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Article

Correlations between GIS-Based Urban Building Densification Analysis and Climate Guidelines for Mediterranean Courtyards

by
Juan Rojas-Fernández
,
Carmen Galán-Marín
*,
Jorge Roa-Fernández
and
Carlos Rivera-Gómez
Departamento de Construcciones Arquitectónicas 1, Escuela Técnica Superior de Arquitectura, Universidad de Sevilla, Avda. Reina Mercedes, 2, 41012 Seville, Spain
*
Author to whom correspondence should be addressed.
Sustainability 2017, 9(12), 2255; https://doi.org/10.3390/su9122255
Submission received: 1 November 2017 / Revised: 28 November 2017 / Accepted: 28 November 2017 / Published: 6 December 2017
(This article belongs to the Special Issue Sustainability and Urban Metabolism)

Abstract

:
This study identifies and proposes A GIS-based exploration of the relationships between aspect ratio of inner courtyards, porosity of the urban fabric and the climatic factors where it is located. To perform that comparison, morphological and measurement methods have been used to delineate spatial boundaries of urban densification. This methodology has been applied to a case study in Spain, where regulation establishes several climatic zones. Examples of cities in these zones have been examined to establish possible correlations. This paper analyses the particularities of these different urban scenarios, considering the effects of climate on the real urban densification. The purpose of this study is to find a relationship between the historical inner courtyards dimensions and the climate of the zone where they are located. In order to frame the real thermal behaviour of the inner courtyard in the context of the vernacular typologies studied, a representative sample of inner courtyards has been selected. The monitoring data presented allow quantifying the courtyard’s ability to temper the maximum temperature values.

1. Introduction

Among all the passive-cooling systems, the inner courtyard is one of the most effective and is used, primarily in warm climates. This effect is favourable during both winter and summer [1], and is more significant in the latter. In fact, there is a relationship between urban geometry, specifically in the layout and proportion of full and empty volumes and the distribution of urban heat islands in cities [2].
The most significant thermal phenomenon of a city in relation to the climate is the so-called urban heat island (UHI). The UHI intensity is the temperature difference between an urban and a rural site under the same climate conditions. Cities and towns are warmer at night than rural areas due to the absorption of solar radiation by the urban pavements and buildings. Urban morphology parameters, such as urban plan area density, geometry of the buildings and topographical features influence airflows in and around buildings and energy consumption on a regional scale [2,3]. In the same line, Jurelionis and Bouris [4] applied computational fluid dynamics methods in order to calculate surface pressure distributions on building surfaces for three city models and two wind directions. From another perspective, Garcia-Nevado et al. analysed the solar performance at the urban canyon intersections [5].
The UHI effect in our cities will be especially important in the future scenario of climate change. Recent measurements in Manchester show a summer maximum UHI intensity of 8 °C [6]. In view of the negative UHI effects, many researchers have analysed mitigation strategies by simulating single blocks or neighbourhoods [7,8]. Some results have shown the importance of urban design on the microclimate of outdoor spaces [9,10,11]. Urban density plays an important role in the UHI effect, since a denser urban form results in multiple reflections of solar energy, and influences air convection [12,13].
In this research we focused on “patios”, i.e., open inner courtyards or open-air atriums, which are very common in Spanish or Spanish-American houses among other warm regions. Previous researchers have proven that courtyards show thermal mitigation properties in warm climates such as Mediterranean ones, with a range of temperatures up to 8 °C lower inside the courtyard than the outer space during the warmest hours of the day [14,15]. Al-Hemiddi et al. concluded that the use of courtyards is an applicable strategy during the warmest periods in desert regions [16]. Cantón et al. found that the performance of inner courtyards at night is useful due to the higher convective and radiative cooling capacity of open spaces [17]. Kubota et al. identified the thermal functions of internal traditional Chinese courtyards [18] and Taleghani et al. also considered the most severe climate scenario for the Netherlands for the year 2050. Urban heat mitigation strategies that moderate the microclimate of courtyards were investigated [19]. In this sense, due to their thermal heat mitigation up to 8 °C, the presence of courtyards in cities, their size and geometric characteristics, would imply a possible way to mitigate the UHI effects.
The interactions between urban geometry and surface properties under a specific climate generate microclimates. These interactions were first discussed by Olgyay [20], Oke [21] and Givoni [22]. They analysed the thermal impact of urban typologies in different climates and concluded general design guidelines. They stated that architectural forms, surface materials and urban morphology can affect the microclimate environment. On this topic, courtyard blocks were studied in several climates implying different benefits. A comprehensive study on urban courtyards was done by Yezioro et al. [23] using the SHADING program. Steemers et al. [24] proposed six archetypical generic urban forms for London. They concluded that large courtyards are environmentally adequate in cold climates, where they can act as sun concentrators and retain their sheltering effect against cold winds under certain geometrical conditions. This is to say, urban geometry shaped by the building typology, has opposite effects for different seasons, satisfying a demand for compactness in summer, to ensure protection from the sunlight, and openness in winter, to provide solar access.
At this point it seems to be interesting for the development of these studies to be able to compare different urban fabrics. Considering the amount of data required for the analysis, Geographic Information System (GIS) tools are most adequate to do this. GIS is a system of hardware, software, data, people, organisations and institutional arrangements for the collection, storage, analysis and dissemination of information about areas of the Earth [24,25]. In general, GIS measures aspects of geographic phenomena as processes; they display these measurements, usually in the form of a computer database, so as to emphasise spatial themes, entities and relationships.
Assuming the current scenario regarding the risk of climate change, the relationship between urban geometry and microclimate is a relevant topic for both urban planning and urban climatology, as it significantly influences the thermal comfort of individuals and new energy efficiency requirements.
This research is supported on the existence of previous empirical results of courtyard microclimates due to its dimensional characteristics [14,15,16,17,18]. The aim of the present paper is to contrast if these courtyard microclimates have a consequence and a correlation with vernacular typologies of courtyards in the different Spanish climatic zones. Previous research [26,27,28,29,30,31] was usually based on specific case studies but this paper presents several urban scale studies considering the geometry of thousands of courtyards. GIS allows us to identify a statistical relationship between the proportion and geometric characteristics of the courtyards and the climate where they are located.

