- freely available
- re-usable
Remote Sensing 2013, 5(11), 5999-6025; doi:10.3390/rs5115999
Published: 15 November 2013
Abstract
: This paper describes the basis functioning and implementation of a computer-aided Bayesian Network (BN) method that is able to incorporate experts’ knowledge for the benefit of remote sensing applications and other raster data analyses: Bayesian Network for Raster Data (BayNeRD). Using a case study of soybean mapping in Mato Grosso State, Brazil, BayNeRD was tested to evaluate its capability to support the understanding of a complex phenomenon through plausible reasoning based on data observation. Observations made upon Crop Enhanced Index (CEI) values for the current and previous crop years, soil type, terrain slope, and distance to the nearest road and water body were used to calculate the probability of soybean presence for the entire Mato Grosso State, showing strong adherence to the official data. CEI values were the most influencial variables in the calculated probability of soybean presence, stating the potential of remote sensing as a source of data. Moreover, the overall accuracy of over 91% confirmed the high accuracy of the thematic map derived from the calculated probability values. BayNeRD allows the expert to model the relationship among several observed variables, outputs variable importance information, handles incomplete and disparate forms of data, and offers a basis for plausible reasoning from observations. The BayNeRD algorithm has been implemented in R software and can be found on the internet.1. Introduction
Understanding complex phenomena in the field of Earth observation sciences represents a considerable challenge for scientific analysis [1,2]. Regarding investigation of large scale phenomena, great progress has been achieved through recent advances in spaceborne remote sensing data acquisition [3], together with the availability of high performance computing for remotely sensed data analysis [4]. To Lu & Weng [5], the most important factors driving the success of an inference based on remotely sensed data are: (i) the availability of high-quality observations (e.g., accurate imagery corrected for atmospheric effects and ancillary data such as topography, soil, road, and census data); (ii) the design of a suitable analytical procedure; and (iii) the analyst’s skills and knowledge. However, some phenomena are often too complex to be investigated by conventional methods [6], demanding new computer aided methods to help characterize phenomena through plausible reasoning inferences based on consistent data observations (i.e., evidence).
Interactions of probabilities have been identified as the most promising way for a computer to effect plausible reasoning [7]. The Bayes’ theorem updates the knowledge (prior probability) of a specific event in the light of new/additional evidence (conditional probabilities), allowing one to have a plausible reasoning based on a degree of belief (posteriori probability) [8]. Thus, observations made upon variables that are related to a particular phenomenon can be used to develop plausible reasoning about the phenomenon, its causes, and consequences [7]. When the number of variables increases or even when the complexity of the interactions among the variables involved in a phenomenon rises, the Bayesian Network (BN) is a representation suited to model and handle such tasks [9,10].
Neapolitan [11] defines BNs as graphical structures for representing the probabilistic relationship among a set of variables via a Directed Acyclic Graph (DAG), and for calculating probabilistic inference with those variables. BNs can also be defined as representational structures that are meant to organize one’s knowledge about a particular phenomenon into a coherent whole [12]. The advantages of BNs are that they: (i) can deal with a large number of variables and can also handle incomplete data sets (i.e., missing data); (ii) can deal with both numeric and categorical data simultaneously; (iii) are able to incorporate experts’ knowledge via a participatory modeling procedure of causal relationships; and (iv) are easy to understand and visualize through DAGs [13,14]. Notwithstanding these advantages, Aguilera et al. [15] pointed out that BNs have rarely been used in the field of Earth observation sciences and remote sensing, and their potential is, as yet, largely unexploited.
Although researchers have made substantial advances in developing the theory and application of BNs [11], the actual use of these networks often remains a difficult and time-consuming task [15]. In the Earth observation sciences, where investigations commonly involve numerous layers of data (e.g., maps and images), analysis can be difficult due to the need to know both the relationships among the variables (i.e., conditional (in)dependences) and their probability functions. In addition, tasks can be time-consuming because they are typically performed manually. Until now, only a limited number of computer aided methods have been implemented. Therefore, there is potential for the use of probability theory as a basis for computer aided plausible reasoning, and BNs as a tool for representing and computing probabilistic beliefs in the field of Earth observation sciences [14]. Moreover, there is demand for the development and implementation of computer aided methods that offer a basis for Earth observation science researchers to understand and model phenomena through plausible reasoning inferences based on data observations [15].
The aim of this paper is to describe, implement and test a computer aided BN method that is able to incorporate experts’ knowledge for the benefit of remote sensing applications and other raster data analyses. The freely available algorithm is named Bayesian Networks for Raster Data (BayNeRD). Following development of the approach, BayNeRD was tested on a case study for soybean identification and mapping in Mato Grosso State, Brazil. The test enabled evaluation of the capability of BayNeRD to support the understanding of a complex phenomenon through plausible reasoning based on data observation.
