- freely available
Remote Sensing 2013, 5(4), 1498-1523; doi:10.3390/rs5041498
Published: 25 March 2013
Abstract: Water bodies are ubiquitous features in Arctic wetlands. Ponds, i.e., waters with a surface area smaller than 104 m2, have been recognized as hotspots of biological activity and greenhouse gas emissions but are not well inventoried. This study aimed to identify common characteristics of three Arctic wetlands including water body size and abundance for different spatial resolutions, and the potential of Landsat-5 TM satellite data to show the subpixel fraction of water cover (SWC) via the surface albedo. Water bodies were mapped using optical and radar satellite data with resolutions of 4 m or better, Landsat-5 TM at 30 m and the MODIS water mask (MOD44W) at 250 m resolution. Study sites showed similar properties regarding water body distributions and scaling issues. Abundance-size distributions showed a curved pattern on a log-log scale with a flattened lower tail and an upper tail that appeared Paretian. Ponds represented 95% of the total water body number. Total number of water bodies decreased with coarser spatial resolutions. However, clusters of small water bodies were merged into single larger water bodies leading to local overestimation of water surface area. To assess the uncertainty of coarse-scale products, both surface water fraction and the water body size distribution should therefore be considered. Using Landsat surface albedo to estimate SWC across different terrain types including polygonal terrain and drained thermokarst basins proved to be a robust approach. However, the albedo–SWC relationship is site specific and needs to be tested in other Arctic regions. These findings present a baseline to better represent small water bodies of Arctic wet tundra environments in regional as well as global ecosystem and climate models.
Wetlands cover about 8% (396, 000 km2) of the non-glaciated Arctic tundra surface . Low relief and the underlying permafrost impede drainage in these areas, so that the water table is slightly above or below the ground surface. Wetlands are therefore characterized by poorly drained, highly saturated soils as well as abundant ponds and lakes, which support unusually productive habitats in an otherwise dry and barren environment. Organic wetland soils store large amounts of carbon  and both tundra surfaces and water bodies are a main source of carbon dioxide and methane to the atmosphere . A changing Arctic climate may alter the spatial extent of wetlands as well as the number and occurrence of water bodies affecting high-latitude carbon, water and energy fluxes [4,5]. Thawing of permafrost may either increase the number of ponds and lakes when thermokarst depressions fill with water [6,7], or decrease their number when permafrost thaw results in drainage of water bodies [8–10]. Ponds, i.e., water bodies with a surface area smaller than 104 m2, are by far the dominant water bodies in Arctic wetlands [11–13]. They have been recognized as hotspots of biological activity , carbon dioxide [14,15] and methane emissions [7,14]. Abnizova et al. found that omission of Siberian tundra ponds would mean an underestimation of landscape carbon dioxide emissions of 35% to 62%. However, the ponds’ impact on regional and global carbon emissions, both current and future, remains difficult to quantify since little information is available regarding their number and occurrence in the Arctic. High-resolution assessments of water bodies including ponds have been conducted only in northeast Siberia [12,13], and in the western Canadian Arctic . Global land cover data sets are limited in spatial detail due to their low resolution. The global lakes and wetlands database (GLWD), for example, only includes lakes larger than 105 m2. Moreover, both global and regional land cover data sets can be highly inconsistent [17–19], especially in the northern taiga–tundra zone where land cover heterogeneity is high . Muster et al. showed that Landsat data with a resolution of 30 m cannot resolve ponds and results in an underestimation of water surface area in polygonal tundra by a factor of 1.5. Scaling procedures are needed to link high-resolution assessments of pond distribution with spatial resolutions of 4 m or better to the medium- (tens of meter spatial resolution) and low-resolution (hundreds to kilometers spatial resolution) forcing or boundary land cover data sets used in ecosystem and climate models in order to determine the role of Arctic ponds for the regional and global water, energy and carbon balances. Studies have validated circumpolar [21,22] and regional [23–25] subpixel information of Arctic surface waters up to resolutions of 30 m. Locally calibrated studies, on the other hand, provide great detail but are limited to small areas . Medium-scale Landsat data with a resolution of 30 m provides a link between such high- and low-resolution remote sensing data. Surface albedo has been shown to be proportional to the subpixel surface water fraction. Studies have used this relationship for example to estimate the subpixel fraction of wet bare soil [27,28] and melt ponds on sea ice [29,30]. We use Landsat surface albedo to estimate the subpixel fraction of open water cover since albedo is a critical physical parameter affecting the Earth’s climate and is a standardized parameter implemented in climate models.
This study inventories ponds and lakes in three Arctic tundra wetlands in the Canadian High Arctic, on the Alaska Coastal Plain, and in the Lena Delta in Siberia. High-resolution remote sensing data with resolutions of 4 m or better are used to assess (i) the size distribution of water bodies; (ii) the loss of information on water body number and water body surface area with decreasing spatial resolution; and (iii) the potential of medium-scale Landsat surface albedo to show the subpixel fraction of open water cover (SWC).
2. Study Areas
Study areas are Polar Bear Pass on Bathurst Island in the Canadian High Arctic, Samoylov Island in the Lena Delta in Siberia, Russia, and the Barrow peninsula on the Alaska coastal plain (Figure 1).
