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6 June 2014

Revisiting Privacy and Dignity: Online Shaming in the Global E-Village

Department of Law, The University of Hong Kong, Pokfulam Road, Hong Kong, China
This article belongs to the Special Issue Technology, Social Media and Law

Abstract

Since the introduction of new Web-based technology in the early 21st century, online shaming against those who have violated social norms has been proliferating fast in cyberspace. We have witnessed personal information of targeted individuals being disclosed and displayed for the purpose of humiliation and social condemnation by the anonymous Internet crowd, followed often by harassment and abusive behavior online and offline, resulting in serious disruption of personal life. While public shaming as a form of criminal sanction has been widely discussed in present literature, social policing by shaming transgressions via the Internet is largely a new terrain yet to be explored and studied. Drawing on socio-legal literature on shaming and punishment, and jurisprudence from the English Courts on defamation, harassment and misuse of personal information and the European Court of Human Rights on the relationship between the right to private life and dignity, the discussion will explain how the role of dignity has informed the development of the right to privacy where its value has played a distinctive role. This refers especially to the context in which the plaintiffs could be said to be partly at fault as transgressor-victims. It argues that the recognition and protection of the dignity and privacy of an individual is necessary in order to arrive at norms and values inherent in decent participation in the e-village. In this article, the term “dignity” refers to one’s innate personhood, integrity and self-respect.

1. Introduction

The use of shaming as a form of criminal or social sanction has been a controversial subject. Professor James Whitman of Yale Law School describes the practice as “intuitively barbaric” when society shows its contempt or disgust towards individual wrongdoing by subjecting the perpetrator to a form of peculiar vulnerability, which can deprive him or her of dignity and personhood [1]. Professor James Carey, who is famous for his work on the ritual view of communication [2], also warns against the use of the rituals of shame for they are “dangerous moments in the life of democracies…when the power of the state, public opinion or both is inscribed on the body” of the targeted individuals [3]. Yet, shaming has been used, in various degrees as a form of state or socially approved forms of punishment in different cultures for a long time. For example, the practice of “perpetrator walk” (better known as perp walk) in marching a suspect in handcuffs from the police station to the courthouse, dating back to the 19th century practice, is still common in the U.S., Canada, Columbia and Mexico [4]. Instilling a sense of shame has been seen traditionally as a form of positive social control and healthy emotional fostering in India, Japan, China and the Mediterranean regions [5]. Now, we have seen a unique form of “shaming” acting as a method of social sanction arises in the Internet age.
This new form of shaming involves the exposure of personal identifiable information of the targeted individuals, who are perceived to have transgressed different degrees of social norms (though often violated none or only minor legal offences), for the purpose of humiliation, social condemnation and punishment. Such behavior easily escalates into a form of online mob trial, or even real life harassment. The individuals who may have transgressed and violated social norms in the first place have now themselves become transgressor-victims. As a result, one must question who the victims here are when such people are mercilessly tracked and ridiculed together with personal information, or even intimate embarrassing information is widely exposed. In such circumstances, the empowering nature of the Internet can become tyrannical as we witness blatant forms of online shaming in which individuals are able to invade the privacy of others in the name of freedom of expression.
In the search for a legal solution, victims in England have attempted to protect themselves through the legal actions of misuse of personal information, harassment and personal data protection [6]. Despite the fact that the results may not be entirely satisfactory, the English experience has provided us with valuable lessons on the possibilities and limitations of the above mentioned actions, and prompted us to reconsider the underlying values of privacy. Meanwhile, there has been growing jurisprudence from the European Court of Human Rights (ECtHR) on the meanings of reputation, honor, dignity and their relations with privacy [7].
Thus, this article analyzes these emerging cases, with a particular focus on how the above cases could better inform us as to the debate on online shaming. I argue that dignity should be recognized as part and parcel of a right to privacy, which should not be compromised easily regardless of whether one is at fault or not ([8], p. 619). One may question the value of fighting for privacy in the “New Digital Age” when Big Data is readily available to identify individuals, and when both individuals and society have arguably become “transparent” [9,10]. However, it is exactly this development of the Internet and technology at this time that warrant the urgent call for a re-examination of the concept of privacy and its core values of dignity. What we should also bear in mind is that this concept of dignity refers to an intrinsic value in each human being which must allow for freedom from humiliation and the development of physical and psychological integrity. The exposure of truth in cases of wrongdoing does not justify the unrestrained disclosure of personal information, particularly in cases where one’s physical security and psychological health could be severely threatened. What is needed, therefore, is the recognition and protection of the dignity and privacy of the individual in order to arrive at norms and values inherent in decent participation in the e-village.
In what follows, there is a detailed discussion concerning the concept of “shame”. Section 2 explains why civilized society should not use shame sanctions from a socio-legal perspective for protection of dignity, and against the dehumanizing effect on society as a whole. Examples of online shaming are included and discussed in this part. It is not hard to notice that the majority of the incidents reported, which forms the scope of the present study, reflect violations of social rather than legal norms. Even when breaches of legal norms were involved, the cases were concerned largely with minor legal offences (for examples, littering in the subway). In the absence of state or legal regulation, the outpouring of online shaming acts as a form of social policing, and a powerful display of mass “moral indignation” and “public denunciation” against the transgressors [11]. Although one may find that shame sanctions are objectionable, society needs a legal basis to prohibit such behavior and give recognition to the value of dignity. Followed in Section 3, this article will outline various international legal instruments related to the concept of dignity and its close connection with the right to privacy. However, it becomes evident that in the English courts, the judicial interpretation of both dignity and privacy is in a nebulous state. And the recourse to harassment and personal data legislation needs further elaboration on the test for abusive speech. On the other hand, as will be discussed in Section 4, the rulings from the ECtHR on the meanings of reputation, honor, dignity and privacy have given us new insight, despite the fact that the doctrine on dignity is not yet settled. The final part will address the issue of why the right to privacy, including the aspect of dignity, should never be compromised in the face of so-called freedom of expression in online shaming. Although the English court uses the term “privacy” while the ECtHR adopts more commonly “the right to respect for private life”, I will use those terms interchangeably.