2. Bayesian Networks
A BN for a set of n variables consists of: (i) a network structure, graphically represented by a DAG with nodes and arcs, that encodes a set of conditional (in)dependence assertions about the variables; and (ii) a set of probability functions associated with each variable [11]. We use upper-case letters (e.g., V_{1}, V_{n}) to denote both a variable and its corresponding node, and the same but lower-case letters (e.g., v_{1}, v_{n}) to denote the state or value (defining a particular instantiation) of the variable. Then, the joint probability distribution for any particular instantiation of all n variables in a BN is given by:
To illustrate the concept, suppose we are interested in inferring soybean occurrence based on observations of other variables. It is well known that soybean plantations have certain peculiarities [16], such as: (i) it is preferably not sown in areas with steep terrain slope because mechanization may be hindered; and (ii) it is preferably sown in soils that are more suitable for agricultural cultivation (that we will refer as soil aptitude). Then, soybean occurrence (S) is the target variable and can be represented by a thematic map with the classes soybean and non-soybean, that imply soybean presence (S = 1) and soybean absence (S = 0), respectively. On the other hand, terrain slope (T) and soil aptitude (A) could be, in our example, two context variables. As we are interested to infer about S, in this example, Equation (2) becomes:
Indeed, T and A directly influence S and, thus, are said to be parents of S. Moreover, as soil formation processes are strongly influenced by terrain slope [17], T also influences A and, therefore, T is also a parent of A. These (in)dependence relationships among the variables are represented by a DAG as shown in Figure 1.
The representation of conditional (in)dependencies is the essential function of BNs. For each node in a BN structure, there is a conditional-probability function that relates this node to its immediate parents. If a node has no parents (e.g., T) then a prior-probability function is specified [10]. Eventually, once all probability functions are specified, it is possible to compute the probability of soybean presence (S = 1) in a certain area based on the observed values for both T and A in the same area.
In practical terms, the definition of these probability functions is often the most complicated part of BN modeling. However, the empirical Bayesian approach suggests that the functions can be defined based on observations, i.e., from the data [18]. Mello et al. [19] proposed use of pixel counting in discretized variables to compute probability functions in a BN when employing raster data (described further).
Aware of the great demand for implemented computer algorithms to help handle and understand phenomena in the field of Earth observation science, we implemented BayNeRD in R software [20]. The algorithm provides researchers a means of modeling any phenomenon of interest, whereby plausible reasoning inferences are made based on observations stored in raster data format.
3. Framework of the Implemented BayNeRD Algorithm in R Software
R software was used to implement BayNeRD because it is a high-level language and environment for data analysis and graphics. It is growing in popularity and uptake, and is freely available for the research community [21]. Furthermore, among all packages already implemented in R software, there are several developed for both handling spatial data [22] and computing Bayesian analysis [23], especially catnet [24], which was designed for categorical BN.
The BayNeRD algorithm handles data in the GeoTIFF format, which has been widely used to represent raster data with geographical coordinates. For use in BayNeRD all raster data (i.e., one GeoTIFF representing each variable) must represent the same geographic area. Each GeoTIFF corresponds to a variable (node) used in the BN model. These variables and their (in)dependence relations are used to compute the probability functions.
3.1. Target Variable
The variable which directly represent the phenomenon is called the target variable. A GeoTIFF with data representing the target variable as reference data for training must be provided. It is later used in the definition of the probability functions. The GeoTIFF representing the target variable usually has four labels representing the following thematic classes: (i) target presence observed; (ii) target absence observed; (iii) missing data, i.e., no observations were made; and (iv) pixels outside the study area. The latter is simply used to mask out any pixels that are outside the study area from any of the raster data layers to be used in BayNeRD. Although reference data for training may contain more than these four labels, it must have at least two: (i) and (ii). Thus, the target variable, represented in the general model as Y, can be instantiated (Y = y) with y assuming either 1 for the target presence or 0 for the target absence.
3.2. Context Variables
The context variables are those that exhibit any kind of relationship with the target variable (such as terrain slope and soil aptitude, as previously discussed). Moreover context variables may exhibit relationships among themselves, such as the terrain slope influencing the soil aptitude due to the influence of slope in soil formation processes [17]. The context variables may contain any sort of observations such as numerical values (e.g., terrain slope given in percentage) or categorical data (e.g., thematic classes representing soil aptitude for agriculture cultivation). Moreover, the context variables may also contain missing data.
One of the main difficulties of using BNs for real problems is the definition of the probability functions of the model [18]. Therefore BayNeRD was developed to interact with the user to define, through discretization processes, the probability functions of the model based on both observed data and users’ knowledge about the phenomenon of interest. Discretization is the process of representing (approximating) the observed values of a variable using discrete quantities (e.g., intervals, such as in the process of drawing a histogram).
After the target variable has been entered as reference data for training and the context variables have been read, the user will be able to design the BN graphical model.
3.3. Designing the Bayesian Network Graphical Model
To design the BN graphical model the user is asked about the (in)dependence relations among all variables read (i.e., both target and context variables). As the dependencies are represented by arcs in a DAG, BayNeRD asks whether an arc exists between pairwise variables. For example, if the terrain slope (T) influences soil aptitude (A), and both T and A influence soybean occurrence (S), there will be an arc from T to A, an arc from T to S, and another arc from A to S (see Figure 1). Once the graphical representation of the BN model is defined stating the variables and their (in)dependence relations, BayNeRD is able to compute the probability functions, which is done based on pixel counting in discretized variables [19].
