Cumulative Risk Assessment: An Overview of Methodological Approaches for Evaluating Combined Health Effects from Exposure to Multiple Environmental Stressors
Abstract
:1. Introduction
2. Historical Perspective
2.1. Cumulative Risk Assessment for Chemical Mixtures
Year | Milestone | Reference(s) |
---|---|---|
1986 | U.S. Environmental Protection Agency: Guidelines for the Health Risk Assessment of Chemical Mixtures | [8] |
1993 | National Research Council/National Academy of Sciences: Pesticides in the Diets of Infants and Children | [44] |
1996 | U.S. Federal Law (special protection for children from cumulative risk of pesticides in food): Food Quality Protection Act | [45] |
1996 | U.S. Federal Law (cumulative risk analysis for chemical mixtures in drinking water): Amendments to the Safe Drinking Water Act | [46] |
1999 | International Life Sciences Institute: A Framework for Cumulative Risk Assessment | [17] |
2000 | U.S. Environmental Protection Agency: Supplementary Guidance for Conducting Health Risk Assessment of Chemical Mixtures | [9] |
2002 | U.S. Environmental Protection Agency: Organophosphate Pesticides: Revised Cumulative Risk Assessment | [18] |
2002 | U.S. Environmental Protection Agency: National-scale Air Toxics Assessment (updated in 2006, 2009, 2011) | [48,49,50,51] |
2004 | Agency for Toxic Substances and Disease Registry: Guidance Manual for the Assessment of Joint Toxic Action of Chemical Mixtures | [19] |
2006 | U.S. Environmental Protection Agency: Considerations for Developing Alternative Health Risk Assessment Approaches for Addressing Multiple Chemicals, Exposures and Effects | [10] |
2007 | U.S. Environmental Protection Agency: Concepts, Methods, and Data Sources for Cumulative Health Risk Assessment of Multiple Chemicals, Exposures and Effects: A Resource Document | [52] |
2008 | National Research Council/National Academy of Sciences: Phthalates and Cumulative Risk Assessment | [39] |
2009 | Minnesota Pollution Control Agency: Cumulative Air Emissions Risk Analysis at the MPCA – Background Document | [53] |
2010 | International Journal of Toxicology: collection of articles on cumulative risk assessment for chemicals | [54,55,56,57,58] |
2.2. Cumulative Risk Assessment for Combinations of Chemical and Nonchemical Stressors
Year | Milestone | Reference(s) |
---|---|---|
1997 | U.S. Environmental Protection Agency (Science Policy Council): Guidance on Cumulative Risk Assessment | [54] |
1997 | Council on Environmental Quality (Executive Office of the President): Considering Cumulative Effects under the NEPA | [55] |
2003 | U. S. Environmental Protection Agency: Framework for Cumulative Risk Assessment | [3] |
2004 | National Environmental Justice Advisory Council (NEJAC): Ensuring Risk Reduction in Communities with Multiple Stressors | [15] |
2007 | Environmental Health Perspectives: collection of articles on cumulative risk assessment approaches | [4,7,61,62,63] |
2009 | National Research Council/National Academy of Sciences: Science and Decisions: Advancing Risk Assessment | [2] |
2009 | New Jersey Department of Environmental Protection: A Preliminary Screening Method to Estimate Cumulative Environmental Impacts | [26] |
2010 | California Environmental Protection Agency: Cumulative Impacts: Building a Scientific Foundation | [27] |
2010 | National Environmental Justice Advisory Council (NEJAC): Nationally Consistent Environmental Justice Screening Approaches | [28] |
2010 | Journal of Exposure Science and Environmental Epidemiology: collection of articles on cumulative risk assessment methods | [64,65,66] |
2011 | International Journal of Environmental Research & Public Health: collection of articles on cumulative health risk assessment | [22,23,29,67,68,69,70,71] |
2011 | International Life Sciences Institute, Risk Assessment in the 21st Century (RISK21) Project, Cumulative Risk Project Area | [72] |
2.3. Cumulative Risk Assessment Activities Outside the United States
Year | Milestone | Reference(s) |
---|---|---|
1999 | Canadian Environmental Assessment Agency: Cumulative Effects Assessment Practitioners’ Guide | [73] |
2002 | United Kingdom, Food Standards Agency: Risk Assessment of Mixtures of Pesticides and Similar Substances | [74] |
2002 | Danish Veterinary and Food Administration: Combined Actions of Pesticides in Food | [75] |
2003 | Danish Veterinary and Food Administration: Combined Actions and Interactions of Chemicals in Mixtures | [76] |
2004 | European Union, Integrated Research Project: Novel Methods for Integrated Risk Assessment of Cumulative Stressors in Europe (NoMiracle) – Project Period: 2004 to 2009 | [77,78] |
2005 | European Union, Regulation No. 396/2005: Maximum Residue Levels of Pesticides in or on Food and Feed of Plant and Animal Origin | [79] |
2007 | European Union, European Food Safety Authority: Cumulative Risk Assessment of Pesticides to Human Health | [80] |
2007 | United Kingdom, Environment Agency: Addressing Environmental Inequities: Cumulative Environmental Impacts | [25] |
2007 | Canadian Environmental Assessment Agency (policy statement): Addressing Cumulative Environmental Effects under the Canadian Environmental Assessment Act | [81] |
2008 | World Health Organization: Urban Heart: Health Equity Assessment & Response Tool (update 2010 and user manual 2010) | [82,83,84] |
2009 | United Kingdom, Institute of Environment and Health: Chemical Mixtures: A Framework for Assessing Risk to Human Health | [85] |
2009 | World Health Organization/International Program on Chemical Safety: Assessment of Combined Exposures to Multiple Chemicals | [20,21] |
3. Stressor-Based and Effects-Based Approaches to Cumulative Risk Assessment
