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Keywords = EWMA control charts

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24 pages, 1479 KB  
Article
Designs of Bayesian EWMA Variability Control Charts in the Presence of Measurement Error
by Ming-Che Lu and Su-Fen Yang
Processes 2025, 13(10), 3371; https://doi.org/10.3390/pr13103371 - 21 Oct 2025
Viewed by 262
Abstract
Statistical process control may lead to false detection results in the presence of measurement error, so it is necessary to deal with the effect of measurement error. The Bayesian exponentially weighted moving average (EWMA) variability control chart, first proposed by Lin et al., [...] Read more.
Statistical process control may lead to false detection results in the presence of measurement error, so it is necessary to deal with the effect of measurement error. The Bayesian exponentially weighted moving average (EWMA) variability control chart, first proposed by Lin et al., is a distribution-free control chart, and it can effectively monitor process variance even if the process skewness varies with time. This paper investigates the influence of measurement error on the Bayesian EWMA variability control chart, and it proposes two designs for the Bayesian EWMA variability control chart in the presence of measurement error. One is to modify the control limits based on the biased error-prone monitoring statistics, called the error-embedded control chart. The other is to design the control limits based on the error-corrected monitoring statistics, called the error-corrected control chart. Simulation results prove that both of the proposed control charts are reliable and have good detection performance in the presence of measurement error. Moreover, the average run lengths of the proposed control charts are exactly the same, indicating that both of them are equivalent control charts. Comparison results show that the existing control chart in Lin et al. is not in-control robust and fails to detect a downward shift in process variance when measurement error is present. Thus, using the error-embedded control chart or the error-corrected control chart to monitor processes with measurement errors is reliable and effective. Moreover, the proposed control charts, where π11 = 1 and π10 = 0, can be applied to monitor processes without measurement errors since their detection performance is equal to that of the existing control chart in Lin et al. Finally, we demonstrate the application of the error-embedded control chart and the error-corrected control chart to analyze the data from the service time system of a bank branch and the data from a semiconductor manufacturing process, showing that the proposed control charts can indeed be applied to data with measurement errors. Full article
(This article belongs to the Special Issue Process Control and Optimization in the Era of Industry 5.0)
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31 pages, 668 KB  
Article
A Novel Moving Average–Exponentiated Exponentially Weighted Moving Average (MA-Exp-EWMA) Control Chart for Detecting Small Shifts
by Jun-Hao Lu and Chang-Yun Lin
Mathematics 2025, 13(18), 3049; https://doi.org/10.3390/math13183049 - 22 Sep 2025
Viewed by 870
Abstract
Process monitoring plays a vital role in ensuring quality stability, and, operational efficiency across fields such as manufacturing, finance, biomedical science, and environmental monitoring. Among statistical tools, control charts are widely adopted for detecting variability and abnormal patterns. Since the introduction of the [...] Read more.
Process monitoring plays a vital role in ensuring quality stability, and, operational efficiency across fields such as manufacturing, finance, biomedical science, and environmental monitoring. Among statistical tools, control charts are widely adopted for detecting variability and abnormal patterns. Since the introduction of the basic X-bar control chart by Shewhart in the 1920s, various improved methods have emerged to address the challenge of identifying small and latent process shifts, including CUSUM, MA, EWMA, and Exp-EWMA control charts. This study introduces a novel control chart—the Moving Average–Exponentiated Exponentially Weighted Moving Average (MA-Exp-EWMA) control chart—combining the smoothing effect of MA and the adaptive weighting of Exp-EWMA. Its goal is to improve the detection of small shifts and gradual changes. Performance is evaluated using average run length (ARL), standard deviation of run length (SDRL), and median run length (MRL). Monte Carlo simulations under different distributions (normal, exponential, gamma, and Student’s t) and parameter settings assess the control chart’s sensitivity under various shift scenarios. Comparisons with existing control charts and an application to real data demonstrate the practical effectiveness of the proposed method in detecting small shifts. Full article
(This article belongs to the Special Issue Mathematical Modelling and Statistical Methods of Quality Engineering)
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19 pages, 1059 KB  
Article
Performance Evaluation of Shiryaev–Roberts and Cumulative Sum Schemes for Monitoring Shape and Scale Parameters in Gamma-Distributed Data Under Type I Censoring
by He Li, Peile Chen, Ruicheng Ma and Jiujun Zhang
Axioms 2025, 14(9), 713; https://doi.org/10.3390/axioms14090713 - 22 Sep 2025
Viewed by 302
Abstract
This paper proposes two process monitoring schemes, namely the Shiryaev–Roberts (SR) procedure and the cumulative sum (CUSUM) procedure, to detect shifts in the shape and scale parameters of Type I right-censored Gamma-distributed lifetime data. The performance of the proposed schemes is compared with [...] Read more.