2. Methodology

The tool used was QGIS [32] release 2.18, the leading Open Source GIS. QGIS supports numerous vector, raster, and database formats and functionalities.
In general, there are two basic methods in GIS to do overlay analysis: Entities overlay (in our case field polygons) and overlay on raster data models. The entities overlay was used in this research to identify the polygons that fulfil certain criteria. Data collection was done by means of Shapefile vector files, generated by the Dirección General del Catastro [33], which belongs to the Spanish Ministry. These files follow the INSPIRE [34] (Infrastructure for spatial information in Europe European) Directive. The INSPIRE Directive aims to create a European Union spatial data infrastructure for the purposes of EU environmental policies and regulations which may have an impact on the environment. This European Spatial Data Infrastructure enables the sharing of environmental spatial information among public sector organizations, facilitating public access to spatial information across Europe and assisting in policy-making across boundaries.
A preliminary GIS analysis led us to focus on the data contained in the constructed space and parcels layers of these files that contain the information about the constructed areas of the city and empty spaces (inner courtyards) including also number and distribution of levels inside every building plot. The area considered corresponds to the historic centre of each city according to local urban regulations. The limits between the streets and the built elements were defined and the heights of the different constructions were related to each of them. Figure 1 shows an example (Córdoba) where every building plot that contains an inner courtyard has been marked (different colours are used depending on the courtyard size). Courtyards or inner courtyards are considered, on the condition that they are not in the facades or limited by the streets.
Data processing allowed us to calculate the Porosity Index (PI) of every block and the percentage of plots with inner courtyards. PI is a parameter that provides an overview of the historical centre, how perforated it is, as a general ratio between solid and void in the studied area. A higher PI means more voids. This is to say, an empty plot has a porosity value of 100, while a 0 value means a fully dense plot without courtyards. Neat Porosity Index (NPI) was calculated considering only the urban plots that contain a courtyard. All public spaces such as street areas, squares, etc. have not been considered in the calculations affecting only the insight of the built plot both for PI and NPI.
In the final Appendix A detail, data and plans that reflect the specific situation of each of the cities analysed are showed. Figure A1, Figure A2, Figure A3, Figure A4, Figure A5 and Figure A6 in the Appendix A represent in a bar chart, the most typical inner courtyards area for every city, and so the most representative inner courtyards were chosen (those whose area is between 5–15 m2 and 15–30 m2). Also, the average height of the construction around the courtyard was determined. The tendency of historical courtyards to possess square dimensions allows us to easily determine the width. This simplification is used to calculate the Aspect Ratio (AR) of the courtyard (Figure 2). AR, is the correlation between the height and width of the inner courtyards as described by Hall [35]:
AR = hmax/W.
where hmax = maximum height of inner courtyards and W = width of inner courtyard (inner courtyards were considered square in the present study).
In the specific literature, there are several studies that relate AR to heat flows in urban settings [36] and with the albedo heterogeneity in cities [37].