3.4. Discretization and Probability Functions
The discretization divides the range of the observed values for a variable into intervals and codes the values in the variable according to which interval they belong. In BayNeRD the discretization is based on choosing the number of intervals defined for each context variable and can be computed following three implemented criteria: (i) equidistant intervals, where each interval has the same width; (ii) quantiles, where each interval tends to have the same number of elements (i.e., pixels); and (iii) manually defined intervals, where the user defines the upper and lower limits of each interval.
The discretization will have an impact on the computed probability functions. These probabilities are computed through pixel counting according to both the (in)dependence relations defined in the BN graphical model and the intervals defined in the discretization processes. Indeed, both the definition of the BN graphical model and the discretization processes enable users to add their knowledge about the phenomenon into the model. The more a data set is accurate, and a user is skilled in defining both BN graphical model and interval limits during discretization processes, the more the data-based probability functions computed are representative of the real probability functions [19].
Let us suppose that the terrain slope (T), which does not have parents in the designed BN model represented in Figure 1, was discretized using four equidistant intervals between 0% and 100%. By dividing the number of pixels with values lower than 25% by the total number of pixels observed for the study area one can compute the probability for the first interval of the discretized T. The probabilities for the remaining intervals of the discretized T are computed by pixel counting as described above and the probabilities for all intervals must sum to 1. In the case of variables that have parents, such as the soil aptitude (A), which is a descendent of T (Figure 1), BayNeRD uses the intervals defined for T and the ones defined for A to compute the conditional probability function for A in the BN model, also based on pixel counting [19].
The user should be sufficiently expert to define suitable discrete intervals for each context variable so that all scenarios (i.e., combination of parents’ and variable’s intervals) have representative data to compute probability functions, where a minimum user-defined quantity of pixels is considered as a representative number. The process of computing the probability functions of the model is called training, when BayNeRD defines the probability functions based on the observed values from the data (i.e., by counting pixels). Using values of probability for plausible reasoning, BNs are able to infer based on evidence (observed data). Indeed, once BayNeRD is trained, it is able to answer the question: “what is the probability of target presence (e.g., soybean), given the observed values for the context variables (e.g., terrain slope and soil aptitude)?” When the probability that answers this question is calculated for every pixel in the entire study area, a Probability Image (PI) is formed.
3.5. Computing the Probability Image
The PI consists of a raster data (i.e., a matrix matching the same coordinates of the entered reference data for training) where each pixel contains the probability of presence of the target given the values observed (instantiations) for the input variables, i.e.,
If any context variable presents missing data for any specific pixel in the study area, it is considered as “unobserved” in the model but Equation (4) is computed anyway taking into account all the possibilities for that variable. It is also possible to find P(Y = 1) for pixels where no observation was made for any context variable. In this case, the computed probability will be the marginal probability for Y when Y = 1.
BayNeRD also allows the user to quantify the influence of each context variable on the probabilities computed for the target variable. This is done through the Kullback-Leibler (KL) divergence, which is a non-symmetric measure of the difference between two probability distributions [25]. Thus, it is possible to measure how much V_{1}, V_{2}, … and V_{n} individually influence the probability computed for Y by computing KL divergences between conditional and marginal probabilities in the BN model.
The main result of BayNeRD is the PI and it can be used in several applications. For example, the PI can be used to generate a thematic map with classes target and non-target (e.g., soybean and non-soybean) just by slicing the PI using a limiting probability value named the Target Probability Value (TPV). Thus, by setting TPV at 50%, for instance, all pixels with values equal to or greater than 0.5 in the PI will be labeled as target and the remaining pixels (with values smaller than 0.5) will be labeled as non-target. However, what if the best TPV was 70% instead of 50%? What about even 80%?
3.6. Selecting the Target Probability Value
Apart from a user-defined value, six criteria are implemented in BayNeRD to select the TPV which best meets a chosen criterion, making use of available reference information (i.e., a reference data for testing). These implemented criteria are: (i) nearest 100% sensitivity and 100% specificity point [26] (these two indices account for the true positive rate and the true negative rate, respectively [27]); (ii) minimum difference between sensitivity and specificity; (iii) highest overall accuracy index; (iv) highest kappa index [28,29]; (v) most similar area (number of pixels) matching the reference data for testing; and (vi) minimum difference between omission and commission errors [30].
4. Case Study of Soybean Mapping in Brazil: Materials and Research Methods
The case study involves soybean identification and mapping in Mato Grosso, which is a major Brazilian soybean producer (about 30% of the total domestic production) and an important global hub for tropical agricultural production [31]. Mato Grosso State is located in the Southwest of Legal Brazilian Amazon, encompassing an area around 900,000 km^{2} [32]. Figure 2 shows the location of Mato Grosso State, highlighting thirty 30 × 30 km plots (and the Landsat path/row covering them) of reference data produced by Epiphanio et al. [33] for the crop year 2005/2006 (i.e., from August 2005 to July 2006) using visual interpretation of Landsat-5/TM images and field data. Additional data such as indigenous lands, conservation units, mapped forests and floodplains were used to mask out areas of no interest for mapping soybean (as will be described further).
