Abstract
Background: The safe use of radiotherapy (RT) requires compliance with dose/volume constraints (DVCs) for organs at risk (OaRs). However, the available recommendations are sometimes conflicting and scattered across a number of different documents. Therefore, the aim of this work is to provide, in a single document, practical indications on DVCs for OaRs in external beam RT available in the literature. Material and Methods: A multidisciplinary team collected bibliographic information on the anatomical definition of OaRs, on the imaging methods needed for their definition, and on DVCs in general and in specific settings (curative RT of Hodgkin’s lymphomas, postoperative RT of breast tumors, curative RT of pediatric cancers, stereotactic ablative RT of ventricular arrythmia). The information provided in terms of DVCs was graded based on levels of evidence. Results: Over 650 papers/documents/websites were examined. The search results, together with the levels of evidence, are presented in tabular form. Conclusions: A working tool, based on collected guidelines on DVCs in different settings, is provided to help in daily clinical practice of RT departments. This could be a first step for further optimizations.
1. Introduction
Radiation therapy (RT) is an effective cancer treatment. However, like any other therapy, RT is associated with the risk of side effects. In particular, RT can produce both early (acute) and delayed (late) damage to organs at risk (OaRs). Therefore, since the early applications of RT, interest has grown in ways to reduce radiation-induced toxicity.
In particular, starting from the 1970s, progressively more detailed indications on safe dose limits became available in the literature. In fact, after the pioneering work of Rubin and Cassaret [1] and the historical so-called Emami’s paper [2], the Quantitative Analyses of Normal Tissue Effects in the Clinic (QUANTEC) guidelines [3,4,5], based on dose/volume constraints (DVCs), were published in 2010. Subsequently, with the growing interest in hypofractionated treatments, especially delivered with stereotactic techniques, several recommendations were published on DVCs to be used with this dose fractionation [6,7,8,9,10]. In addition, specific DVC guidelines were published in particular clinical settings, such as Hodgkin’s lymphomas [11], breast carcinomas [12,13,14], and pediatric cancers [15,16,17,18,19,20]. Finally, in the last few years, in parallel with the introduction of stereotactic ablative RT of ventricular arrythmia (STAR) [21,22,23], specific DVCs for this treatment were also proposed [6,8,21,22,24]. Therefore, a large number of guidelines or recommendations is now available to guide RT prescription and treatment plan evaluation and comparison.
Unfortunately, this information is contained in a plethora of sometimes conflicting publications. Therefore, a quick consultation to find clear and unambiguous indications is not always easy. Therefore, the aim of this work is to present, in a single document, practical indications on DVCs for different clinical settings and dose fractionations.
2. Materials and Methods
For the purposes of this project (CORSAIR: dose–volume constraints for organs at risk in radiotherapy), a multidisciplinary working group was established, including radiation oncologists, medical physicists, and radiologists. Colleagues from other Italian, American, African, and Asian centers were added to a first original nucleus made up of staff from our center (Bologna University). In particular, the contribution of some colleagues from developing countries was requested in order to verify the possibility of clearly and correctly interpreting the recommendations also in low-medium-resourced settings.
A literature search was performed in March 2022, using PubMed and without time limits, with different combinations of the following keywords: “dose/volume”, “constraints”, “organs at risk”, and “radiotherapy”. Only papers in English were considered. Moreover, the bibliographic list of one hundred and twenty publications was screened in order to identify other relevant sources. Furthermore, for convenience, only recommendations based on simple indications of dose and volume limit values (or percentages) were included in this collection. In addition, we consulted the National Comprehensive Cancer Network (NCCN) guidelines in all cases in which, in the indication of radiotherapy, the DCVs of specific OaRs were presented and precisely in the case of lymphomas [11], lung cancers [25] and tumors of the esophagus [26], stomach [27], and anus [28]. The Global Quality Assurance of Radiation Therapy Clinical Trials Harmonization Group (GHG) contouring guidelines were used as the reference list and nomenclature system of the OaRs [29]. Furthermore, the OaR anatomical descriptions and landmarks were extracted from the same document and shown with the DVCs in tabular form. The anatomical descriptions were classified by level of reliability in their use for DVC evaluation. The classification was performed as follows: α: international guidelines or expert consensus in RT contouring, β: validated anatomical description for RT contouring from single institution, γ: anatomical or radiological descriptions from dedicated books or papers, δ: anatomical definition for RT contouring used in planning studies.