The study area on Samoylov Island (SAM) is located in the Lena River Delta, 120 km south of the Arctic Ocean (72°22′N, 126°30′E) (Figure 1(b)). SAM is the smallest of the three study areas with 1.76 km2 (Table 1). It is characterized by thermokarst lakes surrounded by low-centered ice-wedge polygonal tundra. Polygonal tundra is composed of elevated dry polygonal rims interspersed with wet depressed polygonal centers and numerous small polygonal ponds (Figure 1(a)). Few high-centered polygons are typically found along lake margins and on elevated plateaus. Polygonal tundra represents about 30% of the Lena River Delta’s land surface .
The wetland area of Polar Bear Pass (PBP) is the second largest wetland in the Canadian High Arctic (75°40′N, 98°30′W). It is a shallow valley running east-west across south-central Bathurst Island with a surface area of about 94 km2 (Figure 1(c)). The wetland is bordered by hills reaching about 240 m above sea level. Runoff from the adjoining hillslopes moves both water and matter into the wetland zone , creating an unusually productive habitat within a polar desert environment.
The Barrow study area (BAR) is located about 10 km south of Barrow on the Arctic Coastal Plain of northern Alaska (71°15′N, 156°33′W) (Figure 1). It is the largest of the three sites with an area of about 354 km2 encompassing polygonal terrain, shallow, oriented thaw lakes, and drained thaw lake basins [33,34].
All three sites are peat-forming lowland wetlands underlain by continuous permafrost. Regional climates are characterized by long, dry, cold winters and short, moist, cool summers, with PBP exhibiting the coldest and driest climate of the study areas (Table 1). The snow-free period for BAR and SAM lasts from mid-June to mid-September, but is much shorter at PBP from mid-July to end of August. Vegetation at all three sites can be characterized as predominantly wet tundra with abundant sedges, grasses, mosses and dwarf-shrubs less than 40 cm in height. According to the Circumpolar Arctic Vegetation Map (CAVM) SAM and BAR are situated within wetland complexes identified as sedge, moss dwarf-shrub wetland and sedge/grass moss wetland, respectively . The PBP wetland area does not appear on the CAVM as it is smaller than the minimum CAVM mapping unit of 196 km2. However, sedge/grass, moss wetlands can be found on Bathurst Island and throughout the Canadian High Arctic. Moreover, the Northern Land Cover Classification (NLCC) classifies about 70% of the PBP wetland area as wetland, wet sedge or water .
3. Material and Methods
3.1. Processing of Remote Sensing Data
For each study area, high-resolution imagery with spatial resolutions of 0.3 to 4 m was used to map open water cover. Available high-resolution data included TerraSAR-X imagery for PBP at 2 m resolution, visible and near-infrared (VNIR) aerial photographs for SAM at 0.3 m resolution, and multispectral KOMPSAT-2 imagery for BAR at 4 m resolution (Table 2). Pixel-based classifications of water surfaces were converted from raster to vector files in order to identify contiguous water bodies as discrete objects. GIS analysis of vector data yielded the information about number and size of water bodies. High-resolution water body maps were compared with water body maps based on Landsat-5 TM at 30 m resolution and the MODIS water mask (MOD44W) at 250 m resolution . The analysis of water body size distributions included only frost cracks, ponds, and lakes with a minimum surface area of 1 m2 for SAM and 5 m2 for PBP and BAR. All remote sensing data were processed using the image processing software ENVI 4.8 (ITTVIS) and ArcGIS 10 (ESRI).
3.1.1. VNIR Aerial Imagery of SAM
Aerial images of Samoylov Island were obtained by mounting two Nikon D200 cameras on a helium-filled blimp. Images were acquired in the visible (VIS) from about 400 to 690 nm and near-infrared (NIR) ranges above about 830 nm (together referred to as the VNIR range). The Nikon D200 has a radiometric resolution of 24 bit per pixel. The flights took place at noon on sunny, cloudless days (1, 9 and 15 August 2008). An average flying altitude of 750 m resulted in a pixel size of about 0.14 m. Sixteen images were used to map the ice-wedge polygonal tundra on Samoylov Island, with an image overlap of about 25%. Land cover classification was carried out individually for each VNIR image. Open water surfaces were extracted using a density slice classification applied to the NIR band. A relative classification accuracy was calculated by comparing the classifications for overlapping areas of adjacent images. In areas where aerial photographs overlapped the land cover classification varied by about 3% on average .
3.1.2. TerraSAR-X and SPOT-5 Imagery of PBP
The TerraSAR-X (TSX) image was acquired on 13 August 2009 in Stripmap mode with HH polarization and an incidence angle of 33.29°. The image was obtained as Single Look Slant Range Complex (SSC) and transformed to Single Look Complex (SLC) with the Gamma software . Multilook processing was applied to reduce speckle noise with 3 looks in range and 2 looks in azimuth. Radiometric calibration of the multilook image was done according to Fritz  using the following equation:where the digital number, DN, i.e., the amplitude of the backscattered signal of each pixel, was transformed into a backscattering coefficient, σ°, corrected for sensor noise, NEBN (Noise Equivalent Beta Naught), on a linear scale. This calibration takes into account the calibration constant, Ks, which is provided in the image data. Correction for variation in local incidence angle with terrain was neglected due to the low gradient of topography in the study area.
The backscattering coefficients were then calculated in decibels by the following formula:
The resulting multi-looked image was geocoded to UTM WGS84 using a look-up table based on a DEM  which was generated from Canadian Digital Elevation Data 1:50,000 . The remaining signal-dependent noise SAR speckling was reduced by the application of a 11 by 11 pixel Gamma filter .
