccination (e.g., vaccination card) should be offered [29], although other literature suggests negative public attitudes towards requiring proof of vaccination for domestic activities and also a possible reduction in uptake, particularly amongst those who are vaccine hesitant [65,66]. Outcome: Intention Overall quality: Good (1 study) |
Policy “Opt-out” vaccination | Recommendation: There is some evidence to suggest that automatically opting people into vaccine, such as pre-scheduling vaccine appointments, could be effective [47]. However, the manipulations within these experiments are not a true reflection of the design or impact of an opt-out vaccination system. Outcome: Intention Overall quality: Good (2 studies) |
Policy Prioritising vaccination | Recommendation: Holding back or limiting vaccines could reduce uptake in individuals who are highly motivated to receive the vaccine [44]. Outcome: Intention Overall quality: Fair/Good (2 studies) |
Policy Legal incentives | Recommendation: There is no evidence that offering easing of restrictions (i.e., face covering or testing) increases vaccine uptake, although this was only from one study in Germany [48]. Outcome: Intention Overall quality: Good (1 study) |
Policy Monetary incentives | Recommendation: The limited evidence on monetary incentives for uptake in the US is mixed. There is some evidence to suggest offering monetary incentives is effective on intention, although small amounts could backfire [49]. Caution should therefore be applied when considering any monetary incentive. Offering a low incentive could reduce uptake amongst individuals with intrinsic, altruistic motivations to have the vaccine, whereas offering a large incentive could be deemed uneconomical and coercive [21,67]. Additionally, while a fixed sum of money or cash-equivalent vouchers could be effective, lotteries may not be effective [19]. Outcome: Behaviour and intention Overall quality: Good (10 studies) |
Policy Cost | Recommendation: Requiring payment, including with a subsidy, for vaccination is likely to reduce uptake [30]. Outcome: Intention Overall quality: Good (1 study) |
Vaccination Delivery Setting | Recommendation: Offer vaccinations in both community (e.g., pharmacy, local supermarket, or workplace) and medical settings (e.g., GP, hospital, and clinic) [29]. These settings should also be easily accessible by public transport [52,68]. Outcome: Intention Overall quality: Good/Fair (3 studies) |
Vaccination Delivery Proximity | Recommendation: Limited evidence suggests that vaccine centres more than 30 min away could reduce uptake to vaccination [52]. Outcome: Intention Overall quality: Fair/Good (2 studies) |
Vaccination Delivery Appointments | Recommendation: There is some evidence that appointments during the working day are preferred, although these factors are less influential than setting and proximity [39]. There is not enough evidence to determine the extent to which pre-booking appointments is preferable to walk-in centres, although it is possible that walk-in centres are more suitable for particular groups (e.g., traveller communities, homeless individuals) [69]. It is also important that booking systems work efficiently, as difficulties with the booking process, such as website crashes and telephone queues, are barriers to uptake [5]. Outcome: Intention Overall quality: Fair/Good (2 studies) |
Vaccination Delivery Waiting time | Recommendation: Vaccine appointments not available within 30 days could discourage uptake, although this evidence is only from one study [28]. Individuals might be more willing to wait for an appointment which is nearer and which they can choose the time of [52]. Outcome: Intention Overall quality: Fair/Good (2 studies) |
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Batteux, E.; Mills, F.; Jones, L.F.; Symons, C.; Weston, D. The Effectiveness of Interventions for Increasing COVID-19 Vaccine Uptake: A Systematic Review. Vaccines 2022, 10, 386. https://doi.org/10.3390/vaccines10030386
Batteux E, Mills F, Jones LF, Symons C, Weston D. The Effectiveness of Interventions for Increasing COVID-19 Vaccine Uptake: A Systematic Review. Vaccines. 2022; 10(3):386. https://doi.org/10.3390/vaccines10030386
Chicago/Turabian StyleBatteux, Eleonore, Freya Mills, Leah Ffion Jones, Charles Symons, and Dale Weston. 2022. "The Effectiveness of Interventions for Increasing COVID-19 Vaccine Uptake: A Systematic Review" Vaccines 10, no. 3: 386. https://doi.org/10.3390/vaccines10030386