3. Case Study

Meteorological and climatic conditions of cities constitute a relevant issue for urban design and urban studies, as they affect human thermal comfort both outdoors and indoors, influencing the appreciation and use of open spaces and, indirectly, the energy consumption of buildings for heating, cooling and ventilation. These issues have been reflected in the urban and constructive regulations of the different countries.

3.1. Spanish Regulations

In the present study, the distribution and size of the courtyards in different cities of the Spanish geography are analysed. The research tries to establish a relation between the geometric characteristics of the courtyards and the different climatic zones. In order to calculate the different climatic zones, it is necessary to obtain the parameters of Winter Severity Index (WSI) and Summer Severity Index (SSI). These values, for each location, are calculated with the statistical average temperature during the months of winter and summer respectively. If it is considered an excessively low or excessively high temperature, energy demands for heating or cooling are involved. The WSI is given in the Spanish regulations [38], from lowest to highest, by the letters A–E (Figure 3a). In addition, the SSI, by numbers 1–4, where 1 refers to the smallest and 4 the highest. There is no specific map published in [38] for SSI index. According to these standards, Table 1 displays columns corresponding to all winter classifications, being different summer severity ranks grouped in several cases.
For the limitation of energy demand, the Spanish regulations [38], establish different climatic zones, identified by a letter, corresponding to the winter division, and a number, corresponding to the summer division. In this way, twelve structured climatic zones are established according to the following table and map.

3.2. Cities Studied

To perform a study sufficiently representative of the typological variety of urban structures, seven cities were selected from the twelve above-mentioned climatic zones. The study focuses on the relation between urban courtyard typology and climate zones, starting from the hypothesis that there is an adaptation of the constructive solutions to the microclimatic possibilities of the courtyards in different locations.
The selected cities (Figure 3b) were: Malaga (A3), Seville (B4), Cordoba (B4), Toledo (C4), Santiago (C1), Zaragoza (D3) and Burgos (E1). These cities are listed by their WSI, being Malaga the one with the warmest temperatures and Burgos the lowest. However, looking at the SSI, we can notice that Seville, Cordoba and Toledo all have higher climatic severities in summer compared to Malaga and Zaragoza, while Santiago and Burgos are the coolest.
The selection included cities in the most extreme climatic zones (A3–E1) and the analysis was repeated in cities with different urban configurations but a similar climatic zone in order to corroborate the direct relationship between the geometry of the inner courtyards and the climate of the city, as in the case of Seville and Cordoba, both B4. From the cities selected, samples of the urban layout corresponding to the oldest part of the city or historic centre were taken. This was done to avoid the most recent areas where current urban regulations have determined standardised courtyard geometry.

3.3. Results

All the seven Spanish cities mentioned have been analysed. City centres were delimited as representatives of the vernacular architecture. Table 2 shows the results of courtyard percentages in the seven different climatic zones analysed and the total number of courtyards for each of the cities in the city centre area. Note that the city maps are not represented on the same scale, but depending on the total size of the city.
These maps allow us to calculate the porosity index of every city and the percentage of plots with courtyards, as already summarized in Table 2. In spite of the fact that due to its size the cities differ from 919 urban plots in Burgos to 8139 urban plots in the case of Seville, these different sizes allow a more objective calculation of the neat porosity of the city.
NPI provides an orientation of the relation of the plots with courtyards. Santiago for example, has very few inner courtyards (only 41% of the plots). Nevertheless, their size is bigger (NPI = 28). Besides, 82% of the plots in Cordoba include courtyards (the largest proportion), displaying however a porosity like Zaragoza’s, i.e., in spite of the higher number of courtyards per plot, they present a smaller surface.
According to Table 2, the total number of plots with courtyards and the total percentage of them show how rooted the courtyard culture is in some cities, basically due to their Mediterranean tradition. Seville and Cordoba exceed 6000 and 3700 plots with courtyards, respectively.
Conversely, the number of courtyards in Toledo, Zaragoza and Malaga is less between 1470 and 2164 and, lastly, about 500 in Burgos and Santiago. On the other hand, the porosity index remains between 10% and 15% for all cities except Malaga, indicating that despite having fewer plots with courtyards, the ratio between built and unbuilt spaces remains constant.
Comparing the results, the most typical sizes of courtyards at this domestic scale were 5–15 m2 and 15–30 m2. These two sizes have been studied in depth and results are shown in Table 3. Herein, the height of the building (in number of levels/floors) detected for these inner courtyards is presented.
In order to establish how, certain geometric characteristics of the inner courtyards in traditional buildings are related to the climate in which they are constructed, the influence of the AR is studied. In Table 3 and Table 4 the first row refers to the height of the building (number of levels, in Roman numbers) while in Table 5 and Table 6 the first row shows AR (Aspect Ratio, in Arabic numbers).
Table 5 and Table 6 allow to classify the cities in two different groups: those cities with low heights and low AR, and those with high heights and high AR. Different heights obey to different urban conceptions: those cities with more Muslim-court culture, have maintained lower building heights balancing the small surface of the courtyards (more numerous and spread) in the search for an efficient Aspect Ratio (AR: 2.00–2.80–2.60). These are Seville, Toledo and Córdoba, with heights around 3 levels. Figure 4 and Figure 5 allow to compare the results obtained.
On the contrary, Burgos and Zaragoza have an average height above 5 levels, yet due to different reasons. Zaragoza belongs to a modern urbanism reflected in two very well defined types of courtyard: the small ventilation courtyard surrounded by high heights (AR: 5.30), and larger courtyards (15–30 m2) with consistently high heights (AR: 2.3 balanced for large inner courtyards). In the case of Burgos (medieval centre), both types of courtyard maintain high heights with small surfaces (AR: higher than 4.50 both cases).