For the PBP study area, a pixel threshold for water body delineation was fitted according to reference data from high-resolution aerial photography and field mapping for a small area of about 500 m2. Consequently, pixels with brightness values were classified as open water. A majority filter with a kernel size of 7 × 7 pixels was applied to reduce spurious pixels in the classification. The PBP wetland zone was defined as all area below elevations of 30 m, and only water bodies that did completely fall within this zone were considered for analyses.
A SPOT-5 image from 25 August 2009 was available for the study area. The image had a resolution of 10 m in multispectral mode with four bands ranging from 500 to 1,750 nm. The image was used as ancillary information to confirm the TSX-based water classification with the help of the NIR band.
3.1.3. KOMPSAT-2 Imagery of BAR
Two acquisitions of KOMPSAT-2 were available on August 2, 2009. KOMPSAT-2 provides imagery with a single panchromatic band between 500 and 900 nm at 1 m resolution and four spectral bands between 450 and 900 nm at 4 m resolution. Radiometric resolution of the sensor is 10 bit per pixel. Open water surfaces were extracted using a density slicing applied to the NIR band at 4 m resolution. Cloud shadows were removed manually from the water body classification.
3.1.4. Landsat-5 Thematic Mapper (TM)
The Landsat-5 TM images were corrected towards surface reflectance values using Chavez-COST based corrections [49,50] including the Dark Object Subtraction (DOS) and the COSine Transmittance (COST) effects. The image-based DOS compensates for the atmospheric scattering . We subtracted the signal of the atmosphere so that surface reflectances of tundra were in the range of 0.06 to 0.10 in the red and 0.10 to 0.27 in the near-infrared range.
The Landsat calibration tool in ENVI 4.8 (ITTVIS) normalizes the Landsat at-sensor radiance data against the solar irradiance  and for yearly variations in the Sun-Earth distance. According to the Chavez-COST method , the COSine effect accounts for different solar zenith angles. We did not correct for the cosine-dependant atmospheric transmittance as the COST method handles this variable optionally and does not recommend it for low sun elevation angles.
The reflectance, ρ, is defined aswhere Lsat = spectral radiance at sensor [Wm−2sr−1μm], Lpath = atmospheric path (relative scattering component ), d = Earth-Sun distance [astronomical units], ESUN = mean exoatmospheric solar irradiance [Wm−2μm]], cosθs = COSine effect, and θs = Solar zenith angle [°].
Classification of water bodies from Landsat data was done using a density slicing of the NIR band. The pixel threshold value that resulted in the closest agreement between Landsat water body area and high-resolution water body area was chosen.
3.1.5. MODIS Water Mask
For the area from 60°N to 80°N the MODIS water mask (MOD44W) was derived from Terra MODIS data MOD44C 250 m 16-day composites. Data from May to September of three years (2000–2002) was used . Data were classified using regression tree classification, which yields a subpixel estimate of the water component of a pixel. Features were determined to be water bodies if the averaged classification result showed a water content of 50% or greater. Water pixels were included in the final product when a pixel was identified as water at least 50% of the time during the observation period between 2000 and 2002 .
3.2. Accuracy Assessment of Water Body Classification
Robust threshold methods were selected to extract open water surfaces from the high-resolution imagery as well as the Landsat-5 TM data in this study. Water absorbs most of the incoming irradiation in the near-infrared (NIR) and the X-band of the electromagnetic spectrum so that water bodies appear very dark in these spectral bands. Open water can therefore be mapped applying a threshold in a NIR or X-band that divides land and water pixels. The cut-off value is extracted individually for images due to different illumination and acquisition geometry and different sensor spectroradiometry. The NIR threshold method has been shown to produce similar or even better results compared with multispectral classifications [54–56]. Moreover, threshold-slicing in the NIR wavelength region allows to extract water pixels that appear atypical in the visible spectral wavelength range due to sky glint, turbidity, and lake bottom reflectance, which are common at high latitudes due to low sun zenith and abundance of shallow water bodies.
In the case of medium-scale data like Landsat with a resolution of 30 m, high-resolution aerial photography as well as high-resolution satellite imagery is used as “ground truth” to evaluate the accuracy of lake classification [55–57]. In this study, neither image nor field data were available at a sufficient resolution to evaluate the high-resolution water body classifications. However, in the near-infrared as well as in the X-band grey values in the images show a sharp contrast between the water body and the surrounding tundra and classification accuracy is expected to be high (Figure 2). Nevertheless, two types of errors may affect the accuracy of water body classification, i.e., omission errors and commission errors.
Omission errors are due to low spatial resolution so that smaller water bodies are not mapped. Omission errors can be ruled out for SAM and PBP with image resolutions of 0.18 and 2 m, respectively. Omission errors may occur for BAR with a resolution of 4 m.
Commission errors depend on the spectral resolution of the remote sensing data so that a spectral signal is misinterpreted as water where in reality it may be wet soil. In the near-infrared, commission errors may occur for single pixels where small patches of wet soil or shadows due to microtopography or clouds are misinterpreted as water. Cloud shadows can be ruled out with the help of all four bands (R, G, B, NIR) available for the Kompsat-2 imagery and the aerial imagery.
In the X-band, rough water surfaces due to high wind speeds may be confounded as tundra surfaces as the X-band is very sensitive to surface roughness. However, wind speeds were low during acquisition time of the TSX image and water surfaces were calm. Furthermore, wet snow or wet soil as well as shadows may show the same threshold as open water in the X-band. Based on field observations of PBP, no snow persisted in the study area in mid-August. Wet soil and shadows due to microtopography appear in patch sizes much smaller than the minimum size pond threshold of 5m2 and were excluded from the classification. A SPOT-5 image (from 25 August 2009) with a resolution of 10m was used to visually check the water body classification from the TSX image and remove any pixels falsely identified as water. All water bodies identified in the SPOT image were also identified in the TerraSAR-X image.
