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Pathogens
  • Review
  • Open Access

23 February 2024

Prenatal Maternal Immunization for Infant Protection: A Review of the Vaccines Recommended, Infant Immunity and Future Research Directions

,
and
1
Immunization Safety Office, Centers for Disease Control and Prevention, Atlanta, GA 30333, USA
2
Department of Pediatrics, Emory University School of Medicine, Atlanta, GA 30322, USA
3
Children’s Healthcare of Atlanta, Atlanta, GA 30322, USA
4
Department of Epidemiology, Emory University Rollins School of Public Health, Atlanta, GA 30322, USA
This article belongs to the Special Issue Recent Advances in Pediatric Infectious Diseases

Abstract

Prenatal maternal immunization is an effective tool to protect mothers and infants from poor health outcomes due to infectious diseases. We provide an overview of the rationale for the use of prenatal vaccines, discuss the immunologic environment of the maternal–fetal interface including the impact of maternal vaccines prenatally and subsequently on the infant’s immune response, and review vaccines currently recommended in pregnancy and landscape for the future of maternal vaccination. This review aims to provide an understanding of the recent history and progress made in the field and highlight the importance of continued research and development into new vaccines for pregnant populations.

1. Background and Rationale

Globally, childhood mortality disproportionally occurs in the perinatal period, with over 15% of all neonatal deaths due to an infectious etiology [1]. Maternal infections are a driver of preterm birth, which also contributes to neonatal mortality [2]. During the critical period before infants have initiated their primary immunization series, maternal vaccination serves as a safe and effective tool to reduce perinatal morbidity and mortality from infectious diseases, including tetanus, pertussis, influenza, COVID-19 caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), and respiratory syncytial virus (RSV) [3,4]. Maternal immunization has demonstrated substantial impact in preventing a range of early neonatal and childhood infections. Implementation of antenatal tetanus vaccination programs decreased global neonatal tetanus mortality by 92% [5], prenatal influenza immunization reduced infant respiratory illness by 50% in Bangladesh [6], and antenatal pertussis immunization protected 91% of infants <3 months of age during an outbreak in England [7]. Maternal COVID-19 vaccination protects infants less than 6 months of age from hospitalization for COVID-19 with a vaccine effectiveness of 52% for hospitalization and 70% for intensive care unit admission [8]. Recently, maternal bivalent RSV prefusion F protein-based (RSVpreF) vaccination (Pfizer, Abrysvo) was found to be 82% efficacious protecting against severe RSV infection in infants less than 3 months of age in clinical trials [9]. (Table 1) Further, maternal vaccination also has the potential to combat pregnancy complications, as influenza in pregnancy is associated with pregnancy loss and low birthweight [10], and COVID-19 disease in pregnancy can lead to stillbirth and preterm birth [11].
Table 1. Summary of disease morbidity and mortality, vaccine efficacy or effectiveness, and safety of the currently recommended maternal vaccines in the United States.
The field of maternal immunization has advanced considerably, and today, while each country has specific guidance for immunization recommendations in pregnancy and global coverage in pregnancy varies, the World Health Organization (WHO) recommends that pregnant women (We use the term ‘women’ throughout this review, which may include cis-gender females, transgender males, and non-binary individuals) and their newborns are protected from birth-associated tetanus, consideration for a pertussis-containing vaccine in pregnancy is given in countries with high infant morbidity or mortality from pertussis, seasonal influenza vaccine should be prioritized for pregnant women, and COVID-19 vaccination should be administered in pregnancy when the benefits outweigh the potential risks [51]. The United States (US) Advisory Committee on Immunization Practices (ACIP) recommends tetanus, pertussis, influenza, COVID-19, and RSV vaccines during pregnancy [52]. (Table 2) The history of maternal vaccination began in the 19th century with reports demonstrating protection against smallpox in pregnant women who had received smallpox vaccination prior to pregnancy compared to those who had not received vaccination [53]. Subsequent research in the 20th century focused on transplacental antibody transfer. Infants of women who had received smallpox vaccine in pregnancy were found to be refractory to subsequent immunization with the live attenuated smallpox vaccine strain after birth. Additionally, transplacental transfer of tetanus and diphtheria toxoid antibodies was demonstrated [53]. An inactivated influenza vaccine was licensed for the general population in the United States in 1945 [54] but was not recommended in pregnancy until 1960 (A paucity of active research on maternal immunization carried out during this time was due to product safety concerns in pregnancy, particularly after the experience with thalidomide in the 1960s, which was found to be associated with severe limb and other deformities in infants born to women who took this unlicensed medication to treat hyperemesis gravidarum) [13,55]. In 1974, the World Health Organization’s (WHO) Expanded Program on Immunization (EPI) made elimination of neonatal tetanus through maternal vaccination initiatives a priority [56]. This was further reinforced in 1999 by the World Health Assembly as the Maternal and Neonatal Tetanus Elimination (MNTE) initiative [5]. Following only modest impact from efforts to protect infants from pertussis through ‘cocooning’, or from the vaccination of adults and adolescents who have close contact with infants [57], pertussis vaccination in every pregnancy was recommended in the United States in 2012 [58].
Table 2. Summary of vaccine recommendations in pregnant and breastfeeding persons for infant protection from the Advisory Committee on Immunization Practices in the United States [52,59].
Pregnant and lactating women have historically been excluded from vaccine clinical trials, which has limited evaluation of vaccine safety and effectiveness data in pregnant populations to post-licensure studies using both passive and active surveillance methods (e.g., the Vaccine Adverse Event Reporting System (VAERS), Vaccine Safety Datalink (VSD), V-safe, COVID-19 Vaccine Pregnancy Registry, US Flu Vaccine Effectiveness (VE) Network, Investigating Respiratory Viruses in the Acutely Ill Network, National Vaccine Surveillance Network (NVSN), and the VISION VE Network) [63,64,65,66]. The recognition early in the COVID-19 pandemic response that pregnancy was a high-risk condition led to an important historical precedent of including vaccination of pregnant women in phase 3 clinical trials (albeit post-initial emergency use authorization [67]). In addition, pregnant women were included early in vaccine rollout and, ultimately, in post-licensure surveillance studies [68,69]. This has paved the way for further research on immunizations targeting key pathogens for pregnant and neonatal populations. In 2023, a vaccine to protect infants from RSV was licensed and recommended for use in pregnant persons [50,70].
In this review, we discuss the maternal–fetal interface and its important immunologic properties in ensuring adaptation to the semi-allogenic fetus, sustaining fetal immune development, and maintaining defense against various infections, along with vaccines currently recommended for use during pregnancy and a new maternal vaccination for Group B Streptococcus (GBS) under development.