This paper proposes two process monitoring schemes, namely the Shiryaev–Roberts (SR) procedure and the cumulative sum (CUSUM) procedure, to detect shifts in the shape and scale parameters of Type I right-censored Gamma-distributed lifetime data. The performance of the proposed schemes is compared with that of an exponentially weighted moving average (EWMA) control chart based on deep learning networks. The performance of the proposed schemes is evaluated under various censoring rates using Monte Carlo simulations, with the average run length (ARL) as the primary metric. Furthermore, the SR and CUSUM schemes are compared for both zero-state and steady-state shifts. Simulation results indicate that the SR and CUSUM procedures exhibit superior performance, with the SR scheme showing particular advantages when the actual shift is small, while the CUSUM chart proves more effective for identifying larger shifts. The shape parameter has a significant effect on the performance of the control charts such that a reduction in the shape parameter effectively improves the ability to capture early offsets. Increased censoring rates reduce detection sensitivity. To maintain ARL0= 370, control limits h adapt differentially. The SR and CUSUM charts with different censoring rates need to recalibrate the parameter to mitigate performance losses under higher censoring conditions. The monitoring performance of the SR and CUSUM chart is enhanced by an increase in sample size. Finally, a practical example is provided to illustrate the application of the proposed monitoring schemes. Full article
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35 pages, 2034 KB  
Article
A Nonparametric Double Homogeneously Weighted Moving Average Signed-Rank Control Chart for Monitoring Location Parameter
by Vasileios Alevizakos
Mathematics 2025, 13(18), 3027; https://doi.org/10.3390/math13183027 - 19 Sep 2025
Viewed by 304
Abstract
Nonparametric control charts are widely used in many manufacturing processes when there is a lack of knowledge about the distribution that the quality characteristic of interest follows. If there is evidence that the unknown distribution is symmetric, then the signed-rank statistic is preferred [...] Read more.
Nonparametric control charts are widely used in many manufacturing processes when there is a lack of knowledge about the distribution that the quality characteristic of interest follows. If there is evidence that the unknown distribution is symmetric, then the signed-rank statistic is preferred over other nonparametric statistics because it makes control charts more efficient. In this article, a nonparametric double homogeneously weighted moving average control chart based on the signed-rank statistic, namely, the DHWMA-SR chart, is introduced for monitoring the location parameter of an unknown, continuous and symmetric distribution. Monte Carlo simulations are used to study the run-length distribution of the proposed chart. A performance comparison study with the EWMA-SR, DEWMA-SR and HWMA-SR charts indicates that the DHWMA-SR chart is more effective under the zero-state scenario, while its steady-state performance is poor. Finally, two illustrative examples are given to demonstrate the application of the proposed chart. Full article
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26 pages, 1253 KB  
Article
Integrated Production, EWMA Scheme, and Maintenance Policy for Imperfect Manufacturing Systems of Bolt-On Vibroseis Equipment Considering Quality and Inventory Constraints
by Nuan Xia, Zilin Lu, Yuting Zhang and Jundong Fu
Axioms 2025, 14(9), 703; https://doi.org/10.3390/axioms14090703 - 17 Sep 2025
Viewed by 309
Abstract
In recent years, the synergistic effect among production, maintenance, and quality control within manufacturing systems has garnered increasing attention in academic and industrial circles. In high-quality production settings, the real-time identification of minute process deviations holds significant importance for ensuring product quality. Traditional [...] Read more.