3.3. Subpixel Analysis of Landsat Surface Albedo
We investigated the relationship between surface albedo, α, calculated from the Landsat surface reflectance, ρ, and the subpixel water cover (SWC) within each Landsat pixel. This study and others (e.g., [58–60]) use the broad-band reflectance as the surrogate for the integrated hemispherical albedo. Albedo is defined as the fraction of incident radiation that is reflected by a surface. While reflectance is defined as this same fraction for a single incidence angle, albedo, in its strict sense, is the directional integration of reflectance over all sun-view geometries. For sensors with wide-viewing angles like MODIS, AVHRR, SeaWIFS and MERIS, bi-directional distribution function (BRDF) corrections are needed. The Landsat sensor, however, has a viewing angle of only 15°. First BRDF measurements of tundra North of 70°°using a field goniometer show that the anisotropy effect would account for maximal 1% albedo for the backward looking (−7.5°) viewing geometry and for smaller than 0.5% albedo for the forward looking geometry (+7.5°) viewing geometry at the outermost pixels of a Landsat acquisition depending on the sun azimuth . Within this study, the regions of investigations comprised only subsets of the Landsat acquisitions with minor anisotropic effects.
Ninety-eight percent of the solar radiation received at the Earth is in the range of about 0.3 to 2.5 μm, which is covered by Landsat. Broad-band Landsat surface albedo was calculated from Landsat band reflectances from band 2 (520–600 nm), 4 (760–900 nm) and 7 (2,080–2,350 nm) according to the formula by Brest and Goward  and Duguay and Ledrew  for vegetated surfaces:
Duguay and Ledrew  used this formula for albedo estimation of alpine tundra environments. The formula has since been validated by Liang . Liang  conducted radiative transfer simulations under varying atmospheric and surface conditions to show that it is possible to calculate coefficients for narrow- to broadband albedo conversion for a range of different sensors. Liang  showed that the linear formula by Duguay and Ledrew  fit their data of all cover types well, including soil, vegetation canopy, water, wetland, snow, rock, and other cover types.
The main target of this study were mixed pixels, i.e., pixels with SWC between less than 95% and more than 5%. Spectra of Landsat mixed pixels are most often characterized by the reflectance of the vegetative component within the pixel. Therefore, the albedo formula for vegetated surfaces was selected and then applied to all Landsat pixels.
Surface water extent in permafrost terrain is strongly affected by seasonal processes, including inundation after snowmelt, progressing thaw depth, evaporation, and precipitation. Whenever possible, high-resolution images and Landsat data were chosen to be from the same year and season, i.e., late summer (Table 2). For SAM, Landsat data was not available for the same year as the aerial imagery, i.e., 1, 9 and 15 August 2008. Instead, Landsat imagery from 25 July 2007 was used. Water balance on Samoylov Island is usually equilibrated, so that water levels and the corresponding water surface area of ponds and lakes do not change significantly for the years of interest .
For subpixel analysis, the VNIR aerial imagery and KOMPSAT-2 imagery were registered onto the Landsat imagery in ERDAS IMAGINE 9.2 with a root mean square error of less than 0.5 and 1.6 pixel, respectively. All water surface types, i.e., ponds, lakes, frost cracks, rivers, and streams were used for the calculation of subpixel open water cover (SWC). Maps of open water surfaces derived from high-resolution imagery were then used to calculate the SWC within each Landsat pixel. Consequent analysis of the relationship between SWC and albedo was done for albedo values with a minimum of five repetitions.
4.1. Abundance and Size Distribution of Water Bodies
Water bodies at all three sites were dominated in number by ponds, i.e., water bodies with a surface area smaller than 104 m2, but dominated in area by a few large lakes (Figures 3 and 4(a)). The total number of water bodies (area-normalized per 107 m2) was about a magnitude higher at SAM than at PBP and BAR (Table 3). The study area at SAM featured only polygonal tundra. Thermokarst lakes contributed less than 1% to the total water body number and showed maximum surface areas of 4.1 × 104 m2. The larger study areas of PBP and BAR, however, featured a greater variety of pond and lake sizes. Maximum lake surface area was 5.6 × 106 m2 for PBP, and 4.7 × 107 m2 for BAR.
The proportion of ponds to the total water surface area diminished with an increasing number of large lakes in the study areas (Figure 3). BAR showed a total pond surface area of only 4%, followed by PBP with 22%, and SAM with 49%. However, ponds contributed more than 95% to the total number of water bodies in each study area. Even ponds with a surface area of 103 m2 or less remained a dominant group contributing 60% to the total number of water bodies at PBP, 87% at BAR and 99% at SAM (Figure 3). At BAR, the minimum water body size was 16 m2 and increased in a stepwise pattern of 4 × 4 m, which reflected the pixel size of the KOMPSAT imagery used for water body delineation.
Visually, the upper tail of the high-resolution size distributions fit well a Pareto distribution. The Pareto distribution is a power law probability distribution in the form of N = xAy, which appears linear on a log-log plot. Using the Pareto distribution, however, to extrapolate missing data in the lower tail of the distribution would lead to an overestimation of small water bodies. Size distributions of ponds and lakes at all sites appeared linear on a log-log plot in the upper tail of the distribution, i.e., for water bodies larger than about 400 m2 for PBP, 30 m2 for SAM and 100 m2 for BAR (Figure 4). Water bodies smaller than these thresholds, i.e., in the lower tail of the size distribution, showed no substantial increase in lake abundance. Since the smallest and largest lakes differed in size for the study areas, distribution curves were located at different points along the abscissa.