3.4. Analysis

Table 7 shows a summary of the different data obtained for each city as shown in Figure A1, Figure A2, Figure A3, Figure A4, Figure A5, Figure A6 and Figure A7 (Appendix A). In relation to the total number of inner courtyards in the historic centre of each city, data confirms that those cities with highest SSI (Córdoba, Seville and Toledo) are those presenting a bigger number of courtyards (between 2805 and 13,539 units). An exceptional case is Zaragoza, due to modern urban reconfiguration of its historic centre. With a historic centre composed largely of buildings with small services inner courtyards in multi-family dwellings of 4–5 storeys high. At the opposite end, Burgos and Santiago, with minimum SSI and a much lower number of courtyards (897–929 units). Malaga, with an intermediate SSI, has also an intermediates numbers of courtyards (2998 units).
Standard area, as shown in Table 7, is the most representative courtyard area in each city, being 7–9 m2 the most typical surface except in the case of Zaragoza, that corresponds to a modern urbanism as explained above. Despite this, courtyards are classified basically in the most common areas range: 5–15 and 15–30 m2. Regarding the area of the inner courtyards, for all the studied cities, the standard courtyard is between 7 and 11.25 m2. Cities with warmer climates such as Cordoba and Seville present a similar mode of about 9.00 m2. For the rest of the cities, a significant difference can be observed: Burgos, located in the coldest climate area, presents a smaller (8 m2) mode, bigger than the Toledo courtyard size of around 7 m2. For the Zaragoza case, the mode is 11.25 m2, a big difference from the rest of the cities based on the modern urban development of this city.
Concerning the relation between the AR and the climatic zone, for the lower segment (courtyard area 5–15 m2), lowest AR corresponds to cities of greater SSI (Córdoba, Seville and Toledo). This result is consistent when one considers the size of the courtyards (7–9 m2) in relation to the number of storeys (3.03–3.25). This result would confirm that these inner courtyards are conceived as real areas of ventilation and shading. A higher AR is given in cases of intermediate SSI (Malaga and Zaragoza). Nevertheless, in the case of Malaga, the size of the courtyard does not remain the same (9 m2) with a slight increase of its height (4.37 storeys). This would be indicative of a courtyard somewhere between the traditional Mediterranean inner courtyards and the services courtyard found in Zaragoza. This same services yard is also found in Burgos and in less proportion, in Santiago, due to special planning constraints that limits the building height for heritage reasons in the historic centre of the city (UNESCO World Heritage Centre).
For the sizes between 15 and 30 m2, given that this area corresponds to multi dwelling units, the need to offer ventilation and daylight to different apartments prevails over the intention of being passive cooling elements. Despite this, lower AR values (1.2–1.9) also correspond to the cities with greater SSI. Malaga and Zaragoza have an intermediate AR consistent with their level of SSI. Burgos is the greater AR (4.6) and the lower SSI. In addition, Santiago is outside the norm for the above-mentioned urban development regulations.

