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Article

Evaluation of Rotation Capacity and Bauschinger Effect Coefficient of I-Shaped Beams Considering Loading Protocol Influences

Graduate School of Engineering, Tohoku University, Sendai 980-8579, Japan
Buildings 2024, 14(5), 1376; https://doi.org/10.3390/buildings14051376
Submission received: 28 March 2024 / Revised: 30 April 2024 / Accepted: 9 May 2024 / Published: 11 May 2024

Abstract

:
Recent catastrophic earthquake events have reinforced the necessity of evaluating the seismic performance of buildings. Notably, the buildings can go into the plastic phase during a striking earthquake disaster. Under this condition, the current design codes assume seismic response reduction by virtue of the energy dissipation capacity of the structural members. In the strong-column–weak-beam design, which involves I-shaped beams and boxed columns, the mechanism is defined as a standard design scheme to prevent the building from collapsing. Therefore, energy dissipation relies highly on the I-shaped beam performance. However, the I-shaped beam performance can differ depending on the loading history experienced, whereas this effect is untouched in the prevailing evaluation equation. Hence, this study first performs cyclic loading tests of 11 specimens using different loading protocols. The experimental results clarify the fluctuation in the structural performance of I-shaped beams depending on the applied loading hysteresis, proving the necessity of considering the stress history for proper assessment. Furthermore, the database of experimental results is constructed based on the previous experimental studies. Ultimately, the novel evaluation equation is proposed to reflect the influences of the loading protocol. This equation is demonstrated to effectively assess the member performance retrieved from the experiment of 65 specimens, comprising 11 specimens from this investigation and 54 specimens from the database. The width–thickness ratio, shear span-to-depth ratio, and loading protocols are utilized as the evaluation parameters. Moreover, the prediction equation of the Bauschinger effect coefficient is newly established to convert the energy dissipation capacity under monotonically applied force into hysteretic energy dissipation under the cyclic forces.

1. Introduction

I-shaped steel beams (I-beams) are widely utilized in steel moment-resisting frames (MRFs) due to their high in-plane bending stiffness and strength against applied bending moments. However, in addition to dead and live loads, seismic loads increase the bending moment, leading to instability phenomena such as lateral buckling and local buckling. The research on I-beams initiated by elucidating these buckling phenomena through classical theory [1,2] and then expanded to evaluate lateral buckling resistance and rotation capacity [3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25]. Since main girders in frames are typically connected to restraining beams or concrete slabs, studies on buckling stiffening and stress transfer mechanisms between these components [26,27,28,29,30,31,32,33] have improved the performance evaluation of beams in frames. Additionally, numerous analytical and experimental studies have assessed the width–thickness ratio, ultimate bending strength, and rotation capacity to avoid plate buckling of the flange and web. Through these efforts, the beam can exhibit sufficient plastic rotation during a major earthquake by limiting the width-to-thickness ratio [34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52]. Regarding the width–thickness ratio, the prevailing design codes [53,54] specify their values for the member classifications. Even though recent provisions by AIJ [55] included the index with the web–flange interactions, the loading protocol influence was not reflected in the evaluation equation.
The mechanical performance of I-beams has been extensively studied in previous experimental research, such as the work by Kato et al. and Lignos, D. G. et al. [56,57,58,59,60,61]. Furthermore, the loading protocol and slenderness ratio influences are addressed in previous studies [62,63], whereas the evaluation scheme has not been established in an explicit manner. The evaluation criteria typically involve the rotation capacity for unidirectional loading (monotonic loading) and the energy dissipation capacity for cyclic loading. Parameters such as the width–thickness ratio of the member, shear span-to-depth ratio, or loading conditions are considered. The energy dissipation capacity refers to the dimensionless load–displacement relationship (skeleton curve) obtained by connecting the skeleton curves of each loop when the member is subjected to cyclic loading. It has been considered equivalent to the rotation capacity of the member under monotonic loading. Therefore, it is used as an index for evaluating the performance of members in the static incremental analysis (pushover analysis) of steel frame structures subjected to static seismic forces [64].
Conversely, in time–history response analyses, the energy dissipation of the hinge parts of columns and beams in the structure is used as an evaluation criterion [65]. The relationship between the energy dissipation capacity under monotonic loading and hysteretic energy dissipation is evaluated using the Bausinger effect coefficient, and different methods for assessing the performance of other members are used in seismic design analysis methods. The Bausinger effect coefficient is the ratio of the energy absorption in the softening zone during cyclic loading, which is not evaluated in the skeleton curve, to the energy absorption in the skeleton curve of the load–deformation history curve of the member subjected to cyclic loading. In the case of beams, a coefficient of 2.0 is set according to the recommendation of the Architectural Institute of Japan (AIJ). However, since the Bausinger effect varies with the loading amplitude and number of cycles [66,67], it is necessary to clarify the relationship between the energy dissipation capacity obtained from the skeleton curve and the hysteretic energy dissipation of the entire loading history. Otherwise, differences in mechanical performance may occur for the same member when different analysis methods are used. Therefore, it is necessary to ascertain the rotation and energy dissipation capacity of members constituting the main structure and clarify their relationship.
On the other hand, although experimental and analytical data on I-beams subjected to monotonic loading and cyclic loading have been collected in previous studies [68,69,70,71,72,73,74,75,76,77], the influence of the loading history on the rotation capacity, energy dissipation capacity, hysteretic energy dissipation, and Bausinger effect coefficient has not been clarified yet.
This paper aims to establish primary data on the history characteristics of I-beams subjected to monotonic loading and cyclic incremental loading by conducting loading experiments on I-beams with different loading histories, using the parameters of the flange width–thickness ratio and shear span-to-depth ratio. It collects experimental data on the structural performances at the maximum flexural strength time and stores the experimental results in a database. Then, based on the data extracted from earlier experimental studies [78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97], where the load–deformation relationship can be extracted as a cantilever beam type, the experimental results of I-beams which failed due to local buckling under monotonic loading and cyclic incremental loading are collected, and the data are databased. Differences in the width–thickness ratio, shear span-to-depth ratio, loading history, etc., are examined to clarify their effects on the ultimate strength ratio and energy dissipation capacity. Furthermore, for cyclic incremental loading, an evaluation equation for the Bausinger effect coefficient with the loading amplitude and number of loadings as parameters is proposed, and a performance evaluation method considering differences in loading history characteristics is presented.
The novel evaluation equation proposed and validated in this study realizes the proper reflection of the impact of various loading protocols (monotonic loading, repeated loading, number of cycles) on the Bauschinger effect coefficient, even for beams with identical cross-sections and lengths. This enables the specification of the behavior of beams within an MRF, reaching their ultimate flexural strength contingent upon the stress history encountered during earthquakes.

