Single-Axis Rotational Inertial Navigation Systems for USVs: A Review of Key Technologies
Abstract
1. Introduction
2. Fundamentals
2.1. Coordinate Transformations and Reference Frames
- Earth-centered inertial frame (-frame):
- 2.
- Earth-fixed frame (-frame):
- 3.
- Navigation frame (-frame):
- 4.
- Body frame (-frame):
- 5.
- Sensor/IMU frame (-frame):
- 6.
- Coordinate transformations:
2.2. Error Modulation Mechanisms
- Classical Modulation Mechanism and Limitations
- Rotation-Induced Errors
3. MEMS Gyroscope Error Compensation
3.1. Stochastic Error Denoising
3.1.1. Filtering Methods
3.1.2. Deep Learning Methods
3.2. Temperature Drift Compensation
3.2.1. Hardware Control
3.2.2. Algorithmic Compensation
4. Moving-Base Initial Alignment
4.1. Coarse Alignment
4.2. Fine Alignment
4.3. Multi-Source Aided Alignment
5. Azimuth Gyroscope Drift Online Calibration
5.1. Observability Analysis
5.2. Algorithmic Calibration
5.3. Mechanical Error Identification
6. Adaptive Robust GNSS/SINS Integration Method
6.1. Adaptive Filtering
6.2. Robust Estimation
6.3. Multi-Source Fusion Architectures
- Marine Multi-Source Augmentation: The core advantage of tight coupling lies in maintaining system observability even when the number of available observation satellites is insufficient for independent positioning. Constructing unified observation equations with DVL beam frequency shifts and USBL raw ranges ensures stable updates. This approach maintains system performance even when acoustic beams are limited [123]. A dual-transponder slant range differential architecture, aided by inertial navigation time backtracking, is proposed. This design cancels common array errors at the physical mechanism level [124]. However, this deep decoupling relies heavily on the strict deployment of external beacons, increasing the engineering costs of marine exploration.
- Error Lie Groups and Geometric Manifolds: The traditional linearized KF fails to handle the large misalignment angles and covariance distortions induced by severe sea states. This limitation is particularly evident during intense wave swaying of USVs. The iterated equivariant filter (I-EqF) is introduced into GNSS/SINS tight integration, leveraging the symmetry of Lie groups to decouple the error evolution from the true trajectories, significantly improving global consistency under large initial misalignment angles [125]. However, this improvement in manifold consistency comes at the cost of a high model derivation threshold and the computational overhead of computing the Jacobian matrix.
- Heterogeneous Sensing and GNSS-Denied Navigation: Targeting complex multi-sensor scheduling, a parallel architecture with decoupled measurement updates (interactive sensor-independent-update, ISIU) achieves soft cascading and fault-tolerant access of sensors [126]. Regarding the fault-tolerant discrimination mechanism, the combination of robust estimation and sliding window testing improves the detection capability of the tightly coupled system for small faults [127]. Additionally, the adaptive IIR/FIR fusion filtering architecture effectively enhances the system’s resistance to model uncertainty and transient noise by dynamically adjusting mixing probabilities based on the residual covariance [128]. Meanwhile, the GIMM framework uses Gaussian mixture models to capture nonstationary characteristics, enabling dual adaptive switching between motion and noise modes [113]. In GNSS-denied scenarios, a tightly coupled architecture integrates a single-axis rotation MEMS-INS with odometer increments. This design uses RMT to reconstruct heading angle observability, ensuring navigation for miniaturized platforms [7].