2. The Maternal–Fetal Interface and Fetal Immune Responsiveness

Alterations in the maternal immune system during pregnancy leave pregnant individuals at increased risk for infections. There is a complex interplay between changing levels of estrogen and progesterone during pregnancy, which are associated with a shift from Th1 to Th2 immune responses [71,72], while other components of the maternal immune system, such as phagocytic activity, alpha-defensin expression, and numbers of neutrophils, monocytes, and dendritic cells, are maintained or increased in pregnancy [73]. The immune alterations in pregnancy lead to increased susceptibility to such infectious diseases as influenza, listeriosis, toxoplasmosis, tuberculosis, human immunodeficiency virus (HIV), and malaria, among others [73]. The maternal–fetal interface is immunologically complex, including the maternal decidua and fetal villous chorion, which ensures immune tolerance towards the semi-allogenic fetus while providing immune defense against infection [74]. The placenta acts to restrict vertical transmission of pathogens during pregnancy through both structural and immune barriers; however, certain pathogens, such as those that cause congenital infections (‘TORCH’ or Toxoplasma gondii, rubella virus, cytomegalovirus (CMV), herpes simplex virus, and other viruses) have developed mechanisms for placental defense evasion [75].
The fetal immune system transitions from a state of immune tolerance in utero to a state of protective immunity that is needed at the time of birth [76]. T cells preferentially differentiate into regulatory T (Treg) cells during fetal growth, which are important for suppression of both the expansion and activation of effector T cells necessary for in utero survival of the semi-allogeneic fetus [76,77]. While the fetal immune system was historically deemed ‘immature’, with a bias towards a Th2 immune response [78] important for protecting the fetus from potentially harmful Th1-mediated inflammation, it has more recently been shown that T cells capable of a Th1 response are present in the fetus [79,80]. This fetal Th1 response may play an important role in protecting the fetus against in utero maternal infection with pathogens such as CMV and malaria, among others [81,82]. In late gestation and after birth, Treg cells are downregulated, which is thought to be important for the development of neonatal immunity against infectious pathogens [77,83].

