Design and Analysis of a Voltage-Mode Non-Linear Control of a Non-Minimum-Phase Positive Output Elementary Luo Converter

The positive output elementary Luo (POEL) converter is a fourth-order DC–DC converter having highly non-linear dynamic characteristics. In this paper, a new dynamic output voltage feedback controller is proposed to achieve output voltage regulation of the POEL converter. In contrast to the state-of-the-art current-mode controllers for the high-order boost converters, the proposed control strategy uses only the output voltage state variable for feedback purposes. This eliminates the need for the inductor current sensor to reduce the cost and complexity of implementation. The controller design is accompanied by a strong theoretical foundation and detailed stability analyses to obtain some insight into the controlled system. The performance of the proposed controller is then compared with a multi-loop hysteresis-based sliding-mode controller (SMC) to achieve the output voltage-regulation of the same POEL converter. The schemes are compared concerning ease of implementation, in particular, the number of state variables and current sensors required for implementation and the closed-loop dynamic performance. Experimental results illustrating the features of both controllers in the presence of input reference and load changes are presented.


Introduction
DC-DC converters are widely used in various commercial applications such as electrical vehicles (EVs), hybrid electrical vehicles (HEVs), renewable energy power systems, power supplies for computer periphery and car auxiliary, and so on [1][2][3][4]. For instance, power electronic circuits (PECs), which are an integral part of any modern-day electrical vehicle, usually comprises DC-AC inverters and DC-DC converters. A DC-AC inverter caters to various utility loads, such as air-conditioning systems, whereas a DC-DC converter is used to supply conventional low-power, low-voltage loads such as sensors, controls, entertainment, utility, and safety equipment, etc. [5]. Secondly, most of the renewable energy resources (RERs) produce a DC voltage of a small magnitude. Thus, a high-step-up DC-DC converter can be used before interfacing RERs with the grid. Additionally, considering the growing number of DC loads in various applications such as microgrids and EVs, it preferred to have a DC distribution system including DC-DC converters than its AC counterpart [6][7][8].
In many such applications, DC-DC converters are required to provide a good output voltage regulation against load and line variations, as well as the circuit parameter uncertainties. Among them, the positive output Luo converters are a series of DC-DC converters which were developed from the prototype using the voltage-lift technique [9]. In the main series of Luo converters, the n th stage circuit has a single active switch, n inductors, 2n the use of an additional integral term alleviates the steady-state error of the system, its presence, however, increases the order of the controller and also demands the use of more state variables such as two or more currents for feedback [17,18]. Ideally, the least number of current variables should be used for feedback as their use demands a complex current sensing circuitry. A hysteresis-based sliding-mode controller for the cascade boost converter has been proposed in [20,21]. The main advantages offered by the hysteresisbased modulation are no risk of saturation when operating at high values of duty ratio and a fast dynamic response over a wide range of operating conditions [21]. The implementation of most of these state-of-the-art controllers discussed so far demands the inductor current sensor, which increases the cost and complexity of realization. The use of a non-linear output feedback controller for the traditional boost converter has been reported in [22]. In contrast to the conventional current-mode control, such an output feedback strategy is able to regulate the output voltage of the boost-type DC-DC converters without any inductor current feedback.
In this paper, a dynamic output voltage feedback controller is proposed to tackle the problem of regulating the output voltage of a POEL converter using the least number of state variables for feedback purposes. The proposed control strategy uses only the output voltage state variable for feedback purposes. Both proportional and integral actions are incorporated for improved performance of the proposed controller. The controller design is accompanied by a detailed stability analysis and the conditions for the stability and feasibility of the proposed controller are obtained. In contrast to [22], the performance of the proposed controller is compared with a dual-loop hysteresis-based sliding-mode-controller (SMC) to achieve the output voltage-regulation of the same converter parameters. The control scheme mainly consists of a dual-loop controller which is designed to achieve an indirect control of the output voltage via the input inductor current tracking. An inner loop controls the input inductor current, whose reference is modified at the output of a proportional-integral (PI) controller, processing the output voltage error. The theoretical derivation of an equivalent control, as well as the procedure to obtain the existence and stability conditions are discussed in detail. Finally, experimental results showing the features of both controllers are provided. The performance of these controllers is compared with basic criteria such as transient and steady-state response to the step-change in the reference voltage, as well as sensitivity to unknown loads. Additionally, particular emphasis is placed on the ease of implementation in terms of the number of state variables and current sensors required for implementation. Figure 1 shows the circuit diagram of the POEL converter. When the switch S W is ON, inductor L 1 absorbs energy from the source. At the same time, inductor L 2 obtains energy from the source as well as the capacitor C 1 . When the switch S W is OFF, capacitor C 1 becomes charged through the diode and inductor L 1 transfers its energy to C 1 [9].

