Abstract
In this paper, we study the following non-local problem in fractional Orlicz–Sobolev spaces: , where denotes the non-local and maybe non-homogeneous operator, the so-called fractional -Laplacian. Without assuming the Ambrosetti–Rabinowitz type and the Nehari type conditions on the non-linearity f, we obtain the existence of ground state solutions for the above problem with periodic potential function . The proof is based on a variant version of the mountain pass theorem and a Lions’ type result in fractional Orlicz–Sobolev spaces.
MSC:
35R11; 46E30; 35A15
1. Introduction and Main Results
In recent decades, much attention has been devoted to the study of the non-linear Schrödinger equations involving non-local operators. These types of operators can be used to model many phenomena in the natural sciences, such as fluid dynamics, quantum mechanics, phase transitions, finance, and so on, see [1,2,3,4] and the references therein. Due to the important work of Fernández Bonder and Salort [5], a new generalized fractional -Laplacian operator has caused great interest among scholars in recent years, since it allows to model non-local problems involving a non-power behavior, see [6,7,8,9,10,11,12,13] and the references therein.
In this paper, we are interested in studying the following non-local problem involving fractional -Laplacian:
where , the function is such that defined by:
is an increasing homeomorphism from onto , and defined by:
is an N-function (see Section 2 for details), which together with the potential V and the non-linearity f satisfy the following basic assumptions:
where
is 1-periodic in (called 1-periodic in x for short), and so, there exist two constants such that
is 1-periodic in x satisfying:
where denotes the Sobolev conjugate function of (see Section 2 for details).
For , the so-called fractional -Laplacian operator is defined as:
and denotes the principal value of the integral. Notice that if , then the fractional -Laplacian operator reduces to the following fractional p-Laplacian operator:
To study this class of non-local problem involving fractional p-Laplacian, the variational method has become one of the important tools over the past several decades, see [14,15,16,17,18,19,20] and the references therein. In many studies on p-superlinear elliptic problems, to ensure the boundedness of the Palais–Smale sequence or Cerami sequence of the energy functional, the following (AR) type condition for the non-linearity f due to Ambrosetti–Rabinowitz [21] was always assumed:
For (AR), there exists a constant such that:
where the following is true:
In fact, (AR) implies that there exist two positive constants such that:
which is obviously stronger than the following p-superlinear growth condition:
, uniformly in
was first introduced by Liu and Wang in [22] for the case and has since been commonly used in recent papers. With the development of the variational theory and application, certain new restrictive conditions have been established in order to weaken (AR). However, the majority of these conditions are just complementary to (AR). For example, one can replace (AR) with and the following Nehari type condition:
(Ne) is (strictly) increasing in t for all .
For the case , Li, Wang and Zeng proved the existence of ground state by Nehari method in [23]. Besides, for the case , Ding and Szulkin in [24] replaced (AR) with and the following condition:
for all , and for some and all with larger enough, where .
They demonstrated that and are valid when the non-linearity f satisfies both (AR) and a subcritical growth condition that for some and all , where if and if or . In [25,26], some conditions similar to were introduced for the case . Moreover, in [27], Tang introduced the following new and weaker super-quadratic condition:
there exists a such that:
Tang proved that is weaker than both (AR) and (Ne) and also different from . It is worth noting that has been extended for the case in [28].
To the best of our knowledge, some conditions mentioned above have been successfully generalized to the non-local problem involving fractional -Laplacian. In [29], for Equation (1) with potential , by applying the mountain pass theorem, Sabri, Ounaies, and Elfalah proved the existence of a non-trivial solution when the autonomous non-linearity satisfies an (AR) type condition. On the whole space , to overcome the difficulty due to the lack of compactness of the Sobolev embedding, the authors reconstructed the compactness by choosing a radially symmetric function subspace as the working space. In [13], for Equation (1) with unbounded or bounded potentials V, by applying the Nehari manifold method, Silva, Carvalho, de Albuquerque, and Bahrouni proved the existence of ground state solutions when the non-linearity f satisfies the following both (AR) and (Ne) type conditions:
For , there exists such that , for
For , the map is strictly increasing for and strictly decreasing for .