2. Cyclic Loading Tests on I-Shaped Steel Beams with Different Flange Width-to-Thickness Ratios, Shear Span Ratios, and Loading Histories

2.1. Outline of Experiment on I-Beams

Figure 1 shows the test specimen for the loading experiment. A 2000 kN universal testing machine was used for the experiment, employing a three-point bending method. As shown in the figure, the left side of the loading point is reinforced with cover plates welded to the upper and lower flanges, and the loading beam is designed to maintain elasticity even when the test specimen reaches its maximum load. Table 1 lists the test specimens. In their designation, the first letter stands for the loading protocols (A: monotonic, B: cyclic, one loading cycle with a specific displacement, and C: cyclic, three loading cycles with a specific displacement), the second number denotes the flange width–thickness ratio (1: b/tf = 6.25, 2: b/tf = 4.17, and 3: b/tf = 8.33), and the third number indicates the shear span-to-depth ratio (1: L/H = 5, L/H = 4, and L/H = 6).
There are a total of 11 specimens, and SN400 steel was used for the specimens. The cross-section of the specimens has a web depth of 200 mm, a web thickness of 8 mm, and a flange thickness of 12 mm, with varying flange width-to-thickness ratios and shear span-to-depth ratios. This experiment selected beams with a small web depth-to-thickness ratio, for which there are few existing experimental results. The loading methods include monotonic and cyclic incremental loading, with the cyclic loading program designed based on the assumption of beams subjected to seismic forces. During an earthquake, when horizontal forces act on a moment-resisting frame, bending moments resulting from shear forces acting on the columns are transmitted to the beams. Given that the entire beam experiences an unsymmetric bending moment, the loading condition for half of the beams in the moment-resisting frame was adopted for this experiment. Figure 1c depicts the loading protocol for the cyclic loading experiments. The deformation δp corresponding to the full plastic bending moment Mp of the test specimen divided by the beam length L was set as the criterion for cyclic loading, and one cycle of loading was repeated at each step of ±δp, ±2δp, ±4δp, and ±6δp of the incremental loading, except for specimen C-1-1. In contrast, for specimen C-1-1, three loading cycles were applied at each step. The Mp was calculated using the measured values shown in Table 2. As shown in Figure 1, one displacement transducer was installed at the position 100 mm from the center of the beam on both sides, and one displacement transducer was installed at each end support of the test specimen. The controlled displacement δ was calculated as a cantilever beam based on the displacement δ0 at the position of the transducer and the rotation angle φ of the transducer.
δ = δ 0 + φ L = δ 3 + δ 4 100 200 δ 1 + δ 2 L 2 L + 200 + δ 3 δ 4 200 δ 1 δ 2 2 L + 200 L
Here, δ1 to δ4 represent the vertical displacements of displacement transducers numbered (1) to (4) in Figure 1. Additionally, δp is calculated from the following equation as the sum of the displacements δmp due to bending deformation and δsp due to shear deformation as referenced in the previous literature [69]:
δ p = δ m p + δ s p , δ m p = P p L 3 3 E I ,     δ s p = κ P p L G A
Here, δmp represents the displacement of the simply supported beam due to bending deformation when the plastic moment is reached at the loaded side beam end, and δsp represents the displacement of the simply supported beam due to shear deformation. Additionally, E is Young’s modulus, I is the moment of inertia, A is the cross-sectional area, G is the shear modulus, and κ is the shape factor.
The test specimens were made of SN400B steel in Japan. Two specimens were extracted from a 12 mm thick flange and an 8 mm thick web for tensile testing. Stress–strain curves are illustrated in Figure 2, and Table 3 presents the characteristics of the tensile test results. It is noted that the yield stress level of the 12 mm thick plate is lower than that of the 8 mm thick plate, while their tensile strengths are nearly equal. The material test of the steel was conducted in accordance with JIS Z 2241 [98].