In recent years, the synergistic effect among production, maintenance, and quality control within manufacturing systems has garnered increasing attention in academic and industrial circles. In high-quality production settings, the real-time identification of minute process deviations holds significant importance for ensuring product quality. Traditional approaches, such as routine quality inspections or Shewhart control charts, exhibit limitations in sensitivity and response speed, rendering them inadequate for meeting the stringent requirements of high-precision quality control. To address this issue, this paper presents an integrated framework that seamlessly integrates stochastic process modeling, dynamic optimization, and quality monitoring. In the realm of quality monitoring, an exponentially weighted moving average (EWMA) control chart is employed to monitor the production process. The statistic derived from this chart forms a Markov process, enabling it to more acutely detect minor shifts in the process mean. Regarding maintenance strategies, a state-dependent preventive maintenance (PM) and corrective maintenance (CM) mechanism is introduced. Specifically, preventive maintenance is initiated when the system is in a statistically controlled state and the inventory level falls below a predefined threshold. Conversely, corrective maintenance is triggered when the EWMA control chart generates an out-of-control (OOC) signal. To facilitate continuous production during maintenance activities, an inventory buffer mechanism is incorporated into the model. Building upon this foundation, a joint optimization model is formulated, with system states, including equipment degradation state, inventory level, and quality state, serving as decision variables and the minimization of the expected total cost (ETC) per unit time as the objective. This problem is formalized as a constrained dynamic optimization problem and is solved using the genetic algorithm (GA). Finally, through a case study of the production process of vibroseis equipment, the superiority of the proposed model in terms of cost savings and system performance enhancement is empirically verified. Full article
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18 pages, 4892 KB  
Article
A Real-Time Anomaly Detection Model of Nomex Honeycomb Composites Disc Tool
by Xuanlin Wang, Peihao Tang, Jie Xu, Xueping Liu and Peng Mou
J. Manuf. Mater. Process. 2025, 9(8), 281; https://doi.org/10.3390/jmmp9080281 - 15 Aug 2025
Viewed by 646
Abstract
Nomex honeycomb composites (NHCs) are highly sensitive to the abnormal wear state of disc tools during cutting, leading to poor product quality. This paper proposes a real-time anomaly detection method combining a novel CNN–GRU–Attention (CGA) deep learning model with an Exponentially Weighted Moving [...] Read more.
Nomex honeycomb composites (NHCs) are highly sensitive to the abnormal wear state of disc tools during cutting, leading to poor product quality. This paper proposes a real-time anomaly detection method combining a novel CNN–GRU–Attention (CGA) deep learning model with an Exponentially Weighted Moving Average (EWMA) control chart to monitor sensor data from the disc tool. The CGA model integrates an improved CNN layer to extract multidimensional local features, a GRU layer to capture long-term temporal dependencies, and a multi-head attention mechanism to highlight key information and reduce error accumulation. Trained solely on normal operation data to address the scarcity of abnormal samples, the model predicts cutting force time series with an RMSE of 0.5012, MAE of 0.3942, and R2 of 0.9128, outperforming mainstream time series data prediction models. The EWMA control chart applied to the prediction residuals detects abnormal tool wear trends promptly and accurately. Experiments on real NHC cutting datasets demonstrate that the proposed method effectively identifies abnormal machining conditions, enabling timely tool replacement and significantly enhancing product quality assurance. Full article
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25 pages, 1382 KB  
Article
Joint Spoofing Detection Algorithm Based on Dual Control Charts and Robust Estimation
by Lunlong Zhong, Xu Yuan and Wenjing Yue
Electronics 2025, 14(13), 2505; https://doi.org/10.3390/electronics14132505 - 20 Jun 2025
Viewed by 486
Abstract
To address the issue that existing GNSS spoofing detection methods are not suitable for intermittent minor spoofing detection and spoofing duration identification, this paper theoretically analyzes the shortcomings of existing detection algorithms in terms of minor spoofing termination detection performance, and proposes comprehensively [...] Read more.