To be precise, for the case when V is unbounded, the authors reconstructed the compactness by assuming that V is coercive and then choosing a subspace depending on V as the working space. For the case when V is bounded, to overcome the difficulty due to the lack of compactness and obtain a non-trivial solution, the authors assumed that V and f are 1-periodic in x and introduced an important Lions’ type result for fractional Orlicz–Sobolev spaces (see Theorem 1.6 in [13]). Since the ground state solution is obtained as a minimizer of the energy functional on the Nehari manifold , it is crucial to require that f is of class . Otherwise may not be a -manifold and it is not clear that the minimizer on the Nehari manifold is a critical point of the energy functional.
Motivated by [13], in this paper, we still study the existence of ground state for Equation (1) under the assumption that V and f are 1-periodic in x. We manage to extend the above p-superlinear growth conditions and to the non-local problem involving fractional -Laplacian. Instead of applying the Nehari manifold method, we firstly prove that Equation (1) has a non-trivial solution by using a variant mountain pass theorem (see Theorem 3 in [30]). Subsequently, we prove the existence of ground state by using the Lions’ type result for fractional Orlicz–Sobolev spaces and some techniques of Jeanjean and Tanaka (see Theorem 4.5 in [31]).
Next, we present our main results as follows.
Theorem 1.
Assume that , , and the following conditions hold:
uniformly in
for all , and for some and all with larger enough, where
Then, Equation (1) has at least one ground state solution.
Theorem 2.
Assume that , , and the following conditions hold:
for all and uniformly in
there exists a such that:
Then, Equation (1) has at least one ground state solution.
Remark 1.
To some extent, Theorem 2 improves the result of Theorem 1.8 in [13]. In fact, our results do not require the smoothness condition that functions f and a are of class . Moreover, it is obvious that in [13] implies and in [13] implies our subcritical growth condition given by . Furthermore, when , is weaker than both (AR) type condition and (Ne) type condition in [13] (see [27]).
Remark 2.
Theorem 2 extends and improves the result of Theorem 1.1 in [32]. In fact, when , our subcritical growth condition given by reduces to:
which is weaker than in [32]. For example, it is easy to check that function satisfies (4) but does not satisfy in [32]. Moreover, it is obvious that Theorem 1 is different from Theorem 1.2 in [32] even when the fractional Φ-Laplacian Equation (1) reduces to the fractional Schrödinger equation.
The rest of this paper is organized as follows. In Section 2, we recall some definitions and basic properties on the Orlicz and fractional Orlicz–Sobolev spaces. In Section 3, we complete the proofs of the main results. In Section 4, we present some examples about the function defined by (2) and non-linearity f to illustrate our results.
2. Preliminaries
In this section, we make a brief introduction about Orlicz and fractional Orlicz–Sobolev spaces. For more details, we refer the reader to [5,33,34] and references therein.
To begin with, we recall the notion of N-function. Let be a right continuous and monotone increasing function that satisfies the following conditions:
- (1)
- ;
- (2)
- ;
- (3)
- whenever .
Then, the function defined on by is called an N-function. It is obvious that and is strictly increasing and convex in .
An N-function is said to satisfy the -condition if there exists a constant such that for all . satisfies the -condition if and only if for any given , there exists a constant such that for all .
Given two N-functions A and B, B is said to dominate A globally if there exists a constant such that for all . Furthermore, B is said to be essentially stronger than A, denoted by , if for each it holds that:
For the N-function introduced above, the complement of is defined by:
Then, it holds that Young’s inequality:
and the inequality (see Lemma A.2 in [35]):
Now, we recall the Orlicz space associated with . When satisfies the -condition, the Orlicz space is the vectorial space of the measurable functions satisfying:
The space is a Banach space endowed with the Luxemburg norm:
Particularly, when , the corresponding Orlicz space reduces to the classical Lebesgue space endowed with the norm:
The fact that satisfies -condition implies that:
where is an open set of . Moreover, by the Young’s inequality (5), the following generalized version of Hölder’s inequality holds (see [33,34]):
Given an N-function and a fractional parameter , we recall the fractional Orlicz–Sobolev space defined as:
where is defined by (3) and . The space is a Banach space endowed with the following norm:
where the so-called -Gagliardo semi-norm is defined as:
The following lemmas will be useful in the following.