2.2. Plastic Deformation Characteristics of I-Beam with Different Loading Protocols

Figure 3a shows the load–displacement relationship of specimen C-1-1 subjected to cyclic loading. C-1-1 is a specimen subjected to loading three times with the same amplitude. The vertical axis represents the shear force acting on the beam P normalized by the ultimate plastic load Pp (=Mp/L), and the horizontal axis represents the displacement δ of the beam normalized by the displacement δp at the ultimate plastic strength.
The cyclic load–displacement curve is divided into the skeleton curve, the Bauschinger effect region, and the elastic unloading region. The skeleton curve part is represented by thick solid lines corresponding to the load level experienced by the member for the first time. The Bauschinger effect region is defined by dashed lines corresponding to load levels previously experienced by the member. The elastic unloading region is represented by thin solid lines corresponding to the load level during unloading. The ▽ in the figure indicates the point of maximum strength.
Figure 3b shows the cumulative hysteresis curve of specimen C-1-1. The cumulative hysteresis curve decomposes the loading history curve into each loop. It connects the final displacement at the unloading of the previous loop and the initial displacement at the beginning of the next loop at P/Pp = 0 for each positive and negative loop. αBηmax is the value obtained by subtracting the elastic deformation part from the total area up to the maximum strength in the cumulative history curve. It represents the dimensionless accumulated hysteretic energy dissipation.
Figure 3c shows the skeleton curve of specimen C-1-1. The skeleton curve connects only the skeleton curve part indicated by thick solid lines in the hysteresis curve of Figure 3a. In this paper, the value obtained by subtracting the elastic deformation part from δmax/δp at the maximum strength is defined as the rotation capacity μmax in the skeleton curve. The energy dissipation capacity ηmax at the maximum strength in the skeleton curve is obtained by subtracting the elastic deformation part from the total area up to the maximum load and represents the dimensionless cumulative energy dissipation.
Here, αB is the ratio of the energy dissipation capacity of the skeleton curve in Figure 3b to the hysteretic energy dissipation of the cumulative hysteresis curve in Figure 3c, which is the Bauschinger effect coefficient. The Bauschinger effect coefficient αB is always greater than 1.
Figure 4 illustrates the load–displacement relationship for I-beams with equal cross-sections and lengths but different loading histories. Figure 4a shows the results of the cyclic loading tests, while Figure 4b shows the skeleton curves and results of the monotonic loading tests from Figure 4a. For the monotonic loading test A-1-1, the same history curve is drawn for both positive and negative sides. Even for specimens with the same shape, the skeleton curve of cyclic loading has a higher maximum strength and a smaller rotation capacity at the maximum strength compared to the load–displacement relationship of monotonic loading. This indicates that the skeleton curve obtained from cyclic loading is not necessarily equivalent to the load–displacement relationship of monotonic loading.
Figure 5 illustrates the strain distribution in the beam flange and web of specimen C-1-1 for the first, second, and third loading cycles with a loading amplitude δ/δp = 3. Figure 5a shows the strain distribution in the flange, with the upper side representing the compressive side and the lower side representing the tensile side. Figure 5b,c show the strain distribution in the web, with Figure 5b indicating the position 100 mm from the load point side of the specimen end and Figure 5c indicating the position 200 mm from the load point side. At δ/δp = 3, local flange buckling has already occurred near the beam end during the first loading cycle, with some variation in strain values between the compressive and tensile flanges, but overall, they are nearly matched. As the loading cycles increase for the second and third cycles, the strain values increase in the plasticized region within 400 mm (2H) from the beam end. In other words, even at the same dimensionless displacement level, as the number of loading cycles increase, the strain values increase, and due to strain hardening, the stress also increases. Therefore, as shown in Figure 4, before local buckling occurs, the load on the skeleton curve of cyclic loading is higher at the same displacement compared to the load–displacement relationship of monotonic loading, and with more loading cycles, the load at the same displacement is slightly higher on the positive side.

2.3. Influence of Loading Protocols on Cyclic Behavior of I-Beams

Table 4 presents a summary of the experimental results for all specimens. It includes the failure mechanism, the number of cycles at which local buckling occurred based on strain data, the rotation capacity μmax in the skeleton curve, the energy dissipation capacity ηmax in the skeleton curve, and the Bauschinger effect αB. In cases where the flange width is narrow, such as specimens A-2-1 subjected to monotonic loading and B-2-1 subjected to cyclic loading, combined buckling occurred shortly after local buckling, leading to rapid strength degradation. Specimen B-3-1 experienced fracture due to welding defects at the welded joint between the longitudinal stiffener near the load point side and the tension flange after local buckling. On the other hand, in cases where the shear span-to-depth ratio is small, specimen A-1-2 reached its maximum strength due to local buckling, while specimen B-1-2 subjected to cyclic loading experienced flange local buckling due to bending moments, showing more prominent shear deformation compared to other specimens. Even for the specimens of the same section and length, different loading histories can result in different failure mechanisms.
Figure 6 illustrates the relationship between rotation capacity and energy dissipation capacity for I-beams with different flange width-to-thickness ratios and shear span ratios. Figure 6a,b depict the relationship between rotation capacity, energy dissipation capacity, and flange width-to-thickness ratio for monotonic and cyclic loading, while Figure 6c,d show the relationship between rotation capacity, energy dissipation capacity, and shear span-to-depth ratio. In Figure 6a,b, specimens with smaller width-to-thickness ratios (A-2-1 and B-2-1) experienced lateral buckling shortly after local buckling, resulting in a lower rotation capacity and energy dissipation capacity compared to specimens with larger width-to-thickness ratios (A-1-1 and B-1-1). However, for other specimens, the rotation capacity and energy dissipation capacity decreased as the width-to-thickness ratio increased. In Figure 6c,d, for specimens subjected to cyclic loading, specimen B-1-2 exhibited a lower rotation capacity due to significant shear deformation along with flange local buckling. However, for other specimens, the rotation capacity and energy dissipation capacity decreased as the shear span-to-depth ratio increased. Different buckling mechanisms between monotonic and cyclic loading indicate that cyclic loading induces local buckling in both flanges, leading to more advanced section deformation at the same loading displacement compared to monotonic loading, making it more susceptible to other buckling modes.
Figure 7 compares the experimental results of monotonic and cyclic loading for specimens with the same cross-section and length. Figure 7a–c show the ultimate strength ratio, rotation capacity, and energy dissipation capacity, respectively. Although the ultimate strength ratio is higher for cyclic loading in all specimens, the rotation capacity and energy dissipation capacity are higher for monotonic loading, except for specimens A-2-1 and B-2-1, where the buckling mode was combined with lateral buckling. In the case of monotonic loading, local buckling occurs in the flanges subjected to compressive stress, while the flanges subjected to tensile stress experience plasticization and stretching. Under cyclic loading, the flange initially undergoes local buckling under compressive stress, followed by tension, resulting in extended local buckling deformation. Flanges subjected to tensile stress undergo plasticization and stretching, followed by local buckling under compressive stress. As a result, the stress state changes within the same loading amplitude, leading to pinching due to the alternating expansion and contraction of deformations. Consequently, even with the same displacement, cyclic loading causes a reduction in bearing capacity in a smaller deformation.

