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Article

Estimation of Solar Radiation for Tomato Water Requirement Calculation in Chinese-Style Solar Greenhouses Based on Least Mean Squares Filter

1
College of Information and Electrical Engineering, Shenyang Agricultural University, Shenyang 110866, China
2
School of Automation and Electrical Engineering, Shenyang Ligong University, Shenyang 110159, China
3
College of Horticulture, Shenyang Agricultural University, Shenyang 110866, China
4
National and Local Joint Engineering Research Center of Northern Horticultural Facilities Design and Application Technology (Liaoning), Shenyang 110866, China
5
Key Laboratory of Protected Horticulture, Ministry of Education, Shenyang 110866, China
*
Authors to whom correspondence should be addressed.
Sensors 2020, 20(1), 155; https://doi.org/10.3390/s20010155
Submission received: 19 November 2019 / Revised: 22 December 2019 / Accepted: 22 December 2019 / Published: 25 December 2019
(This article belongs to the Special Issue Sensors in Agriculture 2019)

Abstract

:
The area covered by Chinese-style solar greenhouses (CSGs) has been increasing rapidly. However, only a few pyranometers, which are fundamental for solar radiation sensing, have been installed inside CSGs. The lack of solar radiation sensing will bring negative effects in greenhouse cultivation such as over irrigation or under irrigation, and unnecessary power consumption. We aim to provide accurate and low-cost solar radiation estimation methods that are urgently needed. In this paper, a method of estimation of solar radiation inside CSGs based on a least mean squares (LMS) filter is proposed. The water required for tomato growth was also calculated based on the estimated solar radiation. Then, we compared the accuracy of this method to methods based on knowledge of astronomy and geometry for both solar radiation estimation and tomato water requirement. The results showed that the fitting function of estimation data based on the LMS filter and data collected from sensors inside the greenhouse was y = 0.7634x + 50.58, with the evaluation parameters of R2 = 0.8384, rRMSE = 23.1%, RMSE = 37.6 Wm−2, and MAE = 25.4 Wm−2. The fitting function of the water requirement calculated according to the proposed method and data collected from sensors inside the greenhouse was y = 0.8550x + 99.10 with the evaluation parameters of R2 = 0.9123, rRMSE = 8.8%, RMSE = 40.4 mL plant−1, and MAE = 31.5 mL plant−1. The results also indicate that this method is more effective. Additionally, its accuracy decreases as cloud cover increases. The performance is due to the LMS filter’s low pass characteristic that smooth the fluctuations. Furthermore, the LMS filter can be easily implemented on low cost processors. Therefore, the adoption of the proposed method is useful to improve the solar radiation sensing in CSGs with more accuracy and less expense.

1. Introduction

Since being introduced in the 1930s, the Chinese-style solar greenhouse (CSG) has gradually grown in Chinese agriculture. The greenhouse vegetable industry accounts for 20% of the total vegetable production area in China, but it produces 35% of the output and 60% of the economic value in 2013 [1]. In 2013, the CSG cultivation area amounted to 612,000 ha [2].
Solar radiation is an important factor affecting the calculations of water requirement [3,4] and environmental evaluation [5] in precision agriculture. However, few CSGs are equipped with enough sensors due to purchase price and subsequent maintenance [6,7]. Solar radiation sensors, among the sensors in solar greenhouse applications, are very expensive [8,9,10,11]. To produce quality crops in a sufficient quantity in greenhouses, the demand for solar radiation sensing in CSGs is increasing rapidly [12,13,14]. To address this need, some methods that estimate the solar radiation inside CSGs (Hi) with few or no sensors have been introduced. Ahamed et al. (2018) proposes the CSGHEAT model in their study and this model can estimate Hi based on outdoor solar radiation and cloud cover [15]. Tong et al. (2009), Ahamed (2018) et al. use outdoor solar radiation and film transmittance to estimate Hi [16,17]. In addition, some researches about indoor solar radiation estimation on other type greenhouses are also performed [18,19].
In studies of Tong (2009), Ahamed et al. (2018) and Sethi (2009), the horizontal solar radiation outside the greenhouse (Hout) is decomposed into beam radiation (Hb) and diffuse radiation (Hd) [15,16,18]. In the study of Gavilán (2015), decomposition is not conducted [19].
For decomposition, Hout is first divided into Hb and Hd [16,17,20]. Inman et al. (2013) proved that the ratio of the clearness index (Kt) of Hout to extraterrestrial solar radiation (Ho) is an important factor for decomposition [21]. According to Kt, the ratio of Hd to Hout is a fixed function relationship [22,23]. After decomposition, Hb and Hd are multiplied by film transmittance of beam radiation (τb) and film transmittance of diffuse radiation (τd), respectively. Finally, the sum of the two multiplications is the estimation of radiation inside a greenhouse. In our study, the estimation of Hi estimated by astronomy and geometry method is presented as Hc. In the other case, Hout is directly multiplied by greenhouse transmittance (τg) so decomposition is not needed [19]. In summary, the accuracy of these methods is related to Kt, τb, τd, or τg, and τb, τd, or τg are always constants. However, none of these parameters are constant in practice, reducing the accuracy of these methods [24,25,26].
At the experimental site, the low outside temperature in winter means ventilation is rare, so properly calculating the water requirement for the tomatoes is important because overestimating the requirement will lead to higher humidity, which is harmful to tomatoes [27].
Some models of crop water requirement have been formulated, such as the Penman–Monteith equation [28,29] and the Hargreaves equation [30], which are based on meteorological parameters including solar radiation, temperature, relative humidity, wind speed, etc. However, the Penman–Monteith equation was proven to be restricted because too many sensors, which are costly and require frequent maintenance, are needed in greenhouse applications [31]. Hargreaves and Allen (2003) proved the accuracy of the Hargreaves equation is related with the calculation period, which must be five days or more, so it is not suitable for high-frequency irrigation applications [32]. In many cases, tomatoes are cultivated in substrates with lower water-holding capacity, so high-frequency irrigation is required.
To address the restrictions of the Penman–Monteith and Hargreaves equations in greenhouse applications, an equation was proposed by Carmassi et al. (2007) [33]. To perform Carmassi’s equation, only solar radiation and temperature are needed.
To the best of our knowledge, adaptive filters have rarely been applied in solar radiation estimation. Among digital filters used in applications, the adaptive filter [34,35] is advantageous compared with the finite impulse response (FIR) filter and infinite impulse response (IIR) filter due to its better performance in situations with a spectrum overlap between the signal and noise [36]. Adaptive filters are widely used in many fields such as noise canceling, system identification, and signal prediction [37,38].
Therefore, in our study, we adopted an adaptive filter to estimate Hi more accurately and less expensively. The objectives of this study were (1) to estimate Hi and compare the results conducting estimations with other methods (2) to calculate the water required by tomatoes using the Hi estimated with an adaptive filter and compare the results with the requirement calculated using other methods and (3) to analyze the performance of the proposed method.