To address the issue that existing GNSS spoofing detection methods are not suitable for intermittent minor spoofing detection and spoofing duration identification, this paper theoretically analyzes the shortcomings of existing detection algorithms in terms of minor spoofing termination detection performance, and proposes comprehensively utilizing two types of control charts and robust estimation to detect the spoofing end moment, laying a foundation for spoofing duration identification and intermittent minor spoofing detection. The Shewhart control chart-based spoofing detection algorithm (M1) is proposed to achieve rapid spoofing termination detection, serving as one of the baseline algorithms for the joint algorithm. The strengths and weaknesses of the two baseline algorithms (M1 and existing EWMA control chart and robust estimation-based detection algorithm (M2)) in minor spoofing detection are analyzed. Under the robust estimation mechanism, a joint spoofing detection metric that can effectively indicate spoofing termination is constructed by combining their respective spoofing test statistics; then, anomaly detection on the joint detection metric is performed based on sample quantiles to identify the spoofing end moment. The experimental results under various typical abrupt spoofing and slowly varying spoofing scenarios demonstrate that the proposed joint spoofing detection algorithm based on dual control charts and robust estimation satisfies the spoofing alert time requirements specified by the International Civil Aviation Organization (ICAO) for the cruise phase. Compared with existing detection algorithms, the joint algorithm maintains excellent spoofing initiation detection performance while significantly improving both the speed and accuracy of spoofing termination detection. This effectively integrates the advantages of the two baseline algorithms and compensates for their individual limitations when operating independently. Upon timely and effective detection of the start and end moments of minor spoofing, it becomes possible to achieve spoofing duration identification and intermittent minor spoofing detection. Full article
(This article belongs to the Section Microwave and Wireless Communications)
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15 pages, 362 KB  
Article
Revision of the Screening Robust Estimation Method for the Retrospective Analysis of Normal Processes
by Víctor H. Morales, Carlos A. Panza and Roberto J. Herrera
Processes 2025, 13(5), 1381; https://doi.org/10.3390/pr13051381 - 30 Apr 2025
Viewed by 409
Abstract
This paper provides a comprehensive review of the Screening Robust Estimation Method (SREM) for normal processes in Phase I. Particular emphasis is placed on the exponentially weighted moving average (EWMA) control chart, which is employed in the retrospective monitoring stage. A central concern [...] Read more.
This paper provides a comprehensive review of the Screening Robust Estimation Method (SREM) for normal processes in Phase I. Particular emphasis is placed on the exponentially weighted moving average (EWMA) control chart, which is employed in the retrospective monitoring stage. A central concern addressed in this discussion is that the EWMA chart is said to be based on the false alarm rate (FAR) design criterion, but it is accurately implemented. It is well established that FAR-based methods for Phase I monitoring assume that the distribution of the monitoring statistic remains invariant at each sampling instance. However, the EWMA statistic inherently introduces a sequential dependence among all sampling moments, which contradicts this assumption. This paper shows that a modified EWMA chart, incorporating probability-based control limits rather than the conventional formulation utilized in the SREM, enhances the monitoring of normal processes in Phase I. Through simulations, it is established that the new design proposal of an EWMA chart for Phase I monitoring has a slightly narrower decision threshold among the control methodologies included in the study. The new chart is as effective as the traditional X¯ charts in detecting localized increases in the target value of the mean of a normal process, and outperforms them when other types of anomalies are present in the available preliminary samples. Full article
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35 pages, 4500 KB  
Article
The CHEWMA Chart: A New Statistical Control Approach for Microclimate Monitoring in Preventive Conservation of Cultural Heritage
by Ignacio Díaz-Arellano and Manuel Zarzo
Sensors 2025, 25(4), 1242; https://doi.org/10.3390/s25041242 - 18 Feb 2025
Cited by 1 | Viewed by 852
Abstract
A new statistical control chart denoted as CHEWMA (Cultural Heritage EWMA) is proposed for microclimate monitoring in preventive conservation. This tool is a real-time detection method inspired by the EN 15757:2010 standard, serving as an alternative to its common adaptations. The proposed control [...] Read more.