3. Rotation Capacity and Energy Dissipation Capacity of I-Beams That Failed Due to Local Buckling under Different Loading Protocols

3.1. Parameters of Experiment

Figure 8 illustrates the relationship between the width-to-thickness ratio of the test specimens from previous experiments [78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97] and the width-to-thickness ratio classification according to AISC, EC8-1, and AIJ codes [53,55,99,100]. The symbol ○ represents specimens from monotonic loading experiments, while ● represents specimens from the cyclic loading experiments. The test specimens are made of ordinary steel equivalent to either the 400 N/mm2 class or the 490 N/mm2 class. The figure shows 41 specimens from cyclic loading experiments for which history curves could be extracted, represented as ●, from previous articles [78,79,80,81,82,83,84,85,86,87,88,89,90,91,92] and 38 specimens from monotonic loading experiments, shown as ○, from earlier reports [93,94,95,96,97]. The relationship between each classification and rotation capacity is shown in Figure 8b. Additionally, the test specimens from this paper are denoted with a plus sign (+) for monotonic loading and a cross (×) for cyclic loading. Specimens where the maximum strength was reached due to lateral buckling (A-2-1 and B-2-1) and those fractured at welded joints (B-3-1) are excluded.
For instance, when comparing the width-to-thickness ratio of each beam with the Eurocode, both the flanges and webs display a broad spectrum of width-to-thickness ratios, spanning from Class 1 to Class 3, with the majority falling into Class 1. The web width-to-thickness ratios range approximately from 20 to 85, while the flange width-to-thickness ratios range from about 5 to 15. Notably, there was only one specimen for cyclic loading and two specimens for monotonic loading in the Class 4 equivalent rank.
According to AISC [54], cross-sections classified as compact members must possess an inelastic rotation capacity (μmax) equal to or greater than 3 (thus, a rotation capacity μ greater than 4). In contrast, EC 8-1 [99] mandates that cross-sections fall into Class 1, 2, or 3 for seismic design. Each class is associated with a specific behavior factor (q), with Class 1 requiring q > 4, Class 2 needing q > 2, and Class 3 stipulating q > 1.5. Conversely, EC 8-3 [100] specifies rotation capacity values of μmax > 8 for Class 1 and μmax > 3 for Class 2. Among the design codes, only the Japanese classification system outlined in AIJ [53] accounts for segment interaction. It comprises four classes (P-I-1, P-I-2, P-II, and P-III), with the required μmax defined as follows: μmax ≥ 4 for P-I-1, μmax ≥ 2 for P-I-2, μmax ≥ 0 for P-II, and μmax < 0 for P-III.
Figure 8c illustrates the relationship between the sectional aspect ratio and the shear span-to-depth ratio of I-beams. Here, the sectional aspect ratio refers to the ratio of beam width to height (B/H), and the shear span-to-depth ratio refers to the ratio of beam length to height (L/H). For hot-rolled members, these two indices can generally capture the section performance of I-beams and are used as indicators for section selection during design. Therefore, the figure shows the distribution of both indices. The sectional aspect ratio ranges from approximately 0.4 to 1.2, while the shear span-to-depth ratio ranges from about 2.5 to 10, within the range of hot-rolled I-beams used in actual structures.

3.2. Rotation Capacity, Ultimate Strength Ratio, and Energy Dissipation Capacity of I-Beams with Different Loading Protocols