2. Material and Methods

2.1. Experimental Materials, Measurement and Evaluation

2.1.1. CSG Architecture

As shown in Figure 1, the architecture of a CSG consists of a south roof, north roof, north wall, gables, and blanket. In many cases, a CSG is east-west oriented to intercept more solar energy. In the cold season, the blanket is rolled up during the day and the sunlight enters from the south roof. The crops, ground, north wall, and gables absorb energy. After the blanket is dropped at night, the gables and north wall release heat to maintain temperature [39].
CSGs extend the crop growing season in the cold areas in China between 34° and 41° N, where the temperature falls below −20 °C at night. CSG cultivation requires little auxiliary heating equipment; the consumption of energy and emissions of carbon dioxide are considerably reduced.

2.1.2. Experimental Site and Measurement Methods

We conducted this study in an east-west-oriented CSG in Shenyang, China (41°48′ N, 123°24′ E, 42 m a.s.l.). The greenhouse was 60 m long and 12 m wide. The height of the north wall and north roof were 3 m and 5.5 m, respectively. The south roof was covered by a single layer of 0.00012 m thick polyethylene film.
The cultivation area inside the greenhouse was 55 m long from east to west and 10 m wide. Tomatoes were grown with row spacing of 1 m, within-row spacing of 0.33 m, and plant density of 4 plants·m−2. Tomatoes were grown in substrate and irrigated using a drip irrigation system. The tomatoes were sown on 5 August 2017. Then, the transplant was performed on 1 September 2017 and the cultivation finished on 27 December 2017. We conducted this study using Hout data collected from outer weather station and indoor pyranometers (Hs) from 1–26 December 2017. It was cold and nature ventilation was rare during the experimental days.
Six temperature sensors (SHT10, Sensirion, Zurich, Switzerland) and three pyranometers (MP200, Apogee Instruments, Logan, UT, USA) were installed in the experimental greenhouse. The temperature sensors were hung 1.5 m above the ground and pyranometers were placed horizontally at different heights above the ground (1.5, 2, and 2.5 m) according to the growth condition of the tomatoes. The placement of indoor sensors is shown in Figure S1.
The temperature sample interval was 15 min and the mean of the temperature recorded by the six installed sensors was considered the temperature inside the greenhouse. The sample interval of solar radiation was 15 min [40] and the mean of three installed pyranometers was taken as the true Hi value.

2.1.3. Evaluation Parameters

As evaluation parameters, we adopted the coefficient of determination (R2), percent error (PE), root mean square error (RMSE), relative root mean square error (rRMSE), and mean absolute error (MAE), and these parameters were calculated according to Equations (1)–(5), respectively [22,23,40]. In our study, R2, RMSE, rRMSE, and MAE were firstly used for comparisons between the estimated solar radiation and measured solar radiation. Additionally, they were also used to compare the daily water requirements of tomatoes calculated by estimated data and sensor data. RE was used to compare the error rates of water requirements.
R 2 = 1 ( y e y m ) 2 ( y m y m _ mean )
Percent   Error ( PE ) = y e y m y m × 100 %
RMSE = ( y e y m ) 2 n
rRMSE = 100 y m _ mean ( y e y m ) 2 n
MAE = | y e y m | n
where ye is the estimated value, ym is measured value, ym_mean is the mean of ym, and n is the number of samples.