3.5. Results

Concerning the AR for the same size of courtyard in all the different cities, significant differences can be seen for small courtyards, 5–15 m2, being the most common ones for dwellings. For all the cities located in warm climates with severe summer conditions (Cordoba, Seville and Toledo) the AR is between 2 and 2.8, while the AR increases to 4.7–5.1 for colder climates (Burgos and Zaragoza), giving rise to narrower courtyards. For bigger courtyards, 15–30 m2, for all the cities located in warm and intermediate climates (Cordoba, Malaga, Seville, Santiago and Toledo), the AR is between 1.2 and 2.9. While for colder climates, (Burgos), the AR increases to 4.6.
In order to correctly understand these results, it is necessary to take into account some factors that are involved in this climate-courtyard relationship. In cities with colder climates such as Burgos (E1), the number of plots with courtyards is the lowest (61%), which is consistent with the lower prevalence of inner courtyards in cold climates. However, the AR of this city is one of the highest (4.7 in 5–15 m2 courtyards) which is usually related to warmer climates in previous studies [13]. The urban structures represented in Figure A1, Figure A2, Figure A3, Figure A4, Figure A5, Figure A6 and Figure A7 show that the existing courtyards in these climates are usually courtyards of services. These small courtyards are usually found in blocks of apartments with very high AR. This could explain the presence of high AR courtyards in these colder cities.

4. Thermal Courtyard Performance

To verify the existence of a microclimate in the courtyards in dominant summer climates, which could explain the previous prevalence detected, a monitoring campaign has been developed. This campaign analysed existing buildings in the south of Spain. These case studies cover a wide range of sizes of Mediterranean courtyards.
The first case study is a central courtyard located is a 17th century traditional Andalusian palace showed in Figure 4a. It is located in the centre of Cordoba (in Figure 6a), climatic zone B4 that, according to Section 3.2 has the highest SSI in Spain. It is, therefore, a climate of very hot summers and mild winters. The courtyard selected is very characteristic of the courtyard architecture in the area, 9.57 × 8.8 m, AR = 0.92. The building is free running (naturally ventilated and without air conditioning system). The second courtyard studied is located in Malaga (Figure 6b), including dwelling and hotel uses, 28.5 × 24.5 m, AR = 3.66. The climate of this city is classified as A3, much softer and cooler in summer than the previous one.

4.1. Experimental Procedure

The surface temperature of walls, boundary layer temperature, and humidity and temperature, simultaneously in different parts of this courtyard, have been recorded. Wind speed and direction and outer temperature were also monitored in the roof of the building as well as temperature and humidity inside the building. The data loggers are specific for measuring outdoor temperatures and have been protected from the direct incidence of solar radiation. Measurement campaigns were conducted between June and October, and a week was recorded for every courtyard selected. Figure 5 shows the position of the data loggers inside the courtyard of Cordoba.
The air temperature data loggers used in the present investigation were the TESTO 174T and DOSTMANN Log 110 models. Figure 7 and Figure 8 show the distribution of the data loggers in courtyards in Cordoba (a) and Malaga (b). The data loggers are individually calibrated and the accuracy of the certified measurement at 25 °C is ±0.5 °C. Outdoor temperature was registered using a PCE-FWS 20 weather station (Figure 5). Due to the essential importance of outdoor temperature data for the present research; they have been compared to the reliable data collected by the nearest official weather station of the Official Spanish Agency of Meteorology (AEMET) [39] located 6.94 km away in the outskirts, so the heat island effect for this comparison has been taken into account. It has been verified that the maximum temperatures collected do not exceed those of the official weather station.

4.2. Results

Figure 9 shows outdoor temperature registered on the roof of the building (red line) and outdoor temperature recorded in Córdoba by AEMET [39] (grey dashed line) [39]. The average courtyard temperature, obtained from the data logger measurements, is represented by the yellow line. It can be observed that the maximum roof temperatures recorded by this sensor are very similar to the temperatures recorded by the official AEMET. However, the minimum temperatures recorded at night by our sensor are higher than those recorded at the airport. This is as a result of the UHI Effect.
The maximum average difference between the roof and the courtyard, in the period recorded, was 6.7 °C. This is consistent with the differences recorded by other researchers [15]. These differences tend to balance at nightfall. In fact, the graph shows that sometimes the courtyard temperatures can be a few degrees higher than outside during the night and early morning due to the tempering properties of the inner courtyard.
Figure 9 shows that the courtyard temperature evolves in a lower range than the outside temperature. This implies that the courtyard is able to moderate the outer temperature, especially in the warmest hours. Most significant variation between outdoor and courtyard temperatures take place on those days when higher maximum temperatures occur. These data explain the architectural utility of the courtyard as a passive cooling system especially in dominant summer climates with extreme seasonal temperatures.
Figure 10 and Figure 11 represent the air temperature drop monitored by the different sensors placed inside the courtyard. This drop shows a certain thermal stratification in the courtyard during the day hours. The geometries of the different courtyards have an influence in the distribution of this air temperature drop throughout the day. While in the case of Córdoba with AR = 0.92 the biggest differences are noticeable in the afternoon (18.00–20.00 h) in the case of Malaga with AR = 3.66 the maximum difference is given at noon (11.00–12.00 h). This is explained by the influence of the shading effect due to the courtyard geometry. On the other hand the air temperature drop observed are more influenced by the summer severity of the climatic zone than by AR itself. In Cordoba where SSI = 4 the mean maximum air temperature drop is 6.7 °C, while Malaga where SSI = 3 despite being a deeper courtyard, mean maximum air temperature drop is 4.5 °C.