Figure 9 organizes the experimental results of I-beams in terms of equivalent width-to-thickness ratio. The legend is the same as in Figure 8. Figure 9a illustrates the ultimate strength ratio, denoted as τmax (τmax = Pmax/Pp), while Figure 9b shows the rotation capacity, denoted as μmax. The equivalent width-to-thickness ratio of I-beams is defined in Kadono et al. [101] by the following equation:
b t f = σ y f E b t f 2 + σ y w 41 E d t w 2
Here, σyf and σyw are the yield stresses of the flange and web, respectively, E is Young’s modulus, and b/tf and d/tw are the flange width-to-thickness ratio and web width-to-thickness ratio, respectively.
Figure 9a,b show that as the equivalent width-to-thickness ratio decreases, the ultimate strength ratio τmax and rotation capacity μmax tend to increase. However, even for equal width-to-thickness ratios, the ultimate strength ratio is higher in the case of cyclic load experiments compared to monotonic load experiments, and the rotation capacity shows variability in the range from (b/tf)eq= 0.3 to 0.6.
Here are the experimental equations shown in a previous study [52], presented as Equations (4)–(6):
τ m a x = 1.46 0.63 b t f + 0.053 d t w + 0.02 λ y 50 ε y
μ m a x = τ m a x 1 0.03
η m a x = τ m a x + 1 μ m a x + 1 τ m a x 2
This paper considers the parameters of previous experimental equations and uses the least squares method to create experimental equations based on the results of 65 specimens from this experiment and the database outlined in Appendix A. Furthermore, considering the differences in loading methods, the number of repetitions and the repetition amplitude are added as parameters. The experimental equations proposed in this paper are shown in Equations (7)–(9):
τ m a x = 1.5 0.57 b / t f e q 0.010 L / H 1.1 0.1 N μ x i
μ m a x = 7.2 + 4.5 b / t f e q + 8 L / H 0.55 + 0.08 μ x i N 1
η m a x = τ m a x + 1 μ m a x + 1 τ m a x 2
In this context, N denotes the cumulative number of loading cycles until the attainment of the maximum load, where each loading cycle, whether positive or negative, contributes a value of 1. However, for instances of monotonic loading, N is stipulated to be 1. The symbol μxi represents the dimensionless amplitude of loading displacement in the i-th cycle.
In Equation (4), the flange-to-web thickness ratio, web thickness ratio, and yield strain are evaluated using the equivalent thickness ratio in Equation (7), with the aspect ratio being considered the shear span ratio.
Equation (5) previously comprised only the ultimate strength and axial force ratios (assumed as 0 here) to determine the plastic strain amplification. However, recognizing that rotation capacity is influenced not only by the thickness ratio but also by the proportion of the plasticization region [102], Equation (8) accounts for the effects of the equivalent thickness ratio and shear span-to-depth ratio. The rationale behind employing the shear span-to-depth ratio as an indicator of moment gradient lies in the disparity in the bending moments experienced by the flanges, even under equivalent moments. In cases of localized buckling failure, the local buckling of the flanges can impact the structural performance of the beam.
Figure 10 illustrates the correspondence between the experimental results from previous studies [78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97], the experimental results presented in this paper, as well as the experimental equations from both the earlier studies and the proposed equations in this paper. In Figure 10a, the comparison between the experimental results and the empirical equation (Equation (4)) from Kato’s research [52] regarding the ultimate strength ratio is demonstrated. This paper aims to evaluate the mechanical performance of I-beams under cyclic loading by comparing them with the results of monotonic loading experiments and considering factors such as the number of cycles and load amplitudes, thereby enabling a consistent evaluation regardless of the loading conditions. It is noteworthy that compared to the experimental equations from previous studies, the experimental results generally exhibit larger values, particularly noticeable in the case of cyclic loading experiments. This discrepancy can be attributed to the fact that the experimental equations from previous studies do not consider the parameters of the cyclic loading history, thus not necessarily aligning well with the cyclic loading experimental results collected in this paper.
Figure 10b presents a comparison between the experimental results of the ultimate strength ratio and the modified experimental equation (Equation (7)). Compared to the experimental equations from previous studies, the modified experimental equation proposed in this paper demonstrates better correspondence with the experimental results.
The error rates for the experimental equations from previous studies are 10.7% (12.6%) for Figure 10a and 6.1% (5.7%) for Figure 10b, while those for the modified experimental equations proposed in this paper are 6.1% (5.7%) and 6.1% (5.7%), respectively. This indicates a relatively good approximation of the experimental results for both monotonic and cyclic loading conditions. It is worth noting that the error rate is calculated by summing the differences between the experimental values and the values obtained from the experimental equations, divided by the total number of experimental data points, and expressed as a percentage. The first number in the error rate represents the case where both monotonic and cyclic loading experimental results are combined. In contrast, the number in parentheses represents the case where only cyclic loading experimental results are considered.
Figure 11 compares the experimental results of the rotation capacity, μmax, with the experimental equations. Figure 11a utilizes the experimental equation (Equation (5)) from a previous study [52], while Figure 11b employs Equation (8). The shaded areas in the figures indicate the range of a 30% error for reference. Although there are no significant disparities between the experimental equations and the experimental results, the values of the experimental results vary widely around μmax = 8 for the experimental equation (Equation (8)). On the other hand, Equation (8) demonstrates a generally good correspondence with the experimental results. The error rates for the experimental equation (Equation (5)) and Equation (8) are 31.3% (28.9%) and 23.1% (25.8%), respectively, indicating that using the experimental equations based on the equivalent thickness ratio and aspect ratio proposed in this paper can reduce the variability.
Figure 12 compares the experimental results of the energy dissipation capacity, ηmax, with the experimental equations. Figure 12a,b employ the experimental equation (Equation (6)) from Kato’s research [52] and Equation (9), respectively. The shaded areas in the figures indicate a 30% error range, similar to that in Figure 12. Meanwhile, the experimental equations from previous studies represent the gradient up to the maximum load, with a linear approximation. However, they may not correspond well with the experimental results obtained from Equations (4) and (5). Hence, several data points for ηmax exceed the range of a 30% error, resulting in an error rate of 35.5% (36.1%). In contrast, the modified experimental equation proposed in this paper, Equation (9), demonstrates a better fit with many experimental results, falling within the 30% error range, resulting in an error rate of 25.2% (27.0%).
In summary, by proposing experimental equations that consider parameters such as the equivalent thickness ratio, shear span-to-depth ratio, number of cycles up to the maximum load, and cumulative normalized displacement based on the parameters of previous experimental equations, this paper demonstrates that the experimental results can be more accurately represented.