2. Shaming, Punishment and Social Sanctions

Toni Massaro, in her influential work on shame, points out that it covers a vast emotional terrain of shyness, defeat, alienation and guilt ([12], p. 658), while at the same time, stretching into the normative realm in condemning the defeated self who has failed to reach an expected standard imposed either by society or by oneself ([12], p. 651). In an equally important work of scholarship on shame, Bernard Williams argues that shame has both internal personal and external societal dimensions that are closely intertwined [13]. For Williams, the experience of shame is “being seen, inappropriately, by the wrong people, in the wrong condition” ([13], p. 78).
In the writings of both Massaro and Williams, shame is related to one’s perception of self-worth, that is to say, self-esteem with a close affiliation to dignity ([12], p. 658; [14]) a concept which will be explained in the next section. While writing on official shaming or shame penalties other than explaining why official shaming will not be effective to achieve the aim of deterrence from a psychological perspective, Massaro has highlighted the key features of official public shaming as a call for public humiliation, an expression of disgust and contempt towards the offender by the public and a crude form of boundary-drawing to ostracize the offender from the community ([12], pp. 647, 649). In other words, although what is central to “shame” is a sense of self-awareness or self-consciousness, “shaming” is essentially about directing community disapproval and hostility against an individual.
Different societies, such as Victorian England, colonial America, and pre-World War II Japan had state sanctioned shaming penalties ([12], pp. 676–83). In the aftermath of Maoist China, public trials and sentencing rallies have also been prominently used [15]. In modern times, we continue to witness attempts to bring back this practice by agents of the state. For example, in 2006, Judge James Kimbler from Ohio, in the U.S., posted videos of sentencing hearings on YouTube to shame the criminals and to educate the public [16]. Again between 2000 and 2009, the media in Wellington, New Zealand, published the names of all convicted drink drivers in the region as part of a policy of “naming and shaming” with state approval and endorsement [17]. In 2011, Dominique Strauss-Kahn, the chief of the International Monetary Fund and the then potential French presidential contender, was arrested on sexual assault charges and forced to do the “perp walk” in New York [4]. This practice of public humiliation caused a huge uproar in the French media and in France. Other than what Strauss-Kahn had to suffer personally, the respect to the cardinal principle of presumption of innocence in civilized society was also called into question [4]. Likewise, since April 2011, the First People’s Court of Dongguan City of Guangdong China, has been uploading photos of defendants who have defaulted or refused to pay damages in civil actions onto Sina microblogs [18]. Those photos often show the defendants being arrested or in handcuffs. All in all, arguably one could say that shaming is inherent in any formal legal process when one is being charged with an offence, tried and convicted. Nevertheless, in the context of criminal procedures, one is at least afforded with due process, with a chance to defend oneself before any verdict is being reached.
However, with the Internet and other information communication technologies, we no longer need to rely on state approval for shaming or on state laws to indicate which act should be condemned. Commenting on the early days when television was first introduced, James Carey already noticed that media events in the age of television have become distinct ceremonies of degradation and excommunication when “bodies are stigmatized, reputations destroyed and citizens expelled into a guild of the guilty” by the media industry ([3], p. 42). Yet, the scale and complexity of such ceremony has been amplified in the Internet age to an extent beyond the imagination, when each individual can participate directly, induce shame and moral indignation and turn the others into mere social objects, and invoke the authority of a public denouncer on behalf of the community to speak in the name of the ultimate moral values [11]. For instance, in China, the Internet is being used as a “human flesh search engine” in order to expose individuals who have transgressed social norms [19]. These include exposing the identity of an unfaithful husband [20], of a kitten torturer ([21], p. 336), and of a university student regarded as a traitor for showing sympathy to the Tibetan independent movement ([21], p. 340). In another Korean case, a university student who refused to clean up the faces of her dog in a