5. Conclusions

A clear relationship between the geometrical characteristics of the courtyards and the climate zones where they are located can be established for the analysed cities. This study shows the relation between traditional architecture and the local environment. It therefore seeks the evidence that the architecture and geometry of the courtyards must modulate some characteristics of the internal microclimate, as certain shapes entail different energy consequences for the building according to the climate context. However, new regulations in Spain have standardized inner courtyards size without taking into account the adaptation of the building to the climate conditions; being this a general trend is the current architecture in Mediterranean cities.
The results of this research clearly show the greater prevalence of courtyards in cities with warmer climates. Thus, in cities with climatic zone B4, such as Cordoba, both the PI (15%) and the percentage of plots with courtyards (82%) are the highest. However, NPI indicates that in the studied cities with colder climates, such as Santiago (28%), the courtyards, when existing, are much larger than in warmer climates, where they occupy a greater proportion of the plots where they are located. As it can be seen in Figure A5, these are usually backyards and not inner courtyards as the proposed ones. This city also displays the lowest percentage of plots with an inner courtyard (41%).
Inner courtyards tempering properties have already been demonstrated by different authors in these dominant summer climates [14,15,16,17,18,19,40] and checked in the monitored courtyards at a single building scale. The maximum air temperature drop in the period recorded, was 6.7 °C. Therefore, at an urban scale, the city structure that implies a variable presence, AR and sizes of courtyards in these warm-climate cities depending on the specific climate has been also showed in this paper. Despite the fact that night-time temperatures of the roof differ around ±1 °C with regard to the ones inside the courtyard in the monitored cases, the thermal variation during the day is much higher and has a tempering effect that contributes globally to diminish the UHI effect.
To conclude, the link between the vernacular urban structure of the courtyards and the different climate conditions in the studied cities, remarks the importance of taking into consideration design strategies, such as building shape, in order to balance the summer severity effect in Mediterranean climates.

Acknowledgments

The authors wish to acknowledge the IUACC “Instituto Universitario de Arquitectura y Ciencias de la Construcción” for the necessary support to develop this research. This work and the costs to publish in open access have been partially funded by has been supported by the Andalusian Government Research project TEP-7985 and the National Government of Spain Research Project MTM2015-64577-C2-2-R.

Author Contributions

Galán-Marín, Rivera-Gómez and Rojas-Fernández conceived and designed the experiments; Roa-Fernández performed the experiments; Galán-Marín and Rivera-Gómez analyzed the data and wrote the paper.

Conflicts of Interest

The authors declare no conflict of interest. The founding sponsors had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, and in the decision to publish the results.