2.2. Classic Methods of Estimating Hi

Two methods have mainly been used for estimating Hi. Method 1 is based on knowledge of astronomy and geometry according to the following procedure:
Step 1: Calculate H0 using Equation (6) [12]:
H 0 = 24 × 3600 π G sc ( 1 + 0.033 cos 360 n day 365 ) × ( cos φ cos δ sin ω s + π ω s 180 sin φ sin δ )
where Gsc is solar constant, Gsc = 1367 Wm−2, ϕ is the latitude of the location and nday is the day number of the year, counted from 1 January, and δ and ωs are the daily solar declination and sunset hour angle, respectively [22]:
δ = 23.45 sin [ 360 ( n day + 284 ) 365 ]
ω s = cos 1 ( tan φ tan δ )
Step 2: Calculate Kt according to Ho and Hout via Equation (9) [22]:
K t = H out H 0
Step 3: Decompose Hout into Hb and Hd according to Kt [8,13] using Equation (10):
H d H out = { 0.95 K t < 0.175 0.9698 + 0.4353 K t 3.4499 K t 2 + 2.1888 K t 3 0.175 < K t < 0.775 0.26 K t > 0.775 .
Step 4: Calculate Hc via Equation (11) [15,17]:
H c = H c τ b + H d τ d = ( H out H d ) τ b + H d τ d
where τb is film transmittance to Hb and τd is film transmittance to Hd. The values of τb and τd are 0.88 and 0.65 in the experimental greenhouse, respectively.
Method 2 [19] is based on Equation (12):
H c = H out τ g
Method 2 is simpler than Method 1, but as shown in Figure S2, the mean and variance τg of the experimental greenhouse was different from that in another study [19], so Method 1 was adopted in this study for comparison.
In both methods above, film transmittance and global transmittance are constant, but this does not reflect the reality. Some studies proved global transmittance changed with the incidence angle of the sun [24,25] and film transmittance changed due to aging and deposition [26]. So, estimating solar radiation merely according to fixed transmittance is not reliable and is prone to error.

2.3. Tomato Water Requirement Calculation

Carmassi’s equation was dedicated to calculating the water requirement of tomatoes according to only two meteorological parameters: solar radiation and temperature. Carmassi’s equation is calculated as follows:
Step 1: Calculate leaf area index (LAI) according to Equation (13) [33]:
{ LAI = a + b + a 1 + exp [ ( c GDD ) / d ] GDD = Start _ day Stop _ day ( T avg 8 )
where a, b, c, and d are regression constants, a = 0.335, b = 4.803, c = 755.3, and d = 134.7; GDD is tomato growing degree days; Tavg is indoor daily average temperature, °C; Start_day presents the sowing date and Stop_day presents the date when cultivation ends. Something to be pointed out is that GDD is taken as dimensionless in LAI’s computation. The GDD values are shown in Figure S3, and the values of GDD on 1 and 26 December were 1252 and 1340, respectively.
Step 2: Calculate extinction factor k according to Equation (14) [33]:
H up H down = exp ( k × LAI )
where Hup and Hdown are solar radiation above and below the canopy, respectively; Hup and Hdown were measured using two pyranometers placed horizontally at 2.5 and 1.5 m above the ground. During the experimental days, k was 0.69.
Step 3: Calculate the water requirement of tomatoes according to Equation (15) [33]:
V u = A [ 1 exp ( k × LAI ) ] R i λ *
where A = 0.946, B = 0.188, λ* is the latent heat of vaporization (2.45 MJ kg−1), and Ri is the energy intercepted by canopy (MJ m−2 day−1). Ri is calculated as [33]:
R i = T start T stop H i T s
where Ts is the sample interval, and Tstart and Tstop are start time and stop time of water requirement calculation, respectively. Tstart was confirmed by the time when Hs first rose above 10 Wm−2 and Tstop was confirmed by the time when the Hs first fell to 0 Wm−2. On sunny days during the experiment, Tstart was 08:00 and Tstop was 16:00.

2.4. LMS Filter

According to the filter refresh algorithm, some kinds of adaptive filters can be used [41], such as the least mean squares (LMS) filter [35], recursive least squares (RLS) filter [42], least mean p-norm (LMP) filter [43], normalized LMP (NLMP) filter [44], least mean absolute deviation (LMAD) filter [44], and normalized LMAD (NLMAD) filter [44]. The basic diagram of adaptive filter is shown in Figure S4. Among these, the LMS filter’s resource consumption is low, making it suitable for applications in resource-constrained systems such as microcontrollers, which have only smaller RAM and run at a lower speed [45]. So, we only focused on the LMS filter’s performance.
The LMS filter updates its filter coefficients according to least mean squares algorithm; computation proceeds according to Equations (17)–(19) [36]:
y ( n ) = x T ( n ) w ( n )
e ( n ) = x ( n ) d ( n )
w ( n + 1 ) = w ( n ) + 2 μ e ( n ) x ( n )
where μ is the convergence factor of LMS filter, and w(n + 1) is the filter coefficient in the next iteration.
μ, which is related to convergence speed and approximate precision, is an important factor in the LMS filter. In addition, a smaller value of μ leads to higher approximate precision and lower convergence speed, and vice versa. The LMS filter is fully analyzed according to Equations (20)–(22) [37,38]:
E [ w ( n + 1 ) ] = E [ w ( n ) ] + 2 μ E [ e ( n ) x ( n ) ] = E [ w ( n ) ] + 2 μ R dx 2 μ R xx E [ w ( n ) ]
where Rdx = E[d(n)x(n)] is the cross correlation matrix of the input and desired signals, Rxx = E[x(n)xT(n)] is the autocorrelation matrix of the input signal, and Rxx is at least a positive semi-definite matrix, so a normalized orthogonal matrix Q sets up Equation (21) [37,38]:
R xx = Q Λ Q 1 = Q Λ Q T
where the modal matrix Q is orthonormal. The columns of Q, which are the eigenvectors of Rxx, are mutually orthogonal and normalized. Notice that Q−1 = QT, Λ is the spectral matrix and all its elements are zero except for the main diagonal, whose elements are the set of eigenvalues of Rxx, which are presented as, λ1, λ2, λ3, …, λL. According to Equation (22), Λ has the following form [37,38]:
Λ = [ λ 1 0 0 0 0 λ 2 0 0 0 0 λ L 1 0 0 0 0 λ L ]
The eigenvalues of Rxx are all real and greater or equal to zero, and μ can be calculated according to [37,38]:
0 < μ < 1 λ max
where λmax is the maximum eigenvalue of Rxx.
A tightly-constrained equation about μ is [37,38]:
0 < μ < 1 tr ( R xx )
where tr(Rxx) is the trace of Rxx. And tr(Rxx) is calculated as [37,38]:
tr ( R xx ) = L R xx ( 0 ) = L E [ x 2 ( n ) ]
where L is the number of taps of the LMS filter.
Equations (24) and (25) prove that the upper bound of μ is the power of the input signal, which can be calculated easily in applications.