Although Brazil is the second largest producer of soybean worldwide [34], the country does not have a systematic nationwide mapping system for this oilseed. Tabulated agricultural statistics at municipality level are only released with a delay of about two years after harvest. The absence of timely and spatial data restricts investigations related to crop monitoring and forecast. It also hinders the monitoring of the possible spread of this crop into new, sometimes environmentally-sensitive, areas. As such, there is demand for the use of satellite sensor images as an accurate, efficient, timely, and cost-effective way to monitor agricultural crops [35]. Several studies have demonstrated the value of Landsat-like images to monitor agricultural crops in Brazil using visual interpretation [36,37] or even automatically [38,39]. However, these methods have certain constraints, notably the limited number of cloud-free images that are routinely acquired during the crop cycle [40,41]. Alternatively, multitemporal approaches using Moderate Resolution Imaging Spectroradiometer (MODIS) time series images have been successfully used to monitor soybean plantations in tropical regions such as Mato Grosso, as the one to two day temporal-resolution of MODIS increases the chance of obtaining cloud-free images [42–44].
In addition to remotely sensed spectral and temporal information, several other context variables are closely related with soybean occurrence in a given field (e.g., soil type and infrastructure facilities) [16]. In the present study, this information is combined within a BN structure to optimize soybean identification and mapping. Figure 3 shows a flowchart summarizing the research material and methods employed in the soybean mapping case study application of BayNeRD.
In summary, six context variables and a reference thematic map were used as inputs in BayNeRD, where a BN model was defined based on experts’ knowledge. Probability functions were computed based on pixel counting of discretized variables, allowing BayNeRD to compute the PI, which was eventually used to produce a thematic map of soybean occurrence over the study area. This thematic map was then assessed using reference data. The following subsections describe the research materials and methods in detail.
4.1. Variables
All variables used in this case study, each represented by a raster GeoTIFF, were resampled to match the grid of the MODIS vegetation indices product (MOD13Q1), with a nominal spatial resolution of 250 × 250 m [45].
Next, two classes of variables were entered:
- (1)
Target variable—soybean occurrence (S) corresponding to the studied phenomenon, represented by a thematic map with four classes for the crop year 2005/2006: (i) target presence observed (i.e., soybean); (ii) target absence observed (i.e., non-soybean); (iii) missing data (i.e., no observations); and (iv) pixels outside the study area. This thematic map, produced by Epiphanio et al. [33], was used as a reference in this study. In the BayNeRD modelling, S = s, where s = 1 for soybean presence and s = 0 for soybean absence. Two thirds of the pixels in each of the thematic class soybean and non-soybean were randomly selected from the reference map to compose the reference data for training. The remaining third of the reference map pixels was set aside to be used for accuracy assessment (reference data for testing).
- (2)
Context variables—the selected and available variables to compose the model are listed in Table 1. From expert knowledge it is known that each context variable influences soybean occurrence (S).
As a remote sensing input, the Crop Enhancement Index (CEI) [46] was used. CEI was designed to capture the high seasonality of annual crops, particularly soybean. It uses the Enhanced Vegetation Index (EVI) [47] values derived from MODIS images observed at two specific periods of the soybean crop calendar in the study area. CEI values may vary between [−1, +1] and are calculated, for each pixel, as
In BayNeRD we used CEI values in the current crop year (C variable) for 2005/2006. It is expected that soybean presence leads to high values of CEI [46]. Therefore, since soybean occurrence influences the CEI value for the current crop year, S should be a parent of C in the BN model. In addition we also used CEI values in the last crop year (i.e., 2004/2005—L variable). We used L because soybean plantations in Mato Grosso present spatially persistent characteristics over time, i.e., if soybean is sown on a given plot in a given year it is likely that soybean will be sown on the same plot in the following crop year [48]. Thus, L should be a parent of S in the BN model.
Soybean occurrence is also influenced by soil type [48], represented here by the variable soil aptitude (A). To set the soil aptitude for soybean production, we used a thematic soil map (1:250,000 scale) provided by the Secretariat of Planning and Coordination of Mato Grosso State (SEPLAN-MT) [49]. This map was produced within the scope of an ecological-economic zoning project, according to the Brazilian System of Soil Classification [50,51]. Originally, the soil map contained 26 classes (types of soil), which were pooled into two aptitude classes, low and high, defined by skilled soil experts according to soil properties such as soil composition, water holding capacity, and fertility. The low aptitude class encompasses the following soils: rock outcrops, gleysols, lithic soils, quartz sands, planosols, plinthosols, podzolic soils, solonetzic soils, alluvial soils, cambisols, concretionary soils, organic soils, and brunizem soils. On the other hand, the high aptitude class encompasses ultisols and oxisols [51]. Hence, since A influences S, A is a parent of S in the BN model.