Landsat- and MODIS-based size distributions at PBP and BAR (Figure 4(b,c)) do not show the flattened lower tail. Linear regressions on the log-abundance log-size plots show high r2 values of 0.98 for PBP and 0.95 for BAR (Figure 4(b)) and could therefore be mistaken for power-law distributed data. Landsat-based size distribution of SAM, however, significantly deviates from linearity with a r2 value of only 0.63.
4.2. Effect of Scale on Water Body Mapping
Water body surface area and water body number derived from the high-resolution imagery were set to 100% for comparative purposes with water body mapping based on Landsat-5 TM and the MODIS water mask (MOD44W) (Figure 5). Water surface area mapped with Landsat amounted to 64% of the total water surface area at PBP, 44% at SAM, and 95% at BAR (Figure 5). For PBP and BAR, MOD44W showed a close agreement with the actual water surface area (Figure 5). The spatial distribution, however, of ponds and lakes changed for both Landsat and MOD44W, which can be seen in Figure 6. At PBP, clusters of ponds and small lakes converged into larger continuous water bodies. This effect was most pronounced for MOD44W but is also present for Landsat based mapping. The convergence of small water bodies in close proximity can be expected in coarse resolution datasets from Landsat and/or MODIS as compared with field data or very fine resolution remote sensing because the pixel size does not permit distinguishing sub-pixel lakes as individual entities.
Underestimation of the number of water bodies was even stronger than underestimation of the water surface area. At SAM, only 0.8% of the total water body number could be detected with Landsat, 8% at BAR, and 13% at PBP. Water body number further decreased in MOD44W with a resolution of 250 m  to less than 1% at PBP and BAR, and no water bodies were detected at SAM.
4.3. Subpixel Analysis of Landsat Albedo
To characterize Landsat surface albedo in the study areas, pixels were grouped into three categories: water pixels (SWC of 95% and higher), land pixels (SWC of 5% and lower) and mixed pixels (SWC between 95% and 5%).
Mean water albedo and mean land albedo were similar across study sites (Figure 7). However, land albedo showed a much wider range at PBP and BAR than at SAM. The mean albedo values of water pixels ranged from 0.05 at SAM and BAR to 0.06 at PBP (Figure 7(a)). Outliers of water albedo were predominantly associated with water pixels along pond and lake margins or with water bodies that were close to the Landsat resolution of 30 m in width and/or length. The mean albedo values of land pixels ranged from 0.12 at SAM to 0.13 at PBP and BAR (Figure 7(b)) which were associated with wet tundra. Land albedo reached maxima of 0.25 for PBP, 0.15 for SAM, and 0.17 for BAR. At PBP, albedo values larger than 0.17 were associated with alluvial gravel deposits of the flood plain and sandy-gravel ridges with little to no vegetation within the wetland. At SAM, albedo values larger than 0.13 represented Landsat pixels dominated by dry tundra. BAR land pixels showed lowest albedo values of less than 0.08, which were associated with drained thermokarst basins.
For all sites, SWC decreased with increasing albedo (Figure 8(a)). The albedo–SWC relationship appeared strongly linear for mixed pixels at PBP and SAM, but less so for BAR. Between albedo 0.06 and 0.08 at SAM, SWC was about 10% higher than the linear relation predicts. BAR exhibited lowest albedo for mixed pixels, and albedo showed about 20% to 50% less SWC than at PBP and SAM. The albedo–SWC relationship of PBP and SAM differed between 10% and 20% SWC. For all sites, the mean standard deviation (SD) of SWC was equal to or less than 1% for water and land pixels. SWC of mixed pixels showed an SD of 27% for BAR, followed by PBP with 26%, and SAM with 21%. At all sites, SD decreases towards the upper and lower end of the function.
The BAR albedo–SWC function shown in Figure 8(a) includes the whole study area. BAR, however, was composed of many different terrain types like polygonal terrain and depressed thermokarst basins for which separate albedo–SWC functions were calculated (Figure 8(b)). Although SD did not improve significantly with 24% for polygonal terrain and 27% for the thermokarst basin, the relationship between SWC and albedo appeared strongly linear for each landscape subtypes compared with the albedo–SWC relationship for the whole study area. The range of albedo in the thermokarst basin was significantly lower than for the other areas. Albedo of polygonal terrain of BAR was within the albedo range of PBP and SAM but SWC was lower.
5.1. Size Distribution of Ponds and Lakes Across Scales
Circumpolar and global water body mapping is limited by the low spatial resolution of large-scale imagery. Previous studies therefore attempted to estimate small water bodies that could not be mapped. The linear behaviour of the size distributions for larger water bodies has been used to estimate smaller water bodies using the Pareto distribution [12,16,62,63]. In the present study, however, application of the Pareto distribution would lead to an overestimation of the number of small water bodies. In all three wetlands, resolutions of 0.3 to 4 m make water body mapping nearly complete. The flattened lower tail is therefore very likely an inherent property of the size distributions. Similar flattened tails have been observed by Seekell and Pace  and McDonal et al. for study areas in the United States. In a recent study, Seekell et al. compare lake data from a mountainous and a flat region and attribute difference in lake size distributions due to the differences in topography. Seekell et al. suggest that the power-law relationship, e.g., in form of a Pareto distribution, is confined to flat regions. This does not conform to results from this study where size distributions do not appear Paretian although all study sites are located in flat regions. However, their lake sizes from the flat region are derived from Landsat with a minimum lake size threshold of 104 m and omit smaller water bodies that are found in the study area . This study indicates that Landsat- and MODIS-based water body size distributions can be mistaken to follow a power law function whereas higher resolution water body classifications reveal that this is not the case. Based on our results we argue that the existence of a flattened lower tail depends on the image resolution and that conclusions about the effect of geomorphic constraints may need further investigation.