3.3. Influence of Bauschinger Effect Coefficient of I-Beams That Failed Due to Local Buckling under Cyclic Loading

Figure 13 illustrates the relationship between the Bauschinger effect coefficient, the number of loading cycles, and the loading amplitude. The crosses represent the results of the cyclic loading experiments in this paper. Figure 13a depicts the relationship with the number of loading cycles N. In contrast, Figure 13b shows the relationship between the total dimensionless loading displacement amplitude ∑μxi and the Bauschinger effect coefficient αB. The Bauschinger effect coefficient αB is defined as the ratio of cumulative hysteretic energy dissipation in the cumulative hysteresis curve to the energy dissipation capacity in the skeleton curve, as described in earlier research [64], which is set to 2.0 for beams. While αB shows an almost linear relationship with N and correlates with ∑μxi, some variability is observed. Therefore, Figure 14 illustrates the relationship between both of the coefficients N and ∑μxi and the Bauschinger effect coefficient. The vertical axis represents the Bauschinger effect coefficient αB, while the horizontal axis represents the variable used in the second term on the right-hand side of the equation.
α b = 1 + 0.5 N 1 log i = 1 μ x i
However, in the case of N ≤ 1 (monotonic loading), N is set to 1. When the loading history remains within the elastic range during cyclic loading, only the first occurrence is counted.
From this paper and previous experimental results, it has been shown that this enhancement ratio depends on both the number of loading cycles and their amplitudes. Therefore, using both indicators in this paper, the evaluation equation is set as αb = 1 for monotonic loading and the above equation is formed through a trial-and-error method.
The plots in the figure represent the experimental results, while the dashed line corresponds to Equation (10). There is a tendency for the Bauschinger effect coefficient to increase with higher values of the total number of loading cycles and loading displacement amplitudes, and the experimental results generally agree with Equation (10).
Thus, the hysteretic energy dissipation of an I-beam subjected to cyclic loading can be obtained by multiplying ηmax obtained from Equation (9) by Equation (10).
In the field of structural engineering, numerous studies have focused on evaluating the performance of composite beams, where steel beams are attached to concrete slabs as composite members [27,28,29,30,31,32,33]. However, this paper focuses on the failure mechanism of steel beams, explicitly targeting the phenomenon of local buckling, and aims to evaluate the inherent performance of steel beams that failed due to local buckling. The performance evaluation of the composite beam will be clarified in a future study.

4. Conclusion

This paper elucidated the differences in the hysteresis curves and buckling mechanisms of locally buckling I-beams through monotonic and cyclic loading experiments. Subsequently, a simplified and accurate experimental equation was proposed based on the previous experimental equation as a unified evaluation method independent of loading history differences. It is noteworthy that Table A1 comprises several specimens sharing identical cross-sectional shapes and lengths, yet lacks variation in loading protocols as a parameter. Therefore, concluding remarks (1) and (2) stem from the findings retrieved from the experiment in this study. The conclusions obtained are as follows:
(1)
When subjected to cyclic loading at the same amplitude in the plastic region where local buckling occurs in I-beams, it was confirmed that the strain values increase and plasticization progresses as the number of cycles increase. When subjected to cyclic loading, the rotation capacity and energy dissipation capacity obtained from the experimental results decrease with increasing cycles at the same amplitude in the skeleton curve.
(2)
For specimens of the same cross-section and length subjected to monotonic and cyclic loading, the rotation capacity and energy dissipation capacity are higher under monotonic loading if local buckling occurs.
(3)
In the previous experimental equation, particularly in the case of cyclic loading, there are significant errors in the maximum load, rotation capacity, and energy dissipation capacity. On the other hand, the experimental equations proposed in this paper (Equations (7)–(9)) can generally evaluate the ultimate strength ratio, rotation capacity, and energy dissipation capacity regardless of the loading type.
(4)
The Bauschinger effect coefficient increases with a more significant number of loading cycles and larger loading amplitudes, and its value can be evaluated using Equation (10). Moreover, hysteretic energy dissipation under cyclic loading can be assessed using Equations (9) and (10).
It should be noted that the application range of the experimental equations in this paper covers web-to-thickness ratios from 20 to 85, flange-to-thickness ratios from 5 to 15, section shape ratios from 0.4 to 1.2, and shear span-to-depth ratios from 2.5 to 10, based on the previous literature and the specimens tested in this paper.
This paper only targets the incremental amplitude type, and evaluating the performance of I-beams under decremental amplitude or random amplitude types is a future task.

Funding

This research study was funded by the Research Project of Co-Creation for Disaster Resilience (Principal Investigator: Yoshihiro Kimura). I express my deepest gratitude for their sincere support.

Data Availability Statement

The raw/processed data necessary to reproduce these findings cannot be shared at this time because the data also form part of an ongoing study.

Conflicts of Interest

The author declares that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Appendix A