The fourth context variable used was the terrain slope (T). To compute T we used altitude data derived from the Shuttle Radar Topography Mission (SRTM) [52]. T is critical in defining which fields are suitable for soybean production since it defines suitable areas for large scale mechanized agriculture such as soybean cultivation [53,54]. Furthermore, land’s erosive potential increases as slope increases, particularly if soil tilling practices are employed. Therefore T is a parent of S in the BN model. It is also known that T has a noticeable influence on soil formation [17]; thus, T is also a parent of A in the BN model.
Another variable that influences soybean occurrence is the distance to the nearest water body (W), computed using the hydrographic network provided by the Brazilian Electricity Sector (ANEEL) [55]. This information includes the major river courses in Brazil, at a 1:1,000,000 scale. W was incorporated in this model for several reasons: (i) the rainfall pattern in Mato Grosso makes irrigation unnecessary, leading farmers to sow soybean preferably not close to river edges; (ii) Brazilian law safeguards preservation of natural vegetation in a buffer area around water bodies—up to 500 m, depending on the width of the water body, based on Brazilian Forest code in force at this evaluation time [56]; and (iii) short distances to water bodies are generally associated with higher terrain slopes, hampering the use of these areas for soybean production. Thus, we expect that the probability of soybean presence increases as the distance to water body increases. Therefore, W is both a parent of S in the BN model, as soybean occurrence is directly influenced by W, and a descendent of T, since terrain slope directly influences the path of flowing water channels.
The distance to the nearest road (R) was computed using the road map, provided by the Brazilian Institute of Geography and Statistics (IBGE) [57]. This information includes the paved and unpaved road network for the entire country at a 1:5,000,000 scale. A close relationship between soybean occurrence and distance to roads is expected due to the logistical issues involved in accessing agricultural areas and transporting crops. That is, soybean production is expected to occur relatively close to major roads [58]. Therefore, R is a parent of S in the BN model.
Finally, areas that have no realistic role for commercial soybean production or are safeguarded by environmental protection laws in Mato Grosso were masked out. These include: (i) natural forest, identified from the Amazon Deforestation Monitoring Project (PRODES), carried out by INPE [59] using the methodology described by Shimabukuro et al. [60]; (ii) floodplains, identified from SEPLAN-MT [49]; (iii) indigenous lands, identified from Brazil’s National Indian Foundation (FUNAI) [61]; and (iv) protected areas (also called Conservation Units), which are those without authorization for agricultural exploration, identified from the Brazilian Ministry of the Environment (MMA) [62]. These layers were overlaid to create a composite mask and all masked areas were omitted from analysis (see Figure 2). As some masked areas are suitable for soybean production in terms of physical properties, this step is important to minimize compromising the definition of the probability functions when counting pixels.
4.2. Bayesian Network Model
Given the (in)dependence relationships among the context variables and between each context variable and the target variable (S), we designed a BN graphical model using a DAG [10]. Figure 4 shows the designed model, where each node represents a variable and arcs between pairwise variables represent the dependence relationships discussed earlier.
4.3. Discretization and Probability Functions
The first step after the definition of the BN graphical model is the discretization of continuous variables. The number of intervals must be appropriately chosen, i.e., neither too few to incorrectly describe the variable in the context of the phenomenon of interest, nor too many to jeopardize the definition of the probability function associated to the variable and its descendants.
Regarding T, it is well known that soybean is preferably not sown on steep terrain slopes because mechanized cultivation processes may be hindered. Instead, soybean is usually sown in flat plateau areas with terrain slope <6% [48]. A slope of 12% is considered the upper limit for mechanized cultivation [53]. Based on this knowledge, T was discretized into three intervals: one for slopes smaller than 6%, another for slopes equal to or larger than 6% but smaller than 12%, and the last for slopes equal to or larger than 12%. As T has no parents, a prior probability function is defined. By pixel counting, BayNeRD computed the prior probability function for T, considering the defined intervals, i.e., P(−∞ ≤ T = t < 0.06), P(0.06 ≤ T = t < 0.12), and P(0.12 ≤ T = t < +∞). T is a parent of S, so the probabilities of soybean occurrence given each defined interval for T were also computed, i.e., P(S = s | −∞ ≤ T = t < 0.06), P(S = s | 0.06 ≤ T = t < 0.12), and P(S = s | 0.12 ≤ T = t < +∞). Figure 5 shows a histogram of the discretized T variable and computed probabilities.
Figure 5 shows that almost 83% of the analyzed area consists of flat areas, i.e., terrain slope smaller than 6%. Additionally, it shows that finding soybean plantations in these flat areas (probability of 53.6%) is more likely than in areas where slope is ≥12% (probability of 1.6%).
CEI (C and L) observations are also critical variables for this case study as they are closely related to soybean occurrence [46]. Figure 6a shows a histogram of L values in the analyzed area with bimodal appearance. CEI values less than 0.2 are usually associated with targets with low (e.g., forest) or medium seasonality (e.g., Cerrado or pasture) [63,64]. On the other hand, CEI values greater than 0.2 are strongly associated with high seasonality targets such as annual crops like soybean [65,66]. Based on this knowledge, we empirically defined four intervals for L, as presented in Figure 6b.