Appendix A

Figure A1. Plan (left) with distribution of courtyards in Malaga city centre; Courtyard sizes (right).
Figure A1. Plan (left) with distribution of courtyards in Malaga city centre; Courtyard sizes (right).
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Figure A2. Plan (left) with distribution of courtyards in Seville city centre; Courtyard sizes (right).
Figure A2. Plan (left) with distribution of courtyards in Seville city centre; Courtyard sizes (right).
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Figure A3. Plan (left) with distribution of courtyards in Córdoba city centre; Courtyard sizes (right).
Figure A3. Plan (left) with distribution of courtyards in Córdoba city centre; Courtyard sizes (right).
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Figure A4. Plan (left) with distribution of courtyards in Toledo city centre; Courtyard sizes (right).
Figure A4. Plan (left) with distribution of courtyards in Toledo city centre; Courtyard sizes (right).
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Figure A5. Plan (left) with distribution of courtyards in Santiago city centre; Courtyard sizes (right).
Figure A5. Plan (left) with distribution of courtyards in Santiago city centre; Courtyard sizes (right).
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Figure A6. Plan (left) with distribution of courtyards in Zaragoza city centre; Courtyard sizes (right).
Figure A6. Plan (left) with distribution of courtyards in Zaragoza city centre; Courtyard sizes (right).
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Figure A7. Plan (left) with distribution of courtyards in Burgos city centre; Courtyard sizes (right).
Figure A7. Plan (left) with distribution of courtyards in Burgos city centre; Courtyard sizes (right).
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Figure 1. Córdoba city centre, every construction that contains an inner courtyard was marked.
Figure 1. Córdoba city centre, every construction that contains an inner courtyard was marked.
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Figure 2. Aspect Ratio (AR = h/W) of an inner courtyards.
Figure 2. Aspect Ratio (AR = h/W) of an inner courtyards.
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Figure 3. (a) Geographic distribution of Spanish climatic zones per CTE [38]; (b) Location of the different cities considered in the study.
Figure 3. (a) Geographic distribution of Spanish climatic zones per CTE [38]; (b) Location of the different cities considered in the study.
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Figure 4. AR calculated for inner courtyards between 5 and 15 m2 for every city the analysed.
Figure 4. AR calculated for inner courtyards between 5 and 15 m2 for every city the analysed.
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Figure 5. AR calculated for inner courtyards between 15 and 30 m2 for every city the analysed.
Figure 5. AR calculated for inner courtyards between 15 and 30 m2 for every city the analysed.
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Figure 6. Building description of courtyard studied in Cordoba (a) and Malaga (b).
Figure 6. Building description of courtyard studied in Cordoba (a) and Malaga (b).
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Figure 7. Floor plans and sections of the buildings in Cordoba (a) and Malaga (b) showing the data loggers’ location.
Figure 7. Floor plans and sections of the buildings in Cordoba (a) and Malaga (b) showing the data loggers’ location.
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Figure 8. Monitoring campaign in Cordoba. (Left) data loggers in red boxes placed with sun protection elements to measure the air temperature; (Right) weather station on roof and data loggers.
Figure 8. Monitoring campaign in Cordoba. (Left) data loggers in red boxes placed with sun protection elements to measure the air temperature; (Right) weather station on roof and data loggers.
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Figure 9. Registered temperatures inside and outside (roof and AEMET [39]) in the monitored courtyard in June. Córdoba.
Figure 9. Registered temperatures inside and outside (roof and AEMET [39]) in the monitored courtyard in June. Córdoba.
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Figure 10. Registered air temperatures drop inside the monitored courtyard in Cordoba (September) AR = 0.92.
Figure 10. Registered air temperatures drop inside the monitored courtyard in Cordoba (September) AR = 0.92.
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Figure 11. Registered air temperature drop inside the monitored courtyard in Malaga (September). AR = 3.66.
Figure 11. Registered air temperature drop inside the monitored courtyard in Malaga (September). AR = 3.66.
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Table 1. Classification of Spanish climatic zones as per national regulations [38].
Table 1. Classification of Spanish climatic zones as per national regulations [38].
SSI (Summer)A4B4C4 E1
A3B3C3D3
C2D2
C1D1
WSI (Winter)
Table 2. Porosity index and percentage of plots with courtyard of every city analysed.