2.5. Discrete Fourier Transform (DFT), Fast Fourier Transform (FFT), and Pass Band Characteristics of Filters

2.5.1. DFT and FFT

DFT is a fundamental tool in signal processing applications, and FFT [46] is the fast algorithm of DFT. The characteristics in the frequency domain of the interested signals are obtained by DFT and FFT. DFT is calculated according to [46]:
X ( k ) = n = 0 N 1 x ( n ) e j 2 π N nk
where X(k) is the frequency domain values of time series x(n), N is the calculation length, and both n and k range from 0 to N − 1.

2.5.2. Filter Pass Band Characteristic

The pass band characteristic of a filter is the response effect of the amplitude-frequency characteristic of a filter to the signal of a different frequency. It can be calculated using Equation (26). Filters are classified as high pass, low pass, band pass, notch, and all pass according to the band characteristics. For example, a low pass filter passes low-frequency components and attenuates high-frequency components, so the output signal is always smoother than the input signal.

2.6. Proposal Methods and Evaluation Procedures

We focused on estimating Hi using Hout recorded from a weather station, which is basic equipment in many growing areas in China.
The flow chart of data processing is shown in Figure 2. Firstly, Hout and Hs were obtained from a weather station and the sensors inside the greenhouse. Hc was calculated according Equations (6)–(11). Secondly, Hout and Hc were used as the x(n) and d(n) input signals for the LMS filter, respectively; therefore, the output signal of the LMS filter was the estimation of Hi and is presented as Hf. The required water volume for tomato, according to Hc, Hf, and Hs, which are presented as Vc, Vf, and Vs, respectively, were calculated via Equations (13)–(16).
The performance of curve fitting, including Hf–Hs and Hc–Hs, were evaluated to analyze each solar radiation estimation method. The performance of curve fitting, including Vf–Vs. and Vc–Vs, were evaluated to analyze water requirement according to each solar radiation estimation method. Both of the evaluations were based on the equations proposed in Section 2.1.3. All data in this study were processed and all figures were drawn using Python 3.7 (Python Software Foundation, Wilmington, DE, USA). The data of Hs and Hout is available in Data file S1 and Data file S2 respectively. And the program is available in Program file S1.

3. Results and Discussion

3.1. Determination of μ and L

The length (L) of the LMS filter varies in different applications and ordinary lengths are 8, 9, 64, and 128, but the sample interval in greenhouse applications always ranges from 1 min to 1 h or more. Given a sample interval of 15 min, L = 128, introduces a time delay at more than 24 h, so a smaller number of taps is preferred. In this study, L was 9.
According to Equations (24) and (25), the upper bound of μ was computed. In experimental days, the maximum of E[x2(n)] was 145. To avoid computational overflow in the program, each value of Hout was multiplied by 0.01. So, the upper bound of μ was 0.0007.
In the range of 10−5 to 5 × 10−4, six values were chosen for evaluation to determine the exact value of μ. According to the procedure proposed in Section 2.6, Hf and Hc were computed according to Hout collected between 07:00 and 17:00 on experimental days. Then, the performance was evaluated; notably, in the three taps of the left shift of Hf for compensation of computational delay. In the latter parts of this study, the length and direction of shift were constant unless otherwise mentioned.
As shown in Table 1, the distribution of evaluation parameters showed a single peak, and R2, RMSE, rRMSE, and MAE reached their minimum when μ was 5 × 10−5; so, in this study, μ was determined.