3. Influence of Antenatal Maternal Vaccination on Infant Immunity

Maternal vaccination elicits production of antigen-specific maternal antibodies, which are transferred across the placenta to the fetus and reduce the risk of disease and associated complications during infancy [84]. Maternal antibody transplacental transfer occurs via transcytosis mediated by the neonatal Fc receptor expressed on the surface of syncytio-trophoblasts, with IgG as the predominant isotype transferred [85]. Passive immunization through maternal antibody transfer provides the infant with a varied repertoire [86] of antigen-specific antibodies in the critical period following birth, with a half-life extending from 28 to 35 days [87]. Many factors impact the concentration of maternal antibodies transferred to the infant, including both antibody-specific factors, such as antibody isotype, subclass, and glycosylation profile, as well as the infant’s gestational age, birth weight, and the presence of maternal comorbidities [88].
Maternal vaccine-induced antibodies have been shown to interfere with subsequent antibody response in the infant to childhood immunizations, likely by inhibiting cross-linking of the B cell receptor and Fc receptor by vaccine antigen and maternal antibody, thereby inhibiting B cell proliferation and antibody production [89]. This ‘blunting effect’ on immunogenicity in infants following vaccination has been demonstrated for both maternal vaccine-targeted (pertussis [90,91] and diphtheria) and non-targeted (pneumococcus [92] and polio [93]) pathogens [94]. Acellular pertussis vaccine has demonstrated greater attenuation of infant immunogenicity as compared to receipt of whole-cell pertussis vaccine owing to greater induction of maternal antibodies by the former [95]. While a blunting effect was noted after two doses of pneumococcal vaccine among infants born to mothers who had received tetanus toxoid, reduced diphtheria toxoid, acellular pertussis (Tdap) vaccination during pregnancy, maternal Tdap vaccination had a minimal impact on overall pneumococcal sero-protection rates after infant primary and booster vaccination [92]. While lower infant antibody titers were observed following early infant measles vaccination in the presence of maternal measles antibodies, antibody titers more similar to those of infants who did not have maternally-acquired measles antibodies were achieved following revaccination [96,97]. Nonetheless, no clinically significant effects of maternal antibody interference on humoral and cellular immune responses to childhood immunizations have been shown to date [98,99].
Another area of study related to infant immune responses that remains an open question in some instances is the impact of co-administration of vaccines during pregnancy on maternal vaccine effectiveness. In a recent trial in non-pregnant women evaluating the safety and immunogenicity of co-administered Tdap and RSV vaccines, non-inferiority criteria for pertussis immune responses were not met [100]. Further research will be needed to elucidate if co-administration of antenatal Tdap and RSV might have any impact on young infants’ susceptibility to acquiring clinical pertussis infection.
Protective effects of maternal vaccination beyond antigen-specific passive humoral immunity have been demonstrated. Influenza vaccination during pregnancy has been shown to decrease all-cause lower respiratory tract infections during the first 3 months of an infant’s life, suggesting non-targeted protection against secondary bacterial infections to which influenza infection itself may predispose [101]. Similarly, maternal influenza vaccination given in combination with infant pneumococcal vaccination may also confer greater protection for acute respiratory infections compared to infant pneumococcal vaccination alone [102,103]. Non-specific decreases in infectious risk have also been shown in regard to maternal pre-pregnancy Bacille Calmette-Guérin (BCG) vaccination; in studies of infants who themselves received BCG vaccination, fewer hospitalizations for infections and lower mortality were noted in the setting of maternal BCG priming [104,105,106]. Additionally, and seemingly inconsistent with the impact of circulating maternal antibodies on the antibody levels achieved through early vaccination discussed above, a lower mortality rate was found in children living in low-income settings who received early measles vaccination in the presence of circulating maternal measles antibody compared to children vaccinated without pre-existing maternal measles antibody, even when controlling for potential factors such as birth weight, weight-for-age z-score, and breastfeeding, among others [107]. While the underlying biological mechanisms remain elusive, it is speculated that maternal measles antibodies may enhance cellular immune responses through increased presentation of antigen-maternal antibody complexes [107]. A study evaluating non-specific effects of routine childhood vaccination on infectious disease hospitalization in children 16–24 months of age found a decreased risk of non-targeted infectious disease hospitalization if the child had last received a live vaccine compared to an inactivated vaccine only [108]. In addition to antibodies, maternal cells are transferred to the fetus during pregnancy and have an impact on the developing fetal immune system [109]. For example, maternal micro-chimerism, the bidirectional transfer of genetically distinct cells between the mother and fetus, was associated with an improved infant polyfunctional CD4 response to BCG vaccination in South African infants [110]. Maternal vaccine antigens have been shown to prime the infant’s B and T cell immune responses [84,111,112].
Vaccines administered during pregnancy and postpartum also provide passive antibody transfer to the infant’s respiratory and gastrointestinal mucosa via breast milk, with IgA predominating over IgG and IgM [113]. Vaccine-specific antibodies are endocytosed into the mammary gland epithelial cells with subsequent secretion in colostrum and breast milk [114]. While mechanistic effects of breast milk antibodies on infant mucosal immunity are unclear, enhanced breast milk humoral immunity after maternal intramuscular influenza vaccination has been associated with lower rates of infant respiratory illness with fever [115]. The route of maternal immunization may also be important in shaping breast milk immunity, as maternal immunization with live attenuated influenza vaccination enhanced innate immune cellular responses in breast milk in addition to eliciting antigen-specific antibodies induced by parenteral vaccination [116].