7. Discussion
7.1. Current Challenges
7.1.1. Hardware Limitations
7.1.2. Computational Burden
7.2. Future Trends
7.2.1. Factor Graph Optimization
7.2.2. Deep Learning Architectures
7.2.3. GNSS-Denied Navigation
8. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Traditional Filtering | Inverse compressed sensing combined with lag correction [27] | Divide-and-conquer optimization combining redundant and sparse representations; Low-frequency coefficient optimization for static drift suppression | Complex algorithmic chain involving OMP iterative solutions; High sensitivity to prior parameter settings; Unverified adaptability under high-dynamic maneuvering | Static drift suppression in controlled environments |
| PSR integrated with AKF [28] | Random drift mapping to finite-dimensional phase space; Bypassing strict stationarity assumptions; Reduction of offline preprocessing overhead | Strong dependence on single-step prior parameters; Limited generalization under variable temperatures and complex dynamic conditions | Online iterative compensation for non-stationary signals | |
| Deep Learning Architectures | Lightweight DSRU [29] | Significant reduction of network parameters via lightweight architecture; Retention of strong temporal modeling capabilities | Inadequacy in capturing local high-frequency transient features | Edge devices requiring low computational overhead |
| NAS optimizing RNN [30] | Automated topology search mitigating manual network design bias; Identification of structures maximizing denoising performance | High training complexity associated with automated search; Potential black-box interpretability issues | Automated optimization of network topology | |
| 1D-CNNs integrated with LSTM and soft attention mechanisms [31] | Extraction of local spatial features via convolutional layers; Dynamic error weighting via soft attention mechanisms handling temporal dependencies | High computational complexity induced by multi-module integration | Complex noise environments requiring spatiotemporal feature extraction | |
| Heterogeneous LSTM-GRU model [32] | Global optimality in balancing static and dynamic random noise suppression | Purely data-driven nature lacking physical interpretability | Scenarios requiring balanced performance in static and dynamic phases | |
| Wavelet pre-denoising combined with SVM [33] | System robustness enhancement against external signal interruptions via combined prediction models | Susceptibility to overfitting; Limited real-time recursive capability | Navigation reliability maintenance during GNSS signal outages | |
| Hybrid Paradigms | Dynamic RNN embedded as a NARMA model into UKF [34] | Equilibrium between nonlinear modeling and real-time filtering via state equation embedding | Increased computational load induced by embedded neural calculations | Real-time filtering requiring nonlinear approximation |
| Cascaded framework integrating Conv-DAE, MultiTCN-Attention, and PSO-KF [35] | Deep cascaded structure for comprehensive signal reconstruction and long-sequence modeling; Significant noise suppression improvement over traditional models | High architectural complexity and massive computational cost | High-precision static applications | |
| ADENN utilizing STE integrated into CKF [36] | Resolution of non-differentiable differencing orders; Strict mathematical consistency with physical time-series structures; Real-time ultra-low latency computation | Unverified performance under extreme temperature gradients and out-of-distribution impacts | Real-time engineering implementation in high-speed embedded systems |
| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Physical Mechanism Layer | In situ dynamic regulation utilizing the Joule effect [37] | Active adjustment of energy dissipation compressing Q-factor fluctuations to 150 ppm; Direct suppression of physical thermal noise sources | Requirement for active energy input; Restriction by physical limits of analog circuits | Mitigation of drift induced by damping fluctuations at the source |
| Dual-dimensional temperature and stress sensing [38] | Integration of capacitive stress sensors at chip anchors capturing residual stress fields; Near threefold improvement in drift stability | Increased fabrication and packaging complexity accommodating stress sensors | Resolution of hysteresis nonlinearity caused by thermal expansion mismatch of packaging | |
| Circuit Sensing Layer | Virtual temperature sensor utilizing ASIC feedback [39] | Modification of scale factor and drift utilizing drive loop feedback voltage and lookup tables; Elimination of thermal conduction delay, achieving 1.9°/h drift instability | Dependence on accurate lookup table modeling; Limited capability against high-order nonlinear terms | ASIC designs requiring the elimination of external sensor coupling errors |
| Dynamic drive reference voltage adjustment [40] | Cancellation of scale factor drift to 1.5% variation utilizing temperature-variable resistors; Simple and cost-effective pure hardware structure | Lack of flexibility for complex error modeling; Susceptibility to analog process variations | Low-cost hardware implementations prioritizing scale factor stability | |
| Modal Control Layer | Pole-zero temperature compensation [41] | Dynamic configuration of closed-loop poles and zeros; Stabilization of bandwidth near 93 Hz across full temperature range | Controller design complexity; Strict bounding by analog circuit bandwidth limits | Dual-mass gyroscopes suffering from bandwidth narrowing at high temperatures |
| Mode deflection strategy [42] | Forcing of drive mode deflection to the damping principal axis; Physical nullification of damping azimuth influence, achieving 0.014°/h stability | High implementation difficulty; Inability to address long-term aging drift | Navigation-grade systems requiring superior raw signal foundations |
| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Neural Networks and Optimization | ANN utilizing hidden layer mapping [43] | Characterization of hysteretic nonlinear relationships via nonlinear fitting; Superiority over static polynomial regression | Inherent black-box nature lacking physical interpretability; High reliance on offline calibration data | Extension of AHRS operational duration under severe temperature changes |
| Elman NN incorporating multidimensional inputs [44] | Incorporation of temperature change rates and coupling terms; Improvement of time-varying drift precision via dynamic memory capabilities | Susceptibility to local optima; Sensitivity to initial weight settings | Dynamic environments requiring precise characterization of time-varying thermal drift | |
| BP NN utilizing temperature gradient inputs [18] | Utilization of internal and external temperature differences as input features; Achievement of continuous global compensation avoiding step errors | High training complexity; Requirement for accurate gradient feature extraction | Complex thermal fields involving interaction between self-heating and cold starts | |
| GRU optimized by BKA [45] | Application of metaheuristic optimization ensuring stability; Significant reduction of network parameters | Computational overhead associated with metaheuristic optimization algorithms | Long-sequence temperature drift modeling requiring high stability | |
| Parallel Processing Architectures | Parallel architecture combining VMD, MOPSO, and BAS-optimized Elman NN [46] | Parallel separation of denoising and compensation; Prevention of low-frequency motion signal loss | High computational complexity hindering real-time embedded deployment | Signal processing scenarios susceptible to motion signal loss under traditional sequential paradigms |
| ICEEMDAN combined with ELM optimized by NSGA-II [47] | Cooperative optimization of high-frequency noise suppression and low-frequency drift compensation utilizing sample entropy classification | Significant processing latency; Highly complex algorithmic structural design | High-precision applications requiring simultaneous random noise reduction and nonlinear drift correction | |
| Physics-Driven and Sensorless Fusion | Geometric nonlinear variational framework [48] | Superposition of thermal displacement fields and nominal vibrations; Provision of genuinely physically interpretable drift predictions | High modeling complexity; Strict reliance on distributed capacitive hardware sensors | Prediction and compensation of frequency drifts and quadrature errors induced by thermal stress |
| Closed-loop phase adaptive compensation [49,50] | Online identification and compensation of demodulation phase errors; Complete elimination of external temperature sensors | Limitations to phase-related error sources; Requirement for highly precise circuit control logic | Real-time suppression of scale factor and ZRO drift caused by parasitic capacitance | |
| MPFC model [51] | Direct extraction and fusion of intrinsic electromechanical control parameters as temperature indicators; Achievement of ultra-low latency sensorless compensation | Requirement for deep access to underlying electromechanical control parameters | Real-time sensorless compensation implemented on FPGAs |
| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Coarse Alignment | OBA [52,54] | Transformation of alignment into attitude determination via continuous vector observations; Establishment of a globally unified framework for large angular motions | Heavy reliance on external observation vector integrity; Failure of traditional FIR filtering under non-Gaussian impulsive interference | Large angular motions and high-frequency vibration environments |
| Adaptive robust estimation [56] | Decoupling of outlier detection from initial attitude via norm invariance; Elimination of time-varying errors utilizing robust parameter identification | Increased algorithmic complexity compared to standard OBA; Requirement for accurate threshold tuning for test statistics | Moving bases subject to non-Gaussian interference and GNSS velocity anomaly jumps | |
| Analytical self-alignment utilizing dual-position switching [57,58] | Direct suppression of interfering angular rates and accelerations at physical and analytical levels; Provision of data support via information-reusing mechanisms | Fundamental contradiction between required long observation times suppressing MEMS noise and real-time initialization requirements; Restriction to specific RMT INS configurations | Swaying platforms equipped with RMT INS | |
| Fine Alignment | EKF2 and EnPF optimized by KLD [60,61] | Fitting of true posterior probability distributions in non-Gaussian and strongly nonlinear scenarios | Massive computational complexity induced by Jacobian matrix derivations or kernel bandwidth optimization; Susceptibility to system noise amplification | Environments featuring large misalignment angles and strong measurement interference |
| Lie group geometric mapping and left-invariant error modeling [65,66] | Elimination of high-order coupling terms via Lie group topological mapping; Proof of global log-linear property achieving robust convergence under extreme misalignment angles | Extremely high mathematical derivation threshold based on differential geometry; Strict adherence requirement to group affine frameworks | Resource-constrained embedded systems facing extreme misalignment angles | |