3.2. Estimation of Hi and Tomato Water Requirement Calculation under Sunny, Partly Cloudy and Overcast Conditions

3.2.1. Estimation of Hi

Computations were performed using data from six days according to the procedure in Section 2.6. The curves of Hout, Hc, Hf, and Hs are shown in Figure 3. Two days were sunny, 11 and 12 December. In Figure 3c, the curve of Hs fluctuated obviously near its peak value, whereas the curve of Hf, which tended to have a half-wave sinusoidal shape, was smooth. In other words, the fluctuation range of Hf was very narrow near noon. The fluctuations of Hout and Hc ranged between Hs and Hf. We observed quick changes in the curves of Hout and Hc near their peak value at about 11:00 each day and the quick changes were introduced by a metal bar installed nearby the weather station. So, the weather station measurements were temporarily disturbed by the shadow of the bar. In contrast, the curve of Hf proved to be immune to this temporary disturbance.
The weather was partly cloudy on 5 and 10 December. According to the curves of Hout, Hc, Hf, and Hs in Figure 3b, as the cloud cover increased after 14:00 on 5 December, the curves of Hout, Hc, and Hs fluctuated considerably, and these fluctuations made the curves rougher than the Hf curve. The overall trend of the curves was Hf > Hc > Hs during this time. The fluctuations of the curves of Hout, Hc, and Hs on 10 December were more obvious than on 5 December. However, the Hf curve was smoother than the other curves and fluctuation range was narrow on 10 December. In addition, the shape of Hf on both days distorted gradually.
The day was overcast on 2 and 8 December. Due to the lower outer solar radiation in the morning on these days, the blanket was rolled up later than usual. So a distinguishing rising edge, after which Hs curve was close to the Hc and Hf curves, rapidly appeared on the Hs curve in Figure 3a. The operation of the blanket resulted in a Tstart at 11:00 and 10:00 on 2 and 8 December, respectively. According to the Hout, Hc, Hf, and Hs curves in Figure 3c, as the cloud cover increased after 13:00 on 2 December, the curves of Hout, Hc, and Hs fluctuated obviously, making the curves rougher than the Hf curve. The fluctuations of Hout, Hc, and Hs curves on 8 December proved to be more obvious than on 2 December. However, the curve of Hf was smoother than other curves and the fluctuation range was narrow on 8 December. The shapes of Hf on both days were distorted and were no longer half-wave sinusoidal.

3.2.2. Tomato Water Requirement

According to Equation (16), Ri was computed using Hc, Hf, and Hs, which are presented as Rc, Rf, and Rs, respectively. Tstart values were 08:15, 08:00, 08:00, 08:00, 11:00, 10:00 and Tstop values were 16:00, 16:15, 15:45, 16:15, 15:45, 16:00 on 11, 12, 5, 10, 2, 8 December, respectively. Then, Vc, Vf, and Vs. were calculated using Equation (15) as shown in Table 2. The PE of Vf–Vs. and Vc–Vs, presented as PEfs and PEcs, respectively, calculated via Equations (27) and (28), respectively, are also shown in Table 2.
PE fs = V f V s V s × 100 %
PE cs = V c V s V s × 100 % .
The data on 11 and 12 December in Table 2 show that Vs. < Vf < Vc and PEfs < PEcs. The PEfs values on both days were smaller than 2% but the values of PEcs tended to be more than 7%. The data show PEfs < PEcs on 5 December and PEfs > PEcs on 10 December. The difference in PEfs and PEcs was 5.6% on 5 December and 1.2% on 10 December. The data on 2 and 8 December show that PEfs = PEcs.

3.3. Overall Performance of Estimation of Hi and Tomato Water Requirement Calculation

3.3.1. Overall Performance of Estimation of Hi

The scatter plot of Hf and Hs is shown in Figure 4a and the fitting function of Hf and Hs was y = 0.7634x + 50.58. The scatter plot of Hc and Hf is shown in Figure 4b and the fitting function was y = 0.9376x + 33.04. The latter analysis focuses on the performance of each method under sunny conditions, which dominated during the experimental period.
In Figure 4a,b, when some points of Hf increased above 30 Wm−2, Hs was nearly 0 Wm−2. These larger values are mainly attributed to the postponed blanket operations. Differences of Hs and estimated values including Hf and Hc appeared to be large because Hf and Hc had reached higher values when Hs was still near 0 Wm−2.
As shown in Figure 4a, Hs increased to about 200 Wm−2 during 09:00–10:00 and 14:00–15:00 when Hs stayed below Hf and Hc.
In Figure 4a, as Hs rose above 200 Wm−2, the number of points of Hf < Hs also increased gradually. When Hs rose above 300 Wm−2, the number of points of Hf < Hs was greater than the number of points of Hf > Hs. The details of the curves during 10:00–14:00 on 11 and 12 December indicates as Hs rose above 200 Wm−2, the increasing speed rose so the curve of Hs gradually stayed above the curve of Hf. Hence, the increasing number of points of Hf < Hs in Figure 3c contributed to the increasing rising speed of Hs. The peaks in the Hs curve on these two days in Figure 4a reached more than 300 Wm−2; so, when Hs > 300 Wm−2, the number of points of Hf < Hs dominated. Oscillation was observed when Hs rose above 200 Wm−2, so some Hf > Hs points were introduced.
In contrast, in Figure 4b, the number of points of Hc < Hs changed within a small variation range, and Hs stayed above Hc only near its peak value. When Hs rose above 250 Wm−2 (Figure 4b), some points of Hc < Hs occurred due to the disturbance caused by the metal bar near the outer weather station.
In summary, the overall trend in Figure 4a was Hc > Hf > Hs when Hs < 200 Wm−2, and Hc > Hs > Hf when Hs > 200 Wm−2. According to Figure 4a,b, the fluctuation range of Hf was the smallest among the four curves.
The pass band characteristics of LMS filters in Section 3.2 are shown in Figure 5. And the FFTs of Hout in Section 3.2 are also shown in this figure. The pass band characteristics of LMS filters in these six days were all low pass. The low pass characteristic made Hf smoother than Hout, which was the smoothest among Hout, Hc, and Hs. The low pass characteristic also made the LMS filter immune to temporary disturbances, which were common in many greenhouse applications.
We found the LMS filter is not applicable if research focuses on the fluctuations in solar radiation due to its low pass characteristic.