5. Landscape for the Future of Maternal Immunizations

New maternal vaccines are currently in various stages of research and development, aiming to target diseases that pose significant risks to pregnant women and their infants.

5.1. Group B Streptococcus

GBS maternal infection is associated with adverse birth outcomes, including preterm birth and stillbirth [153], as well as early and late-onset disease in infants manifesting as sepsis, pneumonia, or meningitis [154]. Universal maternal screening for GBS and intrapartum antibiotic prophylaxis are recommended for prevention of GBS disease; however, these recommendations have only resulted in a reduction in early-onset GBS disease and have not been effective in preventing late-onset disease or birth outcomes [153]. In addition, implementing such interventions may not be feasible in resource-limited countries or settings while a significant worldwide burden from GBS disease remains [155]. To prevent GBS disease in infants, efforts to develop a vaccine targeting GBS during pregnancy initially utilized a monovalent vaccine approach [156]. Due to the lack of cross protection against other serotypes, subsequent attempts have used a trivalent conjugate vaccine targeting capsular serotypes Ia, Ib, and III, which were found to be safe and immunogenic in early clinical trials [157,158,159]. However, worldwide serotype distribution also includes serotypes II, IV and V, all together (Ia, Ib, and II through V) accounting for 98% of identified colonizing GBS isolates [160]. Recently, a hexavalent glycoconjugate vaccine has been developed, and vaccination in pregnant women has demonstrated the production of antibodies that were transferred to infants at protective levels against invasive GBS disease [161]. Such sero-epidemiologic studies aiming to establish sero-correlates of protection are of paramount importance, especially since conducting phase 3 trials might not be feasible due to the relatively low incidence of GBS disease [162]. Moreover, a novel approach for developing a vaccine candidate to target the GBS alpha-like surface protein is currently in development [163]. A recent study estimated that worldwide GBS maternal vaccination could prevent 127,000 infant and maternal GBS cases, 23,000 stillbirths, and 37,000 infant deaths, given a vaccine efficacy of 80% and 50% coverage [164].