Lemma 1.
(see [33,35]) Assume that Φ is an N-function. Then, the following conditions are equivalent:
- (1)
- (2)
- Let , , for . Then, Φ satisfies:
- (3)
- Φ satisfies the -condition.
Lemma 2.
- (1)
- (2)
Lemma 3.
(see [35]) Assume that Φ is an N-function and (8) holds with . Let be the complement of Φ and , , for , where and . Then, satisfies:
- (1)
- (2)
- (3)
Remark 3.
By Lemmas 1 and 3, implies that Φ and are two N-functions satisfying the -condition. The fact that Φ and satisfy the -condition implies that and are separable and reflexive Banach spaces. Moreover, is dense in (see [5,33,34]).
Next, we recall the Sobolev conjugate function of , which is denoted by . Suppose that:
Then, is defined by:
Lemma 4.
(see [6,36]) Assume that Φ is an N-function and (8) holds with . Then, (9) holds. Let , , for , where , . Then, satisfies:
- (1)
- (2)
- (3)
The conjugate function plays a crucial role in the following embedding results, which will be used frequently in our proofs.
Lemma 5.
(see [13,33,36]) Assume that Φ is an N-function and (8) holds with . Then, the following embedding results hold:
- (1)
- the embedding is continuous;
- (2)
- the embedding is continuous;
- (3)
- the embedding is continuous if Φ dominates Ψ globally;
- (4)
- the embedding is continuous if Ψ satisfies the -condition, and
- (5)
- when is replaced by a bounded open subset D of , then the embedding is compact if . Explicitly, when , the embedding is compact, where the following is true: for .
Notation: Throughout this paper, is used to denote a positive constant which depends only on the constant or function d.
3. Proofs
In fractional Orlicz–Sobolev space , denoted by W for simplicity, the energy functional I associated with Equation (1) is defined by:
It follows that for any given constant , there exists a constant such that:
Thus, by using standard arguments as [8], we have that and its derivative is given by:
Thus, the critical points of I are weak solutions of Equation (1).
Define by:
and:
Then:
and:
Lemma 6.
Assume that , and hold. Then, there exist two constants such that for all with .
Proof.
Taking into account that , it follows from the aforementioned inequality that there exist sufficiently small positive constants and such that for all with . □
Lemma 7.
Assume that , , and (or ) hold. Then, there exists a such that as .
Proof.
For any given constant , by and (or combine with in Lemma 1), there exists a constant such that:
Note that . We can choose such that as . What needs to be pointed out is that here we used the fact that , where So, . □
Lemmas 6 and 7 and the fact that show that the energy functional I has a mountain pass geometry; that is, setting:
we have . Then, by using the variant version of the mountain pass theorem (see Theorem 3 in [30]), we deduce that I possesses a -sequence with the level given by:
We recall that -sequence of I in W means
To prove the boundedness of the -sequence of I in W, we will use the Lions’ type result for fractional Orlicz–Sobolev spaces (see Theorem 1.6 in [13]). We note that the claim in X of Theorem 1.6 in [13] is not necessary. With the same proof as Theorem 1.6 in [13], we can get the following result.
Lemma 8.
(Lions’ type result for fractional Orlicz–Sobolev spaces). Suppose that the function ϕ defined by (2) satisfies and:
Let be a bounded sequence in in such a way that:
for some . Then, in , where Ψ is an N-function such that .
Lemma 9.
Assume that , , and - hold. Then, any -sequence of I in W is bounded for all .
Proof.
To prove the boundedness of , arguing by contradiction, we suppose that there exists a subsequence of , still denoted by , such that , as . Let . Then .
Firstly, we claim that:
Indeed, if , there exist a constant , a subsequence of , still denoted by , and a sequence such that:
Let . Then , that is, is bounded in W. Passing to a subsequence of , still denoted by , by Remark 3 and in Lemma 5, we can assume that there exists a such that:
Note that:
Then, by (23), (24), and (7), we obtain that in , that is, has non-zero Lebesgue measure. Let . Then , and it follows from the fact that V and f are 1-periodic in x that:
which imply that is also a -sequence of I. Then, by (21), for n large, we have:
However, by in Lemma 1, and imply:
Moreover, by (24), implies:
Then, it follows from , (26), (27) and Fatou’s Lemma that:
which contradicts (25). Therefore, , and thus, (22) holds.