A new statistical control chart denoted as CHEWMA (Cultural Heritage EWMA) is proposed for microclimate monitoring in preventive conservation. This tool is a real-time detection method inspired by the EN 15757:2010 standard, serving as an alternative to its common adaptations. The proposed control chart is intended to detect short-term fluctuations (STFs) in temperature (T) and relative humidity (RH), which would enable timely interventions to mitigate the risk of mechanical damage to collections. The CHEWMA chart integrates the Exponentially Weighted Moving Average (EWMA) control chart with a weighting mechanism that prioritizes fluctuations occurring near extreme values. The methodology was validated using RH time series recorded by seven dataloggers installed at the Alava Fine Arts Museum, and, from these, seventy simulated time series were generated to enhance the robustness of the analyses. Sensitivity analyses demonstrated that, for the studied dataset, the CHEWMA chart exhibits stronger similarity to the application of EN 15757:2010 than other commonly used real-time STF detection methods in the literature. Furthermore, it provides a flexible option for real-time applications, enabling adaptation to specific conservation needs while remaining aligned with the general framework established by the standard. To the best of our knowledge, this is the first statistical process control chart designed for the field of preventive conservation of cultural heritage. Beyond assessing CHEWMA’s performance, this study reveals that, when adapting the procedures of the European norm by developing a new real-time approach based on a simple moving average (herein termed SMA-FT), a window of approximately 14 days is more appropriate for STF detection than the commonly assumed 30-day period in the literature. Full article
(This article belongs to the Special Issue Metrology for Living Environment 2024)
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23 pages, 1081 KB  
Article
Explicit Analytical Form for the Average Run Length of Double-Modified Exponentially Weighted Moving Average Control Charts Through the MA(q) Process and Applications
by Julalak Neammai, Saowanit Sukparungsee and Yupaporn Areepong
Symmetry 2025, 17(2), 238; https://doi.org/10.3390/sym17020238 - 6 Feb 2025
Viewed by 1179
Abstract
The Statistical Process Control (SPC) approach using mathematical modeling proves effective for correlated data, with applications in healthcare, finance, and technology to enhance quality and efficiency. Here, we provide a novel SPC method using mathematical modeling and discuss its use in simulation tests [...] Read more.
The Statistical Process Control (SPC) approach using mathematical modeling proves effective for correlated data, with applications in healthcare, finance, and technology to enhance quality and efficiency. Here, we provide a novel SPC method using mathematical modeling and discuss its use in simulation tests to assess its applicability for tracking processes containing correlated data operating on sophisticated control charts. Particularly, an approach for detecting small shifts in the mean of a process running on the double-modified exponentially weighted moving average (DMEWMA) control chart, which is symmetric about the center line with upper and lower control limits, is of special interest. The computations showed exceptional accuracy, with ARL from the explicit formula closely matching that from the NIE method. Simulation tests assess its applicability in detecting small mean shifts and compare its performance with exponentially weighted moving average (EWMA) and modified exponentially weighted moving average (MEWMA) control charts across various scenarios. For several values of the design parameters, the performances of these three control charts are also compared in terms of the relative average index and relative standard deviation index. The results show that the DMEWMA chart outperforms others for several process mean shifts. The method’s practical use is demonstrated with stock data, highlighting its superior effectiveness in enhancing process monitoring. Full article
(This article belongs to the Section Mathematics)
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22 pages, 1044 KB  
Article
The Efficiency of the New Extended EWMA Control Chart for Detecting Changes Under an Autoregressive Model and Its Application
by Kotchaporn Karoon and Yupaporn Areepong
Symmetry 2025, 17(1), 104; https://doi.org/10.3390/sym17010104 - 11 Jan 2025
Cited by 4 | Viewed by 2015
Abstract
Control charts are frequently used instruments for process quality monitoring. Another name for the NEEWMA control chart is the new extended exponentially weighted moving average (new extended EWMA) control chart. The lower control limit (LCL) and upper control limit (UCL) are equally spaced [...] Read more.