| VCKF and multi-channel forward-backward filtering [67,68] | Injection of excitation effects via relative convergence variance lower bounds preventing state desensitization; Enhancement of robustness utilizing historical coarse alignment data | Reliance on heuristic variance lower bounds; Potential delayed processing logic associated with backtracking navigation | Moored swaying conditions exhibiting weakly observable states | |
| Theoretical analytical modeling under specific constraint conditions [69] | Establishment of explicit analytical mapping relationships between final fine alignment errors and initial IMU attitudes; Identification of Z-axis sensors possessing the highest attitude sensitivity | Functionality as a theoretical benchmark rather than a deployable real-time alignment algorithm | Sensor pose planning and a priori error budgeting for moving-base alignment | |
| Multi-Source Aided Alignment | Pseudo-measurement construction utilizing angular velocity and robust estimation [70,71] | Enhancement of heading and vertical channel convergence speeds without additional hardware; Resolution of angular velocity measurement noise correlation utilizing Huber M-estimation | Strong dependence on specific maneuvering trajectories; Limited universality on continuously moving vehicles lacking maneuvering authority | Direct and rapid acquisition under vehicle vibration or non-ideal stationary environments |
| Velocity-aided alignment combining trajectory optimization and CGV consistency checks [72,74] | Elimination of coupling between heading errors and velocity biases via 180-degree turn maneuvers; Transformation of DVL outlier detection into geometric consistency evaluation utilizing CGV | Operational constraints requiring specific turning maneuvers; Performance degradation under severe DVL contamination | GNSS-denied environments and extreme sea states missing latitude information | |
| ST-UKF [77] | Reconstruction of velocity error models replacing specific force terms with gravity terms; Suppression of large MEMS drift under large initial misalignment angles | Increased algorithmic computational complexity associated with unscented transformations | Low-cost sensor performance boundary extension under large initial misalignment angles |
| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Observability Analysis | State-level OD analysis [78] | Diagnosis of near-zero observability of Z-axis drift under moored or stationary conditions | Passive analytical nature lacking constructive solutions for error suppression | Theoretical foundation identifying the necessity of RMT |
| PWCS theory combined with TOM and SOM [80] | Establishment of theoretical cornerstones for rotation sequence design | High theoretical complexity requiring specific trajectory segments for full rank | Scientific design of rotation sequences for navigation | |
| Global observability theory and joint design [81,83,84] | Transition from passive evaluation to active optimization of multiposition and continuous rotation paths | Heavy reliance on high-precision turntables and prolonged calibration cycles exacerbating nonlinear MEMS error coupling | High-precision laboratory or pre-mission system-level calibration | |
| Adaptive federated filtering utilizing dynamic OD [85] | Transformation of OD into information-sharing factors driving real-time filter adaptation | Dependence on the accuracy of the underlying OD calculation models | Complex time-varying and dynamic environments | |
| Algorithmic Calibration | Augmented KF incorporating horizontal attitude and heading measurements [86] | Enhancement of Z-axis drift observability | Restriction to stationary single-axis rotation conditions | Stationary SRINS calibration |
| ARKF combining VB and multi-factor robust optimization [88,90] | Suppression of filtering performance degradation and real-time rejection of external DVL outliers | High computational overhead and sensitivity to initial noise priors | Moored conditions and dynamic interference scenarios in complex marine environments | |
| 8-step continuous rotation scheme combined with KF [92] | Excitation and fitting of multiple parameters within ten minutes under non-constant temperature conditions | Limitation to specific temperature drift models | Rapid multi-parameter calibration for micro vehicles | |
| CFM theory transforming error propagation [95] | Elimination of KF parameter tuning reliance via transformation of complex integral terms into linear least-squares observation matrices | Requirement for buffering massive amounts of historical integral data | Systems rendering manual KF tuning impractical | |
| Bilinear embedding and adjoint transition matrix theory [96] | Mathematical elimination of nonlinear coupling terms enabling stable convergence under 60° initial attitude errors | Severe computational challenges for onboard MEMS hardware possessing strictly limited resources and single-axis rotation degrees of freedom | Large alignment error scenarios and robust initialization | |
| Mechanical Error Identification | Reciprocating rotation strategy [99] | Identification and physical suppression of unidirectional rotation coupling errors | Neglect of temperature-dependent variations of non-orthogonal angles and internal residual drifts | Suppression of mechanical coupling in single-axis RMT |
| Four-position analytical calibration [100] | Quantitative online compensation of heading effects caused by residual drift and electronic Fourier terms | Specificity to periodic error terms rendering it less effective for stochastic drift | Precision online compensation for azimuth alignment | |
| Periodic averaging combined with stationary physical constraint modeling [97,98] | Isolation of shaft swaying and PID control errors alongside simultaneous convergence of non-orthogonal angles utilizing quadratic temperature models | Confinement primarily to semi-offline preprocessing failing to improve intrinsic weak observability | High-accuracy attitude assurance and static IMU installation misalignment decoupling |