The results recorded during this research were independently verified by three authors from different centers and then summarized in tabular form. In the tables we referred to a different modality of fractionation and in particular to conventional fractionation, moderate hypofractionation, and ultra-hypofractionation. However, it should be considered that the definitions of fractionation refer to the dose per fraction administered to the tumor, which is generally different from that to the OaRs. Therefore, particular caution is required in the use of information contained in the tables, as well as the radiobiological knowledge on the impact of the different fractions and the clinical experience in this topic. In particular, six different tables related to different RT treatment settings were drawn up. In addition, together with the recommended DVC values, we reported the grade of recommendation (for example: mandatory, recommended, optimal, or acceptable) if included in the reference publication. Moreover, the optimal imaging technique for delineating the specific OaR was included in the tables if included in the selected publications. In addition, in order to provide users with a critical assessment of the DVCs, we categorized the source of recommendation as follows: (A) international guidelines; (B) literature reviews on clinical or planning studies; (C) data from the results of clinical or planning studies; (D) expert opinions or DVCs used in prospective trials. Moreover, when different sources presented different values of the same DVC, we included in the tables only the one with the highest level of evidence. Therefore, we included recommendations with “B-D” source of recommendation only in case of lack of level “A” DVCs.
Finally, common abbreviations in the literature were used in the tables: V = volume receiving a dose ≥ Gy, D = dose received by % of the organ volume, D = dose received by γ cm3 (the cubic centimeters) of the organ volume, DMAX = maximum dose received by the organ, DMEAN = mean dose received by the organ. Volumes and doses were expressed as percentage (%) or absolute values (cm3 or Gy, respectively).
3. Results
Six hundred and seventy-five papers/documents/websites were examined. The results of our search are shown in Table 1 (DVCs for all treatments), Table 2 (anatomical description of organs at risk). Supplementary Table S1 (DVCs for emerging OaRs), Supplementary Table S2 (DVCs for RT of Hodgkin’s lymphoma), Supplementary Table S3 (DVCs for RT of breast cancers), Supplementary Table S4 (DVCs for RT of pediatric tumors), and Supplementary Table S5 (DVCs for stereotactic ablative RT of ventricular arrythmia) are available as Supplementary Material.
Table 1.
General dose–volume constraints for adult patients (organ nomenclature based on the Global Quality Assurance of Radiation Therapy Clinical Trials Harmonization Group (GHG) contouring guidelines [29]).
Table 2.
Anatomical description of organs at risk (organ nomenclature based on the Global Quality Assurance of Radiation Therapy Clinical Trials Harmonization Group (GHG) contouring guidelines [29]).
4. Discussion
The initial aim of this work was to produce practical guidelines within our institution and, thus, to provide radiation oncologists with a quick and user-friendly synopsis without (or with little) ambiguity. We subsequently decided to share this work and to involve a multidisciplinary and international team of authors to write this paper.
In drafting these guidelines, we avoided entering different values (from different sources) for the same DVC. For this reason, we identified criteria for selecting the data to be included. Therefore, we scored the source of recommendation as previously reported.
Obviously, this choice reduced the amount of the presented information but we hope that the tables will be used as an index to the literature where further relevant details can easily be found. Furthermore, grading the evidence provides the reader with an estimate of the single recommendation relevance.
Obviously, the use of these recommendations cannot be “automatic” but necessarily requires management by operators with knowledge and experience on the details needed for an informed and expert use of dose/volume constraints. For example, the evaluation of dose/volume histograms for OaRs must take into account various aspects, such as patient age and comorbidities, spatial characteristics of the radiotherapy dose distribution, treatment aims, and any symptoms that are manageable or not with other treatments.