Indeed, Figure 6b demonstrates the strong relationship between S and L. Although only 11.6% (4.6 + 7.0) of Mato Grosso State presented CEI values equal to or greater than 0.2 in the 2004/2005 crop year, the probability of finding soybean plantations in these areas in the 2005/2006 crop year is considerably greater than in the remaining part of the State.
Figure 7 shows a histogram of C values with the same bimodal appearance as discussed for L, and a boxplot, where a strong relationship between soybean presence and C greater than 0.2 is also evident. Indeed, the relationship between C and S is similar to that between L and S because most soybean plantations of crop year 2005/2006 were sown over the same areas of crop year 2004/2005 due to the spatially persistent characteristic of soybean crop over time in Mato Grosso [48]. Thus, for C we used the same interval limits defined for L.
As with T, L, and C, we manually defined the upper and lower limits for the remaining context variables, as stated in Table 2. The main advantage of manual definition of interval limits is that it optimizes experts’ knowledge during the discretization process.
BayNeRD uses the (in)dependence relationships among the variables (Figure 4) and the intervals defined in the discretization processes (Table 2) to define, based on pixel counting [19], all probability functions. If a node has no parents (such as L, T, and R) then a prior-probability function is defined; otherwise, a conditional-probability function that relates the node to its immediate parents is specified (S, C, A, and W) [10], as shown in Figure 8.
4.4. PI
Based on the designed BN model and the probability functions defined, BayNeRD computes, for each pixel in the study area, the probability of soybean presence given observations made on the context variables, i.e.,
5. Results and Discussion
5.1. Probability Image (PI)
The resulting PI (Figure 9) is an image in which every pixel value represents the calculated probability as defined in Equation (6).
The PI shows the spatial distribution of (the probability of) soybean crops throughout Mato Grosso territory in crop year 2005/2006. Green colored pixels represent areas with higher probability of soybean presence based on observation of the context variables. Some of the main soybean production centers according to IBGE [67] are highlighted on the PI and allow us to verify the spatial coherence between PI and official soybean statistics. Previous studies that assessed soybean spatial distribution in Mato Grosso were also consistent with the regions of higher PI values identified here [42,46].
The higher probabilities shown in Figure 9 highlight traditional centers of soybean production in the Cerrado biome of Mato Grosso, i.e., Primavera do Leste, Rondonópolis, Sapezal and the central region (Sorriso Southward). More recent soybean frontiers are in transition regions between Cerrado and the Amazon biome. In Sorriso municipality Northward (along the BR 163 highway) and Querência region, which are considered to be the newer agricultural frontiers in Mato Grosso [68], pasturelands have been converted to soybean plantations [48].
Figure 10 shows, for a small subset of the study area, the set of variables within different conditions leading to variations in the calculated soybean presence in crop year 2005/2006 (PI). The region labeled 1 is on a plateau and exhibits ideal conditions for soybean cultivation based on the designed BN model. CEI values (C and L) are high, predominantly in the upper discretized interval (≥0.26); A is high; T is flat (<6%); W is ≥2 km; and a road crosses this plateau so R is <3 km. As every context variable exhibits favorable conditions for soybean presence, the combination of these conditions results in high probability of soybean presence. The region labeled 2 is on the edge of the plateau and represents an area where soybean plantations are usually close to pasture lands. In this case three context variables are favorable for soybean presence based on the criteria discussed above (A, T, and R), but CEI values (C and L) are unfavorable (≤0.20). Moreover, there are two water bodies in this region further reducing the probability of soybean plantations. As a result, the probability of soybean presence in region 2 tended to range between 25% and 50%. The region labeled 3 corresponds to an area of Cerrado, and exhibits more or less the opposite condition to that of region 1. In this case, all context variables present unfavorable conditions for soybean presence, leading to probability values close to zero in the PI.
Various other combinations of context variables can be found in the study area. The BN network is adept at dealing with such occurrences. According to KL divergence [25], C and L were the most important variables used to infer about soybean occurrence (KL_{C} = 0.28 and KL_{L} = 0.16, i.e., the KL divergence for C and L, respectively). It means that, as pointed out by Risso et al. [64], a proper vegetation index taken at key dates over the crop calendar can be used to identify specific crops such as soybean [69]. In fact, due to its ability and practicability to detect soybean areas, CEI is also used to monitor soybean plantations in the Brazilian Amazon Biome in the context of the Soy Moratorium [65,66]. For the remaining context variables A, T, W, and R, the KL divergences were 0.009, 0.002, 0.003, and 0.0001, respectively. This result means that soil type influenced more the calculated probability of soybean presence then terrain slope, water distance, and especially the distance to a road.
The relatively small influence of R on the calculated probability of soybean presence could be explained by the fact that soybean fields are usually very large, particularly in Mato Grosso. Hence, even very high transportation costs do not hinder soybean cultivation [16]. Additionally, most soybean areas in Mato Grosso are consolidated (i.e., traditional areas planted with soybean), especially those surrounding Sapezal, Sorrizo, Rondonópolis, and Primavera do Leste, where transportation logistics have been developed to fit the available road facilities. However, we expect R to be more influential close to agricultural frontiers such as in the region of Querência [68]. Indeed, the close relationship between cash crops’ occurrence and proximity to roads has been widely explored, often using models to predict future scenarios of agriculture expansion [70] and deforestation [71]. Although modeling such knowledge is possible in principle using BayNeRD, it was beyond the scope of the present study.