Next, for given and , by , and in Lemma 4, we have:
In addition, let Combining and with Lemma 1, we can easily check that dominates globally. Then, it follows from in Lemma 5 that the embedding is continuous, which implies that there exists a constant such that:
Finally, to get a contradiction, we will divide both sides of formula by and let . On the ond hand, by (20), it is clear that:
On the other hand, by (13), and Lemma 2, we have:
Moreover, by in Lemma 1, implies that:
Then, for any given constant , there exists a constant such that:
For the above , by and , there exists a constant such that:
Let:
Then:
Lemma 10.
Assume that , , , and are satisfied. Then, for , it holds that:
where is given in .
Lemma 11.
Assume that , , , and hold. Then any -sequence of I in W is bounded for all .
Proof.
To prove the boundedness of , arguing by contradiction, we suppose that there exists a subsequence of , still denoted by , such that , as . Let . Then .
Firstly, we claim that:
Indeed, if , there exist a constant , a subsequence of , still denoted by , and a sequence such that:
Let . Then , that is, is bounded in W. Passing to a subsequence of , still denoted by , by Remark 3 and in Lemma 5, we can assume that there exists a such that:
Note that:
Then, by (41), (42), and (7), we obtain that in , that is, has non-zero Lebesgue measure. Let . Then , and:
Moreover, it follows from (13), , and Lemma 2 that:
By dividing both sides of formula by and letting , we get a contradiction via (39), (44), and (45). Therefore, and thus (40) holds. Then, by using the Lions’ type result for fractional Orlicz–Sobolev spaces, with the similar discussion as in Lemma 9, we have:
Besides, it follows from in Lemma 2, in Lemma 4, – in Lemma 5 and the fact that there exists a constant such that:
Next, for any given , let . Since as , it follows that for n large enough. Thus, by (39) and Lemma 10, we have:
For the above R and any given , by , the continuity of F and the fact that and satisfy the -condition, there exist constants and such that:
Since is arbitrary, (50) implies that:
Lemma 12.
Assume that , , and hold. Then is weakly sequentially continuous. Namely, if in W, then in the dual space of W.
Proof.
Since W is reflexive, it is enough to prove in . Namely, to prove:
Firstly, we prove that is bounded on each bounded subset of W. Indeed, by (12), , (5), (11), (6), Lemma 2, in Lemma 4, in Lemma 5, and the fact that , and satisfy the -condition, we have:
which implies that is bounded on each bounded subset of W. Moreover, is dense in W. Then, to prove (53) we only need to prove:
To get (54), arguing by contradiction, we suppose that there exist constant , with for some , and a subsequence of , still denoted by , such that:
Since in W, by in Lemma 5, there exists a subsequence of , still denoted by , such that
Next, we claim that
Indeed, it follows that for any given constant , there exists a constant such that:
Then, by using standard arguments, we can obtain that the sequence is bounded in . Moreover, a.e. in . Then, by applying Lemma 2.1 in [37], we get in , and thus (56) holds because .
Similarly, we can get:
and:
which is based on the fact that the sequence is bounded in , a.e. in , , and the sequence is bounded in , a.e. in , , respectively.
Lemma 13.
Equation (1) has at least a non-trivial solution under the assumptions of Theorem 1 and Theorem 2, respectively.
Proof.
Let be the -sequence of I in W for the level given in (18). Lemmas 9 and 11 show that the sequence is bounded in W under the assumptions of Theorem 1 and Theorem 2, respectively.
First, we claim that:
Indeed, if , by using the Lions’ type result for fractional Orlicz–Sobolev spaces again, we have:
Given , by , and the definition , for any given constant , there exists a constant such that:
and:
Then, it follows from (60)–(62), in Lemma 2, in Lemma 4 and in Lemma 5, the boundedness of , and the arbitrariness of that:
Hence, by (10), (12), (19), , , and (63), we have:
which contradicts . Therefore, , and thus, (59) holds.