Control charts are frequently used instruments for process quality monitoring. Another name for the NEEWMA control chart is the new extended exponentially weighted moving average (new extended EWMA) control chart. The lower control limit (LCL) and upper control limit (UCL) are equally spaced from the center line, giving it a symmetrical design. Because of its symmetry, the NEEWMA chart is very good at identifying even the tiniest changes in operation by detecting deviations from the target in both upward and downward directions. This study derives an explicit formula for the average run length (ARL) of the NEEWMA control chart based on the autoregressive (AR) model with exponential white noise. The focus is on the zero-state performance of the NEEWMA control chart, which is derived using explicit formulas. Banach’s fixed-point theorem was used to prove existence and uniqueness of this formula. The accuracy of this formula is validated by comparing it to the numerical integral equation (NIE) method using percentage accuracy (%Acc). The results show that the NEEWMA control chart is more efficient than the ARL evaluated by the NIE method, particularly regarding computation time. The performance of the NEEWMA control chart is compared with the EWMA and extended EWMA control charts by evaluating both the ARL and standard deviation run length (SDRL). The NEEWMA control chart outperforms the others in detection performance, followed by the extended EWMA and EWMA control charts. Further verification of its superior performance is provided through comparisons using the average extra quadratic loss (AEQL) and the performance comparison index (PCI), which confirm that it outperforms both the EWMA and extended EWMA control charts across various parameters and shift sizes. Finally, an illustrative example using real-life economic data demonstrates its efficiency. Full article
(This article belongs to the Section Mathematics)
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15 pages, 3267 KB  
Article
EWMA Control Chart Integrated with Time Series Models for COVID-19 Surveillance
by Chen-Rui Hsu and Hsiuying Wang
Mathematics 2025, 13(1), 115; https://doi.org/10.3390/math13010115 - 30 Dec 2024
Cited by 4 | Viewed by 1812
Abstract
The global outbreak of coronavirus disease 2019 (COVID-19) has posed a severe threat to public health and caused widespread socioeconomic disruptions in the past several years. While the pandemic has subsided, it is essential to explore effective disease surveillance tools to aid in [...] Read more.
The global outbreak of coronavirus disease 2019 (COVID-19) has posed a severe threat to public health and caused widespread socioeconomic disruptions in the past several years. While the pandemic has subsided, it is essential to explore effective disease surveillance tools to aid in controlling future pandemics. Several studies have proposed methods to capture the epidemic trend and forecast new daily confirmed cases. In this study, we propose the use of exponentially weighted moving average (EWMA) control charts integrated with time series models to monitor the number of daily new confirmed cases of COVID-19. The conventional EWMA control chart directly monitors the number of daily new confirmed cases. The proposed methods, however, monitor the residuals of time series models fitted to these data. In this study, two time series models—the auto-regressive integrated moving average (ARIMA) model and the vector auto-regressive moving average (VARMA) model—are considered. The results are compared with those of the conventional EWMA control chart using three datasets from India, Malaysia, and Thailand. The findings demonstrate that the proposed method can detect disease outbreak signals earlier than conventional control charts. Full article
(This article belongs to the Special Issue Statistical Analysis and Data Science for Complex Data)
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19 pages, 9720 KB  
Article
Enhancing Emergency Department Management: A Data-Driven Approach to Detect and Predict Surge Persistence
by Kang Heng Lim, Francis Ngoc Hoang Long Nguyen, Ronald Wen Li Cheong, Xaver Ghim Yong Tan, Yogeswary Pasupathy, Ser Chye Toh, Marcus Eng Hock Ong and Sean Shao Wei Lam
Healthcare 2024, 12(17), 1751; https://doi.org/10.3390/healthcare12171751 - 2 Sep 2024
Cited by 2 | Viewed by 2779
Abstract
The prediction of patient attendance in emergency departments (ED) is crucial for effective healthcare planning and resource allocation. This paper proposes an early warning system that can detect emerging trends in ED attendance, offering timely alerts for proactive operational planning. Over 13 years [...] Read more.