The flattened lower tail is well pronounced for SAM and PBP where water bodies were mapped at 0.14 m and 2 m. At BAR where water bodies were mapped at a resolution of 4 m, the flattened lower tail is not as well pronounced, indicating missing water bodies. In polygonal tundra at SAM, ponds have a mean area of about 10 m2. Although ice-wedge polygonal tundra is a common feature on the Alaska coastal plain , polygonal ponds as small as at SAM could not be mapped at BAR due to the pixel size of the KOMPSAT imagery with 16 m2. Thus, the total number of water bodies is likely to be even larger for BAR. An increase in water body area by 10% would mean that over 600,000 water bodies smaller than 16 m2 were not mapped. But this number would by far exceed the size distribution of small water bodies at BAR even if we would assume a Pareto-based distribution. Other distributions, like the log-normal distribution, also appear linear in the upper part in a log-log plot. But they estimate water body abundances to be orders of magnitude smaller than abundances predicted from the Pareto distribution . Finding the right model to calculate the size distribution of water bodies, therefore, relies on the completeness of the water body count. Our findings support the conclusions of Seekell and Pace  that there exists a need for a more complex approach to model water body size distributions that goes beyond the extrapolation via a Pareto distribution. Size distributions could be approximated using a two part scheme, finding separate functions for the upper and lower tail of the distribution. Seekell et al. propose an extended equation of the power-law relationship within a fractal geometry framework to account for the deviation from linearity in the upper tail of the distribution.
Our study shows the loss of small water bodies when mapping water with Landsat data and in the case of SAM also with the MODIS water mask (MOD44W). It is not surprising that water bodies with surface areas below the image resolution should be omitted in a classification process that does not use a subpixel mapping approach. The overestimation of water surface in MOD44W at PBP and BAR, on the other hand, may therefore seem counterintuitive. This effect is the result of the spatial distribution of water bodies in the landscape. Clusters of small water bodies may dominate the pixel spectrum, which is in turn interpreted as pure water. Many small water bodies are consequently lumped into a single larger water body. This effect has also been pointed out by Lehner and Döll  and is amplified by the classification method. In the case of MOD44W, water pixels were identified if the averaged classification result showed a water content of 50% or greater . The total water surface area may then be similar for both high- and low-resolution mapping, but the water body size distributions differ significantly.
MOD44W is a static product that shows average surface water conditions for the time period from May to September of three years 2000 to 2002. Pixels were classified as water when a pixel was identified as water at least 50% of the time. This approach smoothens out short-term transitions in water bodies due to flooding or drought. The MOD44W therefore represents average conditions in our study areas. All high-resolution data sets as well as Landsat imagery date from mid-July or later so that water body classifications represent mid-summer conditions and are not affected by tundra flooding due to snow melt. Our water body classifications, however, do represent the water surface state at a specific date and not an average condition of the water surface area. Surface area of wetland ponds at PBP was directly measured in relatively wet summers of 2008 and 2009 and varied ± 10% during mid-summer and in between years due to differences in precipitation and evaporation . Similar mid-summer fluctuations were found by Bowling et al. on the Alaska Arctic coastal plain. An increased water body surface area would decrease the ratio of MOD44W water surface area relative to our high-resolution classification and vice versa. MOD44W does not show any water bodies for SAM. In this case, inter-annual variability of the water surface area is not a likely cause. The diameters of the largest lakes on SAM do not exceed 125 m. MODIS pixels of 250 × 250 m therefore do not show a subpixel water content larger than 50% and were not classified as water in MOD44W.
5.2. Albedo as an Estimator of Subpixel Water Cover
The correlation between albedo and SWC is linear only for rather homogeneous landscape types, i.e., polygonal terrain of SAM and BAR, drained vegetated thermokarst basins at BAR, and wet tundra at PBP. Open water is the darkest endmember within a Landsat mixed pixel and therefore strongly determines the albedo. However, other dark land surface endmembers like water with immersed vegetation or wet soil also contribute to a low albedo even if the extent of open water within the mixed pixel is small. Conversely, if land surface endmembers have a rather high albedo, a larger proportion of open water is needed within the pixel to result in a low albedo. This argumentation explains both the variation of the SWC-albedo relationship between sites as well as within a site. Different endmember combinations can render the same albedo depending on which endmembers are present, their exact appearance and extent within a mixed pixel. A higher number of endmembers increases the possible number of endmember combinations for the same albedo, which attenuates the albedo–SWC correlation. The number of land surface endmembers present in a study area may thus be one reason for the wider range of the SWC-albedo relationship at PBP and BAR than at SAM. SAM only comprises polygonal tundra with a limited range of surface types, whereas the larger study areas at PBP and BAR show a greater variety of surface types.