Average Model of the POEL Converter
Electronics 2021, 10, x FOR PEER REVIEW 3 of 16 the proposed controller is compared with a dual-loop hysteresis-based sliding-mode-controller (SMC) to achieve the output voltage-regulation of the same converter parameters. The control scheme mainly consists of a dual-loop controller which is designed to achieve an indirect control of the output voltage via the input inductor current tracking. An inner loop controls the input inductor current, whose reference is modified at the output of a proportional-integral (PI) controller, processing the output voltage error. The theoretical derivation of an equivalent control, as well as the procedure to obtain the existence and stability conditions are discussed in detail. Finally, experimental results showing the features of both controllers are provided. The performance of these controllers is compared with basic criteria such as transient and steady-state response to the step-change in the reference voltage, as well as sensitivity to unknown loads. Additionally, particular emphasis is placed on the ease of implementation in terms of the number of state variables and current sensors required for implementation. Figure 1 shows the circuit diagram of the POEL converter. When the switch SW is ON, inductor absorbs energy from the source. At the same time, inductor obtains energy from the source as well as the capacitor . When the switch SW is OFF, capacitor becomes charged through the diode and inductor transfers its energy to [9]. The average state-space model of the POEL converter operating in the continuous mode is described as follows [12]:

Average Model of the POEL Converter
where , , and = are the average current of inductor , average current of inductor , average voltage of capacitor and average voltage of capacitor , respectively. The scalar denotes the duty ratio, where 0 ≤ ≤ 1. From (1)-(4), the following equilibrium values are obtained: where , , , = and are the equilibrium values of , , , , and , respectively. Setting at the desired voltage value = gives the following desired constant values: The average state-space model of the POEL converter operating in the continuous mode is described as follows [12]: where i L 1 , i L 2 , v C 1 and v C 2 = v o are the average current of inductor L 1 , average current of inductor L 2 , average voltage of capacitor C 1 and average voltage of capacitor C 2 , respectively. The scalar u denotes the duty ratio, where 0 ≤ u ≤ 1. From (1)-(4), the following equilibrium values are obtained: where I L 1 , I L 2 , V C 1 , V C 2 = V o and U are the equilibrium values of i L 1 , i L 2 , v C 1 , v o , and u, respectively. Setting V C 2 at the desired voltage value V C 2 = V d gives the following desired constant values: From (6), the equilibrium value of the control signal u is given by The problem at hand is to find a suitable dynamic voltage feedback controller to regulate the output voltage of the POEL converter in the presence of an uncertain load.

Proposed Dynamic Output Voltage Feedback Controller
This section presents an output voltage feedback controller for the regulation of the POEL converter. The proposed controller structure is influenced by that of the controller for the conventional boost converter in [22]. Both proportional and integral actions are now employed for enhanced performance of the controller.

Proposed Control Law
The proposed dynamic output voltage feedback control law for the POEL converter can be described as follows: where K 1 , K 2 , K p , and K i are the controller gains specified by the designer. (8) is obtained from the expression of U in (7), i.e., , where x d is the solution of (9). Both integral and damping actions are now incorporated in
The equilibrium point of (11)- (16) can be obtained by equating them with zero. This equilibrium point is: Now, linearizing (11)-(16) about the equilibrium point (17) yields the following system: The stability analysis can now be performed by finding the eigenvalues of matrix N, i.e., the roots of |sI − N| = 0, where s is a complex variable. The system will be stable if, and only if, all eigenvalues lie in the open left-half complex plane. The root locus method can be used to analyze the system stability as shown below.

Feasibility of the Proposed Controller
Next, the feasibility of the proposed controller (8) and (9) for the POEL converter is demonstrated. The expressions for .