Attribute | Stressor-Based Approach | Effects-Based Approach |
---|---|---|
Analytical Strategy | Prospective, bottom-up analysis (evaluate constituent interactions) | Retrospective, top-down analysis (deconstruct and elucidate outcomes) |
Central Question | What health effects are associated with a defined set of stressors? | Which stressors explain observed or hypothesized health outcomes? |
Starting Point | Identification of key stressors and recognition of the populations and health end points influenced by them | Development of a conceptual model incorporating the stressors plausibly associated with critical health outcomes |
Primary Emphasis | Analysis of stressor interactions to predict likelihood and severity of future adverse health outcomes | Determination of stressor contributions to observed or hypothesized health outcomes, including consideration of co-exposures and background processes |
Typical Applications | Chemical mixtures | Combinations of chemical and nonchemical stressors |
Driving Force(s) | Regulatory decisions about protection of human health from exposure to multiple chemicals [8,9,10,18,36,37,38,39,44,45,46] | Demands for “environmental justice”, concerns about health disparities, and calls for community-based risk assessments [3,4,11,12,13,14,15,16,28,64,65,66,77,78,79] |
Phase | Stressor-Based Approach | Effects-Based Approach |
---|---|---|
Step 1 | - develop conceptual model describing stressors and ways they cause effects - identify receptors and end points affected by stressors individually and in combination - establish common denominators for evaluation by identifying common receptors and end points | - develop conceptual model describing important stressors and the ways they cause critical effects - establish common denominators for evaluation by identifying common receptors and end points |
Step 2 | - screen stressors of interest to determine which need to be included in the assessment and which may act in combination | - screen potential stressors to identify an appropriate and manageable number to characterize the problem adequately |
Step 3 | - appraise individual effects of stressors along with combinations of other stressors as part of the conceptual model - determine how the combined effects of multiple stressors affect end point - incorporate psychosocial stressors by characterizing the environmental and cultural and socioeconomic attributes of exposed groups | - appraise the individual effects of individual stressors to determine whether one or a few stressors are predominant |
Step 4 | - assess the combined effect of stressors, taking into account potential interactions among the stressors and effects | - assess the combined effects of stressors without considering the potential for interactions |
Step 5 | - not applicable | - gauge the combined effect of stressors, taking into account potential interactions among the stressors and effects |
Phase | Modified Stressor-Based Approach (Focus on Evaluation and Comparison of Risk Management Options) |
---|---|
Step 1 | - develop conceptual model describing stressors and ways they cause effects, emphasizing those that would be significantly influenced by risk management option under study - identify receptors and end points affected by these stressors - review the conceptual model, including stressors, receptors, and end points with stakeholders as part of initial planning and scoping |
Step 2 | - use available scientific evidence and screening-level benefit calculations to make initial determination of which stressors should be included - review and re-evaluate planning and scoping activities based on stakeholder feedback - focus only on stressors that contribute to end points of interest for risk management options and are either differentially affected by various risk management options or influence the benefits of stressors that are differentially affected |
Step 3 | - evaluate the benefits of different risk management options with appropriate characterization of uncertainty, including quantification of the effects of individual stressors and bounding calculations of any possible interaction effects |
Step 4 | - conclude the analysis if results of Step 3 are sufficient to discriminate among risk management options given other economic, social, and political factors; otherwise, sequentially refine the analysis as needed, taking into account potential interactions among stressors |
4. Summary and Conclusions
Acknowledgements
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Sexton, K. Cumulative Risk Assessment: An Overview of Methodological Approaches for Evaluating Combined Health Effects from Exposure to Multiple Environmental Stressors. Int. J. Environ. Res. Public Health 2012, 9, 370-390. https://doi.org/10.3390/ijerph9020370
Sexton K. Cumulative Risk Assessment: An Overview of Methodological Approaches for Evaluating Combined Health Effects from Exposure to Multiple Environmental Stressors. International Journal of Environmental Research and Public Health. 2012; 9(2):370-390. https://doi.org/10.3390/ijerph9020370
Chicago/Turabian StyleSexton, Ken. 2012. "Cumulative Risk Assessment: An Overview of Methodological Approaches for Evaluating Combined Health Effects from Exposure to Multiple Environmental Stressors" International Journal of Environmental Research and Public Health 9, no. 2: 370-390. https://doi.org/10.3390/ijerph9020370
APA StyleSexton, K. (2012). Cumulative Risk Assessment: An Overview of Methodological Approaches for Evaluating Combined Health Effects from Exposure to Multiple Environmental Stressors. International Journal of Environmental Research and Public Health, 9(2), 370-390. https://doi.org/10.3390/ijerph9020370