subway train compartment was labelled as the Dog Poop Girl and her story was reported widely (including The Washington Post) [22]. It was covered both in an academic book [23] and circulated on the Internet [24]. In the U.S., another female university student’s identity was revealed without her consent after she had posted an ode in the social network site “My Space” expressing her disdain for the town community in which she had grown up [25]. Because of this, not only was she harshly criticized, but also her family faced death threats and were eventually forced to relocate [25]. In the United Kingdom, photos of women who eat in the subway are featured onto Facebook as “Women Who Eat on Tubes” [26]. Although the founder of the group claims that it is an art project on observational study [27], the “implicit sneering in the comments posted” and the “unsavory sexism” that pervades the group are easily noticeable [28]. Concerns over privacy and safety of women travelling on public transportation were also rightly raised. As we can see, therefore, the trend of using easy means to expose others’ deeds via the internet can cause unexpected responses to say the least and uproar at most. Again, this is well illustrated in Clay Shirky’s accounts of the “StolenSidekick’ story. This concerns a woman’s attempt to get back a mobile phone which she had accidentally left in a New York cab. It was picked up by a teenage girl who refused to return it. Through successfully mobilizing all the social connections of the phone owner on the Internet, the personal information of the teenage girl and her family was exposed on the Internet. Eventually, she was arrested by the police [29]. This story was covered in the New York Times, CNN, over 60 newspapers, the radio, and more than 200 weblogs ([29], p. 9).
In all these stories of so-called “human endeavor” ([29], p. 8; [30]) in the name of righting of wrongs, the public feels a strong need to condemn the actions of the violators and to shame them by “showcasing social transgressions on websites” [31]. Whether we are referring to state sanctioned shame penalties or online shaming, these punishments are highly objectionable because they encourage citizens to resort to dehumanizing and brutalizing behavior towards the offender or the social delinquent [32]. The latter is displayed as a labelled and defined object exposed to the public sphere in either the real or cyber world. The public is then enlisted to humiliate, ridicule and punish him/her all over again. As related in the earlier cases, the inevitable consequence is ex-communication of the “social untouchable” ([1], p. 1071). For example: the Dog Poop Girl in Korea withdrew from her University; the Kitten Torturer in China, who was a pharmacist, was dismissed by her hospital; and the American university student was forced to relocate following criticism of her home town.
In his work on shaming penalties, Whitman considers that the entire process of stirring up a mixture of public indignation and public merriment ([1], p. 1090), and inciting hatred, is akin to public spitting ([1], p. 1078). However, what he finds the most objectionable is the arbitrary display of force which turns the victim into a “plaything” ([1], p. 1075), making him aware of societal disgust toward him. In other words, the message is that the violator is less than human and deserves our contempt ([12], p. 691). This is why Whitman argues so forcefully that this is violation of individual dignity which runs “contrary to some deep norm requiring us to treat even criminals with respect” ([1], p. 1068). The state authorities, therefore, should only deprive offenders of property and liberty alone [1]. Furthermore, Whitman advocates a call for “transactional dignity”, by which he means that citizens should never be forced to deal with wild or unpredictable responses from other fellow citizens ([1], p. 1090). To him, this is tantamount to a form of “lynch justice” subjecting an individual to the public exercise of enforcement of power ([1], p. 1089), and it breaches our commitment to maintain decent social institutions which do not humiliate people [33]. To a great extent, Whitman’s arguments are echoes of Michel Foucault’s definitive study on punishment in Europe [34]. Foucault attributes the end of using torture as a form of ritual violence in public, and the end in using publicly executed punishment as a spectacle to be a significant recognition to the respect of “humanity” even in the worst of murderers [34]. He characterizes this as a remarkable awakening in the Enlightenment period for there must be a legal limit, a “legitimate frontier of the power to punish” and an end to “the sovereign’s vengeance” [34]. What Whitman and Foucault have advocated are equally applicable and valid to online shaming in the Internet age.