Feasibility of the Proposed Controller
Next, the feasibility of the proposed controller (8) and (9) for the POEL converter is demonstrated. The expressions for and can be obtained from (8). Using (10) gives: Using (4), (9), (10), (16), (20), and (21) yields Now, by letting , , and coincide with their desired values, namely, = , = and = 0, the 'remaining dynamics' can be obtained as:  In summary, it can be stated that, the controller described by (8) and (9)  Remark: It is worth noting that the proposed methodology to derive the structure of It is evident that u 2∞ = V d (V d +E) is a locally stable equilibrium point whereas u 1∞ = 1 is unstable. Additionally, u 1∞ = 1 corresponds to V d = ∞. Thus, the proposed controller is stable for 0 ≤ u < 1.
In summary, it can be stated that, the controller described by (8) and (9) with suitably chosen values of K 1 , K 2 , K p , and K i such that the eigenvalues of matrix N lie in the open lefthalf complex plane, locally asymptotically stabilizes the POEL converter to the equilibrium Remark: It is worth noting that the proposed methodology to derive the structure of the output feedback controller is quite generic and thus, it can be easily extended to other types of DC-DC converters. The only point is that the exact controller structure may slightly vary for different types of dc-dc converters depending upon the expression of the open-loop duty ratio.

Empirical Approach of Selecting the Controller Gains
Since there are four controller gains associated with the proposed controller given by (8) and (9), it is required to know their effect on the output response. To relieve the difficulty of their design, computer simulations were carried out using PSim software to find the optimum values of the gains for controller implementation. Additionally, for simplicity, K 1 = K 2 is used. The converter parameter values as used in Section 3 will be used here as well.
First, the effect of K i is investigated. The analysis is carried out for K 1 = K 2 = 1 and K p = 0.01. The integral gain is mainly introduced in the control law to reduce the output voltage steady state error. However, even though an increment in K i may improve the steady-state regulation, it is found that it also causes the response to become more oscillatory with a higher overshoot (see Figure 4a). As a result, the settling time increases with increase in K i . Additionally, since integral action is destabilizing, an increment in K i above a certain value leads to instability. The root locus method can be used to find the maximum value of K i , as was performed in Section 3 (see Figure 2a). For K p = 0.01, the poles move to the right hand side (R.H.S.) of the s-plane for K i ≥ 19. However, when K p is increased to 0.1, the range of stability for K i increases to 0 < K i < 26 as shown in Figure 5. Thus, the range of stability for K i increases with the increase in K p value.
Next, the effect of K p is investigated. An increment in K p reduces the steady-state oscillations and also reduces the settling time as shown in Figure 4b. However, the range of stability for K p is very small. For K 1 = K 2 = 1 and K i = 1, system is stable for K p ≤ 0.2 (see Figure 2b).
Based on these observations, a heuristic but practical approach is chosen for the controller gain design. First, the values of K 1 and K 2 are fixed at 1. Then, an arbitrary low value of K i and a high value of K p are chosen. As in traditional controllers, such tuning of controller gains is necessary in the initial prototype stage to attain the desired response after the implementation of the controller.  Next, the effect of is investigated. An increment in reduces the steady-state oscillations and also reduces the settling time as shown in Figure 4b. However, the range of stability for is very small. For = = 1 and = 1, system is stable for ≤ 0.2 (see Figure 2b). Based on these observations, a heuristic but practical approach is chosen for the controller gain design. First, the values of and are fixed at 1. Then, an arbitrary low value of and a high value of are chosen. As in traditional controllers, such tuning

Hysteresis-Based Sliding Mode Controller
In this section, a hysteresis-based sliding-mode controller for the POEL converter is presented. The detailed analysis provided helps give good insight into the behavior of the sliding-mode controlled POEL converter. The control scheme is shown in Figure 6.

Sliding Surface and Its Equivalent Control Law
The proposed sliding surface for the POEL converter defined using its input inductor current is given as: where is the average value of the current flowing through inductor and ( ) is the reference inductor current trajectory generated at the output of the PI compensator

Hysteresis-Based Sliding Mode Controller
In this section, a hysteresis-based sliding-mode controller for the POEL converter is presented. The detailed analysis provided helps give good insight into the behavior of the sliding-mode controlled POEL converter. The control scheme is shown in Figure 6.

Hysteresis-Based Sliding Mode Controller
In this section, a hysteresis-based sliding-mode controller for the POEL converter is presented. The detailed analysis provided helps give good insight into the behavior of the sliding-mode controlled POEL converter. The control scheme is shown in Figure 6.