The summary of the database obtained from previous articles is listed below. The hysteresis curves and residual deformation of all 11 specimens are presented below. All specimens except for A-2-1 and B-2-1 failed due to local buckling, while specimens A-2-1 and B-2-1 experienced coupled buckling induced by lateral buckling after local buckling, leading to ultimate failure. Specimen B-1-2 exhibited significant shear deformation in addition to bending deformation.
Table A1. Summary of database.
Table A1. Summary of database.
SectionLb/tfd/twL/HτmaxμmaxηmaxNΣμxiRefs.
H-330 × 150 × 4.5 × 912608.369.33.81.293.212.241139.07[78]
H-330 × 150 × 4.5 × 912668.369.33.81.051.760.685.513.34[78]
H-250 × 150 × 4.5 × 914968.351.66.01.253.52.339.530.49[80]
H-250 × 150 × 4.5 × 1214926.350.26.01.283.832.89928.53[80]
H-250 × 150 × 4.5 × 914978.351.66.01.33.132.228.525.91[80]
H-250 × 150 × 4.5 × 914998.351.66.01.082.21.114.59.76[80]
H-200 × 150 × 6 × 99008.330.34.51.357.167.12749.89[81]
H-200 × 150 × 6 × 99008.330.34.51.3411.1711.6211.5113.84[81]
H-200 × 150 × 6 × 99008.330.34.51.518.589.185.538.24[81]
H-200 × 150 × 6 × 99008.330.34.51.398.178.45.535.4[81]
H-500 × 200 × 9 × 1924005.351.34.81.235.64.2327130.71[82]
H-450 × 200 × 9 × 1218508.347.34.11.375.634.877.540.66[83]
H-450 × 200 × 9 × 1218508.347.34.11.359.829.781299.8[83]
H-450 × 200 × 9 × 1218508.347.34.11.337.316.31075.72[83]
H-506 × 201 × 11 × 1918005.342.53.61.357.777.05429.42[84]
H-300 × 130 × 6 × 1212005.446.04.01.4512.0312.35437.78[85]
H-300 × 130 × 6 × 1212005.446.04.01.4511.5412.154.547.62[85]
H-300 × 130 × 6 × 1212005.446.04.01.399.59.693.533.05[85]
H-300 × 130 × 6 × 1212005.446.04.01.4611.6911.66439.85[85]
H-300 × 100 × 9 × 912005.631.34.01.418.529.24738.84[86]
H-300 × 100 × 6 × 612008.348.04.01.444.23.94.514.18[86]
H-488 × 300 × 11 × 1821508.341.14.41.566.265.411063.67[87]
H-600 × 300 × 12 × 2231256.846.35.21.367.186.48525.28[88]
H-600 × 300 × 12 × 2231256.846.35.21.377.126.64422.16[88]
H-450 × 150 × 9 × 1214256.347.33.21.358.066.08632.4[89]
H-250 × 125 × 6 × 913756.938.75.51.489.8210.76635.5[90]
H-500 × 200 × 10 × 1621686.346.84.31.3410.8511.597.553.87[91]
H-500 × 200 × 10 × 1631506.346.86.31.310.5910.15533.56[92]
H-500 × 200 × 10 × 1631506.346.86.31.268.98.15531.85[92]
H-500 × 200 × 10 × 1631506.346.86.31.156.2410.57418.45[92]
H-500 × 200 × 10 × 1631756.346.86.41.378.78.44425.51[93]
H-500 × 200 × 10 × 1631756.346.86.41.238.928.284.527.27[93]
H-500 × 200 × 10 × 1631756.346.86.41.278.658.3419.91[93]
H-500 × 200 × 10 × 1631756.346.86.41.277.566.96420.38[93]
H-300 × 125 × 4.5 × 912006.962.74.01.296.656.3--[94]
H-300 × 125 × 9 × 912006.931.34.01.39.699.94--[94]
H-300 × 125 × 6 × 99006.9473.01.411.2112.45--[94]
H-300 × 125 × 6 × 912006.9474.01.278.558.33--[94]
H-180 × 144 × 6 × 910408.0275.81.1810.5610.31--[95]
H-180 × 180 × 6 × 9130010.0277.21.115.815.11--[95]
H-180 × 216 × 6 × 9157012.0278.71.064.964.07--[95]
H-180 × 144 × 6 × 910408.0275.81.138.467.98--[95]
H-300 × 180 × 6 × 9130010.0474.31.15.594.69--[95]
H-420 × 144 × 6 × 910408.0672.51.076.035.23--[95]
H-420 × 144 × 6 × 910408.0672.51.133.933.15--[95]
H-300 × 144 × 6 × 910408.0473.51.032.61.77--[95]
H-270.5 × 108.5 × 4.23 × 5.5712009.761.34.41.182.561.53--[96]
H-269.6 × 144.3 × 4.23 × 5.57150013.061.15.61.091.860.81--[96]
H-314.4 × 108.3 × 4.23 × 5.5714509.771.74.61.151.930.96--[96]
H-315.5 × 143.8 × 4.23 × 5.57175012.972.05.51.031.690.66--[96]
H-359.7 × 108.8 × 4.23 × 5.5717009.882.44.71.142.261.13--[96]
H-359.5 × 144.8 × 4.23 × 5.57205013.082.45.71.031.780.68--[96]
H-250 × 125 × 5.8 × 8.512507.440.25.01.236.626.2--[97]
H-450 × 200 × 9 × 1413507.146.93.01.187.627.22--[98]
Figure A1. Load–displacement relationship and ultimate deformation state.
Figure A1. Load–displacement relationship and ultimate deformation state.
Buildings 14 01376 g0a1
The list of symbols is presented below.
Table A2. List of symbols.
Table A2. List of symbols.
b/tfFlange width–thickness ratio
L/HShear span-to-depth ratio
LBeam length
d/twWeb width-to-thickness ratio
HHight of beam
BWidth of beam
tfFlange thickness
twWeb thickness
δpDisplacement corresponding to full plastic bending moment
MpFull plastic bending moment
δControlled displacement
δ0Displacement at position of transducer
φRotation angle measured by the transducers
δmpDisplacements due to bending deformation of beam
δspDisplacements due to shear deformation of beam
EYoung’s modulus
IMoment of inertia
ACross-sectional area
GShear modulus
κShape factor
σyYield stress
σuTensile strength
Y.R.Yield ratio (σy /σu)
PShear force acting on beam
PpShear force imposing full plastic bending moment of beam
αBηmaxHysteretic energy dissipation up to ultimate strength
αBBauschinger effect coefficient
μmaxRotation capacity
ηmaxEnergy dissipation capacity
b t f 235 σ y f Generalized flange width-to-thickness ratio
d t w 235 σ y w Generalized web width-to-thickness ratio
B/HSection aspect ratio
τmaxUltimate strength ratio
σyfYield stress of flange plate
σywYield stress of web plate
NCumulative number of loading cycles until attainment of maximum load
μxiDimensionless amplitude of loading displacement in i-th cycle