3.3.2. Overall Performance of Tomato Water Requirement Calculation

According to the procedure in Section 3.2.2, we calculated the Vc, Vf, and Vs. of each day during the experimental period, as shown in Figure 6. The overall trend of these three values was the same: they all increased when cloud cover decreased. Vf was close to Vs. when cloud cover was lower, and to Vc when cloud cover was higher.
The scatter plots of Vf–Vs. and Vc–Vs. are shown in Figure 7, and the fitting functions of Vf–Vs. and Vc–Vs. are y = 0.8470x + 102.2 and y = 0.9656x + 74.6, respectively. As shown in Figure 7, Vf was close to Vc when Vs. < 400 mL and Vf was close to Vs. when Vs. > 400 mL. The difference between Vf and Vs. decreased as Vs. increased but, conversely, the trend in the difference between Vc and Vs. was not the same as Vf–Vs. When Vs. rose above 600 mL plant−1, the values of Vf and Vs. were almost the same; when Vs. dropped below 400 mL plant−1, the values of Vf and Vc were almost the same.
PEfs, PEcs, and Kt are shown in Figure 8. We found an opposite trend between PEs and Kt. The lowest value of PEfs was lower than that of PEcs. Among 2, 8, 14, 22, and 24 December, in which Kt was greater than 40%, PEfs was close to PEcs and PEfs < PEcs on other days. Among 1, 2, 11, and 12 December, PEfs was almost 0.

4. Discussions

The four evaluation parameters of Hf–Hs and Hc–Hs on days in Section 3.2 were computed according to Equations (1) and (3)–(5), as shown in Table 3. Studies proved that estimation of solar radiation in hourly intervals was good enough if rRMSE ranged from 34% to 41% [16,47,48], so conclusions can be drawn as follows. Under sunny conditions, the estimation of Hf–Hs was more accurate than Hc–Hs and both of the methods were good enough on 11 and 12 December. Under partly cloudy conditions, the estimations of Hf–Hs and Hc–Hs were all good enough, with rRMSE in both cases below 41% on 5 December. Due to the rRMSE of Hf–Hs being above 41%, only the estimation of Hc–Hs was good enough on 10 December. Under overcast conditions, the estimations of Hf–Hs and Hc–Hs were all poor, with rRMSE above 41% on 2 December and rRMSE of Hf–Hs above 41%. Only estimation of Hc–Hs was acceptable on 8 December.
Badescu et al. (2013, 2014) and Son et al. (2018) prove the estimation accuracy of solar radiation decreases with increasing cloud cover [47,48,49]. Additionally, the decreasing of estimation accuracy lies in the increasing portion of diffuse solar radiation, which is always measured at a lower accuracy [48]. Since outer solar radiation is decomposed into beam and diffuse parts in our study, estimation accuracy is also affected if cloud cover increases. However, with the LMS filter being introduced, estimation accuracy of ours is affected less than in other methods because of the LMS filter’s low pass characteristic. In contrast, the estimation accuracy of Hc–Hs proved to be the best on partly cloudy days, the worst on sunny days, and medium on overcast days. In the study of Huang et al. (2019) and Tong et al. (2017) the fluctuation of Hi tends to be larger at noon [14,25], and the same trend was found in our study. It is a common phenomenon that large fluctuations appear in the data on a sunny noon, but to our knowledge the mechanism of this phenomenon needs further analysis.
The evaluation parameters of Hf–Hs, Hc–Hs, Vf–Vs. and Vc–Vs. during experimental days computed according to Equations (1) and (3)–(5) are shown in Table 4. The results indicate that estimation of Hf–Hs was more accurate than Hc–Hs, so the proposed method proves to be more accurate than astronomy and geometry method [16,17]. Additionally, rRMSE of Hf–Hs is within the range between 34% and 41% [16,48], so this method is acceptable in solar radiation estimation. In the study of Ahamed et al. (2018), the evaluation parameters of solar radiation estimation proved to be R2 = 0.71, RMSE = 68.34 Wm−2, and rRMSE = 30.54% in contrast [16]. Moreover, film transmittances are still important factors in our method and their values are not constant in applications, therefore, the accuracy of our model is affected by transmittances variations.
In the studies of Gueymard and Myers (2008), data filtering is considered as an important factor to improve solar radiation sensing accuracy [50]. In our study, the LMS filter performs low pass filtering and the operation of Equation (16) is also low pass filtering. So, the calculation of Vf performs a two-stage low pass filtering and the evaluation parameters of Vf–Vs. tend to be even better. The results of our study show the impacts introduced by fluctuations, especially in cloudy and overcast weather conditions. The results of our study have also proved the importance of filtering in both solar radiation estimation and water requirement calculation.
However, the following points need to be fully improved. Firstly, the accuracy of the model is affected by cloud cover. For better performance, the new methods in the measure/estimate diffuse of solar radiation with more accuracy are to be developed. Secondly, real-time transmittance computation should be an important part of the model for better accuracy. Thirdly, we conduct research supposing the CSG is at east-west orientation with no incline. However, some CSGs are built with an incline due to terrain restrictions. Finally, long term analysis is to be conducted for better use of our model.
In our study, with no indoor sensors needed, the cost of solar radiation sensing is little. In the literature of Villarrubia et al. (2017), the cost of an irrigation system is acceptable when cost amounts to 100€/250 m2 [51]. Therefore, our research reduces the expense of solar radiation sensing and is contributing to the promotion of precision agriculture in CSGs.