5.2. Future Research Directions

While hexavalent glycoconjugate GBS vaccine is potentially the leading candidate in development for use in pregnancy, several other pathogens are also being targeted for future maternal immunization, including zika virus, CMV, HIV, malaria, and extra-intestinal Escherichia coli, among others. Congenital CMV remains a significant contributor to neonatal morbidity, particularly due to sensorineural hearing loss. The incomplete understanding of the immune correlates of protection for the fetus has limited progress in the development of a maternal vaccine, indicating a clear need for further research [165]. Despite these challenges, significant and continuous efforts have been dedicated to the development of a CMV vaccine, exploring various vaccine platforms, including attenuated vaccines, vectored vaccines, and both DNA and mRNA vaccines [166]. Malaria infection in pregnancy, especially when primigravid, can lead to significant morphological and immunological changes in the placenta and severe outcomes for the mother and infant, making development of a vaccine for malaria a high priority [167]. Vaccines targeting the protein expressed by malaria-infected erythrocytes which interacts with placental receptors are under development [167].
As the landscape of maternal immunization expands, it is essential for physicians, public health professionals, and academicians to collaborate on research and development. Areas for future research include studies to gain a deeper understanding of the maternal–fetal interface and its role in shaping infant immunity, which can help guide the development of more effective vaccination strategies. Investigating novel delivery methods and immunization schedules for administration of maternal vaccines in a variety of settings can contribute to enhancing their safety and efficacy. This may lead to better protection for both the mother and infant, ultimately resulting in improved maternal and neonatal health outcomes. It is critical now to strengthen the platform for delivering maternal immunizations globally, especially in low- and middle- income countries, given the impact these pathogens have on childhood mortality in such settings [1]. Further, many of these countries have not yet implemented routine Tdap and influenza vaccination in pregnancy and may not be well positioned to integrate additional novel maternal vaccinations when they are available. Finally, increased public awareness and education on the importance of maternal vaccination can encourage more widespread adoption of these life-saving interventions to maximize maternal immunization for infant protection on a global scale, especially considering the recent increase in vaccine hesitancy, which threatens to hamper progress in the field.

6. Conclusions

Maternal vaccination plays a crucial role in safeguarding the health of pregnant individuals and their infants, through the unique physiology of the maternal–fetal interface and its immunologic properties benefitting the developing fetus. The currently recommended maternal vaccines, including influenza, Tdap, and COVID-19 vaccines, have significantly reduced the incidence of disease and associated complications in these vulnerable populations. Further research is needed to understand the impact of maternal RSV vaccination in the setting of its recent licensure and recommendation for use in pregnancy. As the field continues to evolve, new maternal vaccines should be pursued to target other infectious diseases which contribute to global morbidity and mortality in pregnant women and their infants.

Author Contributions

E.M.Q. and S.K. conceptualized the review and drafted an initial outline. E.M.Q. wrote the first draft of the manuscript. E.M.Q., L.M.C. and S.K. reviewed, edited, and approved the final version of the manuscript. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the National Institute of Allergy and Infectious Diseases (NIAID) Vaccinology Training Program Grant (T32AI074492 to EMQ), NIAID Career Development Award (K23AI143479 to LMC), Program for Retaining, Supporting, and EleVating Early-career Researchers at Emory (PeRSEVERE) from the Emory School of Medicine, a gift from the Doris Duke Charitable Foundation and through the Georgia Clinical and Translational Science Award (UL1-TR002378) (to LMC). SK reports research support to his institution from Pfizer, Emergent BioSolutions, Meissa, Centers for Disease Control and Prevention, and National Institutes of Health. The funders had no role in the design, data collection, decision to publish, or preparation of the manuscript. The other authors have no financial conflicts of interest. The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention, the National Institutes of Health or the National Institute of Allergy and Infectious Diseases.

Data Availability Statement

No new data were created or analyzed in this study. Data sharing is not applicable to this article.

Conflicts of Interest

The authors declare no conflict of interest.

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