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Figure 1. Outline of experiment and specimen: (a) testing apparatus; (b) measurements; (c) loading protocol (cyclic, one loading cycle with a specific displacement).
Figure 1. Outline of experiment and specimen: (a) testing apparatus; (b) measurements; (c) loading protocol (cyclic, one loading cycle with a specific displacement).
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Figure 2. Stress–strain curves.
Figure 2. Stress–strain curves.
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Figure 3. Procedure used to draw skeleton curve (C-1-1): (a) hysteresis curve; (b) cumulative hysteresis curve; (c) skeleton curve.
Figure 3. Procedure used to draw skeleton curve (C-1-1): (a) hysteresis curve; (b) cumulative hysteresis curve; (c) skeleton curve.
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Figure 4. Comparison of test results of behavior under monotonic and cyclic loading: (a) hysteresis curve; (b) skeleton curve.
Figure 4. Comparison of test results of behavior under monotonic and cyclic loading: (a) hysteresis curve; (b) skeleton curve.
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Figure 5. Strain distribution: (a) flange; (b) web (100 mm apart from fixed end); (c) web (200 mm apart from fixed end).
Figure 5. Strain distribution: (a) flange; (b) web (100 mm apart from fixed end); (c) web (200 mm apart from fixed end).
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Figure 6. Relation between section dimensions and rotation capacity and energy dissipation capacity: (a) μmax vs. b/tf; (b) ηmax vs. b/tf; (c) μmax vs. L/H; (d) ηmax vs. L/H.
Figure 6. Relation between section dimensions and rotation capacity and energy dissipation capacity: (a) μmax vs. b/tf; (b) ηmax vs. b/tf; (c) μmax vs. L/H; (d) ηmax vs. L/H.
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Figure 7. Comparison of experimental results under monotonic and cyclic loading: (a) τmax; (b) μmax; (c) ηmax.
Figure 7. Comparison of experimental results under monotonic and cyclic loading: (a) τmax; (b) μmax; (c) ηmax.
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Figure 8. Distribution of specimen configuration: (a) width–thickness ratio; (b) rotation capacities depending on cross-section class; (c) section aspect ratio and shear span-to-depth ratio.
Figure 8. Distribution of specimen configuration: (a) width–thickness ratio; (b) rotation capacities depending on cross-section class; (c) section aspect ratio and shear span-to-depth ratio.
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Figure 9. Width–thickness ratio and structural performance of I-beams; (a) ultimate strength ratio; (b) rotation capacity.
Figure 9. Width–thickness ratio and structural performance of I-beams; (a) ultimate strength ratio; (b) rotation capacity.
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Figure 10. Comparison of ultimate strength ratio: (a) previous evaluation equation; (b) proposed evaluation equation.
Figure 10. Comparison of ultimate strength ratio: (a) previous evaluation equation; (b) proposed evaluation equation.
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Figure 11. Comparison of rotation capacity: (a) previous evaluation equation; (b) proposed evaluation equation.
Figure 11. Comparison of rotation capacity: (a) previous evaluation equation; (b) proposed evaluation equation.
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Figure 12. Comparison of energy dissipation capacity: (a) previous evaluation equation; (b) proposed evaluation equation.
Figure 12. Comparison of energy dissipation capacity: (a) previous evaluation equation; (b) proposed evaluation equation.
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Figure 13. Relationship between Bauschinger effect coefficient and loading histories: (a) number of cycles; (b) cumulative plastic deformation.
Figure 13. Relationship between Bauschinger effect coefficient and loading histories: (a) number of cycles; (b) cumulative plastic deformation.
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Figure 14. Evaluation of Bauschinger effect coefficient.
Figure 14. Evaluation of Bauschinger effect coefficient.
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Table 1. Test configurations.
Table 1. Test configurations.
DesignationL [mm]b/tf [mm]d/tw [mm]L/H [-]Slenderness Ratio [-]ProtocolNo. of Cycles
A-1-110006.25224.9524.55Monotonic-
B-1-14.95Cyclic1
C-1-14.98Cyclic3
A-2-14.174.9837.88Monotonic1
B-2-14.95Cyclic1
A-3-18.334.9818.15Monotonic1
B-3-14.95Cyclic1
A-1-28006.253.9619.64Monotonic1
B-1-2Cyclic1
A-1-312005.9729.46Monotonic1
B-1-3Cyclic1
Table 2. Measurement of section dimensions.
Table 2. Measurement of section dimensions.
SpecimenH [mm]B [mm]tf [mm]tw [mm]
A-1-120215011.98.20
B-1-120215012.18.10
C-1-120115012.08.25
A-2-120110112.08.25
B-2-120210012.18.25
A-3-120120011.88.20
B-3-120220111.88.20
A-1-220215012.08.25
B-1-220215011.98.25
A-1-320115011.98.35
B-1-320115112.08.25
Table 3. Material test results.
Table 3. Material test results.
Thickness [mm]E [N/mm2]σy [N/mm2]σu [N/mm2]Y.R.Elongation [%]
Flange81.99 × 1063234440.72721
Web122.00 × 1062834280.66124
Table 4. Summary of experimental results.
Table 4. Summary of experimental results.
SpecimenFailure ModesCycle at Failureμmaxηmaxαb
A-1-1Local buckling 13.2715.96
B-1-1Local buckling+2δp12.6516.162.06
C-1-1Local buckling+2δp (1st)8.179.452.48
A-2-1Combined buckling
(local and lateral buckling)
8.347.96
B-2-1Combined buckling
(local and lateral buckling)
−4δp8.6413.841.63
A-3-1Local buckling 11.8613.33
B-3-1Local buckling
and flange failure
+2δp5.4610.411.61
A-1-2Local buckling 20.9026.59
B-1-2Combined buckling
(local and shear buckling)
+6δp8.8817.102.02
A-1-3Local buckling 12.8415.47
B-1-3Local buckling+2δp7.8514.091.82
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Kimura, Y. Evaluation of Rotation Capacity and Bauschinger Effect Coefficient of I-Shaped Beams Considering Loading Protocol Influences. Buildings 2024, 14, 1376. https://doi.org/10.3390/buildings14051376

AMA Style

Kimura Y. Evaluation of Rotation Capacity and Bauschinger Effect Coefficient of I-Shaped Beams Considering Loading Protocol Influences. Buildings. 2024; 14(5):1376. https://doi.org/10.3390/buildings14051376

Chicago/Turabian Style

Kimura, Yoshihiro. 2024. "Evaluation of Rotation Capacity and Bauschinger Effect Coefficient of I-Shaped Beams Considering Loading Protocol Influences" Buildings 14, no. 5: 1376. https://doi.org/10.3390/buildings14051376

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