Furthermore, the same endmember varies within sites, which is most apparent for open water. Local variation of open water albedo can be due to several factors, including water turbidity, reflection from lake and pond bottom , and roughness of the water surface . The solar elevation angle (SEA), i.e., the incidence of the direct radiation, however, exerts the strongest influence [72,73]. Low SEAs lead to larger albedos [60,70,74], which possibly explains the larger open water albedo for PBP. SEA is lowest at PBP with 23.5°, whereas SEA is 37.5° for SAM and 40.3° for BAR. Albedo values larger than 0.07 for open water at PBP and BAR represent Landsat pixels that are situated along the margins of water bodies or rivers and streams. Such border pixels are prone to misclassification due to the overlay error between the high-resolution water masks and the Landsat imagery. Border pixels may consequently have been falsely identified as pure water pixels whereas in fact they represent pure land or mixed pixels. For land pixels, the range of albedo is much greater. Compared with open water, land pixels contain several surface types, which are characterized by different vegetation types, surface wetness, and microtopography. Estimated Landsat albedo of Samoylov land surface ranges from 0.09 to 0.14 whereas pyranometer measurements show 0.14 for wet and 0.2 for dry tundra . Differences between albedo estimates from satellite sensors and field measurements are mainly due to two factors. First, the directional reflectance function especially at low SEA influences the directional measurements of satellite sensors much more than the hemispherical measurements of pyranometers . Second, satellite sensors provide clear-sky measurements only, whereas continuous pyranometer measurements include cloudy and diffuse illumination conditions.
The albedo–SWC function is also affected by the quality of the underlying water body map. At SAM, the resolution of 0.3 m renders the most accurate SWC per Landsat albedo of all three sites, which is another explanation for the lower variation in the albedo-SWC relationship than at PBP and BAR. Resolutions of 2 m at PBP and 4 m at BAR already represent averages of very fine-scale land cover pattern and cannot account for very small patches of water, e.g., water with immersed vegetation, frost cracks, or water patches within wet tundra. Albedo of land pixels at PBP and BAR, therefore, is probably affected by dark soil and water patches that we could not account for with the available remote sensing imagery.
Seasonal variations in water surfaces are another factor to consider regarding the variation of the SWC-albedo relationship. The SAM high-resolution water body map dates from summer 2008 whereas the Landsat image is from summer 2007. Although field observations confirm the overall consistency of water bodies for these years, shallow waters can be subject to high fluctuations in water levels. We therefore speculate that open water surfaces along banks mapped in 2008 actually appeared as water with emergent vegetation in 2007, which would explain the elevated SWC between albedo values of 0.06 to 0.08 at SAM that are associated with border pixels along the banks of ponds and lakes. At both PBP and BAR, the high-resolution water body maps are from the same year as the Landsat data but date two weeks earlier. At PBP in August 2009, however, water levels were relatively stable even in ponds with dynamic water levels  so that seasonal differences in water cover can be ruled out. Similarly, no extreme rain event or drying of the surface was observed at BAR in summer 2009 from available precipitation records (NCDC web archive at http://www.ncdc.noaa.gov/crn/, StationID 1007).
5.3. Implementation of an Albedo–SWC Function
This paper proposes the use of Landsat surface albedo to estimate SWC. The albedo–SWC function of mixed pixels appeared linear for all sites, which is why similar results can be expected in other Arctic tundra environments. However, our separate analyses of polygonal terrain and a vegetated, drained thaw lake basin at BAR show that albedo–SWC functions are site-specific and should be derived separately for different regions and surface types.
Our approach distinguishes two endmembers only, i.e., land and open water, and is thus a robust method. Accounting for patches of open water that are below the detection threshold of even 1 m resolution imagery and investigating the effect of wet tundra soil on albedo could further improve the model. Given the spread of the SWC-albedo relationship, it could best be used to estimate specific ranges of SWC, i.e., grouping Landsat pixels with SWC of 100%–80%, 60%–40%, and so on. The estimated SWC could further be linked to our knowledge of the size distribution of water bodies to estimate the number of water bodies smaller than 104 m2 in a certain area.
Products like the MOD44W are invaluable for their use in regional climate and ecosystem models due to their extensive coverage. Subpixel information allows to assess the uncertainty of such coarse-resolution products and should include not only the surface water fraction but also the water body size distribution. Direct coupling of high-resolution water body maps with 1 km or more resolution data, however, would increase the border pixel problem that we already observed at the Landsat scale . Large-scale active and passive microwave as well as optical and infrared measurements have been successfully used to estimate subpixel water cover compared with Landsat-scale maps of open water [21,22,77]. A nested downscaling approach could involve stacking regression functions in a two-step scaling approach from high-resolution to Landsat-based mapping and from Landsat-based mapping to coarser products.
This study assessed (i) water body distributions across scales and (ii) the potential of Landsat surface albedo to show the subpixel fraction of open water cover (SWC) in three Arctic tundra wetlands in the Canadian High Arctic, Northern Russia and Alaska. Water bodies were mapped using optical and radar satellite data with spatial resolutions of 4 m or better, Landsat-5 TM imagery at 30 m and the MODIS water mask (MOD44W) at 250 m spatial resolution.
Water bodies at all three sites were dominated in number by ponds, i.e., water bodies with a surface area smaller than 104 m2, but dominated in area by a few large lakes. At all sites ponds represented over 95% of the total water body number. Abundance of ponds, however, did not display linearly on a log-log plot as assumed in previous studies but showed a flattened lower tail instead. Landsat- and MODIS-based water body mapping lead to the truncation of the lower tail. Size distributions could then be mistaken for power-law distributed data, which would largely overestimate the number of small water bodies.