Sliding Surface and Its Equivalent Control Law
The proposed sliding surface for the POEL converter defined using its input inductor current is given as: where is the average value of the current flowing through inductor and ( ) is the reference inductor current trajectory generated at the output of the PI compensator processing the output voltage error. It is given by

Sliding Surface and Its Equivalent Control Law
The proposed sliding surface for the POEL converter defined using its input inductor current is given as: where i L 1 is the average value of the current flowing through inductor L 1 and I re f (t) is the reference inductor current trajectory generated at the output of the PI compensator processing the output voltage error. It is given by The sliding motion can then be defined using the switching function u s which can be expressed as below: For the successful operation of the sliding-mode control action to occur, an existence condition must be satisfied. The fulfillment of the existence condition confirms that the state trajectory in the neighborhood of the sliding surface will always be directed towards the sliding surface. Therefore, evaluating lim s→0 s(x) . s(x) < 0 , and using (25) and (27) gives the necessary existence condition as: Next, equating . s = 0 and using (1) and (25), the equivalent control signal can be obtained as: where u seq is continuous and 0 < u seq < 1 should be satisfied.

Ideal Sliding Dynamics and Linearized Model
Now, substituting (29) into (2)-(4) yields the following ideal sliding dynamics of the converter: Assuming that i L1 has the constant value I re f , the equilibrium point of (30)-(32) is given by Linearizing (30)-(32) about equilibrium point (33) and considering only the AC terms gives the following linearized system representing the current loop: .
where k = I re f is the linearized system input, x 1 represents the small signal variations in the state variables, i.e., ] is the corresponding output. Matrices can be obtained from the statespace model (34) and is given by:

A, B, E and C are given by
where the small ac perturbations are represented by "~" and

Voltage Loop Analysis
Next, the PI controller for the voltage loop is considered, and its form is given by: After introducing this PI controller in the control scheme as shown in Figure 6, the voltage loop transfer function G cv (s) = v c2 (s) v re f (s) is given by: Substituting (35) and (37) into (38) yields the following transfer function: The corresponding characteristic equation is given by c(s) = p(s)·s + (K ps ·s + K Is )q(s) = 0 (40) Using p(s) = b 3 s 3 + b 2 s 2 + b 1 s + b 0 and q(s) = a 2 s 2 + a 1 s + a 0 , the characteristic equation can be obtained as: where c 4 = b 3 = 1 , c 3 = b 2 + K ps a 2 , c 2 = b 1 + K ps a 1 + K Is a 2 , c 1 = b o + K ps a 0 + K Is a 1 , c 0 = K Is a 0 . Now, by applying the Routh-Hurwitz stability criteria to the characteristic polynomial (41), the closed-loop system will be stable if, and only if, the following conditions are satisfied: Thus, the PI compensator can be designed to satisfy the above condition given the converter specifications and the satisfaction of the existence condition (28).

Experimental Results and Discussions
An experimental setup of the POEL converter system was built to test the effectiveness of the proposed control strategies. The set of converter parameters used in Sections 3 and 4 will be used here as well.

Voltage-Based Feedback Controller
The proposed dynamic output voltage-feedback controller (8) and (9) was implemented using simple analog components. The block diagram and experimental set-up of the controller are shown in Figure 7a,b, respectively. For implementation purposes, a voltage feedback factor β was used and the modified control law is written as follows: where E s = βE, V ds = βV d , v os = βv o , x ds = βx d and 0 < β < 1 is imposed. The voltage feedback factor was set as β = 1 10 . The division function was implemented using the AD633 chip. The controller gains of the proposed voltage-feedback controller were chosen as K 1 = K 2 = 1, K p = 0.01 and K i = 1. Figure 8a shows the transient response of the system when a step reference voltage, V d = 10 V was applied. A good output tracking was obtained with little overshoot and settling time of~0.5 s. Figure 8b shows the corresponding control signal. Next, the ability of the proposed controller to handle the load disturbances is evaluated. Figure 8c shows the output response in the presence of load change from R = 56 Ω to R = 112 Ω (100% increase) and then back to R = 56 Ω. Figure 8d shows the output response in the presence of load change from R = 56 Ω to R = 145 Ω (160% increase) and then back to R = 56 Ω. The disturbances are rejected in around 1 s with a maximum voltage deviation of~1.5 V. Figure 9a shows the response to a step change in the reference voltage from V d = 5 V to V d = 10 V and then back to V d = 5 V. A slight output ripple is observed at the steady state, with little or no overshoot. Figure 9b shows the inductor current i L1 during start-up.