The prediction of patient attendance in emergency departments (ED) is crucial for effective healthcare planning and resource allocation. This paper proposes an early warning system that can detect emerging trends in ED attendance, offering timely alerts for proactive operational planning. Over 13 years of historical ED attendance data (from January 2010 till December 2022) with 1,700,887 data points were used to develop and validate: (1) a Seasonal Autoregressive Integrated Moving Average with eXogenous factors (SARIMAX) forecasting model; (2) an Exponentially Weighted Moving Average (EWMA) surge prediction model, and (3) a trend persistence prediction model. Drift detection was achieved with the EWMA control chart, and the slopes of a kernel-regressed ED attendance curve were used to train various machine learning (ML) models to predict trend persistence. The EWMA control chart effectively detected significant COVID-19 events in Singapore. The surge prediction model generated preemptive signals on changes in the trends of ED attendance over the COVID-19 pandemic period from January 2020 until December 2022. The persistence of novel trends was further estimated using the trend persistence model, with a mean absolute error of 7.54 (95% CI: 6.77–8.79) days. This study advanced emergency healthcare management by introducing a proactive surge detection framework, which is vital for bolstering the preparedness and agility of emergency departments amid unforeseen health crises. Full article
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22 pages, 8606 KB  
Article
A Photovoltaic Fault Diagnosis Method Integrating Photovoltaic Power Prediction and EWMA Control Chart
by Jun Su, Zhiyuan Zeng, Chaolong Tang, Zhiquan Liu and Tianyou Li
Energies 2024, 17(17), 4263; https://doi.org/10.3390/en17174263 - 26 Aug 2024
Cited by 2 | Viewed by 1100
Abstract
The inevitability of faults arises due to prolonged exposure of photovoltaic (PV) power plants to intricate environmental conditions. Therefore, fault diagnosis of PV power plants is crucial to ensure the continuity and reliability of power generation. This paper proposes a fault diagnosis method [...] Read more.
The inevitability of faults arises due to prolonged exposure of photovoltaic (PV) power plants to intricate environmental conditions. Therefore, fault diagnosis of PV power plants is crucial to ensure the continuity and reliability of power generation. This paper proposes a fault diagnosis method that integrates PV power prediction and an exponentially weighted moving average (EWMA) control chart. This method predicts the PV power based on meteorological factors using the adaptive particle swarm algorithm-back propagation neural network (APSO-BPNN) model and takes its error from the actual value as a control quantity for the EWMA control chart. The EWMA control chart then monitors the error values to identify fault types. Finally, it is verified by comparison with the discrete rate (DR) analysis method. The results showed that the coefficient of determination of the prediction model of the proposed method reached 0.98. Although the DR analysis can evaluate the overall performance of the inverter and identify the faults, it often fails to point out the specific location of the faults accurately. In contrast, the EWMA control chart can monitor abnormal states such as open and short circuits and accurately locate the string where the fault occurs. Full article
(This article belongs to the Section A2: Solar Energy and Photovoltaic Systems)
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14 pages, 1941 KB  
Article
Residual Control Chart Based on a Convolutional Neural Network and Support Vector Regression for Type-I Censored Data with the Weibull Model
by Pei-Hsi Lee and Shih-Lung Liao
Mathematics 2024, 12(1), 74; https://doi.org/10.3390/math12010074 - 25 Dec 2023
Viewed by 1803
Abstract
Control charts with conditional expected value (CEV) can be used with novel statistical techniques to monitor the means of moderately and lowly censored data. In recent years, machine learning and deep learning have been successfully combined with quality technology to solve many process [...] Read more.
Control charts with conditional expected value (CEV) can be used with novel statistical techniques to monitor the means of moderately and lowly censored data. In recent years, machine learning and deep learning have been successfully combined with quality technology to solve many process control problems. This paper proposes a residual control chart combining a convolutional neural network (CNN) and support vector regression (SVR) for type-I censored data with the Weibull model. The CEV and exponentially weighted moving average (EWMA) statistics are used to generate training data for the CNN and SVR. The average run length shows that the proposed chart approach outperforms the traditional EWMA CEV chart approach in various shift sizes and censored rates. The proposed chart approach is suitable to be used in detecting small shift size for highly censored data. An illustrative example presents the application of the proposed method in an electronics industry. Full article
(This article belongs to the Section D1: Probability and Statistics)
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