This collection of DVCs for OaRs has obvious limitations. Not all available information was included, only some has been selected. To this end we used well-defined objective criteria which, however, were inevitably the result of a subjective and somehow arbitrary choice for the authors. Therefore, we are aware that different criteria would have led to recommendations different from those presented here. In addition, many DVCs came from publications, such as the QUANTEC guidelines, based on the results of clinical studies where RT was mainly delivered with the 3D technique. However, it is known that different and new techniques may require different and new DVCs. For example, in the Allen et al. experience, where the DVC V20 Gy was met, 6 out of 13 patients with pleural mesothelioma undergoing intensity-modulated RT died from radiation-induced pneumonitis. From the analysis of their data, the authors concluded that in the setting of thoracic irradiation with modulated RT, the V5 Gy parameter must be evaluated in addition to the DVCs established at the time of their publication [86]. Therefore, great caution is required when using “new” RT techniques with “old” DVCs. Furthermore, our bibliographic research only included papers, thus, excluding other potentially useful sources, as in the case of the textbook published by Rancati and Fiorino in 2019 [87], which offers an in-depth update of the QUANTEC initiative. In addition, other potentially useful bibliographic sources, such as those relating to the HyTEC initiative (Hygh dose per fraction, hypofractionated treatment effects in the clinic) [88,89], were deliberately excluded. In fact, our choice was to provide the most practical indications and, therefore, to include only recommendations based on dose and volume limit values or percentages.
Furthermore, both the recommendations from guidelines and from other sources may be based on previous publications and it is difficult, and sometimes impossible, to verify that these references are completely correct and, above all, provide precise indications on the clinical reference setting.
Similarly, Ferini et al. effectively summarized a large series of ever-changing dosimetric issues about the rectum, including contradictory perspectives on how to consider such an OAR (parallel vs. serial) and, consequently, conflicting DVCs [90]. In this scenario, there is also the need to understand whether some medical interventions can improve the rectal tolerance to high-radiation exposure [91,92].
Furthermore, the introduction of new algorithms to calculate dose distribution can also lead to unexpected OaR overdosing [93]. On the other hand, new techniques can improve the tolerance of some tissues. For example, Table 1 reports 72 Gy as the Dmax value for the brain. Instead, some studies based on intensity-modulated RT or volumetric-modulated arc therapy showed the brain’s tolerability of doses up to 80 Gy [94,95]. Furthermore, many indications have rather low levels of evidence and have to be simply considered as “expert opinions". For example, all suggestions presented in Supplementary Table S3 for breast cancers have the minimum level of evidence (D). More generally, the categorization of the source of recommendation we propose has further limitations. In fact, we arbitrarily considered recommendations from guidelines as those with the highest level of evidence, considering this, even if a compromise, the best possible choice. However, as is well known, the same guidelines can be based on levels of evidence that we classify as of lower level and it is not certain that the recommendations of the guidelines are updated based on the latest data from the literature.
Finally, the “practical” choice of producing “synoptic” guidelines further limited the presented information. For example, only the DVCs for RT delivered in one, three, five, and eight fractions were arbitrarily selected for ultra-hypofractionated treatments.
Additionally, no DVC indication is made for RT schedules combining different radiation dose sizes, as in the cases of a stereotactic boost to a limited tumor site after a more extended normofractionated irradiation [96,97] or of a large spatially fractionated dose administration before a homogeneously delivered hypofractionated palliative course [98].
5. Conclusions
In conclusion, we summarized, in a single document, information on the definition of the main OaRs, on the imaging modalities suggested for their optimal identification and on the selected DVCs. The authors hope to have provided a concise but useful guideline for clinical practice in RT.
Supplementary Materials
The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/curroncol29100552/s1, Supplementary Table S1: (DVCs for emerging OaRs), Supplementary Table S2: (DVCs for RT of Hodgkin’s lymphoma), Supplementary Table S3: (DVCs for RT of breast cancers), Supplementary Table S4: (DVCs for RT of pediatric tumors), Supplementary Table S5: (DVCs for stereotactic ablative RT of ventricular arrythmia) [6,8,11,13,14,15,16,17,18,20,21,22,23,24,35,40,68,79,99,100,101,102,103,104,105,106,107,108,109,110,111,112,113,114,115,116,117,118,119,120,121,122].
Author Contributions
S.B., S.C. (Savino Cilla), L.S. and A.G.M. had the idea for the article; S.B., A.B. (Anna Benini) and R.C. performed the literature search and data collection; F.D., G.M., S.C. (Silvia Cammelli) and M.B. revised collected data for each body district independently; N.P.N., T.W., L.S., A.F.M.K.U., S.R. and A.B. (Alberto Bazzocchi) revised the final data; S.B., A.B. (Anna Benini) and A.G.M. drafted the manuscript; all authors revised the proof and contributed with intellectual content. All authors revised and accepted the final proof. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Acknowledgments
We would like to express our gratitude to all those who helped us during the writing of this manuscript.
Conflicts of Interest
The authors declare no conflict of interest regarding this paper.
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