Table 2. Porosity index and percentage of plots with courtyard of every city analysed.
BUCOMASESATOZA
UnitsUrban plots919462529008139139725422849
UnitsPlots with courtyard56037901470626357516492164
%Percentage61825177416576
m2Total Courtyard Surface43,028267,956893,08384,50456,07787,632200,522
%PI1015512111014
%NPI17191116281518
BU = Burgos, CO = Cordoba, MA = Malaga, SE = Seville, SA = Santiago, TO = Toledo, ZA = Zaragoza.
Table 3. Number of inner courtyards between 5 and 15 m2 for every city the analysed.
Table 3. Number of inner courtyards between 5 and 15 m2 for every city the analysed.
Height of the Building (No. of Levels)IIIIIIIVVVIVIIVIIIIXXXIXII
MalagaTotal no. of courtyards897199270174974028161111
MA-A3
Total (%)11021291810432100
SevilleTotal no. of courtyards5953220152278971186322013200
SE-B4
Total (%)193337163100000
CordobaTotal no. of courtyards115124811246093531144366300
CO-B4
Total (%)3343117103100000
ToledoTotal no. of courtyards0357583270565000000
TO-C4
Total (%)028462140000000
SantiagoTotal no. of courtyards204211188259780200
SA-C1
Total (%)613362883230100
ZaragozaTotal no. of courtyards302410933250933716458301781
ZA-D3
Total (%)2172031211042100
BurgosTotal no. of courtyards121410451178728202010
BU-E1
Total (%)443133526861000
Table 4. Number of inner courtyards between 15 and 30 m2 for every city the analysed.
Table 4. Number of inner courtyards between 15 and 30 m2 for every city the analysed.
Height of the Building (No. of Levels)IIIIIIIVVVIVIIVIIIIXXXIXII
MalagaTotal no. of courtyards564118168143463829251015
MA-A3
Total (%)1101826227644201
SevilleTotal no. of courtyards533539136251993224315000
SE-B4
Total (%)216412891110000
CordobaTotal no. of courtyards968824761469735451519600
CO-B4
Total (%)54926852211000
ToledoTotal no. of courtyards018025284316000000
TO-C4
Total (%)033461561000000
SantiagoTotal no. of courtyards10517541104020000
SA-C1
Total (%)526392152010000
ZaragozaTotal no. of courtyards271082802592019825110000
ZA-D3
Total (%)31128262010210000
BurgosTotal no. of courtyards7231225414134271100
BU-E1
Total (%)311612191916130000
Table 5. Numerical values for AR calculated for inner courtyards between 5 and 15 m2.
Table 5. Numerical values for AR calculated for inner courtyards between 5 and 15 m2.
AR123456789101112
MalagaTotal no. of courtyards48921329916977472515400
MA-A3
Total (%)092332188532000
SevilleTotal no. of courtyards525572178216788318858162700
SE-B4
Total (%)193635143100000
CordobaTotal no. of courtyards941271122759427510440106000
CO-B4
Total (%)335341683100000
ToledoTotal no. of courtyards025354234310424410000
TO-C4
Total (%)020432782000000
SantiagoTotal no. of courtyards1035899642191251300
SA-C1
Total (%)3112931136420100
ZaragozaTotal no. of courtyards19381202984303431891063420147
ZA-D3
Total (%)1271827211272110
BurgosTotal no. of courtyards6141445857858277101
BU-E1
Total (%)2441325231782000
Table 6. Numerical values for AR calculated for inner courtyards between 15 and 30 m2.
Table 6. Numerical values for AR calculated for inner courtyards between 15 and 30 m2.
AR123456789101112
MalagaTotal no. of courtyards914024814546392221110
MA-A3
Total (%)121382276300000
SevilleTotal no. of courtyards12410628621313618200000
SE-B4
Total (%)64839621000000
CordobaTotal no. of courtyards2941104247865131310000
CO-B4
Total (%)166114532000000
ToledoTotal no. of courtyards03901461700000000
TO-C4
Total (%)07126300000000
SantiagoTotal no. of courtyards1997611321000000
SA-C1
Total (%)105032711000000
ZaragozaTotal no. of courtyards271082802592019825110000
ZA-D3
Total (%)31128262010210000
BurgosTotal no. of courtyards152635625417300100
BU-E1
Total (%)7121629258100000
Table 7. Summary of the main data obtained from the analysis of the different cities.
Table 7. Summary of the main data obtained from the analysis of the different cities.
BUCOMASESATOZA 1
UNITSNo. of COURTYARDS8978114299813,53992928054235
m2Standard area 8999.59711.25
Size5–15 m2
No. of COURTYARDS3383621942610831212711620
No. of levels5.243.124.373.254.003.035.22
h/wAR4.72.03.82.83.02.65.1
Size15–30 m2
No. of COURTYARDS213181765422351935531009
No. of levels5.302.884.682.993.062.973.94
h/wAR4.61.22.92.31.91.22.3
1 BU = Burgos, CO = Cordoba, MA = Malaga, SE = Seville, SA = Santiago, TO = Toledo, ZA = Zaragoza.

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Rojas-Fernández, J.; Galán-Marín, C.; Roa-Fernández, J.; Rivera-Gómez, C. Correlations between GIS-Based Urban Building Densification Analysis and Climate Guidelines for Mediterranean Courtyards. Sustainability 2017, 9, 2255. https://doi.org/10.3390/su9122255

AMA Style

Rojas-Fernández J, Galán-Marín C, Roa-Fernández J, Rivera-Gómez C. Correlations between GIS-Based Urban Building Densification Analysis and Climate Guidelines for Mediterranean Courtyards. Sustainability. 2017; 9(12):2255. https://doi.org/10.3390/su9122255

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Rojas-Fernández, Juan, Carmen Galán-Marín, Jorge Roa-Fernández, and Carlos Rivera-Gómez. 2017. "Correlations between GIS-Based Urban Building Densification Analysis and Climate Guidelines for Mediterranean Courtyards" Sustainability 9, no. 12: 2255. https://doi.org/10.3390/su9122255

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