Then, it follows from (59) that there exist a constant , a subsequence of , still denoted by , and a sequence such that:
where . Since V and F are 1-periodic in x, is also a -sequence of I. Then, passing to a subsequence of , still denoted by , we can assume that there exists a such that:
Lemma 14.
Assume that , and hold. Then:
Proof.
By using the continuity of defined by (15) and (16), we can easily verify that as . Then, it is sufficient to prove as because .
For any given constant , it follows , and (5) that there exists a constant such that:
Moreover, by (15), , and , we have:
Since is arbitrary, we conclude that as , which implies that as . □
Proof of Theorems 1 and 2.
Lemma 13 shows that Equation (1) has at least a non-trivial solution under the assumptions of Theorem 1 and Theorem 2, respectively. Next, we prove Equation (1) has a ground state solution. Let:
First, we claim that . Indeed, for any given non-trivial critical point , by (10), (12), , and (or ), we have:
Since the non-trivial critical point u of I is arbitrary, we conclude . Choose a sequence such that as . Then, it is obvious that is a -sequence of I for the level d. Lemmas 9 and 11 show that is bounded in W. Moreover, combining Lemma 14 with the fact that , we can conclude that there exists a constant such that:
Now, we claim that:
Indeed, if , similar to (63), we can get:
Then, by (12), , , and (71), we have:
which together with Lemma 2 implies that as , which contradicts (69). Therefore, , and thus, (70) holds.
Next, with similar arguments as those in Lemma 13, let . Then, is also a -sequence of I. Moreover, there exist a subsequence of , still denoted by , and a such that in W with and . This shows that , and thus, .
Therefore, , that is, is a ground state solution of Equation (1). This finishes the proof. □
4. Examples
For Equation (1), when given and , the function defined by (2) can be selected from the following possibilities, each satisfying conditions –.
Case 1. Let for , with . In this case, simple computations show that .
Case 2. Let for , with . In this case, simple computations show that .
Case 3. Let for , with . In this case, simple computations show that .
Moreover, we provide an additional case that satisfies condition but fails to satisfy condition .
Case 4. Let for , with . In this case, simple computations show that .
For example, regarding Case 2, the operator in non-local problem (1) defined by (3) reduces to the following fractional -Laplacian operator:
Let , where is 1-periodic in x. Then, and . It is easy to check that f satisfies -, but does not satisfy the (AR) type condition . However, we can see that it satisfies . Indeed, since , then there exists constant such that:
which implies that condition holds. Therefore, by using Theorem 1, we obtain that Equation (1) has at least one ground state solution when potential V satisfies condition .
In addition, let , where is 1-periodic in x and:
Then, , where:
It is easy to check that f satisfies and , but does not satisfy and the (Ne) type condition . However, we can see that it satisfies . Indeed, since:
for all Then, it is obvious that:
Moreover:
which implies that there exists a such that:
5. Conclusions
In this paper, we have explored the existence of ground state solutions for a non-local problem in fractional Orlicz–Sobolev spaces. This problem involves the fractional -Laplacian, a non-local, and a non-homogeneous operator. Our analysis did not rely on traditional assumptions such as the Ambrosetti–Rabinowitz type or Nehari type conditions on the non-linearity. Instead, we utilized a modified version of the mountain pass theorem and a Lions’ type result tailored for fractional Orlicz–Sobolev spaces. These techniques allowed us to demonstrate the existence of ground state solutions in the periodic case. This work extends and improves the existing results in the literature. Looking ahead, it is intriguing to consider the potential extension of our work to systems in fractional Orlicz–Sobolev spaces, presenting exciting prospects for future exploration and research.
Author Contributions
Methodology, L.W., X.Z. and C.L.; Validation, L.W. and C.L.; Writing—original draft, L.W.; Writing—review & editing, L.W. and C.L.; Supervision, X.Z. All authors have read and agreed to the published version of the manuscript.
Funding
This project is partially supported by the Guangdong Basic and Applied Basic Research Foundation (No: 2020A1515110706), Research Startup Funds of DGUT (No: GC300501-100), Yunnan Fundamental Research Projects (No: 202301AT070465), and Xingdian Talent Support Program for Young Talents of Yunnan Province.
Data Availability Statement
Data are contained within the article.
Conflicts of Interest
The authors declare no conflicts of interest.
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