| Category | Method | Innovation | Limitations | Application Scenarios |
|---|---|---|---|---|
| Adaptive Filtering | Equivalent VB iteration [63] | Reduction of computational complexity while maintaining adaptive effectiveness in high-dimensional systems | Primary effectiveness confined to slow time-varying noise under Gaussian distribution assumptions | Highly dynamic alignment scenarios prioritizing real-time engineering feasibility |
| IMM and HIMM architectures [103,104,105,106] | Integration of kinematic and dynamic models adapting to abrupt velocity changes; Dynamic updating of transition probability matrices adapting to complex hydrological characteristics | Inherent reliance on model set design; Continuous increase in computational load correlating with model quantity | Dynamic vehicle maneuvers and time-varying complex hydrological environments | |
| Deeply coupled adaptive hybrid frameworks integrating VB, CKF, and IMM [107,108,109] | Parallel processing of time-varying noise estimation and dynamic model switching; Dynamic switching between measurement adaptive modes and hybrid robust modes utilizing runs test hypothesis determination | High algorithmic complexity requiring precise empirical tuning of switching thresholds | Unified suppression of process and measurement errors in shifting noise environments | |
| Robust Estimation | Cascaded iteration incorporating Huber M-estimation and GIMM-KF [112,113] | Adjustment of a priori covariance suppressing process uncertainties; Dual suppression of dynamic model and observation-level outliers | Reliance on empirical tuning of influence functions; Diminished effectiveness against extreme non-Gaussian multipath abrupt changes | Strong maneuvering conditions including severe wave impacts and dual non-Gaussian contamination |
| ISSMKF integrating heavy-tailed distributions and VB inference [114,129] | Utilization of Student’s t-distributions and adaptive degrees of freedom modeling process and measurement noise; Maintenance of closed-form recursion approximating Gaussian posteriors | Convergence lag susceptibility; Sensitivity to initialization parameters restricting operational stability | Severe heavy-tailed noise contamination and measurement outliers in extreme waters | |
| ITL criteria combining MCC, MEE, and AMEEF [115,116,117] | Capture of high-order error statistical characteristics; Cooperative suppression of measurement and model anomalies via adaptive kernel bandwidth adjustments and fiducial points | Introduction of highly nonlinear cost functions; Bottlenecks balancing empirical hyperparameter adjustment and real-time computational overhead | Extremely strong non-Gaussian noise and mixed interference in shallow-water and deep-water environments | |
| Multi-Source Fusion | Data-driven generative mechanisms utilizing CEEMD, CNN-LSTM, and AIKF [119,120,121,122] | High-fidelity prediction and self-learning of navigation states maintaining filtering update link continuity during external signal denial | Data-driven black-box fitting lacking physical observability; Divergence during long-term GNSS denial exceeding generalization boundaries | Short-term external signal denial and transient measurement limitation periods |
| Marine multi-source tightly coupled augmentation utilizing DVL and USBL [123,124] | Construction of unified observation equations utilizing acoustic beam frequency shifts and raw ranges; Cancellation of common array errors at the physical mechanism level utilizing time backtracking | High engineering costs and heavy reliance on the strict deployment of external beacons | Marine exploration facing insufficient available GNSS observation satellites or limited acoustic beams | |
| I-EqF leveraging error Lie groups and geometric manifolds [125] | Utilization of Lie group symmetry decoupling error evolution from true trajectories; Significant improvement of global consistency | Extremely high mathematical model derivation thresholds and complex Jacobian matrix computational overhead | Large attitude misalignment angles and covariance distortions generated by severe USV wave swaying | |
| Heterogeneous sensing tightly coupled architectures incorporating ISIU, GIMM, and RMT [7,113,126,127,128] | Parallel architecture achieving soft cascading of sensors; Reconstruction of heading angle observability in underlying physical dynamics combining single-axis RMT and odometer increments | Introduction of additional hardware complexity and severe cross-sensor scheduling constraints | Complex multi-sensor scheduling and complete GNSS denial scenarios for miniaturized platforms |
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Su, E.; Wang, J.; Sheng, W.; Mou, Y.; Li, T.; Liu, J. Single-Axis Rotational Inertial Navigation Systems for USVs: A Review of Key Technologies. Micromachines 2026, 17, 557. https://doi.org/10.3390/mi17050557
Su E, Wang J, Sheng W, Mou Y, Li T, Liu J. Single-Axis Rotational Inertial Navigation Systems for USVs: A Review of Key Technologies. Micromachines. 2026; 17(5):557. https://doi.org/10.3390/mi17050557
Chicago/Turabian StyleSu, Enqing, Junwei Wang, Weijie Sheng, Yi Mou, Teng Li, and Jianguo Liu. 2026. "Single-Axis Rotational Inertial Navigation Systems for USVs: A Review of Key Technologies" Micromachines 17, no. 5: 557. https://doi.org/10.3390/mi17050557
APA StyleSu, E., Wang, J., Sheng, W., Mou, Y., Li, T., & Liu, J. (2026). Single-Axis Rotational Inertial Navigation Systems for USVs: A Review of Key Technologies. Micromachines, 17(5), 557. https://doi.org/10.3390/mi17050557