The influence of T on the calculated probability of soybean presence was minimized by the fact that most parts (83%) of the study were relatively flat (T < 6%—Figure 5). Nevertheless, results showed that soybean is not likely to be sown in steep areas, corroborating that steep areas are unsuitable for large scale mechanized agriculture [53,54]. Historically, landholders sow soybean on flat areas, such as Chapada dos Parecis and those surrounding the BR-163 highway in Mato Grosso central (e.g., Sorriso region), where the large soybean hubs are located [58].
In general, where only one context variable is unfavorable and/or is not strongly related to soybean occurrence (such as W, which presented KL_{W} = 0.003), any decrease in the calculated probability of soybean presence is likely to be very small. However if the context variable has a strong relationship with soybean occurrence (for example C, which presented KL_{C} = 0.28), any unfavorable condition of this variable is likely to decrease soybean probability values substantially. Additionally, the mixing within a pixel size of 250 × 250 m (defined as our nominal spatial resolution), especially over the boundaries of defined discretized intervals, could be noted in Figure 10, which presented both orange and light-green colored pixels surrounding green pixels in the PI.
5.2. Creating Thematic Maps from the PI
The PI, as shown in Figure 9, is the main output of BayNeRD and may be used in a range of different applications. For example, if one is looking for soybean areas for environmental supervision of soybean plantations in recent deforested areas, as defined in the Soy Moratorium context in Brazil [65,66], then areas where the probability of presence of soybean is high could be prioritized and the PI could be used to guide the logistics of field inspection by regulatory agencies [19]. The PI can also be used as input for classifiers (e.g., as prior probability for the maximum likelihood classifier) or to mask out low probability areas before running a classification.
Additionally, the PI can also be used to produce a thematic map (e.g., for acreage estimates) by applying a threshold probability value where all pixels with values above the threshold are allocated to the target thematic class (e.g., soybean). This value, herein called TPV, can be defined as any real value between 0% and 100%. Apart from a manually defined TPV, six criteria were implemented in BayNeRD to select a TPV according to some criterion, as defined in Section 3.6. Selecting the TPV, using reference information (e.g., reference data for testing). The TPV that produces the most suitable thematic map, following the chosen criterion, is then called the best TPV.
The goal is to find the TPV that generates the most suitable thematic map showing two classes: target (soybean) and non-target (non-soybean). Several metrics are discussed in the literature to access map accuracy [72,73]. The most widely used one is the kappa index [28,74]. However, in the case of binary classifications, Foody [75] pointed out the advantages of two complimentary indices: sensitivity and specificity [27]. These indices indicate the ability to find true positives (e.g., soybean areas which are correctly labeled soybean) and true negatives (e.g., non-soybean areas, which are correctly labeled non-soybean), respectively.
By varying the TPV from 0% to 100% different thematic maps were produced. Obviously, TPV = 0% produced a thematic map where all pixels within the study area were labeled as soybean. When all pixels were labeled soybean, all true soybean areas were then labeled as soybean and consequently sensitivity was equal to 100%. On the other hand, all true non-soybean areas were also labeled as soybean, and, consequently, specificity was 0%. With TPV increasing from 0 to 100%, sensitivity decreases while specificity increases. A useful graph to represent accuracy assessment in terms of these two indices is known as a Receiver Operating Characteristic (ROC) curve [76]. In an ROC curve the sensitivity is plotted on the Y-axis while the X-axis represents 1-specificity. Thus, the upper left corner represents the ideal point of 100% sensitivity and 100% specificity. According to Zweig & Campbell [26], the closer the point is to the upper left corner in a ROC curve, the higher the overall accuracy of the thematic map. Therefore, the used nearest 100% sensitivity and 100% specificity point criterion aimed at selecting the TPV that produces a thematic map where its corresponding point in a ROC curve is closest to the upper left corner, based on the reference data for testing. Figure 11 shows a ROC curve produced by varying TPV from 0% to 100%.
In the ROC curve presented in Figure 11 all points plotted above the diagonal (random guess) represent a strong classification result (i.e., better than random) [76]. This indicates that the PI is an accurate representation of the phenomenon (in this case, soybean occurrence). According to the nearest 100% sensitivity and 100% specificity point criterion, the best TPV should be 47%, resulting in a thematic map with sensitivity of 90.0% and specificity of 92.2%.Moreover, the overall accuracy of 91.1% and a kappa value of 0.82 corroborated the fact that this best TPV produced an accurate thematic map of soybean areas, based on the reference data for testing. Figure 12 shows the accuracy indices for the PI-derived thematic maps generated by varying TPV from 0% to 100%.