Hysteresis-Based Sliding-Mode Controller
The controller of the form (25) and (26) was implemented using simple devices with the following modification: Such a modification is required because an implementation of an ideal comparator demands the use of an infinite switching frequency which is quite impossible considering the inherent limitation of the power devices to operate at such a high frequency. Additionally, an ideal comparator may produce false switching signals in case noisy input signals are present. Considering this, the limits of the hysteresis band were set as I re f + δ and I re f − δ where a value of δ = 0.1 V was selected. Figure 10a shows the output response of the converter when a step reference voltage V d = 10 V was applied. Here, K ps = 2 and K Is = 100 were used. It should be noted that the settling time is now reduced to~0.1 s as compared to~0.5 s needed in Figure 8a. This improvement in the settling time can be attributed to the use of a faster current loop in the sliding-mode controller. Figure 10b,c show the output responses in the presence of a load change from R = 56 Ω to R = 112 Ω (100% increase) and R = 56 Ω to R = 145 Ω (160% increase), respectively. It is observed that these disturbances produce a maximum overshoot of~2V which is rejected in less than 0.1 s in the worst case. Figure 10d shows the output response in the presence of a reference voltage change from V d = 5 V to V d = 10 V and then back to V d = 5 V. increase) and then back to = 56 Ω. Figure 8d shows the output response in the presence of load change from = 56 Ω to = 145 Ω (160% increase) and then back to = 56 Ω. The disturbances are rejected in around 1 s with a maximum voltage deviation of ~1.5 V. Figure 9a shows the response to a step change in the reference voltage from = 5 V to = 10 V and then back to = 5 V. A slight output ripple is observed at the steady state, with little or no overshoot. Figure 9b shows the inductor current during start-up.

Hysteresis-Based Sliding-Mode Controller
The controller of the form (25) and (26) was implemented using simple devices with the following modification: x FOR PEER REVIEW 15 of 16 5 V/div, 500 ms/div (a) 5 V/div, 1 s/div (b) 5 V/div, 1 s/div (c) 5 V/div, 1 s/div (d) Figure 10. System responses of the sliding-mode controlled system, (a) Transient output response for = 10 V; (b) Output response when = 56 Ω was changed to = 112 Ω and then back to = 56 Ω; (c) Output response when = 56 Ω was changed to = 145 Ω and then back to = 56 Ω; (d) Output response when the reference voltage was changed from = 5 V to = 10 V.

Conclusions
In this paper, the problem of regulating the POEL converter using the least number of state variables for feedback was addressed. To this end, a novel voltage-mode controller is proposed for the output voltage regulation. It can be concluded that even though the dynamic output voltage feedback controller is designed using only one state variable feedback, the controller demonstrates good tracking properties over a wide range of operating conditions with a negligible overshoot. The performance of the proposed controller is compared with a widely used hysteresis-modulation based sliding-mode controller. It was observed that the sliding-mode control leads to a better transient response of the system. However, it requires an additional current sensor which may increase the cost and complexity of implementation. Moreover, a variable frequency is needed for the implementation of a sliding-mode controller. In contrast to this, the proposed controller only requires output voltage feedback, which eliminates the need for a current sensor. Additionally, it uses a constant switching frequency. In general, it can be stated that there is a trade-off between the number of state variables used for the implementation, and the quality of the output transient response in the presence of load and reference voltage variations. As such a suitable control scheme must be chosen as per the demands of the application.  . System responses of the sliding-mode controlled system, (a) Transient output response for V d = 10 V; (b) Output response when R = 56 Ω was changed to R = 112 Ω and then back to R = 56 Ω; (c) Output response when R = 56 Ω was changed to R = 145 Ω and then back to R = 56 Ω; (d) Output response when the reference voltage was changed from V d = 5 V to V d = 10 V.

Conclusions
In this paper, the problem of regulating the POEL converter using the least number of state variables for feedback was addressed. To this end, a novel voltage-mode controller is proposed for the output voltage regulation. It can be concluded that even though the dynamic output voltage feedback controller is designed using only one state variable feedback, the controller demonstrates good tracking properties over a wide range of operating conditions with a negligible overshoot. The performance of the proposed controller is compared with a widely used hysteresis-modulation based sliding-mode controller. It was observed that the sliding-mode control leads to a better transient response of the system. However, it requires an additional current sensor which may increase the cost and complexity of implementation. Moreover, a variable frequency is needed for the implementation of a sliding-mode controller. In contrast to this, the proposed controller only requires output voltage feedback, which eliminates the need for a current sensor. Additionally, it uses a constant switching frequency. In general, it can be stated that there is a trade-off between the number of state variables used for the implementation, and the quality of the output transient response in the presence of load and reference voltage variations. As such a suitable control scheme must be chosen as per the demands of the application.