Landsat mixed pixels with a SWC between 95% and 5% showed albedo values of 0.07 to 0.12 for polygonal and wet tundra, and 0.04 to 0.07 for a drained, vegetated thermokarst basin. Landsat mixed pixels showed a strong linear relationship between albedo and SWC for these distinct terrain types. The best performance with a standard deviation of 21% SWC was obtained at the polygonal tundra site in Northern Russia where sub-meter resolution mapping of open water surfaces provided the most accurate SWC and the spectral contrast between open water and tundra was highest. Between-site variation ranged between 10% and 50% SWC. Estimation of SWC with Landsat surface albedo proved to be a robust approach in the investigated Arctic tundra wetlands, but its applicability in other Arctic regions requires further investigation.
The quality of both water body distributions as well as SWC estimates relied on the detail of the high-resolution water body map. In this study, best results were obtained with spatial resolutions of 2 m or better. Decreasing resolution not only lead to the omission of small water bodies but also resulted in local overestimation of water surface area when clusters of small water bodies were merged into single larger water bodies.
This study presents an example of a remote sensing based multi-scale inventory of water bodies in Arctic tundra wetlands. Its results can be used as a baseline to better represent small water bodies of Arctic wet tundra environments in regional as well as global ecosystem and climate models.
This work was supported by the Heinrich Boell Foundation through a stipend awarded to Sina Muster and the Helmholtz Association through a grant (VH-NG 203) awarded to Julia Boike. We are grateful for the generous logistical support from Polar Continental Shelf Project (PI K.L. Young). We thank Britta Kattenstroth, Ute Wollschläger and Torsten Sachs for collecting data in the field. We thank Marcel Buchhorn for the estimations of the BRDF effect on the albedo of tundra vegetation. Measurements have been carried out with the AWI ManTIS (Manual Transportable Instrument for Spherical BRDF observations) goniometer during the GOA-ECI-Yamal 2011 expedition. We thank Arnaud Temme for a critical review of the manuscript. TerraSAR-X imagery was provided by the German Space Agency (DLR) (Project HYD0546) and pre-processed to intensity images by GAMMA Remote Sensing and Consulting (AG). KOMPSAT data were provided by the European Space Agency to the ACCOnet Project (International Polar Year AO Project 4133). The Landsat-5 TM data and the MODIS water mask (MOD44W) were obtained through the online Data Pool at the NASA Land Processes Distributed Active Archive Center (LP DAAC), USGS/Earth Resources Observation and Science (EROS) Center, Sioux Falls, South Dakota (https://lpdaac.usgs.gov).
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|Table 1. Site characteristics of the study areas Polar Bear Pass (PBP), Samoylov Island (SAM), and Barrow peninsula (BAR).|
|Location||75°40′N, 98°30′W||72°22′N, 126°30′E||71°18′N, 156°33′W|
|Study area [km2]||68.6||17.6||353.6|
|Permafrost depth [m]||100 to 500 m a||500 to 600 m e||≥ 300 m g|
|Active layer depth [m]||0.3 to 1 m b||0.4 to 0.9 m f||0.3 to 0.9 m h|
|Climate regime||polar desert c||arctic-continental||cold maritime|
|Station||Resolute Bay||Samoylov Island||Barrow|
|Mean annual air temperature||−16.4 °C||−13.6 °C f||−12 °C i|
|Mean July air temperature||4.3 °C b||10.1 °C f||3.3 °C i|
|Mean summer precipitation||94 mm d||125 mm f||72 mm i|
|References||a Smith and Burgess ||e Grigoriev ||g Brown and Johnson |
|b Abnizova et al.||f Boike et al.||h Hinkel and Nelson |
|c Young and Labine ||i Liljedahl et al.|
|d Field measurements 2008&2009|
|Table 2. Sensor type, resolution, water detection thresholds, and acquisition dates of remote sensing data for the study areas Polar Bear Pass (PBP), Samoylov Island (SAM) and Barrow peninsula (BAR).|
|Water Detection Band||Water Detection Threshold|
digital number [DN]
backscattering coefficient [σ°db]
|PBP||TerraSAR-X||2||HH polarization||> −21.55 σ°db||13 August 2009|
|Landsat-5 TM||30||NIR band||0 to 0.03 ρ||28 August 2009|
|SAM||VNIR aerial photography||0.3||NIR band||0 to 5438 DN||1, 9 and 15 August 2008|
|Landsat-5 TM||30||NIR band||0 to 0.03 ρ||25 July 2007|
|BAR||KOMPSAT-2||4||NIR band||46 to 139 DN||2 August 2009|
|Landsat-5 TM||30||NIR band||0.01 to 0.07 ρ||15 July 2009|
|Table 3. Descriptive statistics of water bodies ≥ 5 m2 in the study areas of Polar Bear Pass (PBP), Samoylov Island (SAM) and Barrow peninsula (BAR).|
|Number of water bodies||1342||3293||9225|
|Number of ponds (<0.01 km2)||1338||3133||9049|
|Number of lakes (≥0.01 km2)||4||160||176|
|Total water body area [m2]||2.7 × 105||1.8 × 107||1.0 × 108|
|Maximum size [m2]||4.1 × 104||5.6 × 106||4.7 × 107|
|Minimum size [m2]||5.0||12.0||16.0|
|Mean size [m2]||200||5.5 × 103||1.1 × 104|
|Median size [m2]||30||700||100|
|Standard deviation [m2]||1.9 × 103||1.1 × 105||5.1 × 105|
|Normalized per 107 m2|
|Total number of water bodies||76216||4804||2609|
|Number of ponds||75989||4571||2559|
|Number of lakes||227||233||50|