A TPV can be defined to be more or less restricted in terms of associating a degree of belief, represented by a probability value, in which a pixel can be associated to the target thematic class, prioritizing either sensitivity or specificity. If the aim is that the total soybean area of the final thematic map closely matches the official statistics, the TPV can also be selected accordingly. For example, the thematic map generated with a TPV (manually defined) equal to 84% is more restrictive in terms of labeling a pixel as soybean but best matched the official soybean acreage for the 2005/2006 crop year in Mato Grosso. Indeed this thematic map presented 6.1 Mha of soybean—only 0.8% higher than the official data published by IBGE [67].
Similar to mapping soybean using remote sensing and environmental variables, Krug et al. [77] used various environmental observations such as sea surface temperature and wind velocity in BNs to investigate coral bleaching along the Bahia State coast, Brazil. They also pointed out that BNs could be used as a prediction tool, incorporating evidence from a large data set of environmental observations, as we demonstrated here. In fact, BayNeRD could be used to infer knowledge about a variety of phenomena based on observations of variables that are somehow related to the phenomena. For example, it may be used to identify forested areas susceptible to burning based on observations of forcing variables such as selective logging, deforestation, rainfall, distance to roads, and land use type of surrounding areas [78,79]. Detecting landslide susceptibility based on observations made upon variables such as slope, soil, lithological classes, terrain curvature, land cover, and rainfall represents another possible application of BayNeRD [80]. BayNERD could also enable inference about the occurrence of certain fish species based on data such as sea surface temperature, chlorophyll concentration and sea surface winds [81].
6. Conclusion
This paper described the basis functioning and implementation of a computer aided BN method for raster data analysis: Bayesian Networks for Raster Data (BayNeRD). BayNeRD provides a new computer-aided method to characterize phenomena through plausible reasoning inferences based on observations of several variables. The number of variables is not limited and the sole conditions are an accurate match of raster cells and the availability of a suitable reference data set.
The case study of mapping soybean areas in Mato Grosso State, Brazil, showed BayNeRD’s capability to model environmental phenomena. Based on observations made upon Crop Enhanced Index (CEI) values for the current and last crop years, soil type, terrain slope, and distance to the nearest road and water body, the resulting Probability Image (PI) from BayNeRD depicted a spatial distribution of soybean areas consistent with expert knowledge and official statistical data. Furthermore, the PI was used to produce soybean thematic maps by varying the Target Probability Value (TPV) according to different criteria, achieving an overall accuracy greater than 91% or a soybean acreage estimation with more than 99% in accordance with the official data.
Advantages of BayNeRD include that it incorporates expert’s knowledge into the process; it models the (in)dependence relationships among several observed variables; it outputs variable importance information, through the Kullback-Leibler divergence; it can accommodate different forms of data (numerical and categorical); it can handle incomplete data; it allows computation of probability functions from the data; and it is a user-friendly implementation in a free software ready to handle raster data sets.
The BayNeRD algorithm has been implemented in R software [20] and can be found on the internet. As future work, we plan to add some improvements in the BayNeRD algorithm, such as: automating both the discretization process as well as the definition of (in)dependence relationships among variables [82]; possibility to define more than two classes for the target variable; and explicit spatial influence, such as neighborhood structures [83].
The authors thank Nikolay Balov, from the University of Rochester Medical Center, for assistance with the catnet R package; Ruy Dalla Valle Epiphanio for sharing part of the dataset used in this work; the Brazilian Research Councils CNPq (Conselho Nacional do Desenvolvimento Científico e Tecnológico—142845/2011-6 and 158877/2013-6), CAPES (Coordenação de Aperfeiçoamento de Pessoal de Nível Superior—33010013005P0) and Fapesp (Fundação de Amparo à Pesquisa do Estado de São Paulo—2008/56252-0), and the German Exchange Service DAAD (Deutscher Akademischer Austausch Dienst—12/A/72898) for financial support; and the anonymous referees for their constructive comments and suggestions.
Conflicts of Interest
The authors declare no conflict of interest.
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Table 1. Summary of the six context variables used in the soybean mapping case study. |
Variable | Description |
---|---|
C | CEI^{*} value in the Current crop year (2005/2006) |
L | CEI^{*} value in the Last crop year (2004/2005) |
A | Soil Aptitude |
T | Terrain slope (given in %) |
W | Distance to the nearest Water body (given in km) |
R | Distance to the nearest Road (given in km) |
^{*}Crop Enhancement Index [46].
Table 2. Summary of the intervals limits defined for each of the six context variables, described in Table 1. |
Interval # | C | L | A | T | W | R |
---|---|---|---|---|---|---|
1 | [−∞; 0.05) | [−∞; 0.05) | low | [−∞; 0.06) | [−∞; 0.5) | [−∞; 3.0) |
2 | [0.05; 0.20) | [0.05; 0.20) | high | [0.06; 0.12) | [0.5; 1.0) | [3.0; 8.0) |
3 | [0.20; 0.26) | [0.20; 0.26) | [0.12; +∞) | [1.0; 2.0) | [8.0; +∞) | |
4 | [0.26; +∞) | [0.26; +∞) | [2.0; +∞) | |||
# of intervals | 4 | 4 | 2 | 3 | 4 | 3 |
Intervals are closed on the left and opened on the right, as denoted by [ and ), respectively.
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