5. Conclusions

In this study, solar radiation inside a CSG was estimated based on an LMS filter, and then the tomato water requirement was calculated according to the estimation data. The performance of both solar radiation estimation and water requirement calculation were compared to the corresponding methods based on knowledge of astronomy and geometry.
The results showed that the fitting function of estimation data based on the LMS filter and data collected from sensors inside the greenhouse was y = 0.7634x + 50.58, with the evaluation parameters of R2 = 0.8384, rRMSE = 23.1%, RMSE = 37.6 Wm−2, and MAE = 25.4 Wm−2. The fitting function of the water requirement calculated according to the proposed method and data collected from sensors inside the greenhouse was y = 0.8550x + 99.10 with the evaluation parameters of R2 = 0.9123, rRMSE = 8.8%, RMSE = 40.4 mL plant−1, and MAE = 31.5 mL plant−1.
The low pass characteristic of the LMS filter leads to the following two results. First, the performance of the proposed method is more accurate than that of the contrastive method. Second, the proposed method performs well on sunny days but performs worse on party cloudy and overcast days. In addition, LMS is easy to be performed in microcontrollers. Therefore, the method is proved to be efficient and low cost in both solar radiation estimation and tomato water requirement calculation. However, it is not applicable if focusing on the fluctuations of solar radiation inside a greenhouse.

Supplementary Materials

The following are available online at https://www.mdpi.com/1424-8220/20/1/155/s1, Figure S1: Diagram of sensor placement inside the greenhouse, Figure S2: Daily average greenhouse global transmittance (τg) calculated from data from exterior and interior inside sensors and the overall average value of τg during experiment, Figure S3: Growing degree days (GDD) during experimental days, Figure S4: Basic diagram of adaptive filter. Data file S1: Indoor solar radiation and temperature data file, values_in_copy.xlsx, Data file S2: Outside solar radiation data file, values_out_12.xlsx. Program file S1: LMS function and outcome display program file, lmsRev3.py.

Author Contributions

Conceptualization: D.Z.; methodology: Z.S., J.J., Q.L., and Y.W.; software development: D.Z. and Y.S.; data analysis: D.Z.; writing: D.Z.; review and editing: Y.W.; supervision: T.Z. All authors have read and agreed to the published version of the manuscript.

Funding

The supports of this work by the National Key Research and Development Program of China (Grant No. 2016YFD0201004), the China Agriculture Research System (Grant No. CARS-25), and the National Natural Science Foundation of China (Grant No.61673281) are gratefully acknowledged.

Acknowledgments

We would like to thank Xujiao Tong; Fei Gao; Dandan Wang; and Shiwei Zheng for their contributions of knowledge in horticulture, and Jinglin Dong; Yanjie Wang; Jiangxiong Chen; Haiming Liu; Fengtian Zhao; Yu Yang; Haohao Liu; Chenyang Kong; Hongshuai Ye and Zhennan Huang for their contributions of development work in the ICT system used in this paper. We are also grateful to reviewers for their recommendations to improve the quality of this paper.

Conflicts of Interest

The authors declare no conflict of interest.

Nomenclature

Hssolar radiation inside greenhouse measured by sensors (Wm−2)
Hfsolar radiation inside greenhouse estimated by LMS filter (Wm−2)
Hcsolar radiation inside greenhouse estimated by astronomy and geometry method (Wm−2)
Houthorizontal solar radiation outside the greenhouse (Wm−2)
H0extraterrestrial solar radiation (Wm−2)
Ktclearness index (dimensionless)
Hisolar radiation inside greenhouse (Wm−2)
Hbbeam part of extraterrestrial solar radiation (Wm−2)
Hddiffuse part of extraterrestrial solar radiation (Wm−2)
τbfilm transmittance of beam radiation (dimensionless)
τdfilm transmittance of beam radiation (dimensionless)
τggreenhouse transmittance (dimensionless)
Rienergy intercepted by canopy (MJ m−2 day−1)
Rsenergy intercepted by canopy calculated by sensor data (MJ m−2 day−1)
Rfenergy intercepted by canopy calculated by LMS method (MJ m−2 day−1)
Rcenergy intercepted by canopy calculated by astronomy and geometry method (MJ m−2 day−1)
Vuwater requirement volume (mL plant−1)
Vswater requirement volume calculated by sensor data (mL plant−1)
Vfwater requirement volume calculated by LMS method (mL plant−1)
Vcwater requirement volume calculated by astronomy and geometry method (mL plant−1)
Gscsolar constant (1367 Wm−2)
δdaily solar declination (degree)
ωssunset hour angle (degree)
ϕlatitude of the location (degree)
ndaythe day number of the year (dimensionless)
LAIleaf area index (dimensionless)
kextinction factor (dimensionless)
GDDgrowing degree days (dimensionless)
Tssampling interval(s)
Tstartstart time of water requirement calculation (hh: mm)
Tstopstop time of water requirement calculation (hh: mm)
μstep size of LMS filter (dimensionless)
λ*latent heat of vaporization (2.45 MJ kg−1)
Llength of LMS filter (dimensionless)
λeigenvalue of auto correlation matrix of the input signal
Rxxauto correlation matrix of the input signal
Rdxcross correlation matrix of the input and desired signals
PEcswater volumes percent error calculated according to astronomy and geometry method and sensors data (dimensionless)
PEfswater volumes percent error calculated according to LMS method and sensors data (dimensionless)