4. Conclusions

It was Marshall McLuhan, writing in the 1960s on the phenomenon of electronic media, who already had foretold that we would live in a state of “new electronic interdependence” in a “global village” [82]. To him, the speed of this electronic media would wire us up to act and react to global issues instantaneously, continuously and collectively [83]. McLuhan warned us that the global village has every potential to become a place where totalitarianism and terror may rule due to the sacrifice of individualism and lack of in-depth reflection ([82], p. 32). He left us with a piece of advice, asking us to be vigilant towards the dynamic that technology would bring and to the impact of the influence of the media on our social interaction, lest we would find ourselves locked in a small world of “total interdependence, and superimposed co-existence” ([82], p. 32).
Sadly, McLuhan’s prophesy holds true for the 21st century cyber global village because we have seen that the Internet is replete with examples of online shaming. Individuals who are perceived to have transgressed social or moral boundaries are being persecuted by the anonymous crowd on the Internet for the purpose of public humiliation. This new form of “status degradation ceremony” [11] in turning the others into a form of lower social objects in the Internet era is often constituted by the exposure of personally information of the transgressor-victims concerned, followed by online or offline harassment or abusive behavior, leading ultimately to the ostracism of the individuals concerned from their communities or causing real or psychological harm to them. In other words, new information communication technologies have led to an increasing popularity and fascination with capturing others’ images, exposing others’ wrongdoing, and bringing the people concerned to a brand of online justice in the form of a manhunt which, in both the cyber and real world, can easily and quickly spin out of control, often descending into various forms of shaming, humiliation, character assault, and even harassment.
Indeed, this form of Internet mob trial is a dangerous administration of justice. Arguably, the transgressor-victims are worse off than the defendants in legal process when the principles of presumption of innocence and due process are being upheld by the court. This distorted form of freedom of expression is enjoyed by an anonymous online mob at serious heavy cost to the dignity of others, a core element of one’s privacy. As a result, this practice of online shaming has raised as yet unanswered ethical and legal questions. However, the current legal understanding on privacy, personal data and harassment law in English common law is inadequate to meet the challenges posed by the above phenomenon. Instead, this article argues that the right to privacy, especially its core concept of dignity regardless of the wrong of the transgressor-victim should be recognized. In our attempt to search for legal guidance from the European Court of Human Rights, we have noticed an emerging jurisprudence on the recognition of one’s innate dignity and its relational claim on how one should be treated by others as part and parcel of human dignity, forming the fundamentals of the right to respect for private life. Yet in all those cases, the defendants could be clearly identified, while the perpetrators of online shaming are likely to be an anonymous crowd from different jurisdictions. Indeed, another research project would be necessary to do justice to the issues of accountability and responsibility but it is hoped, at least, that this article has laid the ground work for the recognition of a legal right to privacy, based on the right to dignity.
Dignity has been described vividly by Reaume as a guardian angel hovering over our laws ([42], p. 62). It is, perhaps, time now to call upon our legal guardians for protection in favor of a proper responsible participation in the E-village.

Acknowledgment

The author would like to thank her colleagues, Lusina Ho, Michael Tilbury and Janice Brabyn at the Department of Law, the University of Hong Kong for reading early drafts of the paper. She is also grateful to the comments from Eric Barendt of the University College of London. The paper is also indebted to the research assistance of Clement YX Chen of the University of Hong Kong.

Conflicts of Interest

The author declares no conflict of interest.

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  63. Article 17 of the ICCPR states that "1. No one shall be subjected to arbitrary or unlawful interference with his privacy, family, home or correspondence, or to unlawful attacks on his honour and reputation. 2. Everyone has the right to the protection of the law against such interference or attacks." [36].
  64. Article 12 of the Universal Declaration of Human Rights reads "no one shall be subjected to arbitrary interference with his privacy, family, home or correspondence, nor to attacks upon his honour and reputation. Everyone has the right to the protection of the law against such interference or attacks." [35].
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  68. They are contribution made by the photos and articles to debate of general interest; the role or function of the person concerned and the subject of the report; prior conduct of the person concerned; content, form and consequences of the publication; and circumstances in which the photos were taken. ([67], para. 109–13).
  69. The photos that were not granted protection under article 8 of the ECHR involved Prince Rainer, and the claimants walking on the street. On the first photo, the Court found that there was public interest involved in showing the reigning sovereign of Monaco and with comments on his health. ([67], para. 117). On the second one, the Court found nothing offensive of the photo. ([67], para. 123).
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  75. Article 10 provides that "1. Everyone has the right to freedom of expression…2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of…the protection of the reputation or rights of others…".
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