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Figure 1. Pictures of the (a) inside and (b) outside of a Chinese-style solar greenhouse (CSG) [6].
Figure 1. Pictures of the (a) inside and (b) outside of a Chinese-style solar greenhouse (CSG) [6].
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Figure 2. Flow chart of solar radiation estimation, water requirement calculation, and corresponding evaluations in this study. LMS = least mean squares.
Figure 2. Flow chart of solar radiation estimation, water requirement calculation, and corresponding evaluations in this study. LMS = least mean squares.
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Figure 3. Solar radiation under different weather conditions (a) overcast (b) partly cloudy (c) sunny.
Figure 3. Solar radiation under different weather conditions (a) overcast (b) partly cloudy (c) sunny.
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Figure 4. Scatter plots of (a) Hs vs. Hf and (b) Hc vs. Hf, fitted are also shown in each sub-figure.
Figure 4. Scatter plots of (a) Hs vs. Hf and (b) Hc vs. Hf, fitted are also shown in each sub-figure.
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Figure 5. Frequency responses of LMS filter on sunny, partly cloudy, and overcast days, (a) 11, (b) 12, (c) 5, (d) 10, (e) 2, and (f) 8 December.
Figure 5. Frequency responses of LMS filter on sunny, partly cloudy, and overcast days, (a) 11, (b) 12, (c) 5, (d) 10, (e) 2, and (f) 8 December.
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Figure 6. Tomato daily water requirements calculated according to different solar radiation estimation methods during experimental period, and water requirement computed according to data collected from sensors inside the greenhouse.
Figure 6. Tomato daily water requirements calculated according to different solar radiation estimation methods during experimental period, and water requirement computed according to data collected from sensors inside the greenhouse.
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Figure 7. Scatter plot of Vf–Vs. and Vc–Vs. during experimental days.
Figure 7. Scatter plot of Vf–Vs. and Vc–Vs. during experimental days.
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Figure 8. Daily average Kt and PEfs, PEcs during experimental period.
Figure 8. Daily average Kt and PEfs, PEcs during experimental period.
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Table 1. Evaluation parameters computed by different values of μ.
Table 1. Evaluation parameters computed by different values of μ.
Evaluation ParameterM
10−52 × 10−55 × 10−510−42 × 10−45 × 10−4
R20.39590.80310.83840.82540.75540.6010
RMSE (Wm−2)72.741.537.639.146.259.0
rRMSE (%)44.625.523.123.428.436.2
MAE (Wm−2)58.730.225.325.833.645.9
Table 2. Evaluation parameters of tomato water requirements calculated according to different estimation methods of Hi under different conditions.
Table 2. Evaluation parameters of tomato water requirements calculated according to different estimation methods of Hi under different conditions.
DateCalculated Value
Vc (mL·Plant−1)Vs (mL·Plant−1)Vf (mL·Plant−1)PEfs (%)PEcs (%)
2 December301.6248.6307.223.521.3
8 December280.2234.0288.923.323.5
5 December587.1525.9557.56.011.6
10 December492.0446.3486.39.010.2
11 December617.7574.9585.41.87.4
12 December645.1596.7602.81.08.1
Table 3. Evaluation parameters of solar radiation estimation under different weather conditions.
Table 3. Evaluation parameters of solar radiation estimation under different weather conditions.
Date Evaluation Parameter
R2RMSE (Wm−2)rRMSE (%)MAE (Wm−2)
2 DecemberHf–Hs0.412357.347.537.2
Hc–Hs0.653544.036.429.9
8 DecemberHf–Hs0.115355.559.638.6
Hc–Hs0.776727.930.011.8
5 DecemberHf–Hs0.905633.519.627.4
Hc–Hs0.897234.820.428.0
10 DecemberHf–Hs0.790943.931.534.4
Hc–Hs0.939323.716.718.5
11 DecemberHf–Hs0.963018.19.814.3
Hc–Hs0.623150.331.650.3
12 DecemberHf–Hs0.952521.110.715.5
Hc–Hs0.614751.030.651.0
Table 4. Evaluation parameters of solar radiation estimation and tomato water requirement calculation.
Table 4. Evaluation parameters of solar radiation estimation and tomato water requirement calculation.
Evaluation ParameterHf–HsHc–HsEvaluation ParameterVf–VsVc–Vs
R20.83840.8084R20.91230.7598
RMSE (Wm−2)37.640.9RMSE (mL·plant−1)40.464.8
rRMSE (%)23.125.1rRMSE (%)8.814.1
MAE (Wm−2)25.429.6MAE (mL·plant−1)31.558.6

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Zhang, D.; Zhang, T.; Ji, J.; Sun, Z.; Wang, Y.; Sun, Y.; Li, Q. Estimation of Solar Radiation for Tomato Water Requirement Calculation in Chinese-Style Solar Greenhouses Based on Least Mean Squares Filter. Sensors 2020, 20, 155. https://doi.org/10.3390/s20010155

AMA Style

Zhang D, Zhang T, Ji J, Sun Z, Wang Y, Sun Y, Li Q. Estimation of Solar Radiation for Tomato Water Requirement Calculation in Chinese-Style Solar Greenhouses Based on Least Mean Squares Filter. Sensors. 2020; 20(1):155. https://doi.org/10.3390/s20010155

Chicago/Turabian Style

Zhang, Dapeng, Tieyan Zhang, Jianwei Ji, Zhouping Sun, Yonggang Wang, Yitong Sun, and Qingji Li. 2020. "Estimation of Solar Radiation for Tomato Water Requirement Calculation in Chinese-Style Solar Greenhouses Based on Least Mean Squares Filter" Sensors 20, no. 1: 155. https://doi.